Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Thursday, September 04, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Zenyatta Ventures Ltd | TSXV | ZEN | 2.04 | 20.71 | 4.00 | 1.48 | 726,922 | 113.4 |
| Integra Gold Corp | TSXV | ICG | 0.30 | 20.00 | 0.42 | 0.16 | 3,387,988 | 55.7 |
| Rockhaven Resources Ltd | TSXV | RK | 0.34 | 13.33 | 0.34 | 0.08 | 185,239 | 28.5 |
| Nemaska Lithium Inc | TSXV | NMX | 0.23 | 9.52 | 0.25 | 0.08 | 249,587 | 38.7 |
| Formation Metals Inc | TSX | FCO | 0.20 | 8.11 | 0.26 | 0.07 | 353,913 | 18.2 |
| Kivalliq Energy Corp | TSXV | KIV | 0.22 | 7.50 | 0.29 | 0.18 | 232,525 | 42.2 |
| Lithium Americas Corp | TSX | LAC | 0.36 | 7.46 | 0.48 | 0.18 | 832,199 | 55.7 |
| Robex Resources Inc | TSXV | RBX | 0.18 | 5.88 | 0.25 | 0.13 | 116,800 | 51.1 |
| Mason Graphite Inc | TSXV | LLG | 0.77 | 5.48 | 1.08 | 0.26 | 166,131 | 66.1 |
| Imperial Metals Corp | TSX | III | 9.45 | 5.23 | 18.63 | 8.65 | 524,522 | 708.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Petro One Energy Corp | TSXV | POP | 0.53 | 37.66 | 0.83 | 0.12 | 2,202,950 | 31.3 |
| Platino Energy Corp | TSXV | PZE | 0.55 | 5.77 | 0.95 | 0.48 | 102,550 | 38.2 |
| Hemisphere Energy Corp | TSXV | HME | 0.72 | 4.35 | 0.85 | 0.45 | 138,200 | 54.0 |
| Corsa Coal Corp | TSXV | CSO | 0.26 | 4.00 | 0.30 | 0.11 | 549,250 | 309.7 |
| Artek Exploration Ltd | TSX | RTK | 3.02 | 3.78 | 4.65 | 2.88 | 3,650,313 | 235.1 |
| Macro Enterprises Inc | TSXV | MCR | 3.33 | 2.15 | 7.35 | 3.15 | 284,886 | 100.4 |
| Anderson Energy Ltd | TSX | AXL | 0.30 | 1.69 | 0.35 | 0.11 | 603,185 | 51.8 |
| Donnycreek Energy Inc | TSXV | DCK | 2.58 | 1.57 | 3.20 | 1.71 | 178,510 | 142.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Intertain Group Ltd/The | TSX | IT | 8.00 | 5.40 | 8.40 | 3.83 | 891,839 | 196.2 |
| TeraGo Inc | TSX | TGO | 5.15 | 3.00 | 7.65 | 4.27 | 222,050 | 59.8 |
| Sandvine Corp | TSX | SVC | 3.29 | 0.30 | 4.08 | 1.89 | 114,451 | 494.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Ainsworth Lumber Co Ltd | TSX | ANS | 2.78 | 5.30 | 4.22 | 2.40 | 704,499 | 669.7 |
| dynaCERT Inc | TSXV | DYA | 0.18 | 2.86 | 0.20 | 0.05 | 192,779 | 29.2 |
| ATS Automation Tooling Systems Inc | TSX | ATA | 13.59 | 0.82 | 16.56 | 12.73 | 142,823 | 1,236.4 |
| Avigilon Corp | TSX | AVO | 18.10 | 0.28 | 34.50 | 15.32 | 273,444 | 841.3 |
| Intertape Polymer Group Inc | TSX | ITP | 14.66 | 0.21 | 15.62 | 11.12 | 161,399 | 894.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Theratechnologies Inc | TSX | TH | 0.56 | 12.00 | 0.65 | 0.19 | 141,097 | 34.2 |
| Immunovaccine Inc | TSXV | IMV | 0.88 | 7.32 | 1.50 | 0.28 | 1,088,328 | 70.0 |
| Stellar Biotechnologies Inc | TSXV | KLH | 2.00 | 5.82 | 2.55 | 0.65 | 565,722 | 156.4 |
| Led Medical Diagnostics Inc | TSXV | LMD | 0.46 | 2.22 | 0.59 | 0.35 | 277,894 | 38.4 |
| Knight Therapeutics Inc | TSX | GUD | 5.76 | 1.59 | 6.25 | 4.81 | 558,247 | 447.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Spackman Equities Group Inc | TSXV | SQG | 0.12 | 4.35 | 0.20 | 0.03 | 103,000 | 17.9 |
| VersaPay Corp | TSXV | VPY | 1.30 | 4.00 | 1.55 | 0.98 | 144,600 | 28.4 |
| Posera-HDX Ltd | TSX | HDX | 0.30 | 3.51 | 0.44 | 0.16 | 105,000 | 17.5 |
| Excelsior Mining Corp | TSXV | MIN | 0.26 | 1.96 | 0.63 | 0.10 | 290,450 | 21.4 |
| Tricon Capital Group Inc | TSX | TCN | 7.98 | 1.66 | 8.54 | 5.91 | 1,782,560 | 723.2 |
| AGF Management Ltd | TSX | AGF/B | 12.81 | 1.03 | 14.78 | 10.82 | 443,481 | 1,101.2 |
| Alaris Royalty Corp | TSX | AD | 33.15 | 0.94 | 37.69 | 23.79 | 111,422 | 1,060.7 |
| Canaccord Genuity Group Inc | TSX | CF | 12.16 | 0.66 | 13.49 | 5.84 | 319,303 | 1,240.3 |
| Pure Industrial Real Estate Trust | TSX | AAR-U | 4.58 | 0.66 | 5.03 | 4.13 | 595,033 | 868.8 |
| Retrocom Real Estate Investment Trust | TSX | RMM-U | 4.42 | 0.45 | 5.00 | 4.25 | 132,844 | 330.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Shiloh Industries Inc | NASDAQ | SHLO | 18.30 | 10.31 | 25.34 | 11.71 | 160,387 | 314.7 |
| General Moly Inc | NYSE | GMO | 0.96 | 3.81 | 1.99 | 0.82 | 173,769 | 87.8 |
| Uranium Energy Corp | NYSE | UEC | 1.37 | 3.79 | 2.49 | 0.94 | 462,395 | 124.7 |
| AK Steel Holding Corp | NYSE | AKS | 10.34 | 3.30 | 11.37 | 3.32 | 11,231,886 | 1,414.5 |
| Silver Bull Resources Inc | NYSE | SVBL | 0.26 | 1.47 | 0.44 | 0.22 | 168,469 | 40.7 |
| Allied Nevada Gold Corp | NYSE | ANV | 3.52 | 1.44 | 6.70 | 2.61 | 3,291,233 | 367.2 |
| Noranda Aluminum Holding Corp | NYSE | NOR | 4.40 | 1.15 | 5.08 | 2.21 | 796,732 | 303.0 |
| USEC Inc | NYSE | USU | 5.08 | 0.99 | 14.66 | 2.63 | 657,947 | 25.1 |
| Uranerz Energy Corp | NYSE | URZ | 1.21 | 0.83 | 1.97 | 0.80 | 283,240 | 104.3 |
| Globe Specialty Metals Inc | NASDAQ | GSM | 20.16 | 0.65 | 22.00 | 13.03 | 575,928 | 1,486.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Bolt Technology Corp | NASDAQ | BOLT | 21.93 | 36.21 | 22.76 | 15.94 | 4,609,655 | 190.3 |
| Enphase Energy Inc | NASDAQ | ENPH | 15.28 | 4.73 | 15.63 | 4.54 | 1,043,810 | 656.2 |
| Vantage Drilling Co | NYSE | VTG | 1.81 | 2.84 | 2.02 | 1.59 | 1,704,710 | 554.2 |
| JA Solar Holdings Co Ltd | NASDAQ | JASO | 9.87 | 2.49 | 13.14 | 8.18 | 4,602,949 | 426.9 |
| Tengasco Inc | NYSE | TGC | 0.46 | 1.51 | 0.57 | 0.35 | 179,625 | 27.8 |
| ReneSola Ltd | NYSE | SOL | 2.86 | 1.42 | 6.00 | 2.18 | 1,922,170 | 290.7 |
| Real Goods Solar Inc | NASDAQ | RGSE | 1.44 | 1.41 | 5.65 | 1.38 | 664,194 | 78.0 |
| Dominion Resources Black Warrior Trust | NYSE | DOM | 7.00 | 1.01 | 11.12 | 4.70 | 154,608 | 55.0 |
| Walter Energy Inc | NYSE | WLT | 5.32 | 0.95 | 19.50 | 4.25 | 3,968,684 | 350.2 |
| FuelCell Energy Inc | NASDAQ | FCEL | 2.55 | 0.79 | 4.74 | 1.18 | 2,560,092 | 663.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Mitek Systems Inc | NASDAQ | MITK | 3.23 | 36.29 | 7.11 | 2.15 | 11,751,482 | 98.5 |
| Technical Communications Corp | NASDAQ | TCCO | 5.71 | 17.73 | 9.97 | 3.66 | 293,439 | 10.5 |
| Aspen Group Inc/CO | OTC BB | ASPU | 0.17 | 16.20 | 0.29 | 0.10 | 894,625 | 14.6 |
| MGT Capital Investments Inc | NYSE | MGT | 1.61 | 15.00 | 4.38 | 0.62 | 133,889 | 15.6 |
| Vimicro International Corp | NASDAQ | VIMC | 4.44 | 7.51 | 5.18 | 1.23 | 1,052,758 | 105.7 |
| RELM Wireless Corp | NYSE | RWC | 5.24 | 7.38 | 5.40 | 2.34 | 211,000 | 71.5 |
| Hanwha SolarOne Co Ltd | NASDAQ | HSOL | 2.38 | 6.73 | 5.70 | 1.75 | 969,192 | 217.5 |
| Mattersight Corp | NASDAQ | MATR | 5.87 | 6.34 | 7.85 | 3.37 | 271,707 | 130.1 |
| Mavenir Systems Inc | NYSE | MVNR | 11.64 | 5.53 | 18.78 | 8.50 | 153,497 | 334.6 |
| Synacor Inc | NASDAQ | SYNC | 2.01 | 5.51 | 2.88 | 1.87 | 178,816 | 55.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| RADA Electronic Industries Ltd | NASDAQ | RADA | 2.11 | 41.61 | 3.23 | 1.26 | 1,575,804 | 18.8 |
| Orion Energy Systems Inc | NYSE | OESX | 6.04 | 24.28 | 8.11 | 3.39 | 962,091 | 131.5 |
| Methode Electronics Inc | NYSE | MEI | 39.72 | 15.94 | 40.29 | 23.05 | 1,972,706 | 1,515.5 |
| Giga-tronics Inc | NASDAQ | GIGA | 2.23 | 14.36 | 4.78 | 0.90 | 1,331,893 | 12.0 |
| Digital Ally Inc | NASDAQ | DGLY | 26.09 | 13.24 | 33.59 | 3.03 | 7,231,881 | 70.6 |
| Arotech Corp | NASDAQ | ARTX | 4.26 | 10.36 | 6.61 | 1.63 | 2,526,381 | 103.5 |
| NAPCO Security Technologies Inc | NASDAQ | NSSC | 5.38 | 9.35 | 7.70 | 4.69 | 170,196 | 104.5 |
| Universal Display Corp | NASDAQ | OLED | 36.96 | 6.57 | 39.74 | 22.69 | 2,729,321 | 1,717.3 |
| Yingli Green Energy Holding Co Ltd | NYSE | YGE | 3.66 | 6.40 | 8.77 | 2.68 | 7,818,947 | 665.3 |
| Ply Gem Holdings Inc | NYSE | PGEM | 12.42 | 6.06 | 18.45 | 8.15 | 498,576 | 842.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Stereotaxis Inc | NASDAQ | STXS | 3.24 | 13.68 | 6.34 | 2.66 | 1,403,527 | 65.6 |
| Catalyst Pharmaceutical Partners Inc | NASDAQ | CPRX | 3.41 | 8.95 | 3.65 | 1.29 | 2,179,581 | 229.0 |
| Rexahn Pharmaceuticals Inc | NYSE | RNN | 0.83 | 8.14 | 1.85 | 0.37 | 3,702,634 | 148.0 |
| XOMA Corp | NASDAQ | XOMA | 4.65 | 6.16 | 9.57 | 3.42 | 4,797,206 | 497.9 |
| KaloBios Pharmaceuticals Inc | NASDAQ | KBIO | 1.56 | 6.12 | 5.95 | 1.36 | 105,947 | 51.5 |
| Aerie Pharmaceuticals Inc | NASDAQ | AERI | 19.04 | 6.07 | 29.71 | 10.25 | 299,152 | 454.9 |
| Geron Corp | NASDAQ | GERN | 2.59 | 5.94 | 7.36 | 1.31 | 3,634,589 | 405.5 |
| Cytosorbents Corp | OTC BB | CTSO | 0.24 | 5.33 | 0.35 | 0.09 | 556,768 | 73.0 |
| Sciclone Pharmaceuticals Inc | NASDAQ | SCLN | 7.23 | 4.78 | 7.25 | 4.24 | 810,634 | 369.3 |
| Tandem Diabetes Care Inc | NASDAQ | TNDM | 14.36 | 4.59 | 30.25 | 12.36 | 155,970 | 336.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Noah Holdings Ltd | NYSE | NOAH | 15.81 | 5.33 | 25.51 | 12.35 | 490,099 | 874.2 |
| E-House China Holdings Ltd | NYSE | EJ | 11.82 | 4.32 | 17.28 | 7.39 | 3,585,096 | 1,630.0 |
| National Holdings Corp | OTC BB | NHLD | 0.54 | 3.85 | 0.60 | 0.20 | 434,098 | 66.6 |
| WisdomTree Investments Inc | NASDAQ | WETF | 12.04 | 3.35 | 18.50 | 9.11 | 3,570,097 | 1,605.0 |
| Tower Group International Ltd | NASDAQ | TWGP | 1.95 | 2.90 | 13.96 | 1.62 | 428,191 | 111.7 |
| HFF Inc | NYSE | HF | 31.34 | 2.79 | 38.23 | 21.57 | 348,910 | 1,180.8 |
| Universal Insurance Holdings Inc | NYSE | UVE | 14.45 | 2.63 | 15.42 | 6.29 | 344,279 | 502.6 |
| Outerwall Inc | NASDAQ | OUTR | 61.15 | 2.34 | 74.30 | 46.25 | 486,550 | 1,214.2 |
| WageWorks Inc | NYSE | WAGE | 42.69 | 2.23 | 68.31 | 33.04 | 529,989 | 1,502.3 |
| Net 1 UEPS Technologies Inc | NASDAQ | UEPS | 13.30 | 2.07 | 13.44 | 7.03 | 1,066,127 | 636.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg


