Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Tuesday, September 30, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Amarc Resources Ltd | TSXV | AHR | 0.12 | 15.00 | 0.13 | 0.04 | 293,500 | 16.0 |
| Tirex Resources Ltd | TSXV | TXX | 0.23 | 9.76 | 0.47 | 0.15 | 211,000 | 21.4 |
| Arena Minerals Inc | TSXV | AN | 0.20 | 8.33 | 0.44 | 0.17 | 148,266 | 10.6 |
| EPM Mining Ventures Inc | TSXV | EPK | 0.30 | 7.14 | 0.38 | 0.10 | 2,611,600 | 24.6 |
| Aureus Mining Inc | TSX | AUE | 0.39 | 6.94 | 0.69 | 0.36 | 137,500 | 119.6 |
| Argex Titanium Inc | TSX | RGX | 0.66 | 6.45 | 1.05 | 0.55 | 435,933 | 91.0 |
| Orezone Gold Corp | TSX | ORE | 0.69 | 6.15 | 1.07 | 0.33 | 855,564 | 66.0 |
| Stans Energy Corp | TSXV | HRE | 0.18 | 6.06 | 0.27 | 0.05 | 289,876 | 27.5 |
| Aldridge Minerals Inc | TSXV | AGM | 0.19 | 5.56 | 0.40 | 0.15 | 1,262,000 | 20.3 |
| Augyva Mining Resources Inc | TSXV | AUV | 0.11 | 5.00 | 0.15 | 0.08 | 112,500 | 10.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Niko Resources Ltd | TSX | NKO | 0.78 | 25.81 | 4.37 | 0.60 | 1,086,873 | 73.3 |
| Argent Energy Trust | TSX | AET-U | 1.97 | 8.84 | 10.22 | 1.78 | 410,682 | 122.6 |
| Petrowest Corp | TSX | PRW | 1.14 | 7.55 | 1.46 | 0.71 | 2,307,080 | 192.3 |
| BNK Petroleum Inc | TSX | BKX | 0.93 | 6.90 | 2.36 | 0.85 | 420,690 | 150.8 |
| Africa Hydrocarbons Inc | TSXV | NFK | 0.16 | 6.67 | 0.30 | 0.07 | 181,362 | 18.3 |
| Africa Oil Corp | TSX | AOI | 4.92 | 6.03 | 9.00 | 4.37 | 288,251 | 1,536.7 |
| Taipan Resources Inc | TSXV | TPN | 0.34 | 4.69 | 0.66 | 0.23 | 117,876 | 35.8 |
| Alberta Oilsands Inc | TSXV | AOS | 0.13 | 4.17 | 0.17 | 0.10 | 882,979 | 26.5 |
| CWC Energy Services Corp | TSXV | CWC | 0.90 | 3.45 | 1.24 | 0.66 | 102,335 | 243.5 |
| Elkwater Resources Ltd | TSXV | ELW | 0.61 | 3.39 | 1.46 | 0.06 | 809,476 | 167.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Virtutone Networks Inc | TSXV | VFX | 0.25 | 25.00 | 0.57 | 0.17 | 1,794,535 | 10.6 |
| Slyce Inc | TSXV | SLC | 0.73 | 8.96 | 0.80 | 0.05 | 3,585,403 | 69.7 |
| ISIS Lab Corp | TSXV | LAB | 0.40 | 8.11 | 0.64 | 0.26 | 322,592 | 22.9 |
| Symbility Solutions Inc | TSXV | SY | 0.30 | 1.69 | 0.50 | 0.24 | 285,000 | 62.9 |
| Mood Media Corp | TSX | MM | 0.65 | 1.56 | 1.12 | 0.40 | 201,113 | 116.8 |
| C-com Satellite Systems Inc | TSXV | CMI | 1.42 | 1.43 | 2.37 | 1.31 | 111,160 | 51.2 |
| Axia NetMedia Corp | TSX | AXX | 2.61 | 0.77 | 2.90 | 1.90 | 1,356,690 | 164.8 |
| Computer Modelling Group Ltd | TSX | CMG | 11.64 | 0.43 | 15.74 | 11.40 | 125,653 | 919.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| DuSolo Fertilizers Inc | TSXV | DSF | 0.36 | 5.88 | 0.36 | 0.13 | 139,300 | 45.4 |
| Avigilon Corp | TSX | AVO | 18.67 | 4.36 | 34.50 | 17.48 | 411,767 | 869.1 |
| Polaris Minerals Corp | TSX | PLS | 2.05 | 4.06 | 3.20 | 1.48 | 383,940 | 179.3 |
| MBAC Fertilizer Corp | TSX | MBC | 0.15 | 3.57 | 2.34 | 0.13 | 3,266,332 | 26.3 |
| Horizon North Logistics Inc | TSX | HNL | 5.08 | 3.25 | 10.05 | 4.85 | 532,477 | 560.4 |
| Intertape Polymer Group Inc | TSX | ITP | 16.27 | 2.91 | 16.37 | 11.12 | 160,320 | 983.1 |
| Graphene 3D Lab Inc | TSXV | GGG | 1.55 | 2.65 | 2.56 | 0.03 | 123,025 | 62.3 |
| Stuart Olson Inc | TSX | SOX | 8.81 | 1.73 | 11.57 | 8.39 | 111,510 | 219.6 |
| Student Transportation Inc | TSX | STB | 7.02 | 0.57 | 7.20 | 6.38 | 110,847 | 631.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| TSO3 Inc | TSX | TOS | 1.25 | 9.65 | 1.28 | 0.40 | 132,480 | 91.5 |
| Merus Labs International Inc | TSX | MSL | 1.67 | 4.38 | 2.68 | 1.08 | 1,252,930 | 124.5 |
| Verisante Technology Inc | TSXV | VRS | 0.15 | 3.57 | 0.35 | 0.13 | 102,100 | 12.1 |
| Tekmira Pharmaceuticals Corp | TSX | TKM | 23.74 | 3.22 | 34.66 | 7.16 | 168,542 | 524.2 |
| Concordia Healthcare Corp | TSX | CXR | 36.92 | 2.05 | 38.75 | 6.25 | 358,643 | 1,054.5 |
| Patient Home Monitoring Corp | TSXV | PHM | 0.44 | 1.16 | 0.50 | 0.22 | 490,310 | 66.9 |
| Immunovaccine Inc | TSXV | IMV | 0.88 | 1.15 | 1.50 | 0.35 | 284,081 | 80.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Gourmet Ocean Products Inc | TSXV | GOP | 0.13 | 4.00 | 0.25 | 0.13 | 190,000 | 16.2 |
| Input Capital Corp | TSXV | INP | 2.26 | 1.80 | 2.85 | 1.55 | 166,232 | 184.1 |
| Tricon Capital Group Inc | TSX | TCN | 7.71 | 1.45 | 8.54 | 6.65 | 264,728 | 699.6 |
| Chartwell Retirement Residences | TSX | CSH-U | 10.96 | 0.74 | 11.50 | 9.52 | 182,478 | 1,908.8 |
| Milestone Apartments Real Estate Investment Trust | TSX | MST-U | 11.58 | 0.70 | 11.71 | 9.25 | 182,529 | 503.7 |
| Crombie Real Estate Investment Trust | TSX | CRR-U | 12.95 | 0.62 | 13.93 | 12.66 | 542,943 | 1,651.0 |
| Pure Industrial Real Estate Trust | TSX | AAR-U | 4.43 | 0.45 | 5.03 | 4.22 | 248,759 | 840.3 |
| Dream Global Real Estate Investment Trust | TSX | DRG-U | 9.08 | 0.33 | 10.03 | 7.97 | 160,807 | 989.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| TIO Networks Corp | TSXV | TNC | 0.95 | 10.47 | 1.01 | 0.37 | 261,950 | 54.3 |
| Parkit Enterprise Inc | TSXV | PKT | 0.76 | 10.14 | 0.80 | 0.20 | 588,530 | 23.3 |
| Dominion Diamond Corp | TSX | DDC | 15.91 | 3.85 | 16.83 | 12.41 | 287,752 | 1,354.5 |
| Alliance Grain Traders Inc | TSX | AGT | 28.81 | 2.53 | 29.77 | 14.26 | 112,645 | 581.9 |
| DHX Media Ltd | TSX | DHX | 8.74 | 1.86 | 8.86 | 3.33 | 1,096,603 | 1,048.2 |
| Performance Sports Group Ltd | TSX | PSG | 18.20 | 0.94 | 19.37 | 12.20 | 224,940 | 800.4 |
| RONA Inc | TSX | RON | 13.64 | 0.81 | 14.75 | 10.80 | 157,079 | 1,605.7 |
| North West Co Inc/The | TSX | NWC | 22.38 | 0.54 | 29.00 | 21.93 | 117,515 | 1,083.6 |
| EnerCare Inc | TSX | ECI | 13.74 | 0.29 | 14.00 | 9.33 | 210,964 | 804.6 |
| Transcontinental Inc | TSX | TCL/A | 14.65 | 0.27 | 17.19 | 13.30 | 171,754 | 1,139.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Schnitzer Steel Industries Inc | NASDAQ | SCHN | 24.05 | 5.58 | 33.32 | 22.72 | 890,886 | 641.8 |
| Liquidmetal Technologies Inc | OTC BB | LQMT | 0.20 | 2.31 | 0.41 | 0.13 | 500,016 | 90.6 |
| Noranda Aluminum Holding Corp | NYSE | NOR | 4.52 | 0.89 | 5.64 | 2.21 | 983,243 | 311.2 |
