Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Thursday, August 28, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Arian Resources Corp | TSXV | ARC | 0.12 | 21.05 | 0.25 | 0.05 | 399,250 | 10.9 |
| US Silver & Gold Inc | TSX | USA | 0.55 | 12.24 | 0.76 | 0.25 | 100,590 | 42.8 |
| Mason Graphite Inc | TSXV | LLG | 0.79 | 9.72 | 1.08 | 0.26 | 487,245 | 67.8 |
| Midas Gold Corp | TSX | MAX | 0.78 | 8.33 | 1.14 | 0.63 | 182,880 | 110.5 |
| Houston Lake Mining Inc | TSXV | HLM | 0.14 | 8.00 | 0.16 | 0.04 | 163,900 | 12.3 |
| Kivalliq Energy Corp | TSXV | KIV | 0.21 | 7.69 | 0.29 | 0.18 | 136,836 | 40.6 |
| Peregrine Diamonds Ltd | TSX | PGD | 0.30 | 7.27 | 0.83 | 0.25 | 172,725 | 42.4 |
| Nulegacy Gold Corp | TSXV | NUG | 0.16 | 6.90 | 0.18 | 0.08 | 195,600 | 21.9 |
| Ucore Rare Metals Inc | TSXV | UCU | 0.32 | 6.67 | 0.50 | 0.18 | 217,673 | 63.2 |
| Mega Uranium Ltd | TSX | MGA | 0.24 | 6.67 | 0.42 | 0.06 | 261,834 | 65.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Petro One Energy Corp | TSXV | POP | 0.72 | 18.03 | 0.74 | 0.12 | 582,749 | 42.4 |
| Tuscany Energy Ltd | TSXV | TUS | 0.50 | 12.36 | 0.52 | 0.15 | 259,566 | 23.1 |
| Canadian Spirit Resources Inc | TSXV | SPI | 0.50 | 11.11 | 0.67 | 0.19 | 1,894,072 | 64.2 |
| BNK Petroleum Inc | TSX | BKX | 1.18 | 9.26 | 2.36 | 0.99 | 1,828,393 | 191.2 |
| Terraco Gold Corp | TSXV | TEN | 0.19 | 8.57 | 0.23 | 0.09 | 183,522 | 25.6 |
| Raise Production Inc | TSXV | RPC | 1.89 | 6.78 | 3.50 | 0.60 | 327,482 | 161.8 |
| CUB Energy Inc | TSXV | KUB | 0.11 | 5.00 | 0.28 | 0.08 | 439,106 | 32.7 |
| East West Petroleum Corp | TSXV | EW | 0.22 | 4.88 | 0.71 | 0.21 | 118,650 | 20.0 |
| Lynden Energy Corp | TSXV | LVL | 1.16 | 4.50 | 1.18 | 0.63 | 229,777 | 150.0 |
| Petromanas Energy Inc | TSXV | PMI | 0.27 | 3.85 | 0.40 | 0.10 | 1,442,060 | 187.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Espial Group Inc | TSX | ESP | 2.88 | 6.67 | 3.23 | 0.35 | 267,518 | 67.1 |
| DragonWave Inc | TSX | DWI | 1.64 | 5.13 | 3.15 | 1.13 | 328,457 | 122.2 |
| Snipp Interactive Inc | TSXV | SPN | 0.23 | 4.55 | 0.23 | 0.08 | 254,500 | 15.9 |
| POET Technologies Inc | TSXV | PTK | 1.69 | 3.68 | 2.87 | 0.32 | 410,366 | 275.8 |
| Guestlogix Inc | TSX | GXI | 1.20 | 0.84 | 1.60 | 0.88 | 619,770 | 110.2 |
| Redknee Solutions Inc | TSX | RKN | 3.66 | 0.27 | 7.82 | 3.52 | 220,220 | 398.6 |
| Computer Modelling Group Ltd | TSX | CMG | 12.68 | 0.16 | 15.74 | 11.40 | 190,761 | 998.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Flyht Aerospace Solutions Ltd | TSXV | FLY | 0.42 | 20.00 | 0.80 | 0.25 | 839,576 | 71.3 |
| Questor Technology Inc | TSXV | QST | 4.44 | 14.43 | 5.05 | 0.75 | 585,905 | 113.4 |
| H2O Innovation Inc | TSXV | HEO | 0.34 | 6.25 | 0.48 | 0.22 | 108,990 | 35.6 |
| RDX Technologies Corp | TSXV | RDX | 0.29 | 1.75 | 0.64 | 0.13 | 358,229 | 50.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Lorus Therapeutics Inc | TSX | LOR | 0.52 | 10.64 | 1.04 | 0.18 | 1,682,904 | 72.4 |
| biOasis Technologies Inc | TSXV | BTI | 1.14 | 9.62 | 1.35 | 0.67 | 135,288 | 47.9 |
| Patient Home Monitoring Corp | TSXV | PHM | 0.43 | 7.50 | 0.44 | 0.19 | 4,634,373 | 63.1 |
| Immunovaccine Inc | TSXV | IMV | 0.93 | 6.90 | 1.50 | 0.28 | 1,136,997 | 74.0 |
| Tekmira Pharmaceuticals Corp | TSX | TKM | 22.71 | 5.68 | 34.66 | 5.35 | 548,157 | 502.0 |
| TSO3 Inc | TSX | TOS | 1.16 | 3.57 | 1.20 | 0.40 | 209,925 | 84.7 |
| Sirona Biochem Corp | TSXV | SBM | 0.16 | 3.23 | 0.21 | 0.09 | 114,000 | 19.4 |
| Concordia Healthcare Corp | TSX | CXR | 35.33 | 3.15 | 38.75 | 6.25 | 108,349 | 1,007.3 |
| Knight Therapeutics Inc | TSX | GUD | 5.36 | 1.90 | 6.25 | 4.81 | 103,851 | 416.8 |
| Titan Medical Inc | TSXV | TMD | 2.51 | 1.62 | 2.76 | 0.38 | 113,322 | 253.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Great Prairie Energy Services Inc | TSXV | GPE | 0.43 | 2.38 | 0.60 | 0.18 | 159,500 | 50.8 |
| Pinetree Capital Ltd | TSX | PNP | 0.33 | 1.54 | 0.66 | 0.25 | 242,743 | 64.4 |
| Delavaco Residential Properties Corp | TSXV | DVO/U | 1.07 | 0.94 | 1.40 | 0.66 | 1,808,454 | 59.4 |
| Pure Industrial Real Estate Trust | TSX | AAR-U | 4.50 | 0.45 | 5.03 | 4.13 | 599,461 | 853.6 |
| WPT Industrial Real Estate Investment Trust | TSX | WIR/U | 10.13 | 0.30 | 10.25 | 7.45 | 209,913 | 298.2 |
| Retrocom Real Estate Investment Trust | TSX | RMM-U | 4.43 | 0.23 | 5.00 | 4.25 | 387,412 | 331.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| General Steel Holdings Inc | NYSE | GSI | 1.13 | 5.61 | 1.58 | 0.80 | 890,636 | 65.9 |
| McEwen Mining Inc | NYSE | MUX | 2.79 | 4.89 | 3.74 | 1.70 | 1,122,313 | 835.0 |
| Allied Nevada Gold Corp | NYSE | ANV | 3.71 | 3.06 | 6.70 | 2.61 | 2,181,922 | 387.1 |
| Uranium Resources Inc | NASDAQ | URRE | 3.03 | 2.54 | 4.05 | 2.21 | 294,035 | 75.7 |
| El Capitan Precious Metals Inc | OTC BB | ECPN | 0.18 | 2.13 | 0.41 | 0.06 | 145,198 | 50.7 |
| Uranerz Energy Corp | NYSE | URZ | 1.18 | 0.85 | 1.97 | 0.80 | 163,344 | 101.8 |
| Hecla Mining Co | NYSE | HL | 3.24 | 0.62 | 3.76 | 2.63 | 1,584,162 | 1,132.4 |
| Gold Resource Corp | NYSE | GORO | 6.19 | 0.32 | 8.82 | 3.52 | 401,185 | 335.4 |
| Horsehead Holding Corp | NASDAQ | ZINC | 20.09 | 0.20 | 21.02 | 11.85 | 438,657 | 1,018.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Lilis Energy Inc | NASDAQ | LLEX | 1.52 | 29.91 | 3.58 | 1.02 | 118,564 | 42.1 |
| Lucas Energy Inc | NYSE | LEI | 0.61 | 15.09 | 1.38 | 0.45 | 282,251 | 20.4 |
| BioFuel Energy Corp | NASDAQ | BIOF | 12.31 | 9.71 | 12.40 | 1.13 | 867,187 | 78.6 |
| REX American Resources Corp | NYSE | REX | 108.16 | 7.57 | 108.72 | 26.70 | 374,715 | 885.0 |
| KiOR Inc | NASDAQ | KIOR | 0.11 | 6.29 | 3.10 | 0.10 | 639,387 | 12.6 |
| PEDEVCO Corp | NYSE | PED | 1.98 | 5.32 | 4.67 | 1.63 | 142,070 | 57.6 |
| Goodrich Petroleum Corp | NYSE | GDP | 21.29 | 3.90 | 30.52 | 11.80 | 1,273,397 | 945.9 |
| GreenHunter Resources Inc | NYSE | GRH | 1.79 | 3.47 | 3.62 | 0.80 | 271,530 | 63.5 |
| Endeavour International Corp | NYSE | END | 0.92 | 3.34 | 7.50 | 0.85 | 658,267 | 46.4 |
| ECA Marcellus Trust I | NYSE | ECT | 6.62 | 3.28 | 10.46 | 6.16 | 162,105 | 116.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Max Sound Corp | OTC BB | MAXD | 0.20 | 14.71 | 0.28 | 0.08 | 1,180,210 | 69.6 |
| WPCS International Inc | NASDAQ | WPCS | 1.20 | 12.15 | 4.95 | 0.45 | 2,952,891 | 16.7 |
| US Auto Parts Network Inc | NASDAQ | PRTS | 3.20 | 9.22 | 4.09 | 0.91 | 120,181 | 107.3 |
| Hanwha SolarOne Co Ltd | NASDAQ | HSOL | 2.19 | 8.96 | 5.70 | 1.75 | 2,186,576 | 200.1 |
| Concurrent Computer Corp | NASDAQ | CCUR | 7.49 | 8.08 | 8.81 | 6.55 | 191,562 | 69.3 |
| Sigma Designs Inc | NASDAQ | SIGM | 4.98 | 7.33 | 6.70 | 3.28 | 515,866 | 171.7 |
| Bridgeline Digital Inc | NASDAQ | BLIN | 0.78 | 6.63 | 1.53 | 0.67 | 122,920 | 17.1 |
| ChyronHego Corp | NASDAQ | CHYR | 2.72 | 5.84 | 3.12 | 1.32 | 244,023 | 99.8 |
| Wave Systems Corp | NASDAQ | WAVX | 1.31 | 5.65 | 2.32 | 0.69 | 408,274 | 60.1 |
| Pixelworks Inc | NASDAQ | PXLW | 6.64 | 5.40 | 9.83 | 3.63 | 993,755 | 152.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Digital Ally Inc | NASDAQ | DGLY | 15.68 | 36.47 | 17.47 | 3.03 | 13,119,269 | 42.4 |
| On Track Innovations Ltd | NASDAQ | OTIV | 2.85 | 23.38 | 4.38 | 1.48 | 3,376,866 | 94.7 |
| India Globalization Capital Inc | NYSE | IGC | 1.00 | 11.11 | 2.34 | 0.61 | 394,193 | 12.6 |
| Identive Group Inc | NASDAQ | INVE | 15.73 | 9.24 | 15.95 | 4.86 | 251,312 | 127.0 |
| China Recycling Energy Corp | NASDAQ | CREG | 1.51 | 8.63 | 6.05 | 1.21 | 2,540,458 | 92.0 |
| Ballantyne Strong Inc | NYSE | BTN | 4.49 | 7.42 | 5.15 | 3.65 | 114,614 | 63.7 |
| Vicon Industries Inc | NYSE | VII | 4.05 | 6.86 | 5.30 | 2.10 | 1,201,589 | 18.3 |
| ENGlobal Corp | NASDAQ | ENG | 2.71 | 4.63 | 4.22 | 0.92 | 207,815 | 75.2 |
| ExOne Co/The | NASDAQ | XONE | 29.88 | 3.57 | 72.88 | 24.34 | 592,822 | 431.6 |
| Ply Gem Holdings Inc | NYSE | PGEM | 11.62 | 2.56 | 18.45 | 8.15 | 219,616 | 788.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Repros Therapeutics Inc | NASDAQ | RPRX | 21.58 | 18.51 | 29.79 | 12.61 | 5,461,965 | 498.7 |
| TrovaGene Inc | NASDAQ | TROV | 6.01 | 14.69 | 9.14 | 2.97 | 881,614 | 113.6 |
| Vantage Health | OTC BB | VNTH | 0.14 | 12.90 | 0.35 | 0.00 | 106,700 | 26.3 |
| Emisphere Technologies Inc | OTC BB | EMIS | 0.42 | 10.53 | 0.46 | 0.12 | 176,114 | 25.5 |
| OncoMed Pharmaceuticals Inc | NASDAQ | OMED | 21.58 | 9.93 | 42.34 | 12.07 | 495,788 | 642.2 |
| Protalix BioTherapeutics Inc | NYSE | PLX | 2.61 | 8.30 | 5.60 | 2.35 | 1,144,779 | 244.1 |
| RXi Pharmaceuticals Corp | NASDAQ | RXII | 2.86 | 7.92 | 6.84 | 2.21 | 514,500 | 46.1 |
| Digirad Corp | NASDAQ | DRAD | 3.91 | 7.12 | 4.85 | 2.50 | 320,964 | 72.7 |
| Enzon Pharmaceuticals Inc | NASDAQ | ENZN | 1.56 | 6.85 | 1.59 | 0.78 | 1,137,808 | 68.8 |
| Curis Inc | NASDAQ | CRIS | 1.69 | 6.29 | 4.74 | 1.53 | 1,533,500 | 145.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| China HGS Real Estate Inc | NASDAQ | HGSH | 7.57 | 5.29 | 8.80 | 2.10 | 928,966 | 341.0 |
| Net 1 UEPS Technologies Inc | NASDAQ | UEPS | 11.70 | 4.19 | 13.00 | 7.03 | 394,964 | 559.5 |
| Aviv REIT Inc | NYSE | AVIV | 28.99 | 3.06 | 29.36 | 21.31 | 800,507 | 1,369.7 |
| Marcus & Millichap Inc | NYSE | MMI | 29.95 | 2.25 | 30.59 | 12.00 | 115,645 | 1,096.9 |
| RCS Capital Corp | NYSE | RCAP | 22.21 | 2.02 | 39.98 | 15.02 | 1,167,754 | 1,449.7 |
| Golub Capital BDC Inc | NASDAQ | GBDC | 17.53 | 1.56 | 19.38 | 15.57 | 242,440 | 825.0 |
| Tower Group International Ltd | NASDAQ | TWGP | 2.01 | 1.52 | 14.67 | 1.62 | 359,440 | 115.2 |
| Medallion Financial Corp | NASDAQ | TAXI | 12.09 | 1.43 | 17.85 | 11.01 | 237,274 | 304.2 |
| Manning & Napier Inc | NYSE | MN | 18.42 | 1.38 | 18.93 | 14.40 | 100,096 | 1,649.8 |
| THL Credit Inc | NASDAQ | TCRD | 14.05 | 1.30 | 17.00 | 12.80 | 239,159 | 476.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg


