Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Thursday, December 22, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Lithium Americas Corp | TSX | LAC | 0.30 | 17.65 | 0.48 | 0.21 | 324,199 | 46.4 |
| North American Nickel Inc | TSXV | NAN | 0.25 | 13.64 | 0.65 | 0.20 | 119,820 | 42.5 |
| Nautilus Minerals Inc | TSX | NUS | 0.43 | 11.84 | 0.79 | 0.20 | 172,431 | 189.3 |
| US Silver & Gold Inc | TSX | USA | 0.37 | 10.61 | 0.67 | 0.29 | 121,226 | 29.6 |
| Stakeholder Gold Corp | TSXV | SRC | 0.22 | 10.26 | 0.32 | 0.03 | 286,785 | 13.2 |
| Kivalliq Energy Corp | TSXV | KIV | 0.18 | 9.38 | 0.29 | 0.16 | 247,500 | 34.3 |
| Noranda Income Fund | TSX | NIF-U | 2.35 | 6.82 | 5.79 | 1.98 | 475,558 | 88.1 |
| Brazil Resources Inc | TSXV | BRI | 0.55 | 5.77 | 1.44 | 0.46 | 211,708 | 39.9 |
| Canada Carbon Inc | TSXV | CCB | 0.21 | 5.13 | 0.29 | 0.15 | 160,800 | 17.7 |
| Victoria Gold Corp | TSXV | VIT | 0.11 | 5.00 | 0.17 | 0.09 | 135,442 | 35.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Canadian Spirit Resources Inc | TSXV | SPI | 0.25 | 22.50 | 0.67 | 0.20 | 491,100 | 31.6 |
| PRD Energy Inc | TSXV | PRD | 0.22 | 7.32 | 1.29 | 0.18 | 230,400 | 31.2 |
| LGX OIL + GAS INC | TSXV | OIL | 0.16 | 6.90 | 0.66 | 0.09 | 376,795 | 13.7 |
| Strategic Oil & Gas Ltd | TSXV | SOG | 0.19 | 5.56 | 0.82 | 0.16 | 376,370 | 103.0 |
| Elkwater Resources Ltd | TSXV | ELW | 0.15 | 3.57 | 1.46 | 0.06 | 2,247,738 | 43.0 |
| Africa Oil Corp | TSX | AOI | 2.47 | 2.92 | 9.00 | 2.01 | 140,820 | 771.5 |
| Raging River Exploration Inc | TSX | RRX | 7.26 | 1.68 | 11.25 | 5.58 | 1,913,669 | 1,308.4 |
| BNK Petroleum Inc | TSX | BKX | 0.39 | 1.32 | 2.36 | 0.29 | 173,668 | 62.6 |
| Northern Blizzard Resources Inc | TSX | NBZ | 8.70 | 0.81 | 19.00 | 7.90 | 191,175 | 891.0 |
| Chinook Energy Inc | TSX | CKE | 1.25 | 0.81 | 2.85 | 1.00 | 239,366 | 268.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Sierra Wireless Inc | TSX | SW | 52.87 | 7.37 | 52.99 | 18.48 | 239,881 | 1,675.0 |
| POET Technologies Inc | TSXV | PTK | 1.35 | 3.85 | 2.87 | 0.49 | 232,666 | 223.5 |
| Intertain Group Ltd/The | TSX | IT | 12.99 | 1.25 | 17.73 | 3.83 | 113,751 | 281.7 |
| Wi-Lan Inc | TSX | WIN | 3.47 | 0.29 | 4.35 | 3.17 | 195,328 | 417.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Opsens Inc | TSXV | OPS | 0.70 | 16.67 | 0.93 | 0.53 | 181,833 | 42.1 |
| Empire Industries Ltd/Canada | TSXV | EIL | 0.12 | 15.00 | 0.21 | 0.09 | 999,095 | 29.5 |
| Rocky Mountain Dealerships Inc | TSX | RME | 9.05 | 2.03 | 13.63 | 8.75 | 162,512 | 175.0 |
| Ainsworth Lumber Co Ltd | TSX | ANS | 3.28 | 0.92 | 4.22 | 2.24 | 465,082 | 790.3 |
| Chemtrade Logistics Income Fund | TSX | CHE-U | 20.43 | 0.74 | 22.47 | 18.36 | 106,091 | 1,394.9 |
| Martinrea International Inc | TSX | MRE | 9.84 | 0.72 | 14.70 | 6.96 | 206,449 | 835.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Imris Inc | TSX | IM | 0.43 | 32.81 | 3.20 | 0.22 | 184,992 | 22.1 |
| Merus Labs International Inc | TSX | MSL | 1.88 | 8.05 | 2.68 | 1.20 | 1,460,792 | 152.7 |
| Theralase Technologies Inc | TSXV | TLT | 0.71 | 7.58 | 0.76 | 0.21 | 1,320,137 | 59.2 |
| Spectral Diagnostics Inc | TSX | SDI | 0.37 | 7.35 | 0.68 | 0.22 | 141,299 | 65.6 |
| Patient Home Monitoring Corp | TSXV | PHM | 0.75 | 5.63 | 0.76 | 0.22 | 3,937,700 | 131.0 |
| Concordia Healthcare Corp | TSX | CXR | 46.76 | 5.48 | 49.00 | 6.25 | 324,185 | 1,349.6 |
| Prometic Life Sciences Inc | TSX | PLI | 2.00 | 2.56 | 2.21 | 0.85 | 1,616,125 | 1,064.1 |
| Trimel Pharmaceuticals Corp | TSX | TRL | 0.70 | 1.45 | 0.92 | 0.31 | 684,513 | 140.6 |
| Knight Therapeutics Inc | TSX | GUD | 6.76 | 0.15 | 7.08 | 4.81 | 130,416 | 526.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Copper Fox Metals Inc | TSXV | CUU | 0.15 | 11.54 | 0.40 | 0.10 | 329,953 | 59.1 |
| Pinetree Capital Ltd | TSX | PNP | 0.14 | 3.70 | 0.66 | 0.09 | 1,448,189 | 28.3 |
| Temple Hotels Inc | TSX | TPH | 4.05 | 3.32 | 6.09 | 3.46 | 167,296 | 164.9 |
| Aston Hill Financial Inc | TSX | AHF | 0.75 | 2.74 | 1.33 | 0.70 | 141,659 | 67.4 |
| InnVest Real Estate Investment Trust | TSX | INN-U | 5.79 | 2.48 | 5.89 | 4.55 | 218,652 | 672.5 |
| Dream Unlimited Corp | TSX | DRM | 9.46 | 2.27 | 17.50 | 9.03 | 155,177 | 751.3 |
| Pure Industrial Real Estate Trust | TSX | AAR-U | 4.32 | 0.70 | 5.03 | 4.18 | 603,078 | 819.5 |
| Sprott Resource Corp | TSX | SCP | 1.72 | 0.58 | 3.34 | 1.39 | 545,749 | 168.6 |
| Dream Industrial Real Estate Investment Trust | TSX | DIR-U | 8.16 | 0.12 | 9.95 | 7.64 | 234,649 | 449.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Zenn Motor Co Inc | TSXV | ZNN | 0.57 | 48.05 | 1.00 | 0.11 | 532,001 | 33.9 |
| Mission Ready Services Inc | TSXV | MRS | 0.26 | 20.93 | 0.48 | 0.14 | 119,500 | 14.0 |
| Poydras Gaming Finance Corp | TSXV | PYD | 0.11 | 10.00 | 0.26 | 0.10 | 177,000 | 14.4 |
| SENSIO Technologies Inc | TSXV | SIO | 0.18 | 5.88 | 0.35 | 0.09 | 158,466 | 18.3 |
| D-Box Technologies Inc | TSX | DBO | 0.21 | 2.44 | 0.39 | 0.17 | 226,650 | 34.4 |
| NTG Clarity Networks Inc | TSXV | NCI | 0.32 | 1.61 | 0.45 | 0.25 | 104,719 | 11.3 |
| Transat AT Inc | TSX | TRZ/B | 8.65 | 1.41 | 13.34 | 7.42 | 105,240 | 335.2 |
| EnerCare Inc | TSX | ECI | 14.50 | 1.33 | 15.70 | 9.48 | 428,977 | 1,332.1 |
| Great Canadian Gaming Corp | TSX | GC | 20.44 | 0.64 | 22.34 | 13.08 | 128,204 | 1,390.4 |
| New Flyer Industries Inc | TSX | NFI | 12.85 | 0.39 | 14.09 | 10.35 | 118,092 | 713.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Golden Minerals Co | NYSE | AUMN | 0.50 | 17.95 | 1.59 | 0.42 | 293,905 | 26.3 |
| General Moly Inc | NYSE | GMO | 0.32 | 12.12 | 1.54 | 0.26 | 252,189 | 29.4 |
| El Capitan Precious Metals Inc | OTC BB | ECPN | 0.11 | 4.56 | 0.39 | 0.10 | 131,973 | 31.9 |
| Silver Bull Resources Inc | NYSE | SVBL | 0.13 | 4.08 | 0.44 | 0.12 | 136,158 | 20.7 |
| Uranerz Energy Corp | NYSE | URZ | 1.12 | 2.75 | 1.97 | 0.88 | 239,345 | 107.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| ZaZa Energy Corp | NASDAQ | ZAZA | 2.09 | 22.22 | 11.50 | 1.22 | 1,030,543 | 27.0 |
| Key Energy Services Inc | NYSE | KEG | 2.03 | 16.67 | 10.52 | 1.00 | 10,267,626 | 311.6 |
| BPZ Resources Inc | NYSE | BPZ | 0.24 | 14.43 | 3.40 | 0.17 | 2,274,768 | 28.5 |
| US Energy Corp Wyoming | NASDAQ | USEG | 1.63 | 13.19 | 5.08 | 1.15 | 246,203 | 45.5 |
| CAMAC Energy Inc | NYSE | CAK | 0.37 | 11.36 | 0.91 | 0.28 | 297,503 | 465.9 |
| Forbes Energy Services Ltd | NASDAQ | FES | 1.39 | 10.32 | 5.75 | 0.95 | 128,605 | 30.4 |
| Whiting USA Trust I | NYSE | WHX | 1.80 | 7.78 | 6.19 | 1.62 | 383,773 | 25.0 |
| Solazyme Inc | NASDAQ | SZYM | 2.72 | 7.51 | 15.00 | 2.15 | 1,408,781 | 215.7 |
| Bonanza Creek Energy Inc | NYSE | BCEI | 23.53 | 6.42 | 62.94 | 16.36 | 3,132,022 | 970.3 |
| Ascent Solar Technologies Inc | NASDAQ | ASTI | 1.19 | 5.31 | 8.30 | 1.03 | 344,474 | 19.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| ChinaNet Online Holdings Inc | NASDAQ | CNET | 1.47 | 40.00 | 4.06 | 0.61 | 5,929,503 | 33.0 |
| Xunlei Ltd | NASDAQ | XNET | 7.89 | 19.55 | 16.18 | 6.56 | 502,326 | 513.0 |
| Blue Calypso Inc | OTC BB | BCYP | 0.16 | 14.81 | 0.17 | 0.07 | 7,169,837 | 35.3 |
| Spark Networks Inc | NYSE | LOV | 3.86 | 13.20 | 6.56 | 3.41 | 210,567 | 93.9 |
| Elephant Talk Communications Corp | NYSE | ETAK | 0.78 | 11.14 | 1.79 | 0.70 | 366,632 | 118.4 |
| Ikanos Communications Inc | NASDAQ | IKAN | 0.32 | 8.70 | 1.29 | 0.29 | 295,571 | 44.2 |
| Aviat Networks Inc | NASDAQ | AVNW | 1.55 | 7.64 | 2.42 | 0.99 | 258,772 | 96.4 |
| Alaska Communications Systems Group Inc | NASDAQ | ALSK | 1.86 | 7.51 | 2.70 | 1.18 | 703,558 | 92.1 |
| Imation Corp | NYSE | IMN | 3.99 | 7.26 | 6.60 | 2.69 | 210,965 | 168.5 |
| Neonode Inc | NASDAQ | NEON | 2.66 | 6.40 | 7.80 | 1.72 | 243,825 | 107.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Tecumseh Products Co | NASDAQ | TECU | 2.94 | 23.01 | 9.30 | 2.39 | 169,293 | 54.3 |
| Metabolix Inc | NASDAQ | MBLX | 0.38 | 22.58 | 1.67 | 0.25 | 167,110 | 51.4 |
| DryShips Inc | NASDAQ | DRYS | 1.21 | 19.80 | 5.00 | 0.76 | 27,118,701 | 828.9 |
| Blue Earth Inc | NASDAQ | BBLU | 1.20 | 17.65 | 3.93 | 0.70 | 403,339 | 112.0 |
| Document Security Systems Inc | NYSE | DSS | 0.47 | 16.22 | 2.46 | 0.40 | 147,490 | 19.9 |
| ZAGG Inc | NASDAQ | ZAGG | 6.59 | 10.39 | 6.99 | 3.91 | 604,349 | 199.9 |
| Gulf Resources Inc | NASDAQ | GURE | 1.11 | 8.83 | 3.20 | 1.00 | 170,124 | 43.0 |
| Metalico Inc | NYSE | MEA | 0.37 | 8.82 | 2.68 | 0.27 | 927,088 | 21.6 |
| Knowles Corp | NYSE | KN | 21.95 | 8.77 | 33.82 | 17.23 | 3,050,410 | 1,866.6 |
| Taser International Inc | NASDAQ | TASR | 26.06 | 8.67 | 26.39 | 10.46 | 5,922,424 | 1,368.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Advaxis Inc | NASDAQ | ADXS | 7.31 | 30.30 | 7.88 | 2.46 | 3,818,775 | 142.7 |
| Radius Health Inc | NASDAQ | RDUS | 37.45 | 16.92 | 42.57 | 7.46 | 2,157,506 | 1,233.0 |
| Versartis Inc | NASDAQ | VSAR | 23.00 | 15.64 | 36.86 | 16.15 | 216,915 | 556.5 |
| Tandem Diabetes Care Inc | NASDAQ | TNDM | 12.92 | 15.25 | 30.25 | 10.75 | 343,321 | 305.3 |
| Curis Inc | NASDAQ | CRIS | 1.31 | 11.97 | 3.40 | 1.09 | 894,450 | 112.7 |
| MacroGenics Inc | NASDAQ | MGNX | 38.58 | 11.73 | 41.00 | 17.31 | 730,587 | 1,072.3 |
| Sunshine Heart Inc | NASDAQ | SSH | 4.01 | 10.47 | 11.49 | 3.49 | 173,909 | 67.9 |
| Enanta Pharmaceuticals Inc | NASDAQ | ENTA | 51.32 | 10.08 | 51.47 | 27.00 | 1,352,745 | 954.8 |
| Zafgen Inc | NASDAQ | ZFGN | 28.38 | 9.83 | 28.81 | 16.01 | 195,904 | 644.4 |
| Immune Design Corp | NASDAQ | IMDZ | 36.19 | 9.47 | 38.82 | 11.51 | 230,971 | 610.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price |
1-Day % Change |
52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Gain Capital Holdings Inc | NYSE | GCAP | 9.04 | 6.35 | 12.30 | 5.89 | 568,260 | 373.8 |
| Employers Holdings Inc | NYSE | EIG | 22.65 | 3.95 | 32.12 | 18.81 | 107,507 | 713.2 |
| Cohen & Steers Inc | NYSE | CNS | 42.80 | 3.86 | 44.19 | 33.68 | 110,405 | 1,917.0 |
| LTC Properties Inc | NYSE | LTC | 43.26 | 3.67 | 43.27 | 34.77 | 276,241 | 1,508.9 |
| Noah Holdings Ltd | NYSE | NOAH | 20.32 | 3.20 | 25.60 | 12.35 | 934,429 | 1,123.6 |
| Caesars Acquisition Co | NASDAQ | CACQ | 9.76 | 3.17 | 16.98 | 8.34 | 513,077 | 1,331.1 |
| First Midwest Bancorp Inc/IL | NASDAQ | FMBI | 17.14 | 2.88 | 18.19 | 15.01 | 346,641 | 1,290.6 |
| Bancorp Inc/DE | NASDAQ | TBBK | 10.42 | 2.86 | 20.24 | 7.81 | 245,151 | 392.9 |
| Heritage Insurance Holdings Inc | NYSE | HRTG | 19.54 | 2.79 | 19.74 | 11.29 | 132,391 | 582.2 |
| Golub Capital BDC Inc | NASDAQ | GBDC | 17.91 | 2.67 | 19.38 | 15.57 | 315,850 | 843.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Ambassadors Group Inc | NASDAQ | EPAX | 2.36 | 9.26 | 5.27 | 2.14 | 103,412 | 40.2 |
| American Apparel Inc | NYSE | APP | 1.14 | 6.54 | 1.45 | 0.46 | 11,018,874 | 199.3 |
| Ennis Inc | NYSE | EBF | 13.94 | 5.37 | 18.16 | 12.53 | 147,557 | 363.3 |
| New York & Co Inc | NYSE | NWY | 2.56 | 5.35 | 5.10 | 2.31 | 152,900 | 164.5 |
| Brown Shoe Co Inc | NYSE | BWS | 30.24 | 5.04 | 33.67 | 22.30 | 497,939 | 1,323.3 |
| Nautilus Inc | NYSE | NLS | 14.83 | 4.66 | 15.48 | 7.71 | 314,170 | 464.3 |
| Container Store Group Inc/The | NYSE | TCS | 19.87 | 4.47 | 47.07 | 15.49 | 287,495 | 953.3 |
| HMS Holdings Corp | NASDAQ | HMSY | 20.87 | 3.93 | 26.60 | 15.10 | 651,571 | 1,832.1 |
| Advisory Board Co/The | NASDAQ | ABCO | 49.10 | 3.87 | 70.14 | 37.47 | 327,490 | 1,768.2 |
| LeapFrog Enterprises Inc | NYSE | LF | 4.81 | 3.66 | 8.19 | 4.45 | 732,200 | 337.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
