Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Health Care and Financials
In tracking the small cap stock universe of Canadian and US stocks for Friday, January 03, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Metalex Ventures Ltd | TSXV | MTX | 0.30 | 76.47 | 0.30 | 0.05 | 456,250 | 19.9 |
| Lamelee Iron Ore Ltd | TSXV | LIR | 0.18 | 28.57 | 0.19 | 0.04 | 121,546 | 13.3 |
| Xmet Inc | TSXV | XME | 0.16 | 19.23 | 0.19 | 0.01 | 2,058,220 | 10.9 |
| Barkerville Gold Mines Ltd | TSXV | BGM | 0.54 | 14.89 | 1.00 | 0.39 | 331,497 | 59.3 |
| Sandspring Resources Ltd | TSXV | SSP | 0.31 | 12.96 | 0.53 | 0.15 | 348,722 | 40.4 |
| Aurcana Corp | TSXV | AUN | 0.70 | 12.90 | 7.84 | 0.49 | 236,845 | 40.9 |
| San Gold Corp | TSX | SGR | 0.14 | 12.50 | 0.79 | 0.09 | 1,080,236 | 50.4 |
| Goldgroup Mining Inc | TSX | GGA | 0.14 | 12.50 | 0.41 | 0.04 | 238,663 | 18.4 |
| Barisan Gold Corp | TSXV | BG | 0.30 | 11.11 | 0.45 | 0.04 | 151,355 | 11.1 |
| North American Palladium Ltd | TSX | PDL | 0.85 | 10.39 | 1.97 | 0.40 | 568,994 | 167.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Africa Hydrocarbons Inc | TSXV | NFK | 0.16 | 24.00 | 0.30 | 0.03 | 5,194,063 | 17.7 |
| DualEx Energy International Inc | TSXV | DXE | 0.21 | 13.51 | 0.36 | 0.08 | 1,156,861 | 22.7 |
| Canadian Overseas Petroleum Ltd | TSXV | XOP | 0.32 | 8.62 | 0.36 | 0.11 | 1,143,109 | 104.5 |
| East West Petroleum Corp | TSXV | EW | 0.47 | 8.05 | 0.71 | 0.20 | 109,404 | 43.8 |
| Chinook Energy Inc | TSX | CKE | 1.25 | 7.76 | 1.56 | 0.80 | 464,295 | 267.7 |
| Corridor Resources Inc | TSX | CDH | 1.26 | 7.69 | 1.42 | 0.60 | 134,200 | 111.5 |
| Petroamerica Oil Corp | TSXV | PTA | 0.37 | 7.35 | 0.40 | 0.21 | 2,330,472 | 215.3 |
| Arcan Resources Ltd | TSXV | ARN | 0.38 | 7.04 | 1.27 | 0.30 | 154,410 | 37.2 |
| Ballard Power Systems Inc | TSX | BLD | 1.97 | 5.91 | 2.47 | 0.60 | 1,229,791 | 215.4 |
| Gasfrac Energy Services Inc | TSX | GFS | 2.10 | 5.53 | 2.89 | 1.26 | 310,916 | 133.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| DragonWave Inc | TSX | DWI | 1.63 | 7.95 | 3.68 | 1.13 | 125,807 | 86.1 |
| Intermap Technologies Corp | TSX | IMP | 0.47 | 4.44 | 0.50 | 0.26 | 172,211 | 43.3 |
| Natcore Technology Inc | TSXV | NXT | 1.14 | 3.64 | 1.39 | 0.55 | 232,384 | 52.5 |
| Sphere 3D Corp | TSXV | ANY | 6.48 | 0.47 | 6.80 | 0.41 | 110,063 | 136.7 |
| Wi-Lan Inc | TSX | WIN | 3.56 | 0.28 | 4.98 | 2.96 | 255,083 | 426.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| DIRTT Environmental Solutions | TSX | DRT | 2.70 | 5.88 | 2.90 | 2.30 | 209,312 | 185.9 |
| Norbord Inc | TSX | NBD | 32.92 | 1.92 | 37.93 | 25.10 | 108,368 | 1,754.5 |
| Avigilon Corp | TSX | AVO | 31.53 | 1.91 | 32.87 | 10.75 | 175,315 | 1,354.1 |
| ATS Automation Tooling Systems Inc | TSX | ATA | 13.64 | 0.89 | 15.45 | 8.45 | 126,277 | 1,209.5 |
| Martinrea International Inc | TSX | MRE | 8.04 | 0.63 | 12.75 | 6.91 | 710,379 | 678.9 |
| Aecon Group Inc | TSX | ARE | 15.96 | 0.50 | 16.10 | 10.32 | 100,895 | 895.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Led Medical Diagnostics Inc | TSXV | LMD | 0.49 | 27.63 | 0.63 | 0.18 | 540,911 | 35.4 |
| Amorfix Life Sciences Ltd | TSX | AMF | 0.35 | 22.81 | 0.47 | 0.20 | 149,950 | 21.3 |
| ICO Therapeutics Inc | TSXV | ICO | 0.45 | 9.76 | 0.84 | 0.26 | 801,364 | 30.5 |
| Medifocus Inc | TSXV | MFS | 0.24 | 6.67 | 0.29 | 0.12 | 141,947 | 28.1 |
| Cynapsus Therapeutics Inc | TSXV | CTH | 0.80 | 6.67 | 0.81 | 0.27 | 249,895 | 31.1 |
| Bioniche Life Sciences Inc | TSX | BNC | 0.37 | 5.80 | 0.42 | 0.18 | 338,750 | 51.3 |
| Northstar Healthcare Inc | TSX | NHC | 1.22 | 5.17 | 1.64 | 0.14 | 131,297 | 52.1 |
| Patient Home Monitoring Corp | TSXV | PHM | 0.29 | 3.57 | 0.38 | 0.05 | 301,575 | 29.1 |
| Extendicare Inc/US | TSX | EXE | 6.95 | 2.21 | 8.79 | 5.12 | 241,221 | 627.2 |
| Zecotek Photonics Inc | TSXV | ZMS | 0.79 | 1.28 | 0.94 | 0.22 | 100,526 | 72.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Canaccord Genuity Group Inc | TSX | CF | 7.13 | 3.33 | 7.93 | 5.05 | 448,250 | 728.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| China Natural Resources Inc | NASDAQ | CHNR | 10.80 | 116.00 | 11.32 | 3.10 | 1,138,826 | 269.0 |
| SinoCoking Coal and Coke Chemical Industries Inc | NASDAQ | SCOK | 1.40 | 17.77 | 1.78 | 1.00 | 512,899 | 29.6 |
| Arch Therapeutics Inc | OTC BB | ARTH | 0.42 | 7.69 | 1.36 | 0.11 | 534,914 | 25.3 |
| China Gerui Advanced Materials Group Ltd | NASDAQ | CHOP | 1.31 | 6.50 | 3.04 | 1.12 | 137,451 | 78.0 |
| Rentech Nitrogen Partners LP | NYSE | RNF | 18.99 | 5.44 | 49.18 | 16.90 | 232,262 | 737.8 |
| Gold Resource Corp | NYSE | GORO | 4.83 | 4.32 | 15.31 | 4.49 | 435,889 | 259.8 |
| Rhino Resource Partners LP | NYSE | RNO | 11.96 | 3.19 | 17.04 | 9.81 | 127,934 | 347.7 |
| Rentech Inc | NASDAQ | RTK | 1.79 | 2.87 | 3.18 | 1.55 | 1,719,290 | 406.0 |
| Daqo New Energy Corp | NYSE | DQ | 39.09 | 2.87 | 49.59 | 4.02 | 152,360 | 270.3 |
| Horsehead Holding Corp | NASDAQ | ZINC | 16.76 | 2.51 | 16.90 | 9.38 | 377,858 | 845.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| FuelCell Energy Inc | NASDAQ | FCEL | 1.69 | 17.36 | 1.89 | 0.84 | 14,362,365 | 324.6 |
| Plug Power Inc | NASDAQ | PLUG | 2.61 | 12.02 | 2.84 | 0.12 | 64,798,594 | 267.8 |
| North American Oil & Gas Corp | OTC BB | NAMG | 0.46 | 7.71 | 1.67 | 0.30 | 144,013 | 27.9 |
| FX Energy Inc | NASDAQ | FXEN | 3.75 | 6.23 | 6.18 | 2.48 | 965,230 | 200.3 |
| KiOR Inc | NASDAQ | KIOR | 1.69 | 5.63 | 7.39 | 1.30 | 641,059 | 186.0 |
| Real Goods Solar Inc | NASDAQ | RSOL | 3.35 | 5.02 | 7.17 | 0.81 | 8,907,280 | 97.0 |
| ReneSola Ltd | NYSE | SOL | 4.07 | 3.30 | 6.00 | 1.25 | 6,677,329 | 413.7 |
| Lightbridge Corp | NASDAQ | LTBR | 1.67 | 3.08 | 3.28 | 1.32 | 113,350 | 25.1 |
| Calumet Specialty Products Partners LP | NASDAQ | CLMT | 28.01 | 2.71 | 40.25 | 24.84 | 482,177 | 1,941.6 |
| Harvest Natural Resources Inc | NYSE | HNR | 4.62 | 2.67 | 10.13 | 2.45 | 379,851 | 186.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Pixelworks Inc | NASDAQ | PXLW | 5.82 | 22.01 | 5.94 | 2.11 | 2,398,236 | 127.9 |
| China Finance Online Co Ltd | NASDAQ | JRJC | 6.51 | 17.72 | 7.26 | 1.14 | 4,217,916 | 144.4 |
| ChyronHego Corp | NASDAQ | CHYR | 2.49 | 16.36 | 2.71 | 0.70 | 115,186 | 76.6 |
| ChinaCache International Holdings Ltd | NASDAQ | CCIH | 10.99 | 14.48 | 10.99 | 3.50 | 1,774,237 | 278.8 |
| China Techfaith Wireless Communication Technology Ltd | NASDAQ | CNTF | 1.89 | 11.18 | 2.08 | 0.95 | 984,203 | 100.0 |
| KEYW Holding Corp/The | NASDAQ | KEYW | 14.96 | 9.36 | 16.45 | 10.82 | 826,883 | 550.0 |
| Marketo Inc | NASDAQ | MKTO | 41.22 | 8.39 | 41.75 | 13.00 | 957,064 | 1,565.6 |
| xG Technology Inc | NASDAQ | XGTI | 1.69 | 8.33 | 14.35 | 1.40 | 170,024 | 31.5 |
| Peregrine Semiconductor Corp | NASDAQ | PSMI | 8.13 | 8.11 | 16.29 | 7.22 | 444,526 | 265.7 |
| Smith Micro Software Inc | NASDAQ | SMSI | 1.60 | 8.11 | 1.74 | 0.79 | 462,785 | 59.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| SemiLEDs Corp/Taiwan | NASDAQ | LEDS | 1.20 | 25.01 | 2.44 | 0.60 | 4,591,033 | 33.3 |
| Revolution Lighting Technologies Inc | NASDAQ | RVLT | 3.72 | 13.76 | 5.50 | 0.60 | 2,171,672 | 303.7 |
| SuperCom Ltd | NASDAQ | SPCB | 5.47 | 12.78 | 6.12 | 0.21 | 889,834 | 67.5 |
| Fuel Tech Inc | NASDAQ | FTEK | 7.89 | 11.60 | 9.63 | 3.55 | 1,185,054 | 176.6 |
| Goldfield Corp/The | NYSE | GV | 2.22 | 9.36 | 5.67 | 1.45 | 658,107 | 56.5 |
| Lime Energy Co | NASDAQ | LIME | 3.17 | 8.56 | 6.65 | 2.71 | 114,421 | 11.4 |
| Biozone Pharmaceuticals Inc | OTC BB | BZNE | 0.68 | 7.94 | 3.75 | 0.16 | 3,106,812 | 47.7 |
| ExOne Co/The | NASDAQ | XONE | 66.91 | 7.00 | 78.80 | 18.00 | 1,564,987 | 962.7 |
| Kemet Corp | NYSE | KEM | 6.07 | 6.87 | 6.97 | 3.93 | 381,373 | 273.9 |
| PGT Inc | NASDAQ | PGTI | 10.88 | 6.35 | 11.69 | 4.22 | 1,515,911 | 509.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| BG Medicine Inc | NASDAQ | BGMD | 1.50 | 37.74 | 2.72 | 0.55 | 12,469,998 | 41.9 |
| Greenestone Healthcare Corp | OTC BB | GRST | 0.38 | 29.31 | 0.50 | 0.02 | 642,000 | 13.3 |
| LCA-Vision Inc | NASDAQ | LCAV | 4.65 | 18.02 | 4.93 | 2.78 | 315,767 | 89.5 |
| Biostar Pharmaceuticals Inc | NASDAQ | BSPM | 2.41 | 15.31 | 3.44 | 0.62 | 1,476,631 | 29.8 |
| Synta Pharmaceuticals Corp | NASDAQ | SNTA | 5.88 | 11.79 | 11.88 | 3.70 | 4,055,922 | 501.0 |
| Tonix Pharmaceuticals Holding Corp | NASDAQ | TNXP | 12.82 | 11.67 | 15.00 | 2.25 | 443,280 | 62.5 |
| Prosensa Holding NV | NASDAQ | RNA | 5.64 | 11.46 | 34.55 | 3.43 | 633,842 | 197.4 |
| Cell Therapeutics Inc | NASDAQ | CTIC | 2.20 | 10.55 | 2.22 | 0.97 | 7,289,524 | 320.1 |
| Cormedix Inc | NYSE | CRMD | 1.49 | 9.70 | 1.53 | 0.48 | 282,056 | 24.1 |
| Zalicus Inc | NASDAQ | ZLCS | 1.22 | 8.93 | 8.28 | 0.88 | 3,044,638 | 31.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Gain Capital Holdings Inc | NYSE | GCAP | 8.90 | 13.81 | 14.62 | 3.97 | 1,325,573 | 352.5 |
| Regional Management Corp | NYSE | RM | 34.30 | 4.13 | 34.83 | 15.54 | 101,872 | 444.4 |
| Rexford Industrial Realty Inc | NYSE | REXR | 13.33 | 3.90 | 14.80 | 12.14 | 370,722 | 341.6 |
| DFC Global Corp | NASDAQ | DLLR | 11.59 | 3.67 | 19.97 | 9.25 | 411,052 | 450.0 |
| Main Street Capital Corp | NYSE | MAIN | 33.29 | 3.16 | 33.96 | 25.16 | 466,505 | 1,322.8 |
| World Acceptance Corp | NASDAQ | WRLD | 87.59 | 3.06 | 107.98 | 72.12 | 101,379 | 1,005.9 |
| Cousins Properties Inc | NYSE | CUZ | 10.47 | 2.95 | 11.45 | 8.42 | 3,464,585 | 1,985.8 |
| Five Oaks Investment Corp | NYSE | OAKS | 11.05 | 2.79 | 15.71 | 9.25 | 128,848 | 81.7 |
| Ladenburg Thalmann Financial Services Inc | NYSE | LTS | 3.07 | 2.68 | 3.54 | 1.20 | 205,268 | 553.2 |
| Pennsylvania Real Estate Investment Trust | NYSE | PEI | 19.32 | 2.66 | 22.54 | 14.20 | 772,180 | 1,317.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
