Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Health Care and Financials
In tracking the small cap stock universe of Canadian and US stocks for Wednesday, January 15, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| U308 Corp | TSX | UWE | 0.15 | 25.00 | 0.36 | 0.08 | 556,605 | 24.9 |
| Golden Queen Mining Co Ltd | TSX | GQM | 1.24 | 20.39 | 2.38 | 0.62 | 160,984 | 123.0 |
| CB Gold Inc | TSXV | CBJ | 0.12 | 20.00 | 0.90 | 0.09 | 310,800 | 19.1 |
| NioCorp Developments Ltd | TSXV | NB | 0.28 | 19.57 | 0.28 | 0.09 | 1,569,530 | 27.6 |
| Royal Nickel Corp | TSX | RNX | 0.38 | 18.75 | 0.63 | 0.25 | 610,305 | 35.8 |
| Quest Rare Minerals Ltd | TSX | QRM | 0.52 | 14.29 | 1.14 | 0.40 | 401,925 | 35.0 |
| Victoria Gold Corp | TSXV | VIT | 0.13 | 13.64 | 0.25 | 0.08 | 303,850 | 42.5 |
| Thompson Creek Metals Co Inc | TSX | TCM | 3.16 | 12.06 | 4.49 | 1.84 | 1,628,505 | 541.8 |
| Black Iron Inc | TSX | BKI | 0.19 | 11.76 | 0.49 | 0.12 | 180,400 | 26.9 |
| Western Copper and Gold Corp | TSX | WRN | 0.86 | 11.69 | 1.65 | 0.49 | 191,581 | 80.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| PRD Energy Inc | TSXV | PRD | 1.19 | 19.00 | 1.56 | 0.41 | 383,394 | 136.6 |
| Vanoil Energy Ltd | TSXV | VEL | 0.13 | 13.64 | 0.63 | 0.10 | 210,189 | 14.6 |
| Petrofrontier Corp | TSXV | PFC | 0.28 | 12.00 | 0.51 | 0.14 | 307,302 | 22.3 |
| Delphi Energy Corp | TSX | DEE | 2.02 | 9.78 | 2.09 | 0.99 | 1,679,385 | 309.4 |
| Niko Resources Ltd | TSX | NKO | 2.85 | 9.62 | 10.74 | 1.12 | 468,298 | 248.1 |
| Sintana Energy Inc | TSXV | SNN | 0.12 | 9.09 | 0.20 | 0.07 | 296,000 | 37.3 |
| Ivanhoe Energy Inc | TSX | IE | 0.63 | 8.62 | 2.85 | 0.37 | 164,650 | 72.3 |
| CUB Energy Inc | TSXV | KUB | 0.22 | 7.50 | 0.42 | 0.16 | 159,509 | 67.0 |
| Petrowest Corp | TSX | PRW | 1.06 | 4.95 | 1.13 | 0.60 | 986,098 | 154.3 |
| Enterprise Group Inc | TSX | E | 0.85 | 4.94 | 0.89 | 0.23 | 1,334,861 | 73.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| DragonWave Inc | TSX | DWI | 1.95 | 25.81 | 3.68 | 1.13 | 529,814 | 103.0 |
| ISIS Lab Corp | TSXV | LAB | 0.42 | 15.28 | 0.43 | 0.10 | 1,414,039 | 22.3 |
| LeoNovus Inc | TSXV | LTV | 0.25 | 11.11 | 0.34 | 0.10 | 184,000 | 24.2 |
| Aastra Technologies Ltd | TSX | AAH | 46.40 | 8.79 | 46.51 | 12.16 | 134,780 | 548.0 |
| POET Technologies Inc | TSXV | PTK | 0.62 | 1.64 | 0.69 | 0.32 | 273,168 | 82.3 |
| Wi-Lan Inc | TSX | WIN | 3.51 | 1.45 | 4.98 | 2.96 | 195,264 | 420.9 |
| Axia NetMedia Corp | TSX | AXX | 2.47 | 0.41 | 2.75 | 1.11 | 107,623 | 153.5 |
| Redknee Solutions Inc | TSX | RKN | 6.43 | 0.16 | 7.82 | 1.90 | 146,901 | 612.4 |
| Absolute Software Corp | TSX | ABT | 7.00 | 0.14 | 8.10 | 5.10 | 147,046 | 300.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Enpar Technologies Inc | TSXV | ENP | 0.13 | 25.00 | 0.14 | 0.05 | 244,916 | 10.8 |
| Wavefront Technology Solutions Inc | TSXV | WEE | 0.37 | 10.61 | 0.47 | 0.19 | 108,749 | 30.3 |
| Empire Industries Ltd/Canada | TSXV | EIL | 0.12 | 9.52 | 0.12 | 0.04 | 976,765 | 29.1 |
| Tree Island Steel Ltd | TSX | TSL | 1.18 | 4.42 | 1.18 | 0.45 | 401,235 | 33.6 |
| Gemini Corp | TSXV | GKX | 0.75 | 4.17 | 0.88 | 0.20 | 807,100 | 41.3 |
| Pure Technologies Ltd | TSX | PUR | 6.80 | 3.03 | 6.85 | 4.28 | 338,422 | 347.4 |
| Martinrea International Inc | TSX | MRE | 8.33 | 1.83 | 12.75 | 6.91 | 500,318 | 703.4 |
| ATS Automation Tooling Systems Inc | TSX | ATA | 14.36 | 1.06 | 15.45 | 8.79 | 2,467,559 | 1,273.4 |
| Aecon Group Inc | TSX | ARE | 16.05 | 0.63 | 16.40 | 10.32 | 133,858 | 900.3 |
| Avigilon Corp | TSX | AVO | 33.31 | 0.15 | 33.74 | 10.75 | 195,838 | 1,430.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Resverlogix Corp | TSX | RVX | 0.80 | 45.45 | 3.83 | 0.15 | 1,160,867 | 65.2 |
| Microbix Biosystems Inc | TSX | MBX | 0.33 | 17.86 | 0.33 | 0.12 | 129,700 | 22.0 |
| Immunovaccine Inc | TSXV | IMV | 0.70 | 16.67 | 0.71 | 0.22 | 644,808 | 55.4 |
| Trimel Pharmaceuticals Corp | TSX | TRL | 0.81 | 15.71 | 1.92 | 0.34 | 634,007 | 120.1 |
| Stem Cell Therapeutics Corp | TSXV | SSS | 0.61 | 12.96 | 0.64 | 0.14 | 742,331 | 74.3 |
| Lorus Therapeutics Inc | TSX | LOR | 0.61 | 10.91 | 1.04 | 0.17 | 1,620,052 | 36.3 |
| Theralase Technologies Inc | TSXV | TLT | 0.50 | 10.00 | 0.51 | 0.15 | 456,800 | 22.1 |
| Acasti Pharma Inc | TSXV | APO | 1.57 | 9.79 | 4.32 | 1.15 | 128,762 | 163.3 |
| ICO Therapeutics Inc | TSXV | ICO | 0.57 | 7.55 | 0.74 | 0.26 | 299,868 | 38.7 |
| Zecotek Photonics Inc | TSXV | ZMS | 0.77 | 4.05 | 0.94 | 0.22 | 170,155 | 71.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| TIO Networks Corp | TSXV | TNC | 0.63 | 8.62 | 0.63 | 0.16 | 158,424 | 29.5 |
| Input Capital Corp | TSXV | INP | 2.33 | 5.91 | 2.41 | 1.55 | 603,842 | 142.6 |
| GMP Capital Inc | TSX | GMP | 7.85 | 5.37 | 7.95 | 5.21 | 584,068 | 546.8 |
| IOU Financial Inc | CNSX | IOU | 0.76 | 4.11 | 0.90 | 0.30 | 113,000 | 35.3 |
| Gluskin Sheff + Associates Inc | TSX | GS | 29.83 | 3.58 | 29.96 | 13.51 | 309,666 | 880.3 |
| Pethealth Inc | TSX | PTZ | 1.84 | 2.22 | 2.05 | 0.89 | 121,008 | 56.1 |
| Canaccord Genuity Group Inc | TSX | CF | 7.21 | 1.55 | 7.93 | 5.05 | 248,354 | 737.0 |
| Temple Hotels Inc | TSX | TPH | 5.70 | 0.35 | 6.25 | 5.05 | 126,873 | 228.5 |
| AGF Management Ltd | TSX | AGF/B | 13.25 | 0.30 | 14.78 | 9.68 | 152,510 | 1,156.4 |
| Chartwell Retirement Residences | TSX | CSH-U | 10.47 | 0.10 | 11.71 | 8.95 | 165,935 | 1,789.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Uranium Resources Inc | NASDAQ | URRE | 3.67 | 9.88 | 5.53 | 1.75 | 537,180 | 72.7 |
| Noranda Aluminum Holding Corp | NYSE | NOR | 3.07 | 7.72 | 6.70 | 2.21 | 517,597 | 208.8 |
| Molycorp Inc | NYSE | MCP | 5.67 | 7.18 | 9.25 | 4.51 | 9,808,947 | 1,324.4 |
| General Moly Inc | NYSE | GMO | 1.28 | 6.67 | 4.09 | 1.04 | 326,408 | 117.3 |
| Arch Coal Inc | NYSE | ACI | 4.38 | 5.80 | 7.95 | 3.47 | 10,644,752 | 929.8 |
| McEwen Mining Inc | NYSE | MUX | 2.34 | 5.41 | 3.77 | 1.63 | 1,984,906 | 708.6 |
| Golden Minerals Co | NYSE | AUMN | 0.71 | 4.82 | 4.68 | 0.42 | 235,692 | 30.6 |
| Stillwater Mining Co | NYSE | SWC | 13.39 | 4.45 | 14.87 | 9.78 | 2,549,543 | 1,597.7 |
| Codexis Inc | NASDAQ | CDXS | 1.47 | 4.26 | 2.89 | 1.24 | 206,162 | 56.0 |
| Century Aluminum Co | NASDAQ | CENX | 10.28 | 4.15 | 10.60 | 6.26 | 615,983 | 911.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Armada Oil Inc | OTC BB | AOIL | 0.20 | 14.94 | 0.75 | 0.16 | 119,196 | 11.2 |
| Tengasco Inc | NYSE | TGC | 0.49 | 12.18 | 0.75 | 0.35 | 955,756 | 29.8 |
| Quantum Fuel Systems Technologies Worldwide Inc | NASDAQ | QTWW | 8.30 | 8.78 | 8.60 | 1.85 | 1,108,896 | 153.2 |
| BioFuel Energy Corp | NASDAQ | BIOF | 2.19 | 7.88 | 7.25 | 1.13 | 211,776 | 14.0 |
| Lucas Energy Inc | NYSE | LEI | 1.07 | 7.54 | 1.82 | 0.92 | 331,023 | 32.0 |
| Pacific Ethanol Inc | NASDAQ | PEIX | 6.84 | 7.21 | 7.04 | 2.33 | 1,094,661 | 106.3 |
| Gray Fox Petroleum Corp | OTC BB | GFOX | 1.15 | 6.48 | 1.22 | 0.50 | 734,521 | 40.8 |
| Plug Power Inc | NASDAQ | PLUG | 3.80 | 5.85 | 4.90 | 0.12 | 24,590,472 | 427.3 |
| Rex Energy Corp | NASDAQ | REXX | 18.76 | 5.27 | 25.17 | 12.65 | 1,468,138 | 1,006.1 |
| Solazyme Inc | NASDAQ | SZYM | 10.43 | 5.25 | 13.09 | 6.81 | 1,000,791 | 710.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Datalink Corp | NASDAQ | DTLK | 14.96 | 37.63 | 15.33 | 8.50 | 1,378,310 | 339.2 |
| Lantronix Inc | NASDAQ | LTRX | 2.74 | 19.13 | 3.03 | 1.31 | 2,543,469 | 39.9 |
| China Finance Online Co Ltd | NASDAQ | JRJC | 7.18 | 18.68 | 7.44 | 1.14 | 3,096,116 | 159.2 |
| NQ Mobile Inc | NYSE | NQ | 15.63 | 12.28 | 25.90 | 5.98 | 11,828,975 | 812.9 |
| China Mobile Games & Entertainment Group Ltd | NASDAQ | CMGE | 32.92 | 10.47 | 33.48 | 3.00 | 232,201 | 882.2 |
| Mitel Networks Corp | NASDAQ | MITL | 10.03 | 10.46 | 10.26 | 3.25 | 883,041 | 541.1 |
| Icad Inc | NASDAQ | ICAD | 13.88 | 9.21 | 13.90 | 4.24 | 211,590 | 150.6 |
| Magic Software Enterprises Ltd | NASDAQ | MGIC | 8.23 | 9.01 | 8.35 | 4.46 | 424,201 | 312.4 |
| Mellanox Technologies Ltd | NASDAQ | MLNX | 43.74 | 7.60 | 65.77 | 32.35 | 1,589,941 | 1,915.0 |
| QuickLogic Corp | NASDAQ | QUIK | 4.91 | 6.74 | 4.93 | 2.01 | 701,819 | 257.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Control4 Corp | NASDAQ | CTRL | 31.45 | 23.38 | 31.45 | 13.77 | 915,241 | 716.2 |
