Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Health Care and Financials
In tracking the small cap stock universe of Canadian and US stocks for Friday, January 10, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Saturn Minerals Inc | TSXV | SMI | 0.12 | 33.33 | 0.18 | 0.07 | 722,000 | 10.6 |
| NioCorp Developments Ltd | TSXV | NB | 0.21 | 23.53 | 0.23 | 0.09 | 432,928 | 21.1 |
| Eagle Star Minerals Corp | TSXV | EGE | 0.22 | 16.22 | 0.42 | 0.13 | 193,000 | 18.8 |
| Shore Gold Inc | TSX | SGF | 0.20 | 14.29 | 0.25 | 0.12 | 278,141 | 44.9 |
| San Gold Corp | TSX | SGR | 0.14 | 12.50 | 0.78 | 0.09 | 751,211 | 50.4 |
| Verde Potash PLC | TSX | NPK | 0.82 | 12.33 | 4.00 | 0.19 | 119,039 | 30.8 |
| Lydian International Ltd | TSX | LYD | 0.86 | 11.69 | 2.35 | 0.55 | 141,539 | 111.9 |
| African Gold Group Inc | TSXV | AGG | 0.15 | 11.54 | 0.20 | 0.06 | 148,566 | 16.8 |
| Robex Resources Inc | TSXV | RBX | 0.15 | 11.11 | 0.25 | 0.13 | 156,000 | 42.5 |
| Aurcana Corp | TSXV | AUN | 0.80 | 11.11 | 7.68 | 0.49 | 156,238 | 46.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Ballard Power Systems Inc | TSX | BLD | 2.68 | 18.58 | 2.92 | 0.63 | 1,843,567 | 293.0 |
| Edge Resources Inc | TSXV | EDE | 0.16 | 14.29 | 0.28 | 0.10 | 281,000 | 26.2 |
| Tethys Petroleum Ltd | TSX | TPL | 0.62 | 12.73 | 0.95 | 0.43 | 135,900 | 190.9 |
| Valeura Energy Inc | TSX | VLE | 0.43 | 11.69 | 1.15 | 0.27 | 704,815 | 24.9 |
| Junex Inc | TSXV | JNX | 0.58 | 11.54 | 0.71 | 0.40 | 501,467 | 38.4 |
| Americas Petrogas Inc | TSXV | BOE | 1.79 | 9.15 | 2.85 | 0.66 | 203,297 | 380.5 |
| Forent Energy Ltd | TSXV | FEN | 0.12 | 9.09 | 0.14 | 0.04 | 290,100 | 19.9 |
| Southern Pacific Resource Corp | TSX | STP | 0.25 | 8.70 | 1.38 | 0.11 | 4,285,923 | 99.5 |
| Parex Resources Inc | TSX | PXT | 7.18 | 7.32 | 7.20 | 4.05 | 815,790 | 778.4 |
| Connacher Oil and Gas Ltd | TSX | CLL | 0.22 | 7.32 | 0.34 | 0.06 | 1,137,780 | 99.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| ViXS Systems Inc | TSX | VXS | 3.15 | 12.50 | 4.19 | 2.42 | 7,449,014 | 159.1 |
| Ackroo Inc | TSXV | AKR | 0.18 | 12.50 | 0.23 | 0.06 | 969,125 | 10.3 |
| Espial Group Inc | TSX | ESP | 0.99 | 11.24 | 1.05 | 0.30 | 234,750 | 19.6 |
| ISIS Lab Corp | TSXV | LAB | 0.37 | 10.45 | 0.37 | 0.10 | 763,800 | 19.9 |
| COM DEV International Ltd | TSX | CDV | 4.00 | 8.70 | 4.40 | 3.20 | 994,263 | 305.9 |
| Sandvine Corp | TSX | SVC | 3.19 | 6.33 | 3.25 | 1.60 | 2,066,255 | 443.0 |
| Sphere 3D Corp | TSXV | ANY | 6.40 | 4.92 | 6.80 | 0.41 | 243,697 | 135.0 |
| POET Technologies Inc | TSXV | PTK | 0.57 | 3.64 | 0.69 | 0.32 | 411,337 | 75.6 |
| Guestlogix Inc | TSX | GXI | 1.21 | 3.42 | 1.34 | 0.77 | 487,123 | 108.2 |
| QHR Corp | TSXV | QHR | 1.32 | 3.13 | 1.35 | 0.47 | 334,884 | 63.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| H2O Innovation Inc | TSXV | HEO | 0.37 | 23.33 | 0.37 | 0.17 | 452,025 | 38.7 |
| Empire Industries Ltd/Canada | TSXV | EIL | 0.11 | 10.00 | 0.12 | 0.04 | 1,128,500 | 27.9 |
| Grand West Transportation Group Inc | TSXV | BUS | 0.65 | 6.56 | 0.65 | 0.54 | 129,000 | 23.3 |
| Tree Island Steel Ltd | TSX | TSL | 0.91 | 5.81 | 0.94 | 0.45 | 132,985 | 25.9 |
| RDX Technologies Corp | TSXV | RDX | 0.22 | 4.76 | 0.67 | 0.13 | 116,400 | 37.9 |
| ATS Automation Tooling Systems Inc | TSX | ATA | 14.38 | 3.38 | 15.45 | 8.79 | 550,540 | 1,275.2 |
| Photon Control Inc | TSXV | PHO | 0.31 | 3.33 | 0.33 | 0.06 | 483,100 | 31.6 |
| Avcorp Industries Inc | TSX | AVP | 0.17 | 3.13 | 0.20 | 0.05 | 236,350 | 46.3 |
| DIRTT Environmental Solutions | TSX | DRT | 2.85 | 2.15 | 2.97 | 2.30 | 151,443 | 196.3 |
| Intertape Polymer Group Inc | TSX | ITP | 13.00 | 1.96 | 15.62 | 8.52 | 132,153 | 790.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| ICO Therapeutics Inc | TSXV | ICO | 0.52 | 16.85 | 0.75 | 0.26 | 893,213 | 35.3 |
| Immunovaccine Inc | TSXV | IMV | 0.58 | 16.00 | 0.65 | 0.22 | 297,915 | 45.9 |
| Pivotal Therapeutics Inc | CNSX | PVO | 0.17 | 13.33 | 0.29 | 0.03 | 167,000 | 13.5 |
| Oncolytics Biotech Inc | TSX | ONC | 1.83 | 5.17 | 4.94 | 1.54 | 170,365 | 155.1 |
| Bioniche Life Sciences Inc | TSX | BNC | 0.36 | 4.35 | 0.42 | 0.18 | 112,375 | 50.6 |
| Critical Outcome Technologies Inc | TSXV | COT | 0.16 | 3.33 | 0.38 | 0.10 | 208,500 | 14.4 |
| Trimel Pharmaceuticals Corp | TSX | TRL | 0.56 | 1.82 | 1.92 | 0.34 | 249,390 | 83.0 |
| Prometic Life Sciences Inc | TSX | PLI | 0.90 | 1.12 | 1.14 | 0.27 | 1,186,077 | 469.5 |
| Patheon Inc | TSX | PTI | 10.07 | 0.50 | 10.10 | 3.00 | 483,587 | 1,419.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| LX Ventures Inc | TSXV | LXV | 0.57 | 32.56 | 0.96 | 0.14 | 3,675,775 | 36.0 |
| Great Prairie Energy Services Inc | TSXV | GPE | 0.23 | 21.05 | 0.25 | 0.10 | 180,500 | 26.9 |
| Lanesborough Real Estate Investment Trust | TSX | LRT-U | 1.34 | 12.61 | 1.35 | 0.61 | 133,300 | 24.2 |
| Canaccord Genuity Group Inc | TSX | CF | 7.16 | 5.60 | 7.93 | 5.05 | 283,816 | 731.8 |
| Tricon Capital Group Inc | TSX | TCN | 8.24 | 2.74 | 8.33 | 5.65 | 167,703 | 742.9 |
| Input Capital Corp | TSXV | INP | 2.00 | 2.56 | 2.12 | 1.55 | 221,696 | 122.4 |
| Crombie Real Estate Investment Trust | TSX | CRR-U | 13.76 | 1.55 | 16.04 | 12.48 | 447,008 | 999.8 |
| AGF Management Ltd | TSX | AGF/B | 13.17 | 1.46 | 14.78 | 9.61 | 166,737 | 1,149.5 |
| Chartwell Retirement Residences | TSX | CSH-U | 10.21 | 0.89 | 11.71 | 8.95 | 237,606 | 1,745.4 |
| Sprott Inc | TSX | SII | 2.67 | 0.75 | 4.31 | 2.21 | 176,904 | 662.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| American Pacific Corp | NASDAQ | APFC | 46.48 | 18.81 | 60.36 | 17.00 | 1,086,982 | 369.7 |
| Verso Paper Corp | NYSE | VRS | 4.15 | 7.79 | 5.55 | 0.52 | 1,261,358 | 220.7 |
| Liquidmetal Technologies Inc | OTC BB | LQMT | 0.21 | 6.15 | 0.26 | 0.05 | 2,824,535 | 77.2 |
| El Capitan Precious Metals Inc | OTC BB | ECPN | 0.18 | 4.71 | 0.41 | 0.06 | 240,714 | 47.4 |
| Comstock Mining Inc | NYSE | LODE | 1.80 | 3.44 | 2.27 | 1.56 | 171,370 | 122.4 |
| McEwen Mining Inc | NYSE | MUX | 2.14 | 3.38 | 3.92 | 1.63 | 2,458,906 | 648.0 |
| Coeur Mining Inc | NYSE | CDE | 10.90 | 2.64 | 24.94 | 9.93 | 1,909,733 | 1,095.8 |
| Hecla Mining Co | NYSE | HL | 3.14 | 2.61 | 6.02 | 2.63 | 5,107,097 | 1,075.9 |
| Molycorp Inc | NYSE | MCP | 5.42 | 2.46 | 9.25 | 4.51 | 6,974,377 | 1,266.0 |
| Gold Resource Corp | NYSE | GORO | 4.66 | 2.42 | 15.31 | 4.49 | 553,573 | 250.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Plug Power Inc | NASDAQ | PLUG | 3.65 | 9.94 | 4.90 | 0.12 | 51,314,095 | 424.1 |
| Centor Inc | OTC BB | CNTO | 2.26 | 7.62 | 2.36 | 0.10 | 634,369 | 155.3 |
| ZaZa Energy Corp | NASDAQ | ZAZA | 1.02 | 7.37 | 2.18 | 0.62 | 362,733 | 109.4 |
| Houston American Energy Corp | NYSE | HUSA | 0.28 | 6.77 | 0.48 | 0.18 | 499,456 | 14.5 |
| EPL Oil & Gas Inc | NYSE | EPL | 28.32 | 6.51 | 42.64 | 22.53 | 463,765 | 1,106.8 |
| Emerald Oil Inc | NYSE | EOX | 7.48 | 6.10 | 9.20 | 5.29 | 1,300,931 | 488.4 |
| Penn Virginia Corp | NYSE | PVA | 11.25 | 6.03 | 11.33 | 3.56 | 2,885,715 | 734.5 |
| New Source Energy Partners LP | NYSE | NSLP | 23.51 | 5.90 | 24.28 | 19.19 | 213,331 | 211.1 |
| Pioneer Energy Services Corp | NYSE | PES | 8.60 | 5.78 | 9.91 | 6.46 | 807,866 | 537.2 |
| Gastar Exploration Inc | NYSE | GST | 6.62 | 5.08 | 6.99 | 1.01 | 839,757 | 404.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| China Techfaith Wireless Communication Technology Ltd | NASDAQ | CNTF | 2.16 | 13.68 | 2.24 | 0.95 | 3,282,334 | 114.3 |
| Lightpath Technologies Inc | NASDAQ | LPTH | 1.68 | 10.53 | 1.96 | 0.70 | 164,128 | 23.2 |
| IXYS Corp | NASDAQ | IXYS | 13.87 | 7.02 | 13.99 | 8.75 | 510,828 | 431.3 |
| Cinedigm Corp | NASDAQ | CIDM | 2.31 | 6.45 | 2.45 | 1.25 | 886,156 | 148.2 |
| Dot Hill Systems Corp | NASDAQ | HILL | 4.25 | 6.25 | 4.45 | 0.91 | 1,168,547 | 250.7 |
| ChannelAdvisor Corp | NYSE | ECOM | 46.44 | 5.81 | 46.82 | 14.00 | 539,768 | 1,052.9 |
| MeetMe Inc | NYSE | MEET | 2.20 | 5.77 | 3.49 | 1.07 | 1,443,776 | 84.7 |
| Textura Corp | NYSE | TXTR | 28.12 | 5.60 | 47.25 | 15.00 | 587,233 | 699.3 |
| ChipMOS TECHNOLOGIES Bermuda Ltd | NASDAQ | IMOS | 19.15 | 4.64 | 21.17 | 9.93 | 182,203 | 649.7 |
| Echelon Corp | NASDAQ | ELON | 2.25 | 4.17 | 2.97 | 1.99 | 161,893 | 97.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Terra Tech Corp | OTC BB | TRTC | 0.29 | 12.69 | 0.66 | 0.06 | 16,385,026 | 36.2 |
| China Digital TV Holding Co Ltd | NYSE | STV | 2.12 | 10.99 | 2.58 | 1.35 | 1,262,597 | 125.0 |
| Tel-Instrument Electronics Corp | NYSE | TIK | 6.20 | 9.73 | 6.25 | 3.16 | 144,233 | 20.1 |
| ClearSign Combustion Corp | NASDAQ | CLIR | 10.76 | 8.03 | 12.49 | 4.12 | 145,101 | 94.8 |
| Clean Diesel Technologies Inc | NASDAQ | CDTI | 2.45 | 6.06 | 3.05 | 1.10 | 1,251,294 | 22.8 |
| CVD Equipment Corp | NASDAQ | CVV | 13.93 | 5.05 | 14.99 | 7.70 | 304,404 | 84.7 |
| Taser International Inc | NASDAQ | TASR | 18.68 | 5.00 | 18.88 | 6.70 | 2,794,757 | 968.8 |
| China Recycling Energy Corp | NASDAQ | CREG | 3.18 | 4.61 | 4.60 | 0.88 | 270,091 | 193.7 |
| General Cable Corp | NYSE | BGC | 29.25 | 4.58 | 37.14 | 27.27 | 1,402,071 | 1,455.5 |
| EnPro Industries Inc | NYSE | NPO | 59.21 | 4.28 | 61.52 | 41.91 | 1,274,415 | 1,236.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Rexahn Pharmaceuticals Inc | NYSE | RNN | 1.14 | 62.86 | 1.19 | 0.28 | 38,117,092 | 167.3 |
| FluoroPharma Medical Inc | OTC BB | FPMI | 0.76 | 46.13 | 0.91 | 0.48 | 197,728 | 18.5 |
| Conatus Pharmaceuticals Inc | NASDAQ | CNAT | 14.25 | 45.41 | 15.67 | 5.76 | 8,790,018 | 222.6 |
| Endocyte Inc | NASDAQ | ECYT | 14.02 | 28.62 | 19.00 | 8.18 | 2,566,862 | 506.7 |
| Oxygen Biotherapeutics Inc | NASDAQ | OXBT | 7.35 | 27.60 | 15.90 | 1.19 | 5,874,890 | 78.1 |
| PharMerica Corp | NYSE | PMC | 25.91 | 27.07 | 25.97 | 11.84 | 1,691,475 | 762.5 |
| iBio Inc | NYSE | IBIO | 0.46 | 19.51 | 0.93 | 0.28 | 830,369 | 29.6 |
| CytRx Corp | NASDAQ | CYTR | 8.08 | 19.17 | 8.24 | 1.83 | 7,407,887 | 339.2 |
| Oramed Pharmaceuticals Inc | NASDAQ | ORMP | 28.91 | 18.53 | 29.20 | 5.00 | 1,362,441 | 275.5 |
| Immunomedics Inc | NASDAQ | IMMU | 6.10 | 17.76 | 7.35 | 2.11 | 8,748,267 | 507.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| SWS Group Inc | NYSE | SWS | 7.29 | 20.30 | 7.49 | 5.19 | 1,587,136 | 240.7 |
| Life Partners Holdings Inc | NASDAQ | LPHI | 2.42 | 14.15 | 4.47 | 1.52 | 124,287 | 45.1 |
| Health Insurance Innovations Inc | NASDAQ | HIIQ | 11.10 | 8.19 | 15.86 | 8.39 | 136,479 | 153.9 |
| Triangle Capital Corp | NYSE | TCAP | 28.65 | 7.10 | 30.70 | 25.47 | 485,292 | 793.0 |
| Blackhawk Network Holdings Inc | NASDAQ | HAWK | 28.45 | 6.71 | 28.92 | 20.25 | 617,502 | 1,478.7 |
| Gain Capital Holdings Inc | NYSE | GCAP | 9.27 | 3.92 | 14.62 | 3.97 | 400,972 | 367.2 |
| Independent Bank Corp/MI | NASDAQ | IBCP | 14.13 | 3.14 | 14.21 | 3.75 | 193,448 | 322.4 |
| GSV Capital Corp | NASDAQ | GSVC | 12.58 | 3.11 | 16.90 | 7.42 | 510,339 | 243.0 |
| Sabra Health Care REIT Inc | NASDAQ | SBRA | 27.05 | 2.97 | 32.40 | 21.55 | 264,686 | 1,024.7 |
| Heritage Oaks Bancorp | NASDAQ | HEOP | 7.69 | 2.95 | 8.10 | 5.35 | 136,064 | 195.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
