Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Health Care and Financials
In tracking the small cap stock universe of Canadian and US stocks for Wednesday, January 08, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Verde Potash PLC | TSX | NPK | 0.63 | 28.57 | 4.00 | 0.19 | 213,892 | 23.6 |
| Potash Ridge Corp | TSX | PRK | 0.31 | 22.00 | 0.81 | 0.10 | 291,500 | 24.9 |
| Graphite One Resources Inc | TSXV | GPH | 0.16 | 18.52 | 0.27 | 0.08 | 2,094,399 | 14.4 |
| AQM Copper Inc | TSXV | AQM | 0.16 | 14.81 | 0.16 | 0.03 | 142,500 | 21.6 |
| Gold Canyon Resources Inc | TSXV | GCU | 0.27 | 12.50 | 0.95 | 0.19 | 107,400 | 40.1 |
| Western Potash Corp | TSX | WPX | 0.34 | 11.67 | 0.76 | 0.26 | 326,755 | 75.8 |
| Barisan Gold Corp | TSXV | BG | 0.34 | 9.84 | 0.45 | 0.04 | 200,215 | 12.4 |
| Callinex Mines Inc | TSXV | CNX | 0.37 | 8.82 | 0.45 | 0.08 | 110,698 | 11.8 |
| Orvana Minerals Corp | TSX | ORV | 0.59 | 7.27 | 1.25 | 0.37 | 183,972 | 80.6 |
| Trevali Mining Corp | TSX | TV | 1.00 | 6.38 | 1.19 | 0.49 | 2,027,990 | 279.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Valeura Energy Inc | TSX | VLE | 0.39 | 20.31 | 1.15 | 0.27 | 396,900 | 22.3 |
| PetroNova Inc | TSXV | PNA | 0.28 | 16.67 | 0.40 | 0.18 | 845,000 | 63.3 |
| Junex Inc | TSXV | JNX | 0.49 | 8.89 | 0.71 | 0.40 | 145,390 | 32.4 |
| Amarok Energy Inc | TSXV | AMR | 0.28 | 7.69 | 0.42 | 0.18 | 150,000 | 26.1 |
| Southern Pacific Resource Corp | TSX | STP | 0.23 | 6.98 | 1.38 | 0.11 | 1,535,241 | 91.5 |
| Petrolia Inc | TSXV | PEA | 0.80 | 6.67 | 1.30 | 0.57 | 423,359 | 56.5 |
| Donnycreek Energy Inc | TSXV | DCK | 2.44 | 6.09 | 3.00 | 1.60 | 1,247,102 | 125.2 |
| Questerre Energy Corp | TSX | QEC | 1.41 | 6.02 | 1.58 | 0.70 | 181,139 | 373.2 |
| Madalena Energy Inc | TSXV | MVN | 0.71 | 5.97 | 0.74 | 0.24 | 4,448,461 | 240.5 |
| Corridor Resources Inc | TSX | CDH | 1.29 | 5.74 | 1.42 | 0.60 | 185,395 | 114.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Smart Employee Benefits Inc | TSXV | SEB | 0.42 | 13.51 | 0.43 | 0.29 | 337,650 | 26.3 |
| Intermap Technologies Corp | TSX | IMP | 0.54 | 11.34 | 0.55 | 0.26 | 250,420 | 49.8 |
| ISIS Lab Corp | TSXV | LAB | 0.33 | 10.17 | 0.36 | 0.10 | 1,104,877 | 17.4 |
| Guestlogix Inc | TSX | GXI | 1.13 | 8.65 | 1.34 | 0.77 | 1,529,500 | 101.0 |
| Data Group Inc/Canada | TSX | DGI | 0.67 | 6.35 | 2.53 | 0.36 | 146,738 | 15.7 |
| DragonWave Inc | TSX | DWI | 1.76 | 5.39 | 3.68 | 1.13 | 125,355 | 93.0 |
| Fireswirl Technologies Inc | TSXV | FSW | 0.32 | 5.00 | 0.40 | 0.06 | 139,400 | 15.8 |
| Sandvine Corp | TSX | SVC | 2.95 | 2.79 | 3.09 | 1.52 | 1,333,512 | 409.6 |
| QHR Corp | TSXV | QHR | 1.28 | 2.40 | 1.33 | 0.47 | 191,197 | 61.3 |
| COM DEV International Ltd | TSX | CDV | 3.63 | 1.97 | 4.40 | 3.10 | 652,102 | 277.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Avcorp Industries Inc | TSX | AVP | 0.18 | 25.00 | 0.18 | 0.05 | 595,780 | 49.1 |
| Chemtrade Logistics Income Fund | TSX | CHE-U | 20.72 | 6.09 | 20.85 | 15.63 | 1,725,777 | 863.5 |
| Enwave Corp | TSXV | ENW | 1.37 | 5.38 | 1.99 | 1.19 | 112,700 | 110.6 |
| Avigilon Corp | TSX | AVO | 33.05 | 3.28 | 33.55 | 10.75 | 376,032 | 1,419.4 |
| Martinrea International Inc | TSX | MRE | 8.33 | 3.09 | 12.75 | 6.91 | 896,632 | 703.4 |
| Polaris Minerals Corp | TSX | PLS | 2.25 | 2.27 | 2.32 | 0.88 | 251,330 | 180.9 |
| ATS Automation Tooling Systems Inc | TSX | ATA | 13.92 | 1.53 | 15.45 | 8.46 | 264,016 | 1,234.4 |
| Stella-Jones Inc | TSX | SJ | 27.60 | 1.40 | 30.36 | 17.99 | 112,929 | 1,895.9 |
| Badger Daylighting Ltd | TSX | BAD | 92.44 | 0.87 | 92.44 | 30.30 | 165,029 | 1,141.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Imris Inc | TSX | IM | 2.37 | 41.07 | 4.47 | 1.23 | 195,014 | 123.3 |
| Trimel Pharmaceuticals Corp | TSX | TRL | 0.55 | 17.02 | 1.92 | 0.34 | 159,915 | 81.6 |
| Acasti Pharma Inc | TSXV | APO | 1.53 | 9.29 | 4.32 | 1.15 | 106,837 | 159.1 |
| Patient Home Monitoring Corp | TSXV | PHM | 0.30 | 9.26 | 0.38 | 0.06 | 1,226,408 | 29.6 |
| Stem Cell Therapeutics Corp | TSXV | SSS | 0.47 | 6.90 | 0.60 | 0.14 | 475,967 | 21.8 |
| Savaria Corp | TSX | SIS | 3.25 | 6.56 | 3.30 | 1.41 | 112,950 | 76.1 |
| Spectral Diagnostics Inc | TSX | SDI | 0.58 | 5.45 | 0.77 | 0.18 | 127,407 | 78.0 |
| Medifocus Inc | TSXV | MFS | 0.24 | 4.35 | 0.29 | 0.12 | 147,350 | 28.1 |
| Cynapsus Therapeutics Inc | TSXV | CTH | 0.95 | 3.26 | 1.00 | 0.27 | 351,448 | 36.9 |
| Titan Medical Inc | TSXV | TMD | 1.10 | 2.80 | 1.37 | 0.38 | 417,651 | 79.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Copper Fox Metals Inc | TSXV | CUU | 0.36 | 4.41 | 0.98 | 0.31 | 265,051 | 143.7 |
| Artis Real Estate Investment Trust | TSX | AX-U | 15.20 | 1.47 | 17.03 | 13.42 | 356,707 | 1,921.9 |
| AGF Management Ltd | TSX | AGF/B | 13.11 | 1.31 | 14.78 | 9.11 | 146,137 | 1,144.2 |
| Dundee International Real Estate Investment Trust | TSX | DI-U | 8.75 | 1.27 | 11.41 | 7.97 | 761,624 | 956.3 |
| Pure Industrial Real Estate Trust | TSX | AAR-U | 4.68 | 0.65 | 5.39 | 3.97 | 176,049 | 635.4 |
| Tricon Capital Group Inc | TSX | TCN | 7.90 | 0.64 | 7.96 | 5.65 | 118,057 | 712.2 |
| Chartwell Retirement Residences | TSX | CSH-U | 9.99 | 0.10 | 11.71 | 8.95 | 279,309 | 1,707.8 |
| American Hotel Income Properties REIT LP | TSX | HOT-U | 10.71 | 0.09 | 11.75 | 9.78 | 115,965 | 111.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Golden Minerals Co | NYSE | AUMN | 0.70 | 10.71 | 4.87 | 0.42 | 793,987 | 30.1 |
| Cassidy Ventures Inc | OTC BB | CSVN | 4.54 | 4.47 | 5.27 | 0.10 | 112,420 | 613.5 |
| Sutor Technology Group Ltd | NASDAQ | SUTR | 1.93 | 4.32 | 2.53 | 0.95 | 109,739 | 79.9 |
| Shiloh Industries Inc | NASDAQ | SHLO | 16.98 | 2.91 | 25.34 | 9.17 | 238,283 | 289.4 |
| Intrepid Potash Inc | NYSE | IPI | 15.74 | 2.14 | 24.05 | 10.60 | 930,666 | 1,192.5 |
| Ferro Corp | NYSE | FOE | 13.41 | 2.13 | 14.17 | 4.12 | 771,883 | 1,161.3 |
| China Natural Resources Inc | NASDAQ | CHNR | 9.48 | 1.94 | 13.49 | 3.10 | 152,031 | 236.2 |
| James River Coal Co | NASDAQ | JRCC | 1.39 | 1.46 | 3.50 | 1.15 | 373,029 | 50.1 |
| Rentech Inc | NASDAQ | RTK | 1.84 | 1.10 | 3.18 | 1.55 | 2,007,460 | 417.3 |
| Resolute Forest Products Inc | NYSE | RFP | 17.99 | 1.01 | 17.99 | 12.36 | 420,169 | 1,699.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Plug Power Inc | NASDAQ | PLUG | 4.55 | 18.18 | 4.90 | 0.12 | 112,479,969 | 466.8 |
| Hyperdynamics Corp | NYSE | HDY | 5.00 | 11.61 | 5.51 | 3.01 | 233,455 | 105.2 |
| BPZ Resources Inc | NYSE | BPZ | 2.02 | 10.38 | 3.33 | 1.58 | 3,447,123 | 237.4 |
| Penn Virginia Corp | NYSE | PVA | 10.98 | 7.33 | 11.21 | 3.56 | 4,926,671 | 716.9 |
| CAMAC Energy Inc | NYSE | CAK | 1.38 | 5.34 | 1.64 | 0.45 | 354,932 | 219.3 |
| Centor Inc | OTC BB | CNTO | 1.90 | 4.97 | 2.36 | 0.10 | 728,678 | 130.5 |
| JA Solar Holdings Co Ltd | NASDAQ | JASO | 10.29 | 4.79 | 12.80 | 3.37 | 3,207,727 | 445.1 |
| Real Goods Solar Inc | NASDAQ | RSOL | 3.60 | 4.65 | 7.17 | 0.81 | 4,719,696 | 104.2 |
| Goodrich Petroleum Corp | NYSE | GDP | 17.26 | 4.04 | 28.55 | 9.14 | 2,241,606 | 753.8 |
| China Sunergy Co Ltd | NASDAQ | CSUN | 7.17 | 3.46 | 10.19 | 1.25 | 485,175 | 106.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| ChinaCache International Holdings Ltd | NASDAQ | CCIH | 13.99 | 19.37 | 14.66 | 3.50 | 2,334,889 | 354.9 |
| LabStyle Innovations Corp | OTC BB | DRIO | 2.19 | 18.38 | 3.10 | 1.55 | 246,124 | 43.9 |
| MeetMe Inc | NYSE | MEET | 2.08 | 15.56 | 3.80 | 1.07 | 4,939,831 | 80.0 |
| Montage Technology Group Ltd | NASDAQ | MONT | 19.60 | 13.56 | 19.75 | 10.00 | 273,163 | 518.9 |
| Icad Inc | NASDAQ | ICAD | 12.10 | 11.42 | 12.18 | 4.24 | 264,102 | 131.3 |
| China Mobile Games & Entertainment Group Ltd | NASDAQ | CMGE | 29.00 | 10.81 | 31.55 | 3.00 | 561,867 | 777.1 |
| Sungy Mobile Ltd | NASDAQ | GOMO | 21.97 | 10.13 | 23.32 | 12.40 | 1,048,798 | 733.9 |
| GigOptix Inc | NYSE | GIG | 1.76 | 9.32 | 2.10 | 0.83 | 2,059,754 | 55.2 |
| Numerex Corp | NASDAQ | NMRX | 14.41 | 8.92 | 14.59 | 8.85 | 140,300 | 268.0 |
| Smith Micro Software Inc | NASDAQ | SMSI | 1.72 | 8.86 | 1.80 | 0.79 | 361,281 | 63.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Terra Tech Corp | OTC BB | TRTC | 0.37 | 55.77 | 0.66 | 0.06 | 25,781,371 | 45.7 |
