Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Friday, September 19, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Stans Energy Corp | TSXV | HRE | 0.21 | 36.67 | 0.27 | 0.05 | 1,126,764 | 32.2 |
| Kerr Mines Inc | TSX | KER | 0.30 | 20.00 | 1.28 | 0.24 | 189,579 | 28.6 |
| Teras Resources Inc | TSXV | TRA | 0.13 | 13.04 | 0.84 | 0.10 | 112,000 | 15.2 |
| Alexco Resource Corp | TSX | AXR | 1.09 | 11.22 | 2.50 | 0.97 | 159,237 | 74.9 |
| SEMAFO Inc | TSX | SMF | 4.23 | 10.44 | 5.48 | 2.16 | 16,276,520 | 1,170.7 |
| Sulliden Mining Capital Inc | TSX | SMC | 0.60 | 9.09 | 0.75 | 0.33 | 513,878 | 19.0 |
| Eurasian Minerals Inc | TSXV | EMX | 0.75 | 7.14 | 1.34 | 0.68 | 127,000 | 54.9 |
| GoGold Resources Inc | TSX | GGD | 1.73 | 6.79 | 1.75 | 0.89 | 459,211 | 255.7 |
| Critical Elements Corp | TSXV | CRE | 0.36 | 5.97 | 0.40 | 0.14 | 934,300 | 42.8 |
| Newstrike Capital Inc | TSXV | NES | 1.11 | 5.71 | 1.16 | 0.53 | 295,337 | 127.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Blackbird Energy Inc | TSXV | BBI | 0.34 | 13.33 | 0.41 | 0.06 | 1,202,945 | 66.0 |
| Caza Oil & Gas Inc | TSX | CAZ | 0.39 | 6.94 | 0.48 | 0.12 | 742,687 | 91.0 |
| BlackPearl Resources Inc | TSX | PXX | 2.21 | 4.74 | 3.15 | 1.80 | 718,242 | 741.8 |
| Lightstream Resources Ltd | TSX | LTS | 5.60 | 4.28 | 9.09 | 5.06 | 1,848,569 | 1,121.0 |
| Taipan Resources Inc | TSXV | TPN | 0.39 | 4.05 | 0.66 | 0.23 | 133,916 | 41.1 |
| Canadian Overseas Petroleum Ltd | TSXV | XOP | 0.15 | 3.57 | 0.40 | 0.13 | 524,800 | 58.0 |
| ShaMaran Petroleum Corp | TSXV | SNM | 0.33 | 3.13 | 0.48 | 0.29 | 225,800 | 267.6 |
| Hemisphere Energy Corp | TSXV | HME | 0.68 | 3.03 | 0.85 | 0.45 | 101,000 | 51.0 |
| Elkwater Resources Ltd | TSXV | ELW | 0.69 | 2.99 | 1.46 | 0.06 | 596,933 | 189.0 |
| Petroamerica Oil Corp | TSXV | PTA | 0.37 | 2.78 | 0.44 | 0.28 | 1,046,703 | 322.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Quorum Information Technologies Inc | TSXV | QIS | 0.26 | 18.60 | 0.28 | 0.07 | 119,500 | 10.4 |
| Imperus Technologies Corporation | TSXV | LAB | 0.37 | 12.12 | 0.64 | 0.26 | 100,000 | 21.2 |
| Redknee Solutions Inc | TSX | RKN | 3.97 | 11.52 | 7.82 | 3.15 | 1,418,677 | 432.3 |
| Wi-Lan Inc | TSX | WIN | 4.15 | 6.96 | 4.74 | 2.96 | 2,458,732 | 498.9 |
| Intertain Group Ltd/The | TSX | IT | 10.03 | 4.48 | 10.03 | 3.83 | 873,870 | 246.0 |
| QHR Corp | TSXV | QHR | 1.37 | 3.79 | 1.54 | 0.79 | 497,418 | 66.6 |
| EXO U Inc | TSXV | EXO | 4.22 | 1.93 | 4.50 | 0.70 | 144,032 | 175.3 |
| theScore Inc | TSXV | SCR | 0.32 | 1.59 | 0.49 | 0.16 | 579,341 | 80.8 |
| Solium Capital Inc | TSX | SUM | 8.80 | 1.38 | 9.04 | 5.35 | 152,500 | 416.8 |
| Computer Modelling Group Ltd | TSX | CMG | 11.92 | 1.02 | 15.74 | 11.40 | 835,052 | 939.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Graphene 3D Lab Inc | TSXV | GGG | 1.54 | 15.79 | 2.56 | 0.03 | 454,046 | 60.3 |
| EcoSynthetix Inc | TSX | ECO | 1.64 | 2.50 | 3.92 | 1.47 | 249,060 | 83.0 |
| Photon Control Inc | TSXV | PHO | 0.51 | 2.00 | 0.57 | 0.14 | 302,700 | 52.1 |
| ATS Automation Tooling Systems Inc | TSX | ATA | 13.51 | 1.12 | 16.56 | 12.73 | 126,696 | 1,229.1 |
| Martinrea International Inc | TSX | MRE | 14.06 | 1.08 | 14.70 | 6.91 | 1,572,726 | 1,188.6 |
| Intertape Polymer Group Inc | TSX | ITP | 16.05 | 0.82 | 16.27 | 11.12 | 222,967 | 979.2 |
| Bird Construction Inc | TSX | BDT | 14.55 | 0.62 | 15.35 | 11.87 | 389,088 | 618.6 |
| Badger Daylighting Ltd | TSX | BAD | 27.02 | 0.52 | 43.65 | 21.20 | 573,255 | 1,000.7 |
| Ainsworth Lumber Co Ltd | TSX | ANS | 2.82 | 0.36 | 4.22 | 2.40 | 460,791 | 679.4 |
| Vicwest Inc | TSX | VIC | 11.33 | 0.35 | 13.27 | 8.97 | 210,677 | 199.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| TSO3 Inc | TSX | TOS | 1.04 | 11.83 | 1.20 | 0.40 | 223,396 | 75.9 |
| Immunovaccine Inc | TSXV | IMV | 0.80 | 8.11 | 1.50 | 0.30 | 603,224 | 63.6 |
| Nuvo Research Inc | TSX | NRI | 4.48 | 5.66 | 5.73 | 1.58 | 145,175 | 45.9 |
| Prometic Life Sciences Inc | TSX | PLI | 1.84 | 5.14 | 1.84 | 0.70 | 4,848,578 | 975.7 |
| Led Medical Diagnostics Inc | TSXV | LMD | 0.44 | 3.53 | 0.59 | 0.35 | 362,877 | 36.8 |
| Bedrocan Cannabis Corp | TSXV | BED | 0.90 | 3.45 | 1.45 | 0.26 | 158,237 | 60.8 |
| Aptose Biosciences Inc | TSX | APS | 0.50 | 2.04 | 1.04 | 0.23 | 829,979 | 69.7 |
| Merus Labs International Inc | TSX | MSL | 2.10 | 1.45 | 2.68 | 1.08 | 930,206 | 156.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| PWC Capital Inc | TSX | PWC | 0.56 | 9.80 | 1.38 | 0.47 | 1,541,100 | 18.5 |
| Northwest International Healthcare Properties Real Estate Investment Trust | TSXV | MOB-U | 2.24 | 6.67 | 2.47 | 1.77 | 131,547 | 154.8 |
| Copper Fox Metals Inc | TSXV | CUU | 0.20 | 5.41 | 0.60 | 0.18 | 140,926 | 79.3 |
| AGF Management Ltd | TSX | AGF/B | 11.59 | 1.67 | 14.78 | 10.82 | 1,644,750 | 996.3 |
| Crombie Real Estate Investment Trust | TSX | CRR-U | 13.30 | 1.37 | 13.93 | 12.66 | 1,129,275 | 1,695.6 |
| Gluskin Sheff + Associates Inc | TSX | GS | 30.64 | 1.29 | 34.05 | 17.64 | 180,758 | 968.9 |
| Dream Unlimited Corp | TSX | DRM | 13.29 | 1.22 | 17.64 | 11.85 | 154,799 | 1,055.5 |
| Laurentian Bank of Canada | TSX | LB | 50.04 | 0.70 | 51.92 | 44.25 | 120,269 | 1,438.4 |
| Northern Property Real Estate Investment Trust | TSX | NPR-U | 28.73 | 0.52 | 30.20 | 25.92 | 312,564 | 979.7 |
| Retrocom Real Estate Investment Trust | TSX | RMM-U | 4.33 | 0.46 | 5.00 | 4.25 | 194,701 | 323.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| NTG Clarity Networks Inc | TSXV | NCI | 0.30 | 9.09 | 0.63 | 0.25 | 117,000 | 10.8 |
| Black Diamond Group Ltd | TSX | BDI | 28.28 | 1.54 | 35.99 | 24.27 | 147,699 | 1,211.3 |
| Reitmans Canada Ltd | TSX | RET/A | 6.09 | 1.16 | 7.88 | 5.36 | 957,332 | 390.4 |
| Clearwater Seafoods Inc | TSX | CLR | 9.89 | 0.82 | 10.00 | 5.37 | 160,874 | 543.7 |
| New Flyer Industries Inc | TSX | NFI | 13.65 | 0.81 | 14.07 | 9.84 | 245,608 | 757.2 |
| Rogers Sugar Inc | TSX | RSI | 4.74 | 0.64 | 5.85 | 4.28 | 127,604 | 445.7 |
| CERF Inc | TSXV | CFL | 3.57 | 0.56 | 3.90 | 2.54 | 158,876 | 69.9 |
| RONA Inc | TSX | RON | 14.45 | 0.49 | 14.75 | 10.80 | 761,632 | 1,705.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Molycorp Inc | NYSE | MCP | 1.47 | 12.21 | 7.78 | 1.30 | 15,030,763 | 359.8 |
| Charles & Colvard Ltd | NASDAQ | CTHR | 2.25 | 7.66 | 7.61 | 1.70 | 542,789 | 45.8 |
| Golden Minerals Co | NYSE | AUMN | 0.69 | 4.81 | 1.59 | 0.42 | 267,529 | 32.5 |
| US Antimony Corp | NYSE | UAMY | 1.50 | 2.74 | 2.25 | 1.09 | 525,088 | 95.9 |
| Uranium Resources Inc | NASDAQ | URRE | 2.72 | 2.26 | 4.05 | 2.21 | 125,791 | 67.9 |
| El Capitan Precious Metals Inc | OTC BB | ECPN | 0.17 | 2.10 | 0.41 | 0.06 | 106,920 | 47.3 |
| Ring Energy Inc | NYSE | REI | 15.12 | 1.48 | 20.61 | 10.55 | 228,246 | 388.8 |
| Ryerson Holding Corp | NYSE | RYI | 13.39 | 1.36 | 13.93 | 10.01 | 840,803 | 429.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Endeavour International Corp | NYSE | END | 0.53 | 16.41 | 7.50 | 0.42 | 1,892,532 | 26.7 |
| Gevo Inc | NASDAQ | GEVO | 0.40 | 14.57 | 2.18 | 0.34 | 3,522,260 | 39.7 |
| ZaZa Energy Corp | NASDAQ | ZAZA | 4.88 | 14.02 | 14.90 | 4.10 | 117,668 | 57.8 |
| CAMAC Energy Inc | NYSE | CAK | 0.53 | 11.49 | 0.91 | 0.31 | 5,802,170 | 668.6 |
| Propell Technologies Group Inc | OTC BB | PROP | 0.21 | 10.47 | 0.57 | 0.14 | 176,700 | 50.5 |
| Lilis Energy Inc | NASDAQ | LLEX | 2.40 | 8.11 | 3.58 | 1.02 | 137,268 | 66.5 |
| Hyperdynamics Corp | NYSE | HDY | 2.10 | 7.69 | 7.00 | 1.13 | 222,951 | 44.2 |
| Quicksilver Resources Inc | NYSE | KWK | 1.04 | 7.15 | 3.67 | 0.85 | 17,884,098 | 187.2 |
| Par Petroleum Corp | NYSE | PARR | 16.63 | 6.33 | 24.05 | 14.00 | 582,444 | 609.5 |
| Apco Oil and Gas International Inc | NASDAQ | APAGF | 13.18 | 5.69 | 16.50 | 10.99 | 142,188 | 388.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| ChinaNet Online Holdings Inc | NASDAQ | CNET | 1.96 | 92.16 | 2.75 | 0.54 | 22,385,893 | 43.9 |
| Aspen Group Inc/CO | OTC BB | ASPU | 0.24 | 14.29 | 0.39 | 0.10 | 736,659 | 27.0 |
| Inuvo Inc | NYSE | INUV | 1.54 | 10.79 | 1.94 | 0.63 | 612,178 | 36.2 |
| ID Systems Inc | NASDAQ | IDSY | 7.25 | 10.02 | 7.26 | 3.88 | 207,301 | 89.0 |
| Sysorex Global Holdings Corp | NASDAQ | SYRX | 4.17 | 8.88 | 18.02 | 2.00 | 122,220 | 81.9 |
| Emcore Corp | NASDAQ | EMKR | 5.80 | 8.01 | 5.90 | 3.50 | 4,021,807 | 178.1 |
| e-Future Information Technology Inc | NASDAQ | EFUT | 5.08 | 7.86 | 7.09 | 3.12 | 831,350 | 19.9 |
| NetSol Technologies Inc | NASDAQ | NTWK | 3.58 | 7.83 | 10.45 | 2.68 | 309,807 | 32.9 |
| Inventergy Global Inc | NASDAQ | INVT | 1.94 | 7.78 | 11.55 | 1.42 | 147,386 | 46.4 |
| Straight Path Communications Inc | NYSE | STRP | 11.00 | 7.42 | 11.00 | 5.16 | 107,953 | 129.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Pro-Dex Inc | NASDAQ | PDEX | 2.79 | 26.82 | 3.94 | 1.84 | 5,322,462 | 11.7 |
| Metabolix Inc | NASDAQ | MBLX | 1.01 | 18.84 | 1.94 | 0.36 | 612,510 | 85.9 |
| LiqTech International Inc | NYSE | LIQT | 1.83 | 12.27 | 3.19 | 1.38 | 352,213 | 49.8 |
| Iteris Inc | NYSE | ITI | 1.88 | 11.90 | 2.50 | 1.48 | 290,904 | 61.4 |
| American DG Energy Inc | NYSE | ADGE | 1.08 | 9.09 | 2.59 | 0.95 | 141,847 | 56.9 |
| Wells-Gardner Electronics Corp | NYSE | WGA | 1.24 | 5.98 | 1.99 | 1.15 | 206,070 | 14.6 |
| Blue Earth Inc | NASDAQ | BBLU | 3.20 | 4.92 | 3.65 | 1.75 | 361,323 | 235.4 |
| Nuverra Environmental Solutions Inc | NYSE | NES | 14.93 | 4.85 | 25.10 | 12.90 | 279,705 | 399.1 |
| Metalico Inc | NYSE | MEA | 1.23 | 4.24 | 2.68 | 1.11 | 175,087 | 59.3 |
| American Superconductor Corp | NASDAQ | AMSC | 1.54 | 4.05 | 2.68 | 1.25 | 743,222 | 128.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Rock Creek Pharmaceuticals Inc | NASDAQ | RCPI | 0.33 | 36.93 | 2.59 | 0.24 | 1,842,862 | 60.2 |
| Echo Therapeutics Inc | NASDAQ | ECTE | 1.14 | 17.54 | 4.91 | 0.72 | 316,323 | 14.4 |
| ERBA Diagnostics Inc | NYSE | ERB | 3.79 | 13.13 | 4.13 | 1.22 | 134,045 | 166.3 |
| Otonomy Inc | NASDAQ | OTIC | 23.46 | 12.14 | 25.57 | 15.19 | 468,058 | 477.1 |
| Cleveland Biolabs Inc | NASDAQ | CBLI | 0.47 | 9.63 | 1.69 | 0.33 | 568,126 | 26.8 |
| Fibrocell Science Inc | NASDAQ | FCSC | 2.98 | 9.16 | 6.30 | 2.60 | 162,599 | 121.8 |
| ImmunoCellular Therapeutics Ltd | NYSE | IMUC | 1.00 | 8.62 | 4.00 | 0.65 | 580,884 | 60.7 |
| Cardica Inc | NASDAQ | CRDC | 1.29 | 8.40 | 1.61 | 0.82 | 644,929 | 114.7 |
| Misonix Inc | NASDAQ | MSON | 11.36 | 8.19 | 11.73 | 3.86 | 163,788 | 84.6 |
| Hemispherx Biopharma Inc | NYSE | HEB | 0.33 | 7.74 | 0.55 | 0.19 | 1,338,084 | 63.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price |
1-Day % Change |
52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Hampton Roads Bankshares Inc | NASDAQ | HMPR | 1.64 | 9.33 | 1.92 | 1.23 | 409,876 | 279.3 |
| Trade Street Residential Inc | NASDAQ | TSRE | 7.26 | 6.61 | 8.50 | 4.97 | 127,065 | 266.6 |
| Preferred Apartment Communities Inc | NYSE | APTS | 8.95 | 5.67 | 9.36 | 7.62 | 164,804 | 153.4 |
| First Marblehead Corp/The | NYSE | FMD | 4.00 | 4.99 | 10.50 | 3.60 | 110,058 | 46.1 |
| Arbor Realty Trust Inc | NYSE | ABR | 7.00 | 4.95 | 7.43 | 6.26 | 341,670 | 353.3 |
| Health Insurance Innovations Inc | NASDAQ | HIIQ | 12.32 | 3.79 | 14.24 | 9.20 | 146,270 | 180.3 |
| Pennsylvania Real Estate Investment Trust | NYSE | PEI | 21.05 | 2.98 | 21.14 | 16.35 | 2,140,237 | 1,447.7 |
| New York REIT Inc | NYSE | NYRT | 10.75 | 2.58 | 12.32 | 9.51 | 8,220,079 | 1,743.4 |
| Citizens Inc/TX | NYSE | CIA | 6.84 | 2.55 | 9.47 | 5.90 | 179,480 | 342.6 |
| United Community Financial Corp/OH | NASDAQ | UCFC | 4.87 | 2.53 | 4.99 | 3.17 | 325,943 | 244.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| dELiA*s Inc | NASDAQ | DLIA | 0.31 | 32.13 | 1.68 | 0.19 | 4,144,143 | 22.7 |
| Fairway Group Holdings Corp | NASDAQ | FWM | 4.11 | 9.31 | 26.09 | 3.75 | 1,587,661 | 178.6 |
| Alliance One International Inc | NYSE | AOI | 2.14 | 8.63 | 3.25 | 1.93 | 708,649 | 189.0 |
| China Jo-Jo Drugstores Inc | NASDAQ | CJJD | 1.41 | 7.63 | 2.84 | 0.50 | 240,440 | 21.2 |
| Gordmans Stores Inc | NASDAQ | GMAN | 3.65 | 6.10 | 11.66 | 3.06 | 463,251 | 71.4 |
| Odyssey Marine Exploration Inc | NASDAQ | OMEX | 0.92 | 5.66 | 3.18 | 0.85 | 713,027 | 78.4 |
| WNS Holdings Ltd | NYSE | WNS | 22.10 | 5.39 | 22.61 | 17.11 | 264,911 | 1,137.7 |
| DTS Inc/CA | NASDAQ | DTSI | 25.07 | 4.63 | 25.28 | 16.76 | 608,543 | 428.9 |
| Carrols Restaurant Group Inc | NASDAQ | TAST | 7.35 | 4.26 | 8.38 | 5.13 | 282,268 | 258.9 |
| Container Store Group Inc/The | NYSE | TCS | 23.76 | 3.98 | 47.07 | 18.00 | 1,445,750 | 1,139.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg


