Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Monday, September 22, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Wolfden Resources Corp | TSXV | WLF | 0.22 | 22.22 | 0.45 | 0.13 | 161,200 | 12.5 |
| OceanaGold Corp | TSX | OGC | 2.31 | 11.59 | 3.74 | 1.28 | 3,248,567 | 695.7 |
| Critical Elements Corp | TSXV | CRE | 0.40 | 11.27 | 0.40 | 0.14 | 675,300 | 47.7 |
| Northern Graphite Corp | TSXV | NGC | 1.01 | 10.99 | 1.44 | 0.60 | 119,319 | 49.7 |
| Banro Corp | TSX | BAA | 0.18 | 9.09 | 0.96 | 0.17 | 1,888,188 | 45.4 |
| True North Gems Inc | TSXV | TGX | 0.12 | 9.09 | 0.17 | 0.06 | 315,520 | 32.2 |
| Geomega Resources Inc | TSXV | GMA | 0.26 | 8.51 | 1.06 | 0.08 | 225,937 | 12.9 |
| Commerce Resources Corp | TSXV | CCE | 0.26 | 8.33 | 0.35 | 0.06 | 473,496 | 47.1 |
| Arena Minerals Inc | TSXV | AN | 0.20 | 8.33 | 0.44 | 0.17 | 390,000 | 10.6 |
| Western Lithium USA Corp | TSX | WLC | 0.88 | 7.32 | 1.00 | 0.18 | 769,507 | 104.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Gasfrac Energy Services Inc | TSX | GFS | 1.15 | 25.00 | 2.16 | 0.75 | 196,939 | 73.2 |
| Petro One Energy Corp | TSXV | POP | 0.57 | 9.62 | 0.83 | 0.12 | 676,776 | 33.7 |
| Mart Resources Inc | TSX | MMT | 1.28 | 4.92 | 1.80 | 1.17 | 488,180 | 456.4 |
| Crown Point Energy Inc | TSXV | CWV | 0.33 | 4.84 | 0.93 | 0.25 | 201,740 | 34.0 |
| Sterling Resources Ltd | TSXV | SLG | 0.50 | 4.17 | 0.78 | 0.39 | 120,638 | 190.4 |
| Falcon Oil & Gas Ltd | TSXV | FO | 0.16 | 3.23 | 0.23 | 0.12 | 131,792 | 147.4 |
| Perpetual Energy Inc | TSX | PMT | 1.71 | 2.40 | 2.37 | 0.94 | 275,143 | 256.2 |
| Bankers Petroleum Ltd | TSX | BNK | 5.54 | 2.03 | 7.45 | 3.60 | 3,487,263 | 1,445.3 |
| Innergex Renewable Energy Inc | TSX | INE | 10.44 | 0.87 | 11.43 | 8.51 | 144,298 | 1,047.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Wi2Wi Corp | TSXV | YTY | 0.14 | 21.74 | 0.29 | 0.05 | 157,000 | 11.8 |
| Mood Media Corp | TSX | MM | 0.65 | 18.18 | 1.12 | 0.40 | 157,406 | 116.8 |
| ProntoForms Corp | TSXV | PFM | 0.39 | 4.00 | 0.60 | 0.06 | 410,050 | 30.2 |
| Intertain Group Ltd/The | TSX | IT | 10.35 | 3.19 | 10.40 | 3.83 | 319,988 | 253.9 |
| Norsat International Inc | TSX | NII | 0.52 | 1.96 | 0.61 | 0.44 | 157,300 | 30.3 |
| Symbility Solutions Inc | TSXV | SY | 0.29 | 1.79 | 0.50 | 0.24 | 221,300 | 59.8 |
| BSM Technologies Inc | TSXV | GPS | 1.90 | 1.06 | 3.45 | 1.81 | 121,864 | 90.5 |
| Axia NetMedia Corp | TSX | AXX | 2.64 | 0.38 | 2.90 | 1.90 | 208,661 | 166.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Graphene 3D Lab Inc | TSXV | GGG | 1.68 | 9.09 | 2.56 | 0.03 | 153,690 | 65.8 |
| ATS Automation Tooling Systems Inc | TSX | ATA | 13.57 | 0.44 | 16.56 | 12.73 | 128,765 | 1,234.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Tekmira Pharmaceuticals Corp | TSX | TKM | 26.01 | 14.99 | 34.66 | 6.10 | 816,294 | 574.3 |
| Medifocus Inc | TSXV | MFS | 0.12 | 9.09 | 0.25 | 0.10 | 131,167 | 14.1 |
| Patient Home Monitoring Corp | TSXV | PHM | 0.45 | 2.27 | 0.50 | 0.22 | 1,434,638 | 67.5 |
| Aptose Biosciences Inc | TSX | APS | 0.51 | 2.00 | 1.04 | 0.23 | 325,969 | 71.1 |
| Concordia Healthcare Corp | TSX | CXR | 33.76 | 0.33 | 38.75 | 6.25 | 143,084 | 964.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| D-Box Technologies Inc | TSX | DBO | 0.24 | 11.63 | 0.39 | 0.16 | 161,779 | 39.3 |
| Zenn Motor Co Inc | TSXV | ZNN | 0.23 | 9.52 | 1.61 | 0.11 | 101,478 | 12.5 |
| Dorel Industries Inc | TSX | DII/B | 34.22 | 7.00 | 41.99 | 31.98 | 100,346 | 1,107.5 |
| Gener8 Media Corp | CNSX | GNR | 0.77 | 5.48 | 1.74 | 0.13 | 125,250 | 41.7 |
| EnerCare Inc | TSX | ECI | 13.69 | 0.44 | 14.00 | 9.33 | 344,697 | 801.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Uranium Energy Corp | NYSE | UEC | 1.40 | 8.53 | 2.31 | 0.94 | 671,817 | 127.9 |
| Great Northern Iron Ore Properties | NYSE | GNI | 27.90 | 5.12 | 76.74 | 16.80 | 136,064 | 41.9 |
| China Gerui Advanced Materials Group Ltd | NASDAQ | CHOP | 0.35 | 2.88 | 1.82 | 0.33 | 156,029 | 20.8 |
| Ryerson Holding Corp | NYSE | RYI | 13.58 | 1.42 | 13.93 | 10.01 | 719,151 | 435.1 |
| Charles & Colvard Ltd | NASDAQ | CTHR | 2.28 | 1.33 | 7.61 | 1.70 | 259,071 | 46.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Ener-Core Inc | OTC BB | ENCR | 0.27 | 17.39 | 2.37 | 0.07 | 695,233 | 23.2 |
| CAMAC Energy Inc | NYSE | CAK | 0.58 | 10.19 | 0.91 | 0.31 | 2,591,378 | 736.7 |
| Tengasco Inc | NYSE | TGC | 0.48 | 9.09 | 0.57 | 0.37 | 243,318 | 29.2 |
| Apco Oil and Gas International Inc | NASDAQ | APAGF | 14.01 | 6.30 | 16.50 | 10.99 | 101,551 | 412.5 |
| Gevo Inc | NASDAQ | GEVO | 0.42 | 5.96 | 2.18 | 0.34 | 489,609 | 42.1 |
| Virtus Oil and Gas Corp | OTC BB | VOIL | 1.80 | 4.65 | 1.95 | 0.55 | 663,566 | 87.8 |
| Harvest Natural Resources Inc | NYSE | HNR | 4.29 | 3.62 | 6.08 | 2.76 | 858,289 | 180.6 |
| Propell Technologies Group Inc | OTC BB | PROP | 0.22 | 3.62 | 0.57 | 0.14 | 131,132 | 52.4 |
| Profire Energy Inc | NASDAQ | PFIE | 4.33 | 3.59 | 5.89 | 2.11 | 342,749 | 227.7 |
| FutureFuel Corp | NYSE | FF | 12.43 | 2.39 | 22.25 | 11.98 | 172,012 | 542.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| ChinaNet Online Holdings Inc | NASDAQ | CNET | 3.19 | 62.76 | 3.98 | 0.54 | 37,555,578 | 71.5 |
| RiT Technologies Ltd | NASDAQ | RITT | 1.38 | 14.05 | 3.00 | 0.89 | 268,551 | 17.6 |
| Intelligent Systems Corp | NYSE | INS | 1.69 | 12.67 | 2.68 | 1.26 | 176,569 | 15.1 |
| Epiq Systems Inc | NASDAQ | EPIQ | 18.46 | 6.77 | 19.59 | 11.68 | 476,436 | 664.6 |
| AirMedia Group Inc | NASDAQ | AMCN | 1.87 | 6.25 | 3.24 | 1.55 | 540,146 | 114.2 |
| Net Element Inc | NASDAQ | NETE | 2.98 | 6.05 | 5.75 | 0.88 | 6,248,470 | 118.7 |
| Shutterfly Inc | NASDAQ | SFLY | 50.12 | 5.47 | 58.22 | 36.30 | 2,934,606 | 1,929.0 |
| Aspen Group Inc/CO | OTC BB | ASPU | 0.25 | 4.58 | 0.39 | 0.10 | 339,217 | 28.2 |
| Novatel Wireless Inc | NASDAQ | NVTL | 3.21 | 4.22 | 3.46 | 1.51 | 645,275 | 118.3 |
| NetSol Technologies Inc | NASDAQ | NTWK | 3.67 | 2.51 | 10.45 | 2.68 | 183,044 | 33.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| NXT-ID Inc | OTC BB | NXTD | 2.12 | 53.62 | 7.25 | 1.36 | 3,221,410 | 51.2 |
| Viasystems Group Inc | NASDAQ | VIAS | 15.80 | 35.04 | 16.79 | 9.52 | 1,482,068 | 330.5 |
| Jinpan International Ltd | NASDAQ | JST | 8.06 | 15.97 | 9.90 | 5.86 | 213,216 | 132.1 |
| Kemet Corp | NYSE | KEM | 4.47 | 13.45 | 6.41 | 3.80 | 333,345 | 203.0 |
| API Technologies Corp | NASDAQ | ATNY | 2.61 | 9.21 | 3.86 | 1.82 | 187,901 | 144.6 |
| RADA Electronic Industries Ltd | NASDAQ | RADA | 2.62 | 6.94 | 6.29 | 1.26 | 2,749,356 | 23.4 |
| Ferro Corp | NYSE | FOE | 14.25 | 6.03 | 14.97 | 8.76 | 902,403 | 1,239.4 |
| Blue Earth Inc | NASDAQ | BBLU | 3.37 | 5.31 | 3.65 | 1.75 | 551,967 | 247.9 |
| Document Security Systems Inc | NYSE | DSS | 0.95 | 4.40 | 2.46 | 0.86 | 477,393 | 40.1 |
| MagneGas Corp | NASDAQ | MNGA | 1.09 | 4.33 | 2.45 | 0.40 | 772,108 | 36.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Alcobra Ltd | NASDAQ | ADHD | 20.26 | 16.10 | 26.96 | 13.63 | 1,088,253 | 276.3 |
| Tianyin Pharmaceutical Co Inc | NYSE | TPI | 0.69 | 14.15 | 1.44 | 0.58 | 185,500 | 20.2 |
| Thoratec Corp | NASDAQ | THOR | 27.74 | 6.12 | 43.58 | 22.50 | 4,424,000 | 1,561.8 |
| Avalanche Biotechnologies Inc | NASDAQ | AAVL | 32.88 | 5.72 | 36.78 | 22.00 | 145,146 | 731.8 |
| Misonix Inc | NASDAQ | MSON | 11.99 | 5.55 | 12.00 | 3.86 | 307,879 | 89.2 |
| OncoMed Pharmaceuticals Inc | NASDAQ | OMED | 18.08 | 5.36 | 42.34 | 12.07 | 446,065 | 538.1 |
| Lannett Co Inc | NYSE | LCI | 43.46 | 5.10 | 51.66 | 17.00 | 1,155,483 | 1,550.8 |
| Hooper Holmes Inc | NYSE | HH | 0.59 | 4.94 | 0.83 | 0.42 | 165,646 | 41.8 |
| SIGA Technologies Inc | NASDAQ | SIGA | 1.34 | 3.88 | 4.15 | 0.99 | 714,065 | 71.7 |
| Rexahn Pharmaceuticals Inc | NYSE | RNN | 0.73 | 3.79 | 1.85 | 0.37 | 505,388 | 130.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price |
1-Day % Change |
52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Doral Financial Corp | NYSE | DRL | 7.68 | 5.49 | 20.52 | 1.87 | 2,694,267 | 51.1 |
| HFF Inc | NYSE | HF | 30.31 | 3.24 | 38.23 | 21.57 | 347,057 | 1,142.0 |
| FNFV Group | NYSE | FNFV | 14.69 | 3.09 | 17.50 | 14.22 | 1,410,348 | 1,355.6 |
| E-House China Holdings Ltd | NYSE | EJ | 9.69 | 2.54 | 17.28 | 7.39 | 2,773,790 | 1,336.3 |
| Newtek Business Services Inc | NASDAQ | NEWT | 2.86 | 2.14 | 3.43 | 2.26 | 109,345 | 108.1 |
| Hampton Roads Bankshares Inc | NASDAQ | HMPR | 1.67 | 1.83 | 1.92 | 1.23 | 306,333 | 284.4 |
| GFI Group Inc | NYSE | GFIG | 5.57 | 1.83 | 6.18 | 2.98 | 527,112 | 704.8 |
| Waterstone Financial Inc | NASDAQ | WSBF | 11.71 | 1.74 | 12.14 | 9.19 | 131,630 | 403.0 |
| Essent Group Ltd | NYSE | ESNT | 21.86 | 1.63 | 26.45 | 17.00 | 195,435 | 1,891.5 |
| Clifton Bancorp Inc | NASDAQ | CSBK | 12.70 | 1.60 | 13.62 | 11.29 | 139,398 | 338.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| China Jo-Jo Drugstores Inc | NASDAQ | CJJD | 1.89 | 34.04 | 2.84 | 0.50 | 479,249 | 28.4 |
| Global-Tech Advanced Innovations Inc | NASDAQ | GAI | 6.10 | 7.96 | 8.80 | 5.26 | 167,774 | 18.6 |
| Sino Agro Foods Inc | OTC BB | SIAF | 0.80 | 7.38 | 0.85 | 0.36 | 1,208,880 | 131.4 |
| Full House Resorts Inc | NASDAQ | FLL | 1.10 | 4.76 | 3.03 | 0.87 | 119,982 | 20.8 |
| Weight Watchers International Inc | NYSE | WTW | 25.54 | 2.53 | 41.44 | 19.09 | 791,480 | 1,447.5 |
| JAKKS Pacific Inc | NASDAQ | JAKK | 6.85 | 2.24 | 9.48 | 4.45 | 229,434 | 159.5 |
| Ennis Inc | NYSE | EBF | 13.29 | 2.23 | 19.59 | 12.84 | 231,414 | 347.4 |
| Intersections Inc | NASDAQ | INTX | 3.93 | 2.08 | 9.13 | 3.32 | 116,122 | 72.8 |
| Bob Evans Farms Inc/DE | NASDAQ | BOBE | 46.13 | 1.97 | 60.22 | 42.28 | 710,431 | 1,088.1 |
| 500.com Ltd | NYSE | WBAI | 33.66 | 1.51 | 54.00 | 18.14 | 497,600 | 1,551.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg


