Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Tuesday, October 07, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Highway 50 Gold Corp | TSXV | HWY | 0.40 | 29.03 | 0.48 | 0.28 | 121,500 | 10.7 |
| Northern Vertex Mining Corp | TSXV | NEE | 0.25 | 25.00 | 0.70 | 0.18 | 103,000 | 18.2 |
| Claude Resources Inc | TSX | CRJ | 0.24 | 17.50 | 0.32 | 0.12 | 1,074,196 | 44.2 |
| Petaquilla Minerals Ltd | TSX | PTQ | 0.11 | 16.67 | 0.51 | 0.04 | 771,030 | 24.8 |
| Victoria Gold Corp | TSXV | VIT | 0.11 | 10.00 | 0.17 | 0.08 | 112,971 | 37.4 |
| Orosur Mining Inc | TSX | OMI | 0.21 | 7.69 | 0.33 | 0.16 | 100,000 | 20.3 |
| Canamex Resources Corp | TSXV | CSQ | 0.19 | 5.71 | 0.25 | 0.05 | 236,440 | 22.6 |
| Namibia Rare Earths Inc | TSX | NRE | 0.19 | 5.56 | 0.25 | 0.09 | 242,500 | 14.8 |
| Ivernia Inc | TSX | IVW | 0.11 | 5.00 | 0.17 | 0.10 | 192,000 | 84.1 |
| North American Nickel Inc | TSXV | NAN | 0.22 | 4.88 | 0.65 | 0.20 | 438,400 | 36.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Quattro Exploration & Production Ltd | TSXV | QXP | 0.60 | 13.21 | 0.93 | 0.05 | 102,333 | 21.0 |
| Terra Nova Energy Ltd | TSXV | TGC | 0.18 | 9.09 | 0.19 | 0.04 | 471,211 | 12.8 |
| Tethys Petroleum Ltd | TSX | TPL | 0.31 | 6.90 | 0.75 | 0.25 | 112,700 | 104.3 |
| Kallisto Energy Corp | TSXV | KEC | 0.11 | 5.00 | 0.16 | 0.04 | 787,254 | 10.6 |
| Contact Exploration Inc | TSXV | CEX | 0.48 | 4.35 | 0.56 | 0.24 | 530,500 | 136.7 |
| Americas Petrogas Inc | TSXV | BOE | 0.52 | 4.00 | 1.85 | 0.47 | 180,069 | 118.7 |
| PetroNova Inc | TSXV | PNA | 0.26 | 4.00 | 0.37 | 0.20 | 139,200 | 66.2 |
| Ceiba Energy Services Inc | TSXV | CEB | 0.88 | 3.53 | 1.17 | 0.32 | 233,940 | 89.9 |
| Parex Resources Inc | TSX | PXT | 11.71 | 2.27 | 15.49 | 5.60 | 574,949 | 1,468.9 |
| NuVista Energy Ltd | TSX | NVA | 10.25 | 1.99 | 12.47 | 6.40 | 393,482 | 1,417.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Quorum Information Technologies Inc | TSXV | QIS | 0.25 | 16.28 | 0.28 | 0.07 | 174,909 | 10.4 |
| Intermap Technologies Corp | TSX | IMP | 0.12 | 9.09 | 0.55 | 0.10 | 209,500 | 11.0 |
| Symbility Solutions Inc | TSXV | SY | 0.31 | 3.33 | 0.50 | 0.24 | 266,600 | 65.0 |
| ISIS Lab Corp | TSXV | LAB | 0.51 | 2.00 | 0.64 | 0.26 | 389,219 | 29.2 |
| Enghouse Systems Ltd | TSX | ESL | 36.46 | 1.42 | 38.44 | 26.15 | 119,670 | 953.1 |
| NeuLion Inc | TSX | NLN | 0.96 | 1.05 | 1.34 | 0.46 | 208,943 | 168.1 |
| Descartes Systems Group Inc/The | TSX | DSG | 15.69 | 0.64 | 17.02 | 11.55 | 170,588 | 1,181.7 |
| Solium Capital Inc | TSX | SUM | 8.71 | 0.46 | 9.04 | 5.55 | 114,554 | 412.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Microcoal Technologies Inc | CNSX | MTI | 0.18 | 5.88 | 0.32 | 0.08 | 125,000 | 13.4 |
| Graphene 3D Lab Inc | TSXV | GGG | 1.98 | 4.21 | 2.56 | 0.03 | 393,321 | 79.6 |
| Flyht Aerospace Solutions Ltd | TSXV | FLY | 0.44 | 2.33 | 0.80 | 0.27 | 192,457 | 74.7 |
| Norbord Inc | TSX | NBD | 23.09 | 1.27 | 34.24 | 20.51 | 105,339 | 1,233.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Trimel Pharmaceuticals Corp | TSX | TRL | 0.55 | 3.77 | 0.92 | 0.31 | 537,166 | 110.5 |
| Verisante Technology Inc | TSXV | VRS | 0.16 | 3.23 | 0.35 | 0.13 | 113,200 | 13.4 |
| Bioniche Life Sciences Inc | TSX | BNC | 0.23 | 2.22 | 0.44 | 0.14 | 213,300 | 38.5 |
| Theralase Technologies Inc | TSXV | TLT | 0.27 | 1.92 | 0.56 | 0.18 | 128,352 | 21.6 |
| Bedrocan Cannabis Corp | TSXV | BED | 0.67 | 1.52 | 1.45 | 0.26 | 925,762 | 45.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| High North Resources Ltd | TSXV | HN | 0.31 | 3.33 | 0.74 | 0.26 | 116,100 | 16.2 |
| Northwest International Healthcare Properties Real Estate Investment Trust | TSXV | MOB-U | 2.17 | 2.84 | 2.47 | 1.90 | 114,479 | 156.9 |
| Great Prairie Energy Services Inc | TSXV | GPE | 0.37 | 2.78 | 0.60 | 0.18 | 138,000 | 43.8 |
| Uranium Participation Corp | TSX | U | 5.09 | 0.39 | 5.99 | 4.72 | 238,595 | 594.9 |
| Canaccord Genuity Group Inc | TSX | CF | 11.29 | 0.18 | 13.49 | 5.84 | 343,494 | 1,153.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Naturally Splendid Enterprises Ltd | TSXV | NSP | 0.29 | 7.55 | 0.38 | 0.16 | 486,903 | 10.4 |
| RONA Inc | TSX | RON | 13.87 | 0.73 | 14.75 | 10.80 | 261,933 | 1,632.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Charles & Colvard Ltd | NASDAQ | CTHR | 2.63 | 2.33 | 7.02 | 1.70 | 177,376 | 53.5 |
| Uranium Energy Corp | NYSE | UEC | 1.17 | 0.86 | 2.30 | 0.94 | 300,644 | 106.8 |
| Ring Energy Inc | NYSE | REI | 14.85 | 0.27 | 20.61 | 10.55 | 100,698 | 381.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Alon USA Partners LP | NYSE | ALDW | 18.76 | 4.98 | 20.73 | 10.25 | 312,097 | 1,172.6 |
| SandRidge Mississippian Trust I | NYSE | SDT | 3.90 | 4.00 | 14.60 | 3.75 | 472,081 | 136.5 |
| Transocean Partners LLC | NYSE | RIGP | 25.39 | 2.79 | 29.43 | 21.90 | 213,662 | 1,751.0 |
| Enphase Energy Inc | NASDAQ | ENPH | 11.66 | 2.73 | 17.97 | 4.54 | 713,812 | 500.7 |
| Mitcham Industries Inc | NASDAQ | MIND | 10.35 | 2.48 | 17.82 | 9.96 | 113,906 | 132.1 |
| Gulfmark Offshore Inc | NYSE | GLF | 32.34 | 1.99 | 53.89 | 30.46 | 509,586 | 872.4 |