| CyberOptics Corp | NASDAQ | CYBE | 7.89 | 13.20 | 8.05 | 4.91 | 288,406 | 51.7 |
| Identive Group Inc | NASDAQ | INVE | 0.89 | 13.02 | 1.60 | 0.49 | 1,551,748 | 66.0 |
| Superconductor Technologies Inc | NASDAQ | SCON | 2.87 | 10.38 | 5.70 | 1.42 | 891,914 | 33.3 |
| American Superconductor Corp | NASDAQ | AMSC | 1.79 | 8.48 | 3.34 | 1.37 | 1,532,532 | 113.0 |
| CUI Global Inc | NASDAQ | CUI | 8.71 | 8.33 | 8.79 | 4.60 | 199,447 | 179.1 |
| ARC Group Worldwide Inc | NASDAQ | ARCW | 28.30 | 8.26 | 43.73 | 4.65 | 118,701 | 166.3 |
| On Track Innovations Ltd | NASDAQ | OTIV | 3.97 | 8.17 | 4.37 | 0.80 | 4,406,972 | 126.1 |
| Broadwind Energy Inc | NASDAQ | BWEN | 11.02 | 8.04 | 11.94 | 2.24 | 245,421 | 160.8 |
| GrafTech International Ltd | NYSE | GTI | 12.83 | 7.82 | 12.86 | 6.41 | 2,529,908 | 1,734.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Chelsea Therapeutics International Ltd | NASDAQ | CHTP | 4.41 | 91.74 | 5.78 | 0.76 | 46,609,075 | 345.9 |
| Elite Pharmaceuticals Inc | OTC BB | ELTP | 0.27 | 39.84 | 0.27 | 0.06 | 23,164,308 | 134.6 |
| Vantage Health | OTC BB | VNTH | 0.14 | 27.18 | 0.16 | 0.00 | 235,069 | 18.9 |
| Agios Pharmaceuticals Inc | NASDAQ | AGIO | 42.19 | 18.58 | 44.04 | 15.77 | 1,059,860 | 1,315.1 |
| Kindred Biosciences Inc | NASDAQ | KIN | 15.56 | 16.03 | 17.27 | 8.75 | 329,427 | 251.7 |
| Amarin Corp PLC | NASDAQ | AMRN | 2.40 | 15.94 | 9.24 | 1.36 | 30,519,353 | 413.3 |
| Greenestone Healthcare Corp | OTC BB | GRST | 0.29 | 13.73 | 0.50 | 0.02 | 902,390 | 10.3 |
| Cel-Sci Corp | NYSE | CVM | 0.94 | 13.23 | 3.09 | 0.53 | 7,004,949 | 46.8 |
| PTC Therapeutics Inc | NASDAQ | PTCT | 24.64 | 12.67 | 24.99 | 13.04 | 437,777 | 614.0 |
| Cormedix Inc | NYSE | CRMD | 2.52 | 12.00 | 2.77 | 0.48 | 743,697 | 40.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Altisource Residential Corp | NYSE | RESI | 34.81 | 8.27 | 35.05 | 15.41 | 3,049,543 | 1,471.6 |
| First Acceptance Corp | NYSE | FAC | 2.70 | 7.57 | 2.75 | 1.12 | 190,117 | 110.6 |
| PennyMac Financial Services Inc | NYSE | PFSI | 18.25 | 5.74 | 23.33 | 15.75 | 132,200 | 1,401.2 |
| Noah Holdings Ltd | NYSE | NOAH | 15.90 | 5.16 | 25.51 | 5.73 | 490,005 | 876.4 |
| Cowen Group Inc | NASDAQ | COWN | 3.98 | 4.19 | 4.13 | 2.40 | 491,250 | 469.0 |
| HFF Inc | NYSE | HF | 30.01 | 4.13 | 30.03 | 15.98 | 217,410 | 1,117.8 |
| Greenhill & Co Inc | NYSE | GHL | 60.10 | 3.91 | 61.99 | 43.21 | 1,074,932 | 1,668.8 |
| Hercules Technology Growth Capital Inc | NYSE | HTGC | 16.38 | 3.74 | 17.25 | 11.57 | 452,977 | 1,011.2 |
| eHealth Inc | NASDAQ | EHTH | 61.64 | 3.70 | 61.87 | 14.85 | 400,870 | 1,147.8 |
| Third Point Reinsurance Ltd | NYSE | TPRE | 17.42 | 3.69 | 18.84 | 12.25 | 199,406 | 1,809.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