| MagneGas Corp | NASDAQ | MNGA | 1.01 | 50.75 | 1.90 | 0.40 | 1,444,947 | 23.3 |
| Ideal Power Inc | NASDAQ | IPWR | 7.14 | 22.26 | 7.77 | 5.00 | 191,895 | 47.5 |
| Sevcon Inc | NASDAQ | SEV | 8.76 | 20.00 | 8.99 | 3.40 | 198,173 | 30.4 |
| China BAK Battery Inc | NASDAQ | CBAK | 2.65 | 12.77 | 3.45 | 0.59 | 340,357 | 33.4 |
| Taser International Inc | NASDAQ | TASR | 17.93 | 12.70 | 18.57 | 6.70 | 5,363,612 | 929.9 |
| Astronics Corp | NASDAQ | ATRO | 58.91 | 10.75 | 59.53 | 17.76 | 476,602 | 1,027.0 |
| ZBB Energy Corp | NYSE | ZBB | 0.90 | 8.30 | 2.41 | 0.40 | 359,439 | 15.9 |
| Highpower International Inc | NASDAQ | HPJ | 2.79 | 6.90 | 3.45 | 0.92 | 184,912 | 39.0 |
| LRAD Corp | NASDAQ | LRAD | 1.91 | 6.11 | 2.16 | 0.86 | 170,828 | 62.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| NuPathe Inc | NASDAQ | PATH | 4.38 | 35.60 | 4.49 | 1.57 | 7,348,894 | 137.2 |
| Vantage Health | OTC BB | VNTH | 0.14 | 35.14 | 0.16 | 0.00 | 402,176 | 18.2 |
| Zalicus Inc | NASDAQ | ZLCS | 1.78 | 34.85 | 8.28 | 0.88 | 11,986,106 | 46.4 |
| Oramed Pharmaceuticals Inc | NASDAQ | ORMP | 24.64 | 31.34 | 25.15 | 4.56 | 1,925,673 | 234.8 |
| ARCA Biopharma Inc | NASDAQ | ABIO | 2.26 | 25.56 | 5.93 | 1.13 | 16,266,469 | 35.4 |
| Athersys Inc | NASDAQ | ATHX | 3.92 | 24.05 | 3.97 | 1.12 | 7,083,773 | 276.5 |
| Zogenix Inc | NASDAQ | ZGNX | 3.88 | 16.52 | 3.90 | 1.16 | 14,883,887 | 537.2 |
| Galena Biopharma Inc | NASDAQ | GALE | 6.24 | 16.42 | 6.84 | 1.65 | 25,438,493 | 656.7 |
| ArthroCare Corp | NASDAQ | ARTC | 46.57 | 14.76 | 49.95 | 31.56 | 1,466,752 | 1,321.6 |
| Bioanalytical Systems Inc | NASDAQ | BASI | 3.30 | 13.79 | 3.80 | 1.25 | 237,029 | 25.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| United Bancorp Inc/MI | OTC BB | UBMI | 12.38 | 65.07 | 12.60 | 4.35 | 877,006 | 157.4 |
| Tristate Capital Holdings Inc | NASDAQ | TSC | 12.71 | 8.73 | 14.50 | 11.35 | 1,062,180 | 364.7 |
| National Holdings Corp | OTC BB | NHLD | 0.58 | 7.41 | 0.60 | 0.18 | 1,189,947 | 71.5 |
| Gyrodyne Co of America Inc | NASDAQ | GYRO | 8.30 | 6.14 | 22.12 | 7.05 | 265,929 | 12.3 |
| Caesars Acquisition Co | NASDAQ | CACQ | 13.07 | 5.74 | 13.13 | 10.34 | 1,747,620 | 1,774.5 |
| Marcus & Millichap Inc | NYSE | MMI | 14.49 | 4.39 | 15.70 | 12.00 | 138,905 | 530.3 |
| HFF Inc | NYSE | HF | 28.18 | 4.33 | 29.19 | 15.07 | 528,915 | 1,049.7 |
| BofI Holding Inc | NASDAQ | BOFI | 78.35 | 3.66 | 82.27 | 28.51 | 170,937 | 1,085.4 |
| eHealth Inc | NASDAQ | EHTH | 47.62 | 2.98 | 49.00 | 14.85 | 353,660 | 886.7 |
| Bancorp Inc/DE | NASDAQ | TBBK | 18.43 | 2.96 | 19.14 | 10.39 | 129,704 | 695.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