| Ascent Solar Technologies Inc | NASDAQ | ASTI | 1.86 | 1.63 | 11.50 | 1.77 | 252,862 | 26.3 |
| Voc Energy Trust | NYSE | VOC | 11.15 | 1.18 | 17.51 | 10.81 | 227,942 | 189.6 |
| Enservco Corp | NYSE | ENSV | 3.51 | 0.86 | 4.02 | 1.17 | 146,327 | 129.3 |
| Rex Energy Corp | NASDAQ | REXX | 12.09 | 0.83 | 25.17 | 11.61 | 2,699,439 | 654.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| GT Advanced Technologies Inc | NASDAQ | GTAT | 1.21 | 51.25 | 20.54 | 0.75 | 309,023,728 | 166.4 |
| CalAmp Corp | NASDAQ | CAMP | 19.97 | 21.03 | 34.85 | 14.74 | 7,722,118 | 722.4 |
| Rubicon Technology Inc | NASDAQ | RBCN | 4.31 | 7.75 | 14.67 | 3.56 | 2,323,759 | 112.7 |
| 21Vianet Group Inc | NASDAQ | VNET | 18.89 | 7.64 | 32.34 | 14.23 | 2,053,504 | 1,256.2 |
| Acorn International Inc | NYSE | ATV | 2.57 | 6.64 | 3.13 | 1.32 | 173,858 | 77.1 |
| TubeMogul Inc | NASDAQ | TUBE | 11.83 | 6.58 | 14.70 | 8.15 | 301,389 | 352.3 |
| Silicon Motion Technology Corp | NASDAQ | SIMO | 27.44 | 5.17 | 28.96 | 11.71 | 1,318,506 | 925.1 |
| LivePerson Inc | NASDAQ | LPSN | 13.25 | 4.08 | 15.24 | 8.84 | 652,583 | 716.7 |
| Mattersight Corp | NASDAQ | MATR | 6.12 | 3.90 | 7.85 | 3.80 | 179,518 | 135.7 |
| WebMD Health Corp | NASDAQ | WBMD | 37.84 | 3.36 | 53.30 | 28.14 | 1,236,344 | 1,422.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Energy Focus Inc | NASDAQ | EFOI | 6.91 | 16.92 | 10.71 | 3.50 | 588,239 | 64.8 |
| China BAK Battery Inc | NASDAQ | CBAK | 3.41 | 10.00 | 5.00 | 1.53 | 116,979 | 43.0 |
| CES Synergies Inc | OTC BB | CESX | 1.08 | 8.00 | 2.71 | 0.20 | 137,900 | 50.4 |
| China Green Agriculture Inc | NYSE | CGA | 2.18 | 6.86 | 4.92 | 1.80 | 515,001 | 70.6 |
| LRAD Corp | NASDAQ | LRAD | 3.00 | 4.17 | 3.88 | 1.35 | 174,629 | 99.0 |
| Cocrystal Pharma Inc | OTC BB | COCP | 0.38 | 4.11 | 0.97 | 0.23 | 312,530 | 46.3 |
| Vicor Corp | NASDAQ | VICR | 10.20 | 4.08 | 14.11 | 6.76 | 306,797 | 393.1 |
| Daqo New Energy Corp | NYSE | DQ | 42.09 | 3.90 | 56.98 | 21.78 | 150,517 | 376.2 |
| LiqTech International Inc | NYSE | LIQT | 1.66 | 3.75 | 3.19 | 1.38 | 100,374 | 45.2 |
| Box Ships Inc | NYSE | TEU | 1.09 | 2.83 | 4.00 | 1.02 | 126,986 | 33.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Vasomedical Inc | OTC BB | VASO | 0.24 | 29.39 | 0.50 | 0.16 | 256,565 | 37.7 |
| IsoRay Inc | NYSE | ISR | 1.65 | 19.57 | 3.77 | 0.44 | 10,020,496 | 90.6 |
| RXi Pharmaceuticals Corp | NASDAQ | RXII | 2.12 | 12.17 | 6.84 | 1.76 | 1,291,487 | 34.1 |
| Alpha Pro Tech Ltd | NYSE | APT | 3.50 | 11.11 | 3.72 | 1.48 | 2,261,577 | 63.6 |
| CombiMatrix Corp | NASDAQ | CBMX | 1.20 | 10.09 | 4.44 | 1.09 | 356,547 | 13.3 |
| Pluristem Therapeutics Inc | NASDAQ | PSTI | 3.25 | 6.91 | 4.63 | 2.58 | 796,015 | 225.2 |
| OXiGENE Inc | NASDAQ | OXGN | 2.33 | 6.88 | 5.40 | 1.96 | 1,761,716 | 48.2 |
| Alcobra Ltd | NASDAQ | ADHD | 6.51 | 6.37 | 26.78 | 5.88 | 2,762,868 | 88.8 |
| Chimerix Inc | NASDAQ | CMRX | 33.23 | 5.59 | 35.16 | 12.96 | 6,410,372 | 1,185.3 |
| Nymox Pharmaceutical Corp | NASDAQ | NYMX | 5.46 | 4.40 | 7.90 | 3.81 | 225,359 | 191.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price |
1-Day % Change |
52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| IFM Investments Ltd | NYSE | CTC | 2.09 | 49.28 | 2.50 | 0.89 | 1,574,453 | 31.1 |
| First Security Group Inc/TN | NASDAQ | FSGI | 2.06 | 5.64 | 2.64 | 1.73 | 186,392 | 137.3 |
| National Holdings Corp | OTC BB | NHLD | 0.50 | 5.26 | 0.60 | 0.32 | 140,400 | 61.6 |
| New York REIT Inc | NYSE | NYRT | 10.78 | 2.76 | 12.32 | 9.51 | 6,848,755 | 1,748.3 |
| ARMOUR Residential REIT Inc | NYSE | ARR | 3.98 | 2.05 | 4.48 | 3.64 | 3,897,205 | 1,421.6 |
| Orchid Island Capital Inc | NYSE | ORC | 13.52 | 1.50 | 14.45 | 11.23 | 231,170 | 160.4 |
| CYS Investments Inc | NYSE | CYS | 8.50 | 1.31 | 9.44 | 7.20 | 2,171,849 | 1,377.3 |
| Fidus Investment Corp | NASDAQ | FDUS | 16.83 | 1.14 | 22.38 | 15.99 | 102,252 | 231.9 |
| Anworth Mortgage Asset Corp | NYSE | ANH | 4.91 | 1.03 | 5.53 | 4.02 | 992,026 | 597.0 |
| Apollo Residential Mortgage Inc | NYSE | AMTG | 15.90 | 0.82 | 17.50 | 14.24 | 417,715 | 509.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Lakeland Industries Inc | NASDAQ | LAKE | 10.03 | 13.85 | 10.74 | 4.75 | 9,730,761 | 53.8 |
| Pantry Inc/The | NASDAQ | PTRY | 21.82 | 6.28 | 22.20 | 11.00 | 339,476 | 511.5 |
| Diamond Foods Inc | NASDAQ | DMND | 28.78 | 4.28 | 35.58 | 20.22 | 821,849 | 903.1 |
| Noodles & Co | NASDAQ | NDLS | 19.50 | 2.58 | 49.75 | 17.15 | 875,942 | 580.2 |
| Craft Brew Alliance Inc | NASDAQ | BREW | 15.16 | 2.02 | 18.70 | 10.07 | 114,941 | 288.7 |
| Boulder Brands Inc | NASDAQ | BDBD | 12.41 | 1.47 | 18.46 | 11.01 | 862,740 | 757.1 |
| 500.com Ltd | NYSE | WBAI | 33.35 | 1.40 | 54.00 | 18.14 | 220,710 | 1,159.9 |
| Republic Airways Holdings Inc | NASDAQ | RJET | 11.60 | 1.05 | 12.64 | 7.82 | 612,672 | 579.6 |
| Team Inc | NYSE | TISI | 38.10 | 1.03 | 48.09 | 34.14 | 217,121 | 780.4 |
| Potbelly Corp | NASDAQ | PBPB | 11.73 | 0.99 | 33.90 | 10.91 | 335,509 | 345.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg


