Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Health Care and Financials
In tracking the small cap stock universe of Canadian and US stocks for Monday, January 06, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Colorado Resources Ltd | TSXV | CXO | 0.28 | 36.59 | 1.74 | 0.14 | 820,477 | 12.6 |
| Potash Ridge Corp | TSX | PRK | 0.25 | 19.05 | 0.81 | 0.10 | 225,900 | 20.4 |
| Victoria Gold Corp | TSXV | VIT | 0.13 | 18.18 | 0.26 | 0.08 | 711,042 | 44.2 |
| Barisan Gold Corp | TSXV | BG | 0.34 | 13.33 | 0.45 | 0.04 | 172,357 | 12.6 |
| Noront Resources Ltd | TSXV | NOT | 0.30 | 13.21 | 0.43 | 0.15 | 323,830 | 69.5 |
| North American Palladium Ltd | TSX | PDL | 0.96 | 12.94 | 1.97 | 0.40 | 447,074 | 189.2 |
| Banro Corp | TSX | BAA | 0.74 | 12.12 | 3.09 | 0.43 | 382,591 | 186.6 |
| Allana Potash Corp | TSX | AAA | 0.44 | 11.39 | 0.65 | 0.27 | 1,683,066 | 118.9 |
| Niogold Mining Corp | TSXV | NOX | 0.20 | 11.11 | 0.37 | 0.06 | 216,750 | 21.4 |
| Adriana Resources Inc | TSXV | ADI | 0.21 | 10.81 | 0.50 | 0.16 | 121,790 | 32.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Chinook Energy Inc | TSX | CKE | 1.33 | 6.40 | 1.56 | 0.80 | 518,395 | 284.9 |
| Perpetual Energy Inc | TSX | PMT | 1.15 | 5.50 | 1.31 | 0.78 | 314,643 | 170.8 |
| Lightstream Resources Ltd | TSX | LTS | 6.18 | 5.28 | 11.12 | 5.06 | 1,837,480 | 1,230.5 |
| WesternZagros Resources Ltd | TSXV | WZR | 1.04 | 5.05 | 1.58 | 0.76 | 2,147,346 | 494.1 |
| Forent Energy Ltd | TSXV | FEN | 0.11 | 5.00 | 0.14 | 0.04 | 215,443 | 17.4 |
| Mart Resources Inc | TSXV | MMT | 1.23 | 3.36 | 2.31 | 0.98 | 266,058 | 438.6 |
| Africa Hydrocarbons Inc | TSXV | NFK | 0.16 | 3.23 | 0.30 | 0.03 | 666,959 | 18.3 |
| Cequence Energy Ltd | TSX | CQE | 1.77 | 2.91 | 1.97 | 1.27 | 422,366 | 373.3 |
| Canyon Services Group Inc | TSX | FRC | 12.18 | 2.78 | 12.96 | 9.60 | 336,370 | 761.7 |
| Painted Pony Petroleum Ltd | TSX | PPY | 7.03 | 2.63 | 7.84 | 6.05 | 111,940 | 621.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Data Group Inc/Canada | TSX | DGI | 0.72 | 33.33 | 2.53 | 0.36 | 115,579 | 16.9 |
| ViXS Systems Inc | TSX | VXS | 3.65 | 12.65 | 4.19 | 2.42 | 158,566 | 184.3 |
| POET Technologies Inc | TSXV | PTK | 0.57 | 11.76 | 0.69 | 0.32 | 885,753 | 75.6 |
| ISIS Lab Corp | TSXV | LAB | 0.30 | 9.09 | 0.36 | 0.10 | 1,058,406 | 16.1 |
| Magor Corp | TSXV | MCC | 0.50 | 5.26 | 0.69 | 0.24 | 370,038 | 29.1 |
| Wanted Technologies Corp | TSXV | WAN | 1.45 | 3.57 | 1.55 | 0.32 | 200,885 | 35.0 |
| Sierra Wireless Inc | TSX | SW | 27.44 | 3.51 | 28.31 | 7.47 | 310,829 | 845.0 |
| Wi-Lan Inc | TSX | WIN | 3.67 | 3.09 | 4.98 | 2.96 | 390,387 | 440.1 |
| Redknee Solutions Inc | TSX | RKN | 6.21 | 1.14 | 7.82 | 1.86 | 201,406 | 591.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| DIRTT Environmental Solutions | TSX | DRT | 2.96 | 9.63 | 2.97 | 2.30 | 280,594 | 203.9 |
| Photon Control Inc | TSXV | PHO | 0.30 | 7.27 | 0.32 | 0.06 | 891,000 | 30.0 |
| Polaris Minerals Corp | TSX | PLS | 1.99 | 5.85 | 2.05 | 0.88 | 112,609 | 160.0 |
| Westport Innovations Inc | TSX | WPT | 21.56 | 3.36 | 36.57 | 18.29 | 122,530 | 1,352.5 |
| ATS Automation Tooling Systems Inc | TSX | ATA | 13.81 | 1.25 | 15.45 | 8.45 | 163,949 | 1,224.6 |
| Zedi Inc | TSXV | ZED | 1.03 | 0.98 | 1.08 | 0.55 | 127,929 | 100.7 |
| Avigilon Corp | TSX | AVO | 31.62 | 0.29 | 32.87 | 10.75 | 560,702 | 1,358.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Advanced Proteome Therapeutics Corp | TSXV | APC | 0.30 | 25.00 | 0.33 | 0.07 | 533,714 | 30.2 |
| Microbix Biosystems Inc | TSX | MBX | 0.25 | 25.00 | 0.29 | 0.12 | 179,600 | 16.7 |
| Cynapsus Therapeutics Inc | TSXV | CTH | 0.99 | 23.75 | 1.00 | 0.27 | 743,195 | 38.5 |
| Trimel Pharmaceuticals Corp | TSX | TRL | 0.48 | 9.20 | 1.92 | 0.34 | 119,030 | 70.4 |
| Stem Cell Therapeutics Corp | TSXV | SSS | 0.42 | 5.06 | 0.60 | 0.14 | 141,590 | 19.4 |
| Titan Medical Inc | TSXV | TMD | 1.02 | 4.08 | 1.37 | 0.38 | 134,386 | 73.6 |
| Verisante Technology Inc | TSXV | VRS | 0.26 | 4.00 | 0.64 | 0.17 | 183,126 | 20.4 |
| Sernova Corp | TSXV | SVA | 0.15 | 3.57 | 0.19 | 0.09 | 122,000 | 18.8 |
| Theralase Technologies Inc | TSXV | TLT | 0.45 | 3.45 | 0.48 | 0.15 | 182,700 | 20.1 |
| Extendicare Inc/US | TSX | EXE | 7.17 | 3.17 | 8.79 | 5.12 | 267,445 | 647.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Pinetree Capital Ltd | TSX | PNP | 0.34 | 3.08 | 0.98 | 0.25 | 343,676 | 51.0 |
| Northwest International Healthcare Properties Real Estate Investment Trust | TSXV | MOB-U | 2.10 | 2.44 | 2.25 | 1.70 | 110,348 | 115.5 |
| Dundee International Real Estate Investment Trust | TSX | DI-U | 8.57 | 1.54 | 11.41 | 7.97 | 151,124 | 936.6 |
| Artis Real Estate Investment Trust | TSX | AX-U | 14.97 | 1.35 | 17.03 | 13.42 | 252,065 | 1,892.8 |
| Alaris Royalty Corp | TSX | AD | 30.50 | 1.16 | 37.69 | 24.50 | 141,994 | 875.2 |
| Chartwell Retirement Residences | TSX | CSH-U | 10.00 | 0.81 | 11.71 | 8.95 | 158,404 | 1,709.5 |
| Sprott Inc | TSX | SII | 2.67 | 0.75 | 4.31 | 2.21 | 264,065 | 662.0 |
| Crombie Real Estate Investment Trust | TSX | CRR-U | 13.71 | 0.37 | 16.04 | 12.48 | 100,731 | 996.2 |
| AGF Management Ltd | TSX | AGF/B | 12.94 | 0.23 | 14.78 | 9.11 | 398,050 | 1,129.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Verso Paper Corp | NYSE | VRS | 3.21 | 393.85 | 3.55 | 0.52 | 6,532,583 | 170.7 |
| El Capitan Precious Metals Inc | OTC BB | ECPN | 0.16 | 15.96 | 0.41 | 0.06 | 1,255,938 | 43.6 |
| Uranium Resources Inc | NASDAQ | URRE | 3.19 | 4.25 | 5.99 | 1.75 | 166,433 | 63.2 |
| Rhino Resource Partners LP | NYSE | RNO | 12.40 | 3.68 | 17.04 | 9.81 | 151,459 | 360.5 |
| Resolute Forest Products Inc | NYSE | RFP | 17.08 | 3.20 | 17.54 | 12.36 | 487,562 | 1,613.7 |
| Uranerz Energy Corp | NYSE | URZ | 1.34 | 3.08 | 1.64 | 0.80 | 376,960 | 115.0 |
| Rentech Nitrogen Partners LP | NYSE | RNF | 19.56 | 3.00 | 49.18 | 16.90 | 325,851 | 759.9 |
| McEwen Mining Inc | NYSE | MUX | 2.16 | 2.86 | 3.96 | 1.63 | 1,879,443 | 654.1 |
| Golden Minerals Co | NYSE | AUMN | 0.59 | 2.81 | 4.87 | 0.42 | 264,497 | 25.3 |
| Liquidmetal Technologies Inc | OTC BB | LQMT | 0.17 | 2.72 | 0.23 | 0.05 | 1,568,201 | 63.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Recon Technology Ltd | NASDAQ | RCON | 3.60 | 13.60 | 5.80 | 1.51 | 326,678 | 16.3 |
| Ocean Power Technologies Inc | NASDAQ | OPTT | 2.26 | 11.33 | 3.82 | 1.45 | 431,234 | 27.5 |
| JinkoSolar Holding Co Ltd | NYSE | JKS | 35.56 | 9.28 | 35.85 | 3.96 | 3,340,822 | 935.2 |
| Penn Virginia Corp | NYSE | PVA | 9.85 | 8.00 | 11.21 | 3.56 | 4,311,856 | 643.1 |
| Zion Oil & Gas Inc | NASDAQ | ZN | 1.53 | 6.99 | 2.99 | 0.81 | 293,773 | 51.5 |
| Plug Power Inc | NASDAQ | PLUG | 2.77 | 6.13 | 2.84 | 0.12 | 26,102,804 | 284.2 |
| US Energy Corp Wyoming | NASDAQ | USEG | 4.03 | 5.22 | 4.06 | 1.45 | 698,974 | 111.6 |
| KiOR Inc | NASDAQ | KIOR | 1.77 | 4.73 | 7.39 | 1.30 | 622,524 | 194.8 |
| Trina Solar Ltd | NYSE | TSL | 16.02 | 4.36 | 17.84 | 3.31 | 7,444,961 | 1,264.9 |
| ReneSola Ltd | NYSE | SOL | 4.23 | 3.93 | 6.00 | 1.25 | 8,067,802 | 430.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| AudioEye Inc | OTC BB | AEYE | 0.35 | 15.00 | 3.00 | 0.25 | 227,122 | 15.4 |
| USA Technologies Inc | NASDAQ | USAT | 2.08 | 12.43 | 2.75 | 1.40 | 1,984,686 | 70.9 |
| Authentidate Holding Corp | NASDAQ | ADAT | 1.49 | 10.37 | 1.88 | 0.53 | 133,397 | 52.8 |
| Xplore Technologies Corp | NASDAQ | XPLR | 7.18 | 8.79 | 7.24 | 3.05 | 164,491 | 60.3 |
| Overland Storage Inc | NASDAQ | OVRL | 1.09 | 7.92 | 1.34 | 0.79 | 147,631 | 33.9 |
| RADWARE Ltd | NASDAQ | RDWR | 18.97 | 7.42 | 19.33 | 13.42 | 1,700,079 | 850.4 |
| Vitesse Semiconductor Corp | NASDAQ | VTSS | 3.43 | 6.85 | 3.44 | 1.84 | 662,780 | 198.4 |
| Zhone Technologies Inc | NASDAQ | ZHNE | 5.47 | 6.84 | 6.40 | 0.48 | 918,649 | 173.2 |
| magicJack VocalTec Ltd | NASDAQ | CALL | 13.00 | 6.73 | 19.28 | 10.67 | 823,651 | 241.2 |
| Cimatron Ltd | NASDAQ | CIMT | 9.97 | 6.63 | 12.88 | 4.27 | 529,310 | 105.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Superconductor Technologies Inc | NASDAQ | SCON | 3.12 | 38.67 | 5.70 | 1.42 | 1,443,504 | 36.2 |
| Terra Tech Corp | OTC BB | TRTC | 0.18 | 22.67 | 0.66 | 0.06 | 7,564,761 | 22.7 |
| Identive Group Inc | NASDAQ | INVE | 0.69 | 17.15 | 1.60 | 0.49 | 355,941 | 51.1 |
| SuperCom Ltd | NASDAQ | SPCB | 6.00 | 9.69 | 6.14 | 0.21 | 966,789 | 74.0 |
| PowerSecure International Inc | NYSE | POWR | 18.34 | 9.17 | 20.57 | 8.00 | 480,157 | 396.7 |
| Metabolix Inc | NASDAQ | MBLX | 1.32 | 8.20 | 2.58 | 0.75 | 106,575 | 45.6 |
| Arotech Corp | NASDAQ | ARTX | 3.51 | 6.36 | 3.91 | 0.91 | 990,681 | 70.3 |
| GSE Holding Inc | NYSE | GSE | 2.26 | 6.10 | 8.43 | 1.91 | 111,196 | 46.2 |
| Furmanite Corp | NYSE | FRM | 11.84 | 5.71 | 11.87 | 5.18 | 385,893 | 443.9 |
| Accuride Corp | NYSE | ACW | 4.03 | 5.22 | 6.88 | 3.10 | 308,046 | 191.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Brainstorm Cell Therapeutics Inc | OTC BB | BCLI | 0.22 | 21.67 | 0.27 | 0.10 | 1,833,780 | 38.6 |
| Fonar Corp | NASDAQ | FONR | 23.99 | 20.19 | 24.09 | 4.47 | 1,111,886 | 153.4 |
| Oxygen Biotherapeutics Inc | NASDAQ | OXBT | 5.50 | 15.55 | 15.90 | 1.19 | 7,537,667 | 58.4 |
| Mast Therapeutics Inc | NYSE | MSTX | 0.57 | 14.95 | 0.82 | 0.40 | 15,064,078 | 59.0 |
| Peregrine Pharmaceuticals Inc | NASDAQ | PPHM | 1.66 | 14.48 | 2.78 | 1.11 | 22,409,047 | 266.1 |
| Cell Therapeutics Inc | NASDAQ | CTIC | 2.48 | 12.73 | 2.69 | 0.97 | 20,088,773 | 360.8 |
| Synthetic Biologics Inc | NYSE | SYN | 1.89 | 11.83 | 2.10 | 0.95 | 1,038,845 | 109.4 |
| CombiMatrix Corp | NASDAQ | CBMX | 2.84 | 11.81 | 7.64 | 2.14 | 2,562,701 | 13.5 |
| Exelixis Inc | NASDAQ | EXEL | 6.81 | 11.09 | 6.84 | 4.32 | 6,302,277 | 1,254.4 |
| Biolase Inc | NASDAQ | BIOL | 2.95 | 10.49 | 5.96 | 1.15 | 790,598 | 103.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Life Partners Holdings Inc | NASDAQ | LPHI | 2.01 | 10.44 | 4.47 | 1.52 | 123,336 | 37.5 |
| Bank of Commerce Holdings | NASDAQ | BOCH | 5.97 | 6.04 | 6.15 | 4.49 | 107,033 | 85.2 |
| Chesapeake Granite Wash Trust | NYSE | CHKR | 11.23 | 4.76 | 19.15 | 9.90 | 352,445 | 525.0 |
| Harris & Harris Group Inc | NASDAQ | TINY | 3.11 | 3.67 | 3.94 | 2.95 | 148,408 | 96.9 |
| Hampton Roads Bankshares Inc | NASDAQ | HMPR | 1.79 | 3.47 | 1.86 | 1.15 | 109,238 | 304.8 |
| KCG Holdings Inc | NYSE | KCG | 12.42 | 3.16 | 13.29 | 8.11 | 798,811 | 1,412.7 |
| Five Oaks Investment Corp | NYSE | OAKS | 11.35 | 2.71 | 15.71 | 9.25 | 104,046 | 83.9 |
| JAVELIN Mortgage Investment Corp | NYSE | JMI | 14.45 | 2.63 | 20.20 | 10.72 | 426,799 | 177.5 |
| PennyMac Mortgage Investment Trust | NYSE | PMT | 23.99 | 2.39 | 28.95 | 18.95 | 1,706,345 | 1,690.2 |
| Universal Insurance Holdings Inc | NYSE | UVE | 13.75 | 2.38 | 14.83 | 4.17 | 490,369 | 482.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
