Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Friday, September 05, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| International Northair Mines Ltd | TSXV | INM | 0.17 | 37.50 | 0.21 | 0.08 | 103,800 | 18.2 |
| MagIndustries Corp | TSX | MAA | 0.23 | 18.42 | 0.26 | 0.10 | 146,500 | 170.1 |
| Lithium Americas Corp | TSX | LAC | 0.42 | 15.28 | 0.48 | 0.18 | 249,825 | 64.2 |
| Sabina Gold & Silver Corp | TSX | SBB | 0.80 | 12.68 | 1.18 | 0.55 | 149,211 | 155.2 |
| Geomega Resources Inc | TSXV | GMA | 0.37 | 12.31 | 1.06 | 0.08 | 313,375 | 18.4 |
| Golden Valley Mines Ltd/Canada | TSXV | GZZ | 0.19 | 12.12 | 0.23 | 0.03 | 101,500 | 17.1 |
| Duluth Metals Ltd | TSX | DM | 0.25 | 8.70 | 1.38 | 0.22 | 157,679 | 34.2 |
| Mega Uranium Ltd | TSX | MGA | 0.25 | 8.70 | 0.42 | 0.06 | 618,558 | 67.9 |
| Sama Resources Inc | TSXV | SME | 0.27 | 8.00 | 0.37 | 0.14 | 161,000 | 25.2 |
| China Gold International Resources Corp Ltd | TSX | CGG | 2.97 | 5.32 | 3.91 | 2.55 | 252,131 | 1,177.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Ivanhoe Energy Inc | TSX | IE | 2.10 | 17.98 | 7.14 | 1.43 | 732,872 | 34.4 |
| Alberta Oilsands Inc | TSXV | AOS | 0.14 | 12.00 | 0.17 | 0.10 | 791,150 | 29.7 |
| Contact Exploration Inc | TSXV | CEX | 0.55 | 10.00 | 0.56 | 0.24 | 737,523 | 156.6 |
| Palliser Oil & Gas Corp | TSXV | PXL | 0.18 | 5.88 | 0.64 | 0.10 | 211,200 | 11.5 |
| Artek Exploration Ltd | TSX | RTK | 3.18 | 5.30 | 4.65 | 2.88 | 4,394,076 | 247.5 |
| Tamarack Valley Energy Ltd | TSXV | TVE | 7.47 | 4.48 | 7.85 | 2.63 | 882,875 | 451.7 |
| Hemisphere Energy Corp | TSXV | HME | 0.75 | 4.17 | 0.85 | 0.45 | 226,150 | 56.3 |
| Canadian Spirit Resources Inc | TSXV | SPI | 0.52 | 4.00 | 0.67 | 0.19 | 310,500 | 67.0 |
| Africa Hydrocarbons Inc | TSXV | NFK | 0.14 | 3.85 | 0.30 | 0.07 | 276,198 | 15.4 |
| WesternZagros Resources Ltd | TSXV | WZR | 0.89 | 3.49 | 1.28 | 0.73 | 327,182 | 424.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Snipp Interactive Inc | TSXV | SPN | 0.29 | 3.64 | 0.30 | 0.08 | 182,500 | 19.8 |
| TeraGo Inc | TSX | TGO | 5.33 | 3.50 | 7.65 | 4.27 | 164,900 | 61.9 |
| Redknee Solutions Inc | TSX | RKN | 3.50 | 2.64 | 7.82 | 3.38 | 405,991 | 381.1 |
| Intertain Group Ltd/The | TSX | IT | 8.15 | 1.88 | 8.40 | 3.83 | 809,621 | 199.9 |
| Symbility Solutions Inc | TSXV | SY | 0.29 | 1.75 | 0.50 | 0.24 | 115,515 | 60.8 |
| Computer Modelling Group Ltd | TSX | CMG | 12.48 | 0.73 | 15.74 | 11.40 | 538,524 | 983.3 |
| Wi-Lan Inc | TSX | WIN | 4.23 | 0.24 | 4.74 | 2.96 | 161,555 | 508.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Environmental Waste International Inc | TSXV | EWS | 0.12 | 100.00 | 0.21 | 0.04 | 1,545,151 | 15.1 |
| Avigilon Corp | TSX | AVO | 19.09 | 5.47 | 34.50 | 15.69 | 663,683 | 887.4 |
| Martinrea International Inc | TSX | MRE | 14.44 | 0.35 | 14.70 | 6.91 | 112,051 | 1,220.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Abattis Bioceuticals Corp | CNSX | ATT | 0.46 | 10.98 | 3.10 | 0.02 | 298,623 | 21.7 |
| Theratechnologies Inc | TSX | TH | 0.60 | 7.14 | 0.65 | 0.19 | 191,848 | 36.6 |
| Zecotek Photonics Inc | TSXV | ZMS | 0.55 | 5.77 | 0.97 | 0.48 | 135,002 | 54.5 |
| Cipher Pharmaceuticals Inc | TSX | DND | 12.11 | 3.95 | 12.29 | 6.00 | 119,332 | 307.9 |
| Prometic Life Sciences Inc | TSX | PLI | 1.61 | 3.87 | 1.78 | 0.52 | 1,507,441 | 853.8 |
| Knight Therapeutics Inc | TSX | GUD | 5.96 | 3.47 | 6.25 | 4.81 | 402,421 | 463.5 |
| Theralase Technologies Inc | TSXV | TLT | 0.33 | 3.17 | 0.56 | 0.18 | 466,008 | 26.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Great Prairie Energy Services Inc | TSXV | GPE | 0.43 | 4.88 | 0.60 | 0.18 | 157,000 | 50.9 |
| Excelsior Mining Corp | TSXV | MIN | 0.27 | 3.85 | 0.63 | 0.10 | 441,832 | 22.2 |
| Canaccord Genuity Group Inc | TSX | CF | 12.44 | 2.30 | 13.49 | 5.84 | 684,640 | 1,268.9 |
| Sprott Inc | TSX | SII | 2.89 | 2.12 | 3.85 | 2.38 | 112,410 | 717.7 |
| Input Capital Corp | TSXV | INP | 2.55 | 0.79 | 2.85 | 1.55 | 100,757 | 207.7 |
| Pure Industrial Real Estate Trust | TSX | AAR-U | 4.60 | 0.44 | 5.03 | 4.14 | 298,779 | 872.6 |
| Alaris Royalty Corp | TSX | AD | 33.21 | 0.18 | 37.69 | 23.79 | 104,588 | 1,062.6 |
| Crombie Real Estate Investment Trust | TSX | CRR-U | 13.28 | 0.08 | 13.93 | 12.61 | 121,633 | 1,693.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Sutor Technology Group Ltd | NASDAQ | SUTR | 0.81 | 3.97 | 2.54 | 0.71 | 125,145 | 33.8 |
| El Capitan Precious Metals Inc | OTC BB | ECPN | 0.19 | 3.93 | 0.41 | 0.06 | 143,216 | 51.4 |
| Noranda Aluminum Holding Corp | NYSE | NOR | 4.57 | 3.86 | 5.08 | 2.21 | 467,582 | 314.7 |
| Allied Nevada Gold Corp | NYSE | ANV | 3.62 | 2.84 | 6.70 | 2.61 | 2,670,623 | 377.7 |
| McEwen Mining Inc | NYSE | MUX | 2.49 | 2.05 | 3.74 | 1.70 | 1,491,166 | 745.2 |
| Intrepid Potash Inc | NYSE | IPI | 15.12 | 1.89 | 17.64 | 13.29 | 879,472 | 1,150.5 |
| Gold Resource Corp | NYSE | GORO | 5.73 | 1.78 | 8.60 | 3.52 | 465,234 | 310.4 |
| Kaiser Aluminum Corp | NASDAQ | KALU | 80.32 | 1.59 | 81.62 | 62.60 | 114,994 | 1,435.5 |
| AK Steel Holding Corp | NYSE | AKS | 10.44 | 0.97 | 11.37 | 3.49 | 4,437,898 | 1,428.2 |
| Coeur Mining Inc | NYSE | CDE | 7.39 | 0.41 | 14.84 | 6.62 | 1,887,169 | 764.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| ReneSola Ltd | NYSE | SOL | 3.07 | 7.34 | 6.00 | 2.18 | 2,904,419 | 312.0 |
| Quicksilver Resources Inc | NYSE | KWK | 1.18 | 6.31 | 3.67 | 1.03 | 3,071,981 | 212.4 |
| JinkoSolar Holding Co Ltd | NYSE | JKS | 32.67 | 6.28 | 37.98 | 16.43 | 2,658,526 | 1,005.0 |
| China Sunergy Co Ltd | NASDAQ | CSUN | 3.15 | 5.70 | 10.19 | 2.51 | 444,880 | 46.8 |
| Matrix Service Co | NASDAQ | MTRX | 24.01 | 5.03 | 38.71 | 15.93 | 1,174,061 | 634.2 |
| Hercules Offshore Inc | NASDAQ | HERO | 3.31 | 4.42 | 7.85 | 3.10 | 2,738,738 | 532.2 |
| Approach Resources Inc | NASDAQ | AREX | 17.17 | 4.19 | 31.67 | 16.24 | 1,319,602 | 676.0 |
| VAALCO Energy Inc | NYSE | EGY | 9.03 | 3.56 | 9.67 | 5.03 | 666,812 | 514.3 |
| Plug Power Inc | NASDAQ | PLUG | 5.43 | 3.43 | 11.72 | 0.45 | 6,112,721 | 908.7 |
| Gastar Exploration Inc | NYSE | GST | 7.38 | 3.36 | 9.10 | 3.51 | 445,480 | 456.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| ANADIGICS Inc | NASDAQ | ANAD | 0.84 | 37.70 | 2.20 | 0.57 | 4,369,704 | 72.1 |
| Aspen Group Inc/CO | OTC BB | ASPU | 0.21 | 29.94 | 0.29 | 0.10 | 1,475,403 | 18.9 |
| MGT Capital Investments Inc | NYSE | MGT | 1.90 | 18.01 | 4.27 | 0.62 | 469,696 | 18.4 |
| RiT Technologies Ltd | NASDAQ | RITT | 1.49 | 14.62 | 3.08 | 0.89 | 467,109 | 19.0 |
| WPCS International Inc | NASDAQ | WPCS | 1.30 | 14.04 | 4.95 | 0.45 | 5,152,069 | 18.1 |
| China Mobile Games & Entertainment Group Ltd | NASDAQ | CMGE | 23.50 | 9.28 | 40.31 | 11.00 | 1,836,098 | 739.2 |
| Hanwha SolarOne Co Ltd | NASDAQ | HSOL | 2.59 | 8.82 | 5.70 | 1.75 | 1,689,019 | 236.7 |
| Intralinks Holdings Inc | NYSE | IL | 8.62 | 7.88 | 12.50 | 7.76 | 857,738 | 487.4 |
| Virtual Piggy Inc | OTC BB | VPIG | 1.13 | 7.62 | 2.14 | 0.78 | 361,655 | 132.3 |
| UTStarcom Holdings Corp | NASDAQ | UTSI | 3.44 | 7.50 | 3.45 | 2.26 | 880,821 | 134.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| RADA Electronic Industries Ltd | NASDAQ | RADA | 2.52 | 19.43 | 3.23 | 1.26 | 10,547,762 | 22.5 |
| Hurco Cos Inc | NASDAQ | HURC | 36.51 | 8.95 | 37.87 | 23.52 | 122,759 | 237.5 |
| Magal Security Systems Ltd | NASDAQ | MAGS | 5.51 | 6.99 | 6.16 | 3.10 | 1,043,570 | 89.0 |
| Cocrystal Pharma Inc | OTC BB | COCP | 0.40 | 6.67 | 0.97 | 0.23 | 298,420 | 48.8 |
| FreightCar America Inc | NASDAQ | RAIL | 32.99 | 5.74 | 33.11 | 18.05 | 313,039 | 398.1 |
| China Zenix Auto International Ltd | NYSE | ZX | 2.18 | 5.31 | 4.27 | 2.02 | 163,009 | 112.5 |
| Nuverra Environmental Solutions Inc | NYSE | NES | 13.82 | 4.86 | 26.70 | 12.90 | 464,187 | 369.4 |
| Eltek Ltd | NASDAQ | ELTK | 1.57 | 4.67 | 3.95 | 1.23 | 107,839 | 10.4 |
| Taser International Inc | NASDAQ | TASR | 18.27 | 4.10 | 20.83 | 10.46 | 8,429,919 | 959.8 |
| Highpower International Inc | NASDAQ | HPJ | 6.75 | 4.01 | 7.78 | 1.18 | 319,123 | 101.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Ekso Bionics Holdings Inc | OTC BB | EKSO | 1.19 | 16.67 | 8.22 | 0.93 | 1,249,964 | 93.4 |
| ZIOPHARM Oncology Inc | NASDAQ | ZIOP | 3.30 | 10.37 | 5.58 | 2.87 | 1,427,297 | 332.5 |
| BioDelivery Sciences International Inc | NASDAQ | BDSI | 16.33 | 8.94 | 16.82 | 4.16 | 2,698,365 | 805.1 |
| Galena Biopharma Inc | NASDAQ | GALE | 2.39 | 7.17 | 7.77 | 1.66 | 1,571,157 | 282.5 |
| Celladon Corp | NASDAQ | CLDN | 10.72 | 6.99 | 17.16 | 7.45 | 114,563 | 241.6 |
| OncoMed Pharmaceuticals Inc | NASDAQ | OMED | 18.69 | 5.71 | 42.34 | 12.07 | 339,242 | 556.2 |
| Ironwood Pharmaceuticals Inc | NASDAQ | IRWD | 13.05 | 5.50 | 15.95 | 8.95 | 1,614,339 | 1,818.6 |
| Dendreon Corp | NASDAQ | DNDN | 1.38 | 4.55 | 3.52 | 1.24 | 1,953,628 | 221.2 |
| Novabay Pharmaceuticals Inc | NYSE | NBY | 0.87 | 4.39 | 2.03 | 0.69 | 320,460 | 44.0 |
| iBio Inc | NYSE | IBIO | 0.49 | 4.15 | 0.85 | 0.24 | 222,357 | 32.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| NGP Capital Resources Co | NASDAQ | NGPC | 6.46 | 6.60 | 7.79 | 5.87 | 517,256 | 132.4 |
| WageWorks Inc | NYSE | WAGE | 44.85 | 5.06 | 68.31 | 33.04 | 400,223 | 1,578.4 |
| GSV Capital Corp | NASDAQ | GSVC | 11.38 | 4.21 | 16.90 | 8.46 | 242,847 | 219.9 |
| eHealth Inc | NASDAQ | EHTH | 27.07 | 4.12 | 63.32 | 18.70 | 217,498 | 481.0 |
| Ladenburg Thalmann Financial Services Inc | NYSE | LTS | 3.57 | 4.08 | 3.90 | 1.67 | 189,677 | 657.4 |
| Net 1 UEPS Technologies Inc | NASDAQ | UEPS | 13.71 | 3.08 | 13.76 | 7.03 | 1,869,405 | 655.6 |
| FXCM Inc | NYSE | FXCM | 14.39 | 2.79 | 19.97 | 12.05 | 359,304 | 660.6 |
| Altisource Residential Corp | NYSE | RESI | 25.64 | 2.77 | 34.95 | 19.35 | 597,659 | 1,465.6 |
| Piper Jaffray Cos | NYSE | PJC | 55.19 | 2.41 | 56.26 | 31.76 | 132,631 | 897.2 |
| Xoom Corp | NASDAQ | XOOM | 22.68 | 2.21 | 36.07 | 16.90 | 153,574 | 866.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg


