Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Monday, October 27, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| NovX21 Inc | TSXV | NOV | 0.11 | 23.53 | 0.20 | 0.07 | 289,800 | 10.7 |
| Brazil Resources Inc | TSXV | BRI | 0.56 | 12.00 | 1.44 | 0.43 | 248,851 | 40.6 |
| Shore Gold Inc | TSX | SGF | 0.24 | 11.90 | 0.45 | 0.12 | 238,842 | 52.8 |
| MagIndustries Corp | TSX | MAA | 0.21 | 10.81 | 0.26 | 0.10 | 132,000 | 155.0 |
| Orbite Aluminae Inc | TSX | ORT | 0.43 | 8.97 | 0.70 | 0.19 | 995,794 | 131.6 |
| Bear Creek Mining Corp | TSXV | BCM | 1.48 | 8.82 | 3.97 | 1.19 | 408,176 | 137.8 |
| Orvana Minerals Corp | TSX | ORV | 0.33 | 8.33 | 0.77 | 0.27 | 112,600 | 44.4 |
| Western Potash Corp | TSX | WPX | 0.35 | 7.69 | 0.70 | 0.24 | 282,122 | 79.4 |
| Claude Resources Inc | TSX | CRJ | 0.25 | 6.38 | 0.32 | 0.12 | 144,462 | 47.1 |
| Aurcana Corp | TSXV | AUN | 0.35 | 6.06 | 2.32 | 0.29 | 103,310 | 29.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Niko Resources Ltd | TSX | NKO | 0.34 | 6.25 | 3.95 | 0.30 | 1,489,565 | 32.0 |
| ShaMaran Petroleum Corp | TSXV | SNM | 0.18 | 5.88 | 0.48 | 0.15 | 349,000 | 146.0 |
| Africa Oil Corp | TSX | AOI | 3.54 | 2.61 | 9.00 | 3.40 | 234,162 | 1,105.7 |
| Hyduke Energy Services Inc | TSX | HYD | 0.82 | 2.50 | 0.85 | 0.30 | 161,300 | 25.0 |
| Innergex Renewable Energy Inc | TSX | INE | 10.79 | 2.08 | 11.43 | 9.00 | 183,167 | 1,083.0 |
| Alvopetro Energy Ltd/CA | TSXV | ALV | 0.57 | 1.79 | 1.33 | 0.51 | 121,133 | 48.5 |
| Petroamerica Oil Corp | TSXV | PTA | 0.30 | 1.72 | 0.44 | 0.23 | 1,306,833 | 257.3 |
| BlackPearl Resources Inc | TSX | PXX | 1.67 | 0.60 | 3.15 | 1.59 | 485,322 | 560.5 |
| Capstone Infrastructure Corp | TSX | CSE | 4.06 | 0.50 | 4.54 | 3.45 | 171,780 | 392.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Slyce Inc | TSXV | SLC | 0.80 | 6.67 | 0.84 | 0.05 | 2,155,560 | 76.4 |
| UrtheCast Corp | TSX | UR | 1.40 | 3.70 | 2.90 | 0.93 | 393,032 | 91.2 |
| Sandvine Corp | TSX | SVC | 2.79 | 0.36 | 4.08 | 2.34 | 250,054 | 419.6 |
| Redknee Solutions Inc | TSX | RKN | 3.46 | 0.29 | 7.82 | 3.15 | 125,886 | 376.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Legend Power Systems Inc | TSXV | LPS | 0.45 | 7.14 | 0.77 | 0.11 | 160,379 | 24.7 |
| Avigilon Corp | TSX | AVO | 15.88 | 3.66 | 34.50 | 13.15 | 230,488 | 739.2 |
| Norbord Inc | TSX | NBD | 25.18 | 2.78 | 34.24 | 20.14 | 301,342 | 1,345.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| TSO3 Inc | TSX | TOS | 1.59 | 7.43 | 1.59 | 0.40 | 164,445 | 116.3 |
| Bedrocan Cannabis Corp | TSXV | BED | 0.74 | 5.71 | 1.45 | 0.26 | 224,647 | 50.0 |
| Cipher Pharmaceuticals Inc | TSX | DND | 12.26 | 5.69 | 12.84 | 6.75 | 312,893 | 312.8 |
| Supreme Pharmaceuticals Inc | CNSX | SL | 0.49 | 5.43 | 0.68 | 0.15 | 125,545 | 12.4 |
| Aeterna Zentaris Inc | TSX | AEZ | 1.36 | 3.82 | 1.81 | 0.93 | 191,120 | 80.0 |
| Zecotek Photonics Inc | TSXV | ZMS | 0.34 | 3.03 | 0.97 | 0.31 | 681,980 | 33.7 |
| Prometic Life Sciences Inc | TSX | PLI | 1.60 | 2.56 | 1.84 | 0.75 | 790,304 | 849.2 |
| Patient Home Monitoring Corp | TSXV | PHM | 0.45 | 1.14 | 0.50 | 0.22 | 2,434,670 | 68.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Dream Industrial Real Estate Investment Trust | TSX | DIR-U | 9.58 | 1.38 | 9.95 | 8.21 | 154,806 | 527.5 |
| Sprott Resource Corp | TSX | SCP | 2.22 | 0.91 | 3.34 | 2.11 | 125,524 | 217.9 |
| Tricon Capital Group Inc | TSX | TCN | 7.88 | 0.64 | 8.54 | 7.12 | 120,383 | 715.0 |
| Alaris Royalty Corp | TSX | AD | 31.64 | 0.29 | 37.69 | 23.79 | 164,672 | 1,012.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Transcontinental Inc | TSX | TCL/A | 15.29 | 2.14 | 17.19 | 13.28 | 124,779 | 1,190.1 |
| Chorus Aviation Inc | TSX | CHR/B | 4.55 | 1.56 | 4.87 | 2.50 | 188,842 | 548.2 |
| EnerCare Inc | TSX | ECI | 14.74 | 1.31 | 15.06 | 9.48 | 281,457 | 1,354.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Molycorp Inc | NYSE | MCP | 1.34 | 6.35 | 6.45 | 1.14 | 5,676,878 | 328.0 |
| General Steel Holdings Inc | NYSE | GSI | 1.05 | 2.94 | 1.58 | 0.85 | 121,184 | 61.2 |
| Liquidmetal Technologies Inc | OTC BB | LQMT | 0.18 | 2.89 | 0.41 | 0.13 | 623,495 | 82.7 |
| Cannabis Kinetics Corp | OTC BB | CANK | 1.54 | 2.67 | 6.00 | 1.00 | 167,888 | 48.1 |
| Materion Corp | NYSE | MTRN | 36.57 | 0.74 | 39.38 | 25.21 | 126,567 | 755.2 |
| AK Steel Holding Corp | NYSE | AKS | 7.14 | 0.28 | 11.37 | 4.12 | 7,553,503 | 1,226.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Gulf Coast Ultra Deep Royalty Trust | NASDAQ | GULTU | 1.76 | 4.76 | 3.33 | 1.26 | 123,096 | 405.1 |
| Ocean Power Technologies Inc | NASDAQ | OPTT | 1.02 | 4.08 | 7.01 | 0.91 | 108,198 | 17.9 |
| SandRidge Mississippian Trust I | NYSE | SDT | 4.12 | 2.49 | 13.20 | 3.66 | 201,915 | 144.2 |
| Primoris Services Corp | NASDAQ | PRIM | 26.35 | 2.29 | 33.42 | 22.41 | 215,450 | 1,361.1 |
| SunCoke Energy Inc | NYSE | SXC | 22.45 | 1.17 | 24.57 | 19.10 | 594,648 | 1,556.4 |
| Gevo Inc | NASDAQ | GEVO | 0.37 | 0.41 | 2.18 | 0.25 | 577,276 | 36.2 |
| BioFuel Energy Corp | NASDAQ | BIOF | 7.28 | 0.14 | 8.56 | 0.74 | 338,167 | 45.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| GigaMedia Ltd | NASDAQ | GIGM | 1.01 | 18.68 | 1.84 | 0.75 | 601,282 | 51.2 |
| WPCS International Inc | NASDAQ | WPCS | 0.80 | 17.28 | 4.95 | 0.45 | 1,005,159 | 11.1 |
| China Information Technology Inc | NASDAQ | CNIT | 3.97 | 13.43 | 7.49 | 3.16 | 174,118 | 116.6 |
| ANADIGICS Inc | NASDAQ | ANAD | 0.67 | 12.75 | 2.17 | 0.55 | 327,901 | 57.1 |
| Vringo Inc | NASDAQ | VRNG | 1.10 | 8.91 | 5.45 | 0.67 | 2,987,074 | 101.8 |
| Changing Technologies Inc | OTC BB | CHGT | 1.14 | 6.54 | 5.20 | 0.60 | 121,902 | 68.4 |
| Max Sound Corp | OTC BB | MAXD | 0.11 | 6.06 | 0.28 | 0.08 | 443,529 | 37.5 |
| NQ Mobile Inc | NYSE | NQ | 9.46 | 5.82 | 22.33 | 3.45 | 16,955,758 | 584.7 |
| Uni-Pixel Inc | NASDAQ | UNXL | 5.23 | 5.66 | 19.36 | 4.38 | 157,295 | 64.6 |
| Imperva Inc | NYSE | IMPV | 32.92 | 4.84 | 67.12 | 18.40 | 678,563 | 872.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Layne Christensen Co | NASDAQ | LAYN | 7.24 | 14.74 | 20.29 | 5.90 | 2,371,321 | 142.9 |
| SuperCom Ltd | NASDAQ | SPCB | 13.29 | 10.11 | 13.49 | 3.81 | 348,588 | 163.9 |
| ExOne Co/The | NASDAQ | XONE | 23.28 | 9.76 | 70.25 | 16.00 | 428,798 | 336.2 |
| Echo Global Logistics Inc | NASDAQ | ECHO | 26.16 | 9.59 | 27.20 | 15.54 | 500,466 | 620.0 |
| Accuride Corp | NYSE | ACW | 4.66 | 8.88 | 5.91 | 3.10 | 355,062 | 222.4 |
| Image Sensing Systems Inc | NASDAQ | ISNS | 3.14 | 7.53 | 9.94 | 1.89 | 447,877 | 15.7 |
| Trex Co Inc | NYSE | TREX | 39.16 | 6.47 | 43.43 | 25.14 | 1,020,641 | 1,253.4 |
| Columbus McKinnon Corp/NY | NASDAQ | CMCO | 27.04 | 5.96 | 30.98 | 20.16 | 137,462 | 539.8 |
| Clean Diesel Technologies Inc | NASDAQ | CDTI | 1.72 | 5.73 | 7.39 | 1.33 | 120,932 | 21.3 |
| Digital Ally Inc | NASDAQ | DGLY | 15.28 | 5.45 | 33.59 | 3.03 | 646,923 | 46.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| United Cannabis Corp | OTC BB | CNAB | 0.85 | 30.77 | 11.45 | 0.05 | 127,796 | 37.1 |
| Alexza Pharmaceuticals Inc | NASDAQ | ALXA | 2.80 | 23.35 | 5.93 | 1.99 | 477,054 | 48.6 |
| Chembio Diagnostics Inc | NASDAQ | CEMI | 4.73 | 18.55 | 5.20 | 2.83 | 2,133,991 | 45.5 |
| Novavax Inc | NASDAQ | NVAX | 5.80 | 13.06 | 6.95 | 2.68 | 23,337,927 | 1,382.8 |
| NanoViricides Inc | NYSE | NNVC | 3.72 | 9.41 | 6.65 | 2.67 | 584,229 | 210.0 |
| Medizone International Inc | OTC BB | MZEI | 0.18 | 9.31 | 0.29 | 0.05 | 135,203 | 59.6 |
| Ekso Bionics Holdings Inc | OTC BB | EKSO | 1.41 | 8.46 | 8.22 | 0.75 | 535,488 | 110.7 |
| Kite Pharma Inc | NASDAQ | KITE | 36.16 | 8.33 | 36.90 | 21.00 | 505,422 | 1,385.4 |
| Hooper Holmes Inc | NYSE | HH | 0.60 | 8.11 | 0.83 | 0.42 | 304,717 | 42.5 |
| Infinity Pharmaceuticals Inc | NASDAQ | INFI | 13.73 | 7.90 | 18.35 | 8.40 | 537,638 | 667.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| JMP Group Inc | NYSE | JMP | 6.78 | 6.77 | 8.42 | 6.00 | 1,435,976 | 147.1 |
| CBIZ Inc | NYSE | CBZ | 8.90 | 4.83 | 9.45 | 7.78 | 488,115 | 439.1 |
| Ashford Hospitality Prime Inc | NYSE | AHP | 16.81 | 4.74 | 23.28 | 14.17 | 119,652 | 426.9 |
| Old National Bancorp/IN | NASDAQ | ONB | 13.52 | 4.16 | 15.80 | 12.05 | 1,094,454 | 1,551.9 |
| Calamos Asset Management Inc | NASDAQ | CLMS | 13.35 | 3.89 | 13.90 | 9.63 | 240,475 | 274.1 |
| National Penn Bancshares Inc | NASDAQ | NPBC | 9.99 | 3.85 | 11.63 | 9.17 | 1,817,511 | 1,391.4 |
| FXCM Inc | NYSE | FXCM | 15.02 | 3.37 | 18.42 | 12.05 | 811,739 | 689.6 |
| Federated National Holding Co | NASDAQ | FNHC | 33.54 | 3.26 | 33.83 | 10.00 | 233,962 | 463.0 |
| Chesapeake Lodging Trust | NYSE | CHSP | 32.45 | 2.27 | 32.45 | 22.17 | 302,498 | 1,780.8 |
| Gladstone Commercial Corp | NASDAQ | GOOD | 17.67 | 2.08 | 19.09 | 16.41 | 224,051 | 313.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Odyssey Marine Exploration Inc | NASDAQ | OMEX | 1.25 | 19.05 | 3.10 | 0.85 | 1,563,918 | 106.5 |
| Build-A-Bear Workshop Inc | NYSE | BBW | 16.55 | 6.84 | 16.67 | 7.30 | 451,970 | 287.4 |
| Kandi Technologies Group Inc | NASDAQ | KNDI | 14.95 | 6.71 | 22.49 | 6.15 | 1,982,886 | 688.3 |
| Vera Bradley Inc | NASDAQ | VRA | 22.45 | 6.30 | 30.00 | 18.75 | 518,000 | 913.5 |
| Big 5 Sporting Goods Corp | NASDAQ | BGFV | 10.53 | 5.72 | 20.25 | 9.19 | 274,211 | 234.9 |
| dELiA*s Inc | NASDAQ | DLIA | 0.14 | 5.34 | 1.68 | 0.11 | 738,070 | 10.1 |
| hhgregg Inc | NYSE | HGG | 6.65 | 4.72 | 18.27 | 5.66 | 304,961 | 188.8 |
| 22nd Century Group Inc | NYSE | XXII | 2.10 | 3.96 | 6.36 | 0.87 | 799,847 | 135.1 |
| ServiceSource International Inc | NASDAQ | SREV | 3.11 | 3.67 | 12.14 | 2.81 | 515,952 | 258.8 |
| Express Inc | NYSE | EXPR | 14.57 | 3.41 | 25.05 | 11.80 | 1,285,781 | 1,228.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
