Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Health Care and Financials
In tracking the small cap stock universe of Canadian and US stocks for Thursday, January 16, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Great Western Minerals Group Ltd | TSXV | GWG | 0.11 | 57.14 | 0.39 | 0.07 | 11,439,360 | 46.1 |
| Tintina Resources Inc | TSXV | TAU | 0.24 | 33.33 | 0.30 | 0.13 | 101,933 | 34.1 |
| African Gold Group Inc | TSXV | AGG | 0.19 | 26.67 | 0.20 | 0.06 | 291,413 | 22.0 |
| Canada Zinc Metals Corp | TSXV | CZX | 0.50 | 19.05 | 0.53 | 0.17 | 489,611 | 72.9 |
| Elgin Mining Inc | TSX | ELG | 0.21 | 16.67 | 0.74 | 0.09 | 1,051,522 | 36.3 |
| Edgewater Exploration Ltd | TSXV | EDW | 0.12 | 15.00 | 0.52 | 0.04 | 254,501 | 12.0 |
| Newstrike Capital Inc | TSXV | NES | 0.72 | 12.50 | 1.96 | 0.53 | 101,425 | 82.8 |
| Royal Nickel Corp | TSX | RNX | 0.42 | 10.53 | 0.63 | 0.25 | 477,569 | 39.5 |
| U308 Corp | TSX | UWE | 0.17 | 10.00 | 0.36 | 0.08 | 780,003 | 27.4 |
| Tomagold Corp | TSXV | LOT | 0.17 | 10.00 | 0.41 | 0.09 | 801,300 | 11.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Alexander Energy Ltd | TSXV | ALX | 0.88 | 12.82 | 0.94 | 0.15 | 4,170,944 | 167.6 |
| Birchcliff Energy Ltd | TSX | BIR | 8.43 | 11.36 | 9.04 | 6.87 | 1,766,987 | 1,204.5 |
| Tethys Petroleum Ltd | TSX | TPL | 0.63 | 10.53 | 0.95 | 0.43 | 144,387 | 194.0 |
| Azabache Energy Inc | TSXV | AZA | 0.18 | 9.38 | 0.22 | 0.10 | 143,000 | 29.9 |
| Canadian Spirit Resources Inc | TSXV | SPI | 0.44 | 8.75 | 0.44 | 0.15 | 177,288 | 43.6 |
| Sintana Energy Inc | TSXV | SNN | 0.13 | 8.33 | 0.20 | 0.07 | 368,314 | 40.4 |
| Palliser Oil & Gas Corp | TSXV | PXL | 0.27 | 8.16 | 0.70 | 0.24 | 116,300 | 16.9 |
| Synodon Inc | TSXV | SYD | 0.16 | 6.67 | 0.35 | 0.13 | 100,000 | 13.2 |
| Raging River Exploration Inc | TSX | RRX | 7.10 | 6.29 | 7.12 | 3.69 | 1,388,907 | 1,212.4 |
| Cequence Energy Ltd | TSX | CQE | 1.86 | 6.29 | 1.97 | 1.27 | 1,026,854 | 392.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| CriticalControl Solutions Corp | TSX | CCZ | 0.52 | 11.83 | 0.52 | 0.15 | 311,189 | 27.0 |
| Fireswirl Technologies Inc | TSXV | FSW | 0.31 | 8.77 | 0.40 | 0.06 | 165,845 | 15.5 |
| Guestlogix Inc | TSX | GXI | 1.31 | 7.38 | 1.34 | 0.77 | 554,434 | 117.1 |
| ISIS Lab Corp | TSXV | LAB | 0.44 | 6.02 | 0.47 | 0.10 | 1,303,150 | 23.6 |
| QHR Corp | TSXV | QHR | 1.36 | 5.43 | 1.40 | 0.47 | 736,281 | 65.2 |
| Symbility Solutions Inc | TSXV | SY | 0.32 | 3.23 | 0.54 | 0.28 | 1,869,278 | 66.7 |
| POET Technologies Inc | TSXV | PTK | 0.64 | 3.23 | 0.69 | 0.32 | 256,300 | 84.9 |
| Solium Capital Inc | TSX | SUM | 8.22 | 2.75 | 8.25 | 2.85 | 116,763 | 381.8 |
| Sandvine Corp | TSX | SVC | 3.43 | 1.48 | 3.50 | 1.60 | 652,775 | 476.3 |
| Wi-Lan Inc | TSX | WIN | 3.55 | 1.14 | 4.98 | 2.96 | 304,303 | 425.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Carmanah Technologies Corp | TSX | CMH | 0.17 | 6.25 | 0.31 | 0.10 | 272,000 | 17.1 |
| Flyht Aerospace Solutions Ltd | TSXV | FLY | 0.45 | 4.65 | 0.50 | 0.14 | 867,880 | 70.8 |
| Chemtrade Logistics Income Fund | TSX | CHE-U | 20.75 | 2.22 | 20.85 | 15.63 | 244,893 | 864.7 |
| Norbord Inc | TSX | NBD | 30.35 | 1.74 | 37.93 | 25.10 | 273,094 | 1,617.6 |
| Ainsworth Lumber Co Ltd | TSX | ANS | 4.10 | 1.49 | 4.31 | 2.56 | 111,685 | 987.7 |
| Baylin Technologies Inc | TSX | BYL | 7.20 | 0.28 | 8.35 | 7.00 | 337,390 | 134.9 |
| Avigilon Corp | TSX | AVO | 33.33 | 0.06 | 33.90 | 10.75 | 211,004 | 1,431.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Agility Health Inc | TSXV | AHI | 0.43 | 70.00 | 0.50 | 0.20 | 254,926 | 30.7 |
| Aurora Spine Corp | TSXV | ASG | 6.00 | 31.87 | 6.25 | 1.00 | 330,791 | 93.6 |
| NexgenRx Inc | TSXV | NXG | 0.20 | 11.11 | 0.22 | 0.13 | 320,000 | 11.1 |
| Advanced Proteome Therapeutics Corp | TSXV | APC | 0.28 | 7.69 | 0.34 | 0.07 | 131,588 | 28.2 |
| Sirona Biochem Corp | TSXV | SBM | 0.16 | 6.90 | 0.21 | 0.07 | 513,600 | 16.8 |
| Tekmira Pharmaceuticals Corp | TSX | TKM | 13.15 | 4.53 | 14.47 | 4.31 | 101,617 | 250.1 |
| Immunovaccine Inc | TSXV | IMV | 0.73 | 4.29 | 0.79 | 0.22 | 275,122 | 57.7 |
| Zecotek Photonics Inc | TSXV | ZMS | 0.80 | 3.90 | 0.94 | 0.22 | 215,079 | 73.8 |
| Prometic Life Sciences Inc | TSX | PLI | 0.97 | 3.19 | 1.14 | 0.27 | 1,902,134 | 506.0 |
| Titan Medical Inc | TSXV | TMD | 1.14 | 2.70 | 1.37 | 0.38 | 145,067 | 82.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Sprott Inc | TSX | SII | 2.91 | 5.05 | 4.31 | 2.21 | 202,480 | 721.5 |
| Input Capital Corp | TSXV | INP | 2.38 | 2.15 | 2.45 | 1.55 | 354,669 | 145.7 |
| LX Ventures Inc | TSXV | LXV | 0.61 | 1.67 | 0.96 | 0.14 | 1,103,067 | 38.5 |
| Copper Fox Metals Inc | TSXV | CUU | 0.32 | 1.61 | 0.93 | 0.30 | 112,184 | 127.5 |
| Canaccord Genuity Group Inc | TSX | CF | 7.31 | 1.39 | 7.93 | 5.05 | 176,680 | 747.2 |
| Northwest International Healthcare Properties Real Estate Investment Trust | TSXV | MOB-U | 2.10 | 0.48 | 2.25 | 1.70 | 101,170 | 117.2 |
| Pure Industrial Real Estate Trust | TSX | AAR-U | 4.50 | 0.45 | 5.39 | 3.97 | 169,996 | 609.7 |
| Granite Real Estate Investment Trust | TSX | GRT-U | 37.33 | 0.27 | 40.22 | 33.89 | 1,522,651 | 1,752.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Codexis Inc | NASDAQ | CDXS | 1.86 | 26.53 | 2.89 | 1.24 | 2,031,151 | 70.9 |
| Daqo New Energy Corp | NYSE | DQ | 44.71 | 9.53 | 49.59 | 4.02 | 123,059 | 309.2 |
| Noranda Aluminum Holding Corp | NYSE | NOR | 3.36 | 9.45 | 6.70 | 2.21 | 953,723 | 228.6 |
| Oxford Resource Partners LP | NYSE | OXF | 1.29 | 7.50 | 6.07 | 1.08 | 167,474 | 26.9 |
| Century Aluminum Co | NASDAQ | CENX | 10.96 | 6.61 | 11.08 | 6.26 | 1,248,197 | 972.0 |
| Golden Minerals Co | NYSE | AUMN | 0.75 | 6.35 | 4.66 | 0.42 | 344,582 | 32.6 |
| Uranium Resources Inc | NASDAQ | URRE | 3.84 | 4.63 | 5.53 | 1.75 | 442,048 | 76.1 |
| Allied Nevada Gold Corp | NYSE | ANV | 4.80 | 4.35 | 27.08 | 3.01 | 4,217,073 | 498.9 |
| Uranerz Energy Corp | NYSE | URZ | 1.40 | 3.70 | 1.64 | 0.80 | 510,056 | 120.1 |
| Uranium Energy Corp | NYSE | UEC | 1.88 | 3.30 | 2.74 | 1.40 | 819,626 | 168.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Gray Fox Petroleum Corp | OTC BB | GFOX | 1.42 | 23.48 | 1.43 | 0.50 | 1,218,475 | 50.4 |
| Centor Inc | OTC BB | CNTO | 2.32 | 14.29 | 2.54 | 0.10 | 1,427,264 | 159.4 |
| Enservco Corp | OTC BB | ENSV | 2.17 | 13.02 | 2.17 | 0.42 | 131,754 | 75.1 |
| Lucas Energy Inc | NYSE | LEI | 1.18 | 10.28 | 1.82 | 0.92 | 499,177 | 35.3 |
| Pacific Ethanol Inc | NASDAQ | PEIX | 7.45 | 8.92 | 7.63 | 2.33 | 2,094,610 | 115.8 |
| Goodrich Petroleum Corp | NYSE | GDP | 16.79 | 8.81 | 28.55 | 9.45 | 2,173,526 | 733.3 |
| China Sunergy Co Ltd | NASDAQ | CSUN | 6.93 | 7.94 | 10.19 | 1.25 | 590,871 | 102.9 |
| Real Goods Solar Inc | NASDAQ | RSOL | 4.33 | 6.91 | 7.17 | 0.82 | 7,786,590 | 125.3 |
| JA Solar Holdings Co Ltd | NASDAQ | JASO | 10.07 | 6.79 | 12.80 | 3.37 | 3,992,285 | 435.6 |
| Zion Oil & Gas Inc | NASDAQ | ZN | 1.94 | 6.59 | 2.99 | 0.81 | 128,578 | 65.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Netlist Inc | NASDAQ | NLST | 1.30 | 49.22 | 1.37 | 0.51 | 3,260,352 | 41.0 |
| Zoom Technologies Inc | NASDAQ | ZOOM | 5.09 | 18.37 | 9.40 | 2.20 | 1,390,415 | 15.3 |
| eOn Communications Corp | NASDAQ | EONC | 4.22 | 14.08 | 4.65 | 0.70 | 288,743 | 12.2 |
| Sungy Mobile Ltd | NASDAQ | GOMO | 23.95 | 13.56 | 24.32 | 12.40 | 1,044,664 | 800.1 |
| Alliance Fiber Optic Products Inc | NASDAQ | AFOP | 17.30 | 12.12 | 23.94 | 5.28 | 1,426,335 | 317.2 |
| NetSol Technologies Inc | NASDAQ | NTWK | 6.72 | 11.26 | 14.01 | 4.25 | 571,475 | 60.9 |
| WidePoint Corp | NYSE | WYY | 1.90 | 11.11 | 1.90 | 0.36 | 4,110,258 | 121.3 |
| Benefitfocus Inc | NASDAQ | BNFT | 76.00 | 10.07 | 76.56 | 37.32 | 344,861 | 1,859.3 |
| KEYW Holding Corp/The | NASDAQ | KEYW | 18.09 | 9.77 | 18.22 | 10.82 | 798,331 | 665.1 |
| SPS Commerce Inc | NASDAQ | SPSC | 68.79 | 9.35 | 79.98 | 36.50 | 142,210 | 1,102.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Parametric Sound Corp | NASDAQ | PAMT | 16.05 | 12.24 | 22.39 | 8.00 | 389,299 | 115.9 |
| SuperCom Ltd | NASDAQ | SPCB | 6.84 | 11.22 | 7.03 | 0.21 | 1,050,641 | 84.4 |
| Microvision Inc | NASDAQ | MVIS | 1.33 | 9.02 | 3.49 | 1.03 | 226,849 | 42.7 |
| Camtek Ltd/Israel | NASDAQ | CAMT | 4.87 | 8.22 | 6.43 | 1.31 | 2,001,059 | 144.7 |
| Metabolix Inc | NASDAQ | MBLX | 1.52 | 7.80 | 2.58 | 0.75 | 429,964 | 52.6 |
| LSI Industries Inc | NASDAQ | LYTS | 9.56 | 7.30 | 9.60 | 6.65 | 115,180 | 229.9 |
| Advanced Energy Industries Inc | NASDAQ | AEIS | 27.16 | 6.30 | 27.74 | 13.85 | 1,038,239 | 1,086.0 |
| ExOne Co/The | NASDAQ | XONE | 60.25 | 5.98 | 78.80 | 18.00 | 968,447 | 866.9 |
| China Zenix Auto International Ltd | NYSE | ZX | 2.75 | 5.77 | 4.27 | 2.11 | 141,131 | 141.9 |
| Nuverra Environmental Solutions Inc | NYSE | NES | 15.31 | 5.66 | 44.20 | 13.10 | 939,980 | 398.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Sarepta Therapeutics Inc | NASDAQ | SRPT | 28.00 | 40.14 | 55.61 | 12.12 | 14,427,752 | 1,052.3 |
| Delcath Systems Inc | NASDAQ | DCTH | 0.39 | 30.96 | 2.19 | 0.22 | 27,835,197 | 49.3 |
| Prosensa Holding NV | NASDAQ | RNA | 6.89 | 24.37 | 34.55 | 3.43 | 6,390,214 | 241.2 |
| Cytosorbents Corp | OTC BB | CTSO | 0.16 | 23.26 | 0.16 | 0.08 | 4,747,971 | 39.0 |
| Zeltiq Aesthetics Inc | NASDAQ | ZLTQ | 24.49 | 19.87 | 24.79 | 3.20 | 2,307,719 | 891.9 |
| Alimera Sciences Inc | NASDAQ | ALIM | 7.19 | 19.04 | 7.37 | 1.65 | 1,099,973 | 227.3 |
| BIND Therapeutics Inc | NASDAQ | BIND | 12.90 | 14.56 | 15.89 | 8.36 | 285,144 | 211.1 |
| Stemline Therapeutics Inc | NASDAQ | STML | 21.82 | 13.59 | 47.25 | 10.00 | 396,396 | 281.6 |
| Dehaier Medical Systems Ltd | NASDAQ | DHRM | 5.18 | 11.64 | 5.30 | 1.81 | 470,760 | 23.9 |
| Venaxis Inc | NASDAQ | APPY | 2.79 | 11.60 | 2.85 | 1.15 | 1,869,288 | 59.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Boston Private Financial Holdings Inc | NASDAQ | BPFH | 13.41 | 10.55 | 14.25 | 8.82 | 1,200,465 | 1,070.4 |
| Owens Realty Mortgage Inc | NYSE | ORM | 14.15 | 8.93 | 14.23 | 8.20 | 103,194 | 158.5 |
| First Acceptance Corp | NYSE | FAC | 2.88 | 6.67 | 2.93 | 1.12 | 208,515 | 118.0 |
| Old Line Bancshares Inc | NASDAQ | OLBK | 15.70 | 4.81 | 15.95 | 11.25 | 195,805 | 169.0 |
| Ellie Mae Inc | NYSE | ELLI | 26.48 | 4.46 | 33.24 | 18.61 | 1,020,575 | 728.1 |
| Ambac Financial Group Inc | NASDAQ | AMBC | 24.05 | 3.40 | 27.25 | 15.03 | 724,882 | 1,082.3 |
| STAG Industrial Inc | NYSE | STAG | 21.18 | 3.27 | 24.35 | 18.76 | 437,303 | 1,100.3 |
| Main Street Capital Corp | NYSE | MAIN | 35.69 | 2.97 | 35.72 | 25.16 | 503,275 | 1,418.1 |
| Caesars Acquisition Co | NASDAQ | CACQ | 13.37 | 2.93 | 13.93 | 10.34 | 677,084 | 1,815.3 |
| Anworth Mortgage Asset Corp | NYSE | ANH | 4.52 | 2.73 | 6.39 | 4.02 | 1,281,165 | 637.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
