Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Health Care and Financials
In tracking the small cap stock universe of Canadian and US stocks for Tuesday, December 31, 2013, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Euromax Resources Ltd | TSXV | EOX | 0.25 | 42.86 | 0.69 | 0.14 | 168,787 | 21.3 |
| Tirex Resources Ltd | TSXV | TXX | 0.20 | 17.65 | 0.71 | 0.15 | 164,200 | 15.2 |
| Xinergy Ltd | TSX | XRG | 0.30 | 17.65 | 0.96 | 0.13 | 316,398 | 14.2 |
| Scorpio Gold Corp | TSXV | SGN | 0.24 | 14.63 | 0.73 | 0.13 | 563,125 | 29.4 |
| Flinders Resources Ltd | TSXV | FDR | 0.48 | 14.46 | 1.25 | 0.32 | 162,545 | 21.9 |
| IBC Advanced Alloys Corp | TSXV | IB | 0.22 | 13.16 | 0.34 | 0.04 | 1,350,888 | 13.4 |
| Rubicon Minerals Corp | TSX | RMX | 0.98 | 11.36 | 2.69 | 0.69 | 185,808 | 283.0 |
| Sabina Gold & Silver Corp | TSX | SBB | 0.73 | 10.61 | 2.88 | 0.55 | 168,769 | 141.6 |
| Macusani Yellowcake Inc | TSXV | YEL | 0.11 | 10.00 | 0.18 | 0.06 | 160,278 | 17.5 |
| Continental Gold Ltd | TSX | CNL | 3.38 | 9.74 | 9.33 | 2.39 | 427,061 | 428.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| CUB Energy Inc | TSXV | KUB | 0.23 | 15.00 | 0.42 | 0.16 | 514,463 | 71.7 |
| Alberta Oilsands Inc | TSXV | AOS | 0.16 | 10.71 | 0.18 | 0.03 | 1,161,823 | 32.8 |
| Contact Exploration Inc | TSXV | CEX | 0.31 | 6.90 | 0.31 | 0.18 | 126,007 | 70.2 |
| Palliser Oil & Gas Corp | TSXV | PXL | 0.31 | 6.90 | 0.74 | 0.25 | 108,150 | 19.8 |
| Petromanas Energy Inc | TSXV | PMI | 0.16 | 6.67 | 0.18 | 0.08 | 308,095 | 111.0 |
| Synodon Inc | TSXV | SYD | 0.16 | 6.67 | 0.41 | 0.13 | 101,072 | 13.1 |
| East West Petroleum Corp | TSXV | EW | 0.45 | 5.88 | 0.71 | 0.20 | 112,378 | 41.9 |
| BNK Petroleum Inc | TSX | BKX | 1.70 | 4.94 | 1.98 | 0.45 | 205,659 | 245.8 |
| Sterling Resources Ltd | TSXV | SLG | 0.64 | 4.92 | 0.90 | 0.46 | 265,220 | 197.8 |
| Corridor Resources Inc | TSX | CDH | 1.29 | 4.88 | 1.42 | 0.60 | 124,303 | 114.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Wi2Wi Corp | TSXV | YTY | 0.24 | 23.68 | 0.56 | 0.13 | 152,000 | 19.2 |
| Natcore Technology Inc | TSXV | NXT | 1.11 | 11.00 | 1.39 | 0.55 | 178,757 | 50.6 |
| UrtheCast Corp | TSX | UR | 2.17 | 5.34 | 2.58 | 1.22 | 231,087 | 136.4 |
| PNI Digital Media Inc | TSX | PN | 1.18 | 4.42 | 1.35 | 0.20 | 116,250 | 48.9 |
| Symbility Solutions Inc | TSXV | SY | 0.43 | 1.18 | 0.54 | 0.34 | 105,100 | 89.6 |
| Redknee Solutions Inc | TSX | RKN | 6.42 | 0.94 | 7.82 | 1.86 | 121,199 | 611.4 |
| Wi-Lan Inc | TSX | WIN | 3.55 | 0.57 | 4.98 | 2.96 | 214,644 | 426.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Avcorp Industries Inc | TSX | AVP | 0.16 | 18.52 | 0.16 | 0.05 | 557,755 | 44.9 |
| Clearford Industries Inc | TSXV | CLI | 0.15 | 7.14 | 0.19 | 0.08 | 156,000 | 10.1 |
| DIRTT Environmental Solutions | TSX | DRT | 2.55 | 2.82 | 2.90 | 2.30 | 114,019 | 175.6 |
| Martinrea International Inc | TSX | MRE | 7.80 | 0.52 | 12.75 | 6.91 | 370,828 | 658.5 |
| Avigilon Corp | TSX | AVO | 30.75 | 0.03 | 32.87 | 10.75 | 174,235 | 1,318.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Spectral Diagnostics Inc | TSX | SDI | 0.58 | 5.45 | 0.77 | 0.18 | 191,516 | 78.0 |
| Medifocus Inc | TSXV | MFS | 0.25 | 4.26 | 0.29 | 0.12 | 152,500 | 28.7 |
| Patient Home Monitoring Corp | TSXV | PHM | 0.30 | 3.45 | 0.38 | 0.05 | 199,208 | 37.4 |
| Cynapsus Therapeutics Inc | TSXV | CTH | 0.76 | 2.70 | 0.76 | 0.27 | 202,762 | 29.6 |
| Extendicare Inc/US | TSX | EXE | 6.82 | 0.59 | 8.79 | 5.12 | 109,191 | 615.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Cash Store Financial Services Inc/The | TSX | CSF | 1.65 | 22.22 | 4.38 | 1.08 | 165,750 | 29.0 |
| Pinetree Capital Ltd | TSX | PNP | 0.32 | 8.47 | 0.98 | 0.25 | 1,061,327 | 47.7 |
| Northwest International Healthcare Properties Real Estate Investment Trust | TSXV | MOB-U | 2.02 | 3.59 | 2.25 | 1.70 | 328,975 | 111.1 |
| Tricon Capital Group Inc | TSX | TCN | 7.71 | 2.39 | 7.93 | 5.65 | 136,362 | 695.1 |
| Artis Real Estate Investment Trust | TSX | AX-U | 14.86 | 1.23 | 17.03 | 13.42 | 123,661 | 1,878.9 |
| Pure Industrial Real Estate Trust | TSX | AAR-U | 4.77 | 0.85 | 5.39 | 3.97 | 140,886 | 646.2 |
| Dundee International Real Estate Investment Trust | TSX | DI-U | 8.42 | 0.72 | 11.41 | 7.97 | 103,224 | 920.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Arch Therapeutics Inc | OTC BB | ARTH | 0.33 | 12.07 | 1.36 | 0.11 | 338,952 | 19.5 |
| USEC Inc | NYSE | USU | 6.62 | 12.01 | 29.12 | 2.60 | 943,776 | 32.8 |
| Codexis Inc | NASDAQ | CDXS | 1.40 | 9.38 | 2.89 | 1.24 | 445,707 | 53.3 |
| LaPolla Industries Inc | OTC BB | LPAD | 0.75 | 7.14 | 0.75 | 0.11 | 103,686 | 84.7 |
| Xerium Technologies Inc | NYSE | XRM | 16.49 | 7.01 | 17.27 | 3.06 | 500,309 | 253.6 |
| Comstock Mining Inc | NYSE | LODE | 1.75 | 5.42 | 2.32 | 1.56 | 161,321 | 119.0 |
| Hecla Mining Co | NYSE | HL | 3.08 | 5.12 | 6.14 | 2.63 | 7,897,845 | 1,055.3 |
| Hi-Crush Partners LP | NYSE | HCLP | 37.98 | 4.86 | 38.75 | 15.00 | 202,483 | 578.2 |
| Molycorp Inc | NYSE | MCP | 5.62 | 4.46 | 11.81 | 4.51 | 8,793,826 | 1,312.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Centor Inc | OTC BB | CNTO | 1.84 | 28.67 | 1.84 | 0.10 | 1,149,535 | 126.4 |
| Gastar Exploration Inc | NYSE | GST | 6.92 | 8.46 | 6.99 | 1.01 | 3,128,673 | 423.1 |
| FX Energy Inc | NASDAQ | FXEN | 3.66 | 4.57 | 6.18 | 2.48 | 603,537 | 195.5 |
| Eagle Rock Energy Partners LP | NASDAQ | EROC | 5.95 | 3.66 | 10.52 | 5.01 | 2,051,494 | 949.6 |
| Callon Petroleum Co | NYSE | CPE | 6.53 | 3.49 | 7.60 | 3.19 | 688,577 | 263.5 |
| Endeavour International Corp | NYSE | END | 5.25 | 3.35 | 7.47 | 2.36 | 441,289 | 247.8 |
| Harvest Natural Resources Inc | NYSE | HNR | 4.52 | 2.96 | 10.83 | 2.45 | 391,092 | 182.7 |
| Crosstex Energy Inc | NASDAQ | XTXI | 36.16 | 2.93 | 36.89 | 14.52 | 413,475 | 1,726.9 |
| BPZ Resources Inc | NYSE | BPZ | 1.82 | 2.82 | 3.33 | 1.58 | 939,488 | 213.9 |
| PBF Energy Inc | NYSE | PBF | 31.46 | 2.68 | 42.50 | 20.15 | 416,358 | 1,245.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Zoom Technologies Inc | NASDAQ | ZOOM | 4.79 | 19.45 | 9.40 | 2.20 | 745,329 | 14.4 |
| China Finance Online Co Ltd | NASDAQ | JRJC | 6.29 | 14.16 | 6.45 | 1.14 | 2,085,141 | 139.5 |
| Tremor Video Inc | NYSE | TRMR | 5.80 | 10.90 | 11.09 | 3.59 | 340,377 | 288.0 |
| China Mobile Games & Entertainment Group Ltd | NASDAQ | CMGE | 25.23 | 10.22 | 25.25 | 3.00 | 203,924 | 676.1 |
| Safeguard Scientifics Inc | NYSE | SFE | 20.09 | 7.26 | 20.12 | 14.14 | 369,230 | 432.3 |
| Data I/O Corp | NASDAQ | DAIO | 2.57 | 7.09 | 3.25 | 1.41 | 109,308 | 20.0 |
| Aspen Group Inc/CO | OTC BB | ASPU | 0.18 | 5.88 | 0.60 | 0.16 | 107,000 | 10.7 |
| Kofax Ltd | NASDAQ | KFX | 7.44 | 5.83 | 8.50 | 6.50 | 190,220 | 722.6 |
| NQ Mobile Inc | NYSE | NQ | 14.70 | 5.76 | 25.90 | 5.92 | 12,205,443 | 764.6 |
| Pixelworks Inc | NASDAQ | PXLW | 4.82 | 5.70 | 5.55 | 2.11 | 631,571 | 105.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Envision Solar International Inc | OTC BB | EVSI | 0.18 | 16.05 | 0.35 | 0.12 | 130,512 | 12.9 |
| Terra Tech Corp | OTC BB | TRTC | 0.14 | 12.50 | 0.66 | 0.06 | 7,047,066 | 16.7 |
| Adept Technology Inc | NASDAQ | ADEP | 16.89 | 11.49 | 17.00 | 2.44 | 464,786 | 185.4 |
| Revolution Lighting Technologies Inc | NASDAQ | RVLT | 3.43 | 9.08 | 5.50 | 0.60 | 1,625,831 | 279.6 |
| Arotech Corp | NASDAQ | ARTX | 3.49 | 8.39 | 3.91 | 0.91 | 628,324 | 69.9 |
| Nuverra Environmental Solutions Inc | NYSE | NES | 16.79 | 8.18 | 44.20 | 13.10 | 709,021 | 436.4 |
| American Superconductor Corp | NASDAQ | AMSC | 1.64 | 7.89 | 3.34 | 1.37 | 2,251,848 | 103.5 |
| Alamo Group Inc | NYSE | ALG | 60.69 | 7.47 | 61.27 | 33.12 | 121,255 | 733.2 |
| Gentherm Inc | NASDAQ | THRM | 26.81 | 5.84 | 27.09 | 13.37 | 584,513 | 930.0 |
| Lydall Inc | NYSE | LDL | 17.62 | 4.69 | 19.27 | 13.29 | 120,740 | 295.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Electromed Inc | NYSE | ELMD | 3.40 | 62.68 | 3.50 | 0.90 | 4,642,027 | 27.6 |
| AxoGen Inc | NASDAQ | AXGN | 4.49 | 25.07 | 6.25 | 2.50 | 1,584,956 | 77.9 |
| ERBA Diagnostics Inc | NYSE | ERB | 2.73 | 24.10 | 3.10 | 0.62 | 591,712 | 119.2 |
| Brainstorm Cell Therapeutics Inc | OTC BB | BCLI | 0.18 | 20.00 | 0.27 | 0.10 | 1,054,389 | 31.7 |
| Greenestone Healthcare Corp | OTC BB | GRST | 0.30 | 20.00 | 0.50 | 0.02 | 546,609 | 10.7 |
| Fonar Corp | NASDAQ | FONR | 21.21 | 19.89 | 22.34 | 4.42 | 776,459 | 135.6 |
| Organovo Holdings Inc | NYSE | ONVO | 11.07 | 12.84 | 13.65 | 2.35 | 11,680,034 | 855.5 |
| Acceleron Pharma Inc | NASDAQ | XLRN | 39.60 | 12.31 | 40.02 | 15.00 | 254,162 | 1,111.9 |
| Immunomedics Inc | NASDAQ | IMMU | 4.60 | 10.31 | 7.35 | 2.11 | 2,496,161 | 382.4 |
| Idera Pharmaceuticals Inc | NASDAQ | IDRA | 4.63 | 10.24 | 4.75 | 0.19 | 4,117,813 | 294.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| China HGS Real Estate Inc | NASDAQ | HGSH | 5.95 | 24.48 | 12.94 | 2.78 | 214,176 | 268.0 |
| Noah Holdings Ltd | NYSE | NOAH | 18.00 | 8.24 | 25.51 | 5.64 | 1,243,995 | 992.1 |
| Tower Group International Ltd | NASDAQ | TWGP | 3.38 | 7.64 | 22.30 | 2.41 | 2,944,199 | 194.1 |
| Universal Insurance Holdings Inc | NYSE | UVE | 14.48 | 5.08 | 14.83 | 4.17 | 993,902 | 508.4 |
| FXCM Inc | NYSE | FXCM | 17.84 | 4.82 | 19.97 | 10.11 | 454,712 | 678.7 |
| QTS Realty Trust Inc | NYSE | QTS | 24.78 | 4.69 | 25.36 | 19.06 | 112,042 | 717.9 |
| Gain Capital Holdings Inc | NYSE | GCAP | 7.51 | 4.60 | 14.62 | 3.97 | 345,202 | 297.5 |
| GSV Capital Corp | NASDAQ | GSVC | 12.09 | 4.40 | 16.90 | 7.42 | 463,458 | 233.6 |
| Life Partners Holdings Inc | NASDAQ | LPHI | 1.78 | 3.49 | 4.47 | 1.52 | 104,381 | 33.2 |
| GFI Group Inc | NYSE | GFIG | 3.91 | 3.17 | 4.58 | 3.07 | 154,233 | 481.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
