Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Health Care and Financials
In tracking the small cap stock universe of Canadian and US stocks for Tuesday, January 14, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Orosur Mining Inc | TSX | OMI | 0.22 | 33.33 | 0.75 | 0.10 | 755,251 | 17.2 |
| Solvista Gold Corp | TSXV | SVV | 0.21 | 28.13 | 0.75 | 0.07 | 101,700 | 14.1 |
| Atna Resources Ltd | TSX | ATN | 0.19 | 22.58 | 1.25 | 0.09 | 633,610 | 36.0 |
| Xmet Inc | TSXV | XME | 0.17 | 21.43 | 0.19 | 0.01 | 794,528 | 12.0 |
| Commerce Resources Corp | TSXV | CCE | 0.21 | 20.59 | 0.26 | 0.06 | 1,458,241 | 34.2 |
| U308 Corp | TSX | UWE | 0.12 | 20.00 | 0.36 | 0.08 | 419,875 | 19.9 |
| Thompson Creek Metals Co Inc | TSX | TCM | 2.82 | 18.99 | 4.49 | 1.84 | 1,892,014 | 483.5 |
| Wallbridge Mining Co Ltd | TSX | WM | 0.11 | 16.67 | 0.15 | 0.05 | 132,500 | 17.0 |
| Colt Resources Inc | TSXV | GTP | 0.35 | 15.00 | 0.47 | 0.17 | 258,392 | 55.0 |
| Canada Carbon Inc | TSXV | CCB | 0.21 | 13.51 | 0.37 | 0.06 | 204,600 | 15.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Petrofrontier Corp | TSXV | PFC | 0.25 | 28.21 | 0.51 | 0.14 | 156,800 | 19.9 |
| Canadian Spirit Resources Inc | TSXV | SPI | 0.42 | 20.00 | 0.44 | 0.15 | 130,718 | 42.1 |
| Azabache Energy Inc | TSXV | AZA | 0.16 | 18.52 | 0.22 | 0.10 | 324,500 | 27.4 |
| Alberta Oilsands Inc | TSXV | AOS | 0.17 | 10.00 | 0.18 | 0.03 | 1,088,692 | 34.9 |
| Madalena Energy Inc | TSXV | MVN | 0.81 | 6.58 | 0.83 | 0.24 | 3,069,343 | 274.3 |
| Niko Resources Ltd | TSX | NKO | 2.60 | 6.56 | 10.74 | 1.12 | 249,276 | 226.4 |
| Sterling Resources Ltd | TSXV | SLG | 0.72 | 5.88 | 0.86 | 0.46 | 362,591 | 222.6 |
| Platino Energy Corp | TSXV | PZE | 0.54 | 5.88 | 1.54 | 0.48 | 303,786 | 37.0 |
| Sprott Resource Corp | TSX | SCP | 2.58 | 5.74 | 4.85 | 2.23 | 115,101 | 255.0 |
| Emperor Oil Ltd | TSXV | EM | 0.11 | 5.00 | 0.36 | 0.05 | 157,000 | 22.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Sandvine Corp | TSX | SVC | 3.46 | 4.85 | 3.50 | 1.60 | 2,220,030 | 480.5 |
| Sierra Wireless Inc | TSX | SW | 24.93 | 4.22 | 28.31 | 7.74 | 213,293 | 767.7 |
| COM DEV International Ltd | TSX | CDV | 4.08 | 3.29 | 4.40 | 3.20 | 207,157 | 312.0 |
| Enghouse Systems Ltd | TSX | ESL | 32.22 | 2.51 | 33.86 | 17.26 | 146,556 | 839.1 |
| Wi-Lan Inc | TSX | WIN | 3.46 | 1.17 | 4.98 | 2.96 | 282,415 | 414.9 |
| Absolute Software Corp | TSX | ABT | 6.99 | 0.14 | 8.10 | 5.10 | 151,665 | 300.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Wavefront Technology Solutions Inc | TSXV | WEE | 0.33 | 17.86 | 0.50 | 0.19 | 117,737 | 27.4 |
| Tree Island Steel Ltd | TSX | TSL | 1.13 | 7.62 | 1.13 | 0.45 | 277,627 | 32.1 |
| Photon Control Inc | TSXV | PHO | 0.31 | 6.90 | 0.33 | 0.06 | 462,185 | 31.6 |
| RDX Technologies Corp | TSXV | RDX | 0.21 | 5.00 | 0.67 | 0.13 | 142,504 | 36.2 |
| H2O Innovation Inc | TSXV | HEO | 0.38 | 4.11 | 0.43 | 0.17 | 347,881 | 39.8 |
| Avigilon Corp | TSX | AVO | 33.26 | 2.81 | 33.74 | 10.75 | 155,869 | 1,428.4 |
| Kelso Technologies Inc | TSXV | KLS | 3.54 | 2.02 | 3.62 | 0.58 | 196,645 | 152.3 |
| Intertape Polymer Group Inc | TSX | ITP | 12.95 | 1.97 | 15.62 | 8.52 | 130,409 | 787.1 |
| Flyht Aerospace Solutions Ltd | TSXV | FLY | 0.43 | 1.18 | 0.50 | 0.14 | 154,720 | 67.6 |
| Westport Innovations Inc | TSX | WPT | 20.70 | 0.53 | 36.57 | 18.29 | 102,688 | 1,298.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Trimel Pharmaceuticals Corp | TSX | TRL | 0.70 | 14.75 | 1.92 | 0.34 | 356,793 | 103.8 |
| Stem Cell Therapeutics Corp | TSXV | SSS | 0.54 | 12.50 | 0.60 | 0.14 | 864,495 | 65.7 |
| Lorus Therapeutics Inc | TSX | LOR | 0.55 | 10.00 | 1.04 | 0.17 | 262,936 | 32.7 |
| Sernova Corp | TSXV | SVA | 0.13 | 8.70 | 0.19 | 0.09 | 105,500 | 16.2 |
| ICO Therapeutics Inc | TSXV | ICO | 0.53 | 8.16 | 0.74 | 0.26 | 603,337 | 35.9 |
| Annidis Corp | TSXV | RHA | 0.26 | 6.12 | 0.31 | 0.16 | 130,000 | 17.7 |
| Titan Medical Inc | TSXV | TMD | 1.14 | 4.59 | 1.37 | 0.38 | 121,477 | 82.3 |
| Centric Health Corp | TSX | CHH | 0.38 | 4.11 | 0.74 | 0.29 | 104,700 | 58.1 |
| Microbix Biosystems Inc | TSX | MBX | 0.28 | 3.70 | 0.29 | 0.12 | 271,000 | 18.7 |
| Immunovaccine Inc | TSXV | IMV | 0.60 | 3.45 | 0.67 | 0.22 | 256,589 | 47.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| LX Ventures Inc | TSXV | LXV | 0.60 | 17.65 | 0.96 | 0.14 | 3,251,527 | 37.9 |
| Alaris Royalty Corp | TSX | AD | 28.41 | 4.99 | 37.69 | 24.73 | 243,391 | 815.2 |
| Gluskin Sheff + Associates Inc | TSX | GS | 28.80 | 3.56 | 29.25 | 13.43 | 652,413 | 849.9 |
| Sprott Inc | TSX | SII | 2.81 | 3.31 | 4.31 | 2.21 | 181,137 | 696.7 |
| Chartwell Retirement Residences | TSX | CSH-U | 10.46 | 2.75 | 11.71 | 8.95 | 532,366 | 1,788.1 |
| Pinetree Capital Ltd | TSX | PNP | 0.36 | 1.41 | 0.97 | 0.25 | 237,358 | 54.8 |
| AGF Management Ltd | TSX | AGF/B | 13.21 | 0.99 | 14.78 | 9.68 | 148,233 | 1,152.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Uranium Resources Inc | NASDAQ | URRE | 3.34 | 9.15 | 5.53 | 1.75 | 188,006 | 66.2 |
| Cassidy Ventures Inc | OTC BB | CSVN | 4.45 | 8.54 | 5.27 | 0.10 | 110,041 | 600.8 |
| USEC Inc | NYSE | USU | 5.67 | 8.21 | 29.12 | 2.60 | 320,158 | 28.1 |
| Allied Nevada Gold Corp | NYSE | ANV | 4.62 | 7.19 | 28.49 | 3.01 | 17,554,311 | 480.2 |
| Intrepid Potash Inc | NYSE | IPI | 16.42 | 4.99 | 24.05 | 10.60 | 955,344 | 1,244.1 |
| OMNOVA Solutions Inc | NYSE | OMN | 9.75 | 4.95 | 9.80 | 6.40 | 131,426 | 459.5 |
| AK Steel Holding Corp | NYSE | AKS | 7.55 | 3.28 | 8.47 | 2.76 | 6,100,259 | 1,029.4 |
| CVR Partners LP | NYSE | UAN | 17.89 | 2.99 | 30.00 | 15.11 | 331,021 | 1,307.4 |
| Ferro Corp | NYSE | FOE | 13.69 | 2.93 | 14.17 | 4.28 | 451,847 | 1,185.6 |
| Horsehead Holding Corp | NASDAQ | ZINC | 15.98 | 2.77 | 16.91 | 9.38 | 310,803 | 806.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Ener-Core Inc | OTC BB | ENCR | 1.30 | 30.00 | 2.37 | 0.90 | 130,400 | 92.4 |
| Ocean Power Technologies Inc | NASDAQ | OPTT | 2.56 | 15.84 | 3.82 | 1.45 | 8,565,337 | 31.1 |
| Gray Fox Petroleum Corp | OTC BB | GFOX | 1.08 | 11.92 | 1.22 | 0.50 | 586,891 | 38.3 |
| Bering Exploration Inc | OTC BB | BERX | 0.20 | 10.50 | 0.45 | 0.04 | 105,260 | 100.0 |
| Pacific Ethanol Inc | NASDAQ | PEIX | 6.38 | 9.62 | 7.04 | 2.33 | 591,472 | 99.1 |
| JinkoSolar Holding Co Ltd | NYSE | JKS | 36.25 | 9.38 | 37.98 | 3.96 | 2,728,712 | 953.4 |
| Magellan Petroleum Corp | NASDAQ | MPET | 1.13 | 8.66 | 1.33 | 0.90 | 805,886 | 51.2 |
| Amyris Inc | NASDAQ | AMRS | 4.95 | 8.55 | 6.11 | 2.17 | 1,350,732 | 377.5 |
| Basic Energy Services Inc | NYSE | BAS | 16.21 | 8.36 | 17.40 | 11.06 | 1,795,957 | 684.1 |
| Penn Virginia Corp | NYSE | PVA | 11.45 | 8.33 | 11.58 | 3.56 | 2,896,408 | 747.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Echelon Corp | NASDAQ | ELON | 3.08 | 35.68 | 3.19 | 1.99 | 3,199,048 | 133.5 |
| Lantronix Inc | NASDAQ | LTRX | 2.30 | 29.21 | 2.50 | 1.31 | 1,445,714 | 33.5 |
| Digimarc Corp | NASDAQ | DMRC | 26.44 | 18.83 | 26.79 | 17.85 | 111,277 | 192.7 |
| ANADIGICS Inc | NASDAQ | ANAD | 2.09 | 16.11 | 2.87 | 1.67 | 3,267,486 | 175.6 |
| MeetMe Inc | NYSE | MEET | 2.28 | 12.32 | 3.49 | 1.07 | 1,946,574 | 87.7 |
| Hutchinson Technology Inc | NASDAQ | HTCH | 3.87 | 12.17 | 6.69 | 2.27 | 382,840 | 108.5 |
| Ultra Clean Holdings Inc | NASDAQ | UCTT | 11.73 | 11.82 | 11.76 | 4.52 | 935,735 | 335.3 |
| Mavenir Systems Inc | NYSE | MVNR | 12.05 | 11.06 | 12.43 | 8.50 | 173,392 | 282.2 |
| KVH Industries Inc | NASDAQ | KVHI | 14.03 | 10.56 | 15.00 | 11.98 | 107,865 | 219.0 |
| Radisys Corp | NASDAQ | RSYS | 2.75 | 10.44 | 5.20 | 2.02 | 359,707 | 80.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Control4 Corp | NASDAQ | CTRL | 25.49 | 37.56 | 29.30 | 13.77 | 1,542,412 | 580.5 |
| Clean Diesel Technologies Inc | NASDAQ | CDTI | 3.27 | 15.55 | 3.33 | 1.10 | 1,867,398 | 30.4 |
| Adept Technology Inc | NASDAQ | ADEP | 17.36 | 15.27 | 17.98 | 2.65 | 884,030 | 190.6 |
| On Track Innovations Ltd | NASDAQ | OTIV | 3.67 | 12.23 | 3.74 | 0.80 | 1,042,488 | 116.6 |
| Canadian Solar Inc | NASDAQ | CSIQ | 39.67 | 10.87 | 40.32 | 3.12 | 5,869,275 | 1,830.1 |
| Ideal Power Inc | NASDAQ | IPWR | 7.77 | 10.53 | 8.34 | 5.00 | 148,605 | 51.7 |
| Biozone Pharmaceuticals Inc | OTC BB | BZNE | 0.73 | 8.97 | 3.75 | 0.16 | 960,108 | 51.2 |
| SORL Auto Parts Inc | NASDAQ | SORL | 4.53 | 8.63 | 5.37 | 2.52 | 135,010 | 87.5 |
| Fluidigm Corp | NASDAQ | FLDM | 43.56 | 7.24 | 44.00 | 15.18 | 460,108 | 1,115.7 |
| PowerSecure International Inc | NYSE | POWR | 20.06 | 5.91 | 20.57 | 8.18 | 267,991 | 433.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| iBio Inc | NYSE | IBIO | 0.59 | 34.79 | 0.93 | 0.28 | 1,933,915 | 37.7 |
| MediciNova Inc | NASDAQ | MNOV | 2.84 | 32.09 | 5.25 | 1.60 | 8,290,260 | 63.6 |
| China Pharma Holdings Inc | NYSE | CPHI | 0.54 | 28.52 | 0.80 | 0.19 | 4,445,048 | 23.5 |
| Hemispherx Biopharma Inc | NYSE | HEB | 0.43 | 23.74 | 0.45 | 0.18 | 17,211,292 | 72.1 |
| DARA Biosciences Inc | NASDAQ | DARA | 0.77 | 19.53 | 1.20 | 0.45 | 8,539,227 | 23.7 |
| Vical Inc | NASDAQ | VICL | 1.59 | 18.66 | 4.51 | 1.01 | 5,537,623 | 138.0 |
| Agios Pharmaceuticals Inc | NASDAQ | AGIO | 35.58 | 17.19 | 35.91 | 15.77 | 383,444 | 1,109.1 |
| Foundation Medicine Inc | NASDAQ | FMI | 30.65 | 14.11 | 41.51 | 18.00 | 1,059,548 | 862.4 |
| Stereotaxis Inc | NASDAQ | STXS | 4.96 | 13.22 | 10.18 | 1.14 | 2,469,691 | 95.9 |
| KaloBios Pharmaceuticals Inc | NASDAQ | KBIO | 5.15 | 12.45 | 8.25 | 3.60 | 549,535 | 169.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Altisource Residential Corp | NYSE | RESI | 32.15 | 7.81 | 32.62 | 15.41 | 1,946,780 | 1,359.2 |
| eHealth Inc | NASDAQ | EHTH | 59.44 | 4.10 | 59.79 | 14.85 | 360,298 | 1,106.9 |
| CoreSite Realty Corp | NYSE | COR | 32.51 | 3.50 | 38.57 | 27.51 | 119,306 | 695.2 |
| DuPont Fabros Technology Inc | NYSE | DFT | 25.10 | 3.00 | 27.92 | 21.26 | 1,331,099 | 1,636.6 |
| United Insurance Holdings Corp | NASDAQ | UIHC | 13.48 | 2.67 | 14.48 | 4.77 | 114,962 | 218.5 |
| St Joe Co/The | NYSE | JOE | 18.77 | 2.57 | 24.44 | 16.82 | 403,598 | 1,732.7 |
| Investment Technology Group Inc | NYSE | ITG | 19.43 | 2.53 | 20.87 | 9.37 | 172,347 | 705.0 |
| Main Street Capital Corp | NYSE | MAIN | 34.68 | 2.48 | 34.78 | 25.16 | 336,579 | 1,378.0 |
| Ladenburg Thalmann Financial Services Inc | NYSE | LTS | 3.00 | 2.39 | 3.54 | 1.20 | 371,432 | 540.6 |
| Universal Insurance Holdings Inc | NYSE | UVE | 13.02 | 2.36 | 14.83 | 4.17 | 272,155 | 457.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