| Cliffs Natural Resources Inc | NYSE | CLF | 10.38 | 0.48 | 28.98 | 10.19 | 15,380,072 | 1,590.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Real Goods Solar Inc | NASDAQ | RGSE | 1.72 | 14.67 | 5.65 | 1.38 | 2,894,096 | 93.0 |
| Ascent Solar Technologies Inc | NASDAQ | ASTI | 2.21 | 9.95 | 11.60 | 1.82 | 1,196,312 | 31.2 |
| Alpha Natural Resources Inc | NYSE | ANR | 2.48 | 9.73 | 8.30 | 2.22 | 19,466,180 | 549.2 |
| Gevo Inc | NASDAQ | GEVO | 0.34 | 7.00 | 2.18 | 0.30 | 940,359 | 33.9 |
| Cal Dive International Inc | NYSE | DVR | 0.97 | 6.23 | 2.10 | 0.68 | 573,185 | 95.6 |
| Walter Energy Inc | NYSE | WLT | 2.34 | 5.88 | 19.50 | 2.01 | 10,331,434 | 154.0 |
| Glori Energy Inc | NASDAQ | GLRI | 7.90 | 5.33 | 12.44 | 6.23 | 179,563 | 240.9 |
| SinoCoking Coal and Coke Chemical Industries Inc | NASDAQ | SCOK | 3.79 | 4.70 | 9.37 | 0.83 | 4,193,107 | 90.8 |
| Alon USA Partners LP | NYSE | ALDW | 17.71 | 4.18 | 20.73 | 10.25 | 180,493 | 1,107.0 |
| Westmoreland Coal Co | NASDAQ | WLB | 37.41 | 3.34 | 45.19 | 12.91 | 277,811 | 635.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Spherix Inc | NASDAQ | SPEX | 1.56 | 65.98 | 13.70 | 0.75 | 13,539,126 | 43.6 |
| Move Inc | NASDAQ | MOVE | 20.96 | 37.08 | 21.13 | 9.47 | 42,135,538 | 842.1 |
| Inuvo Inc | NYSE | INUV | 1.50 | 11.94 | 1.94 | 0.63 | 446,741 | 35.3 |
| Straight Path Communications Inc | NYSE | STRP | 15.75 | 10.60 | 15.75 | 5.27 | 330,339 | 185.8 |
| Five9 Inc | NASDAQ | FIVN | 6.54 | 9.18 | 9.35 | 5.12 | 218,737 | 316.6 |
| Vimicro International Corp | NASDAQ | VIMC | 9.94 | 8.75 | 11.79 | 1.35 | 6,151,075 | 236.6 |
| Sungy Mobile Ltd | NASDAQ | GOMO | 6.52 | 8.67 | 33.87 | 5.90 | 349,437 | 217.8 |
| Towerstream Corp | NASDAQ | TWER | 1.48 | 8.03 | 3.36 | 1.28 | 207,801 | 98.6 |
| Violin Memory Inc | NYSE | VMEM | 4.87 | 7.27 | 7.90 | 2.50 | 2,418,479 | 448.3 |
| Ceragon Networks Ltd | NASDAQ | CRNT | 2.38 | 6.73 | 4.35 | 2.00 | 737,214 | 182.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Energy Focus Inc | NASDAQ | EFOI | 5.82 | 12.03 | 10.71 | 3.50 | 120,776 | 54.6 |
| Quest Resource Holding Corp | NASDAQ | QRHC | 1.72 | 7.50 | 6.23 | 1.35 | 465,041 | 191.9 |
| Daqo New Energy Corp | NYSE | DQ | 42.81 | 7.29 | 56.98 | 21.78 | 294,942 | 382.6 |
| NXT-ID Inc | OTC BB | NXTD | 2.56 | 7.11 | 7.25 | 1.36 | 463,273 | 61.8 |
| Eagle Bulk Shipping Inc | NASDAQ | EGLE | 0.92 | 7.00 | 8.35 | 0.70 | 271,261 | 16.8 |
| General Finance Corp | NASDAQ | GFN | 8.87 | 6.87 | 10.00 | 5.43 | 150,740 | 227.7 |
| Turtle Beach Corp | NASDAQ | HEAR | 7.65 | 6.84 | 16.70 | 6.54 | 200,404 | 320.9 |
| Camtek Ltd/Israel | NASDAQ | CAMT | 3.93 | 6.79 | 6.43 | 1.60 | 502,820 | 116.8 |
| Save the World Air Inc | OTC BB | ZERO | 0.67 | 5.87 | 1.39 | 0.50 | 205,241 | 120.5 |
| Blue Earth Inc | NASDAQ | BBLU | 3.77 | 4.72 | 3.93 | 1.75 | 713,206 | 277.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| InspireMD Inc | NYSE | NSPR | 2.20 | 15.79 | 3.80 | 1.79 | 154,589 | 77.4 |
| Addus HomeCare Corp | NASDAQ | ADUS | 19.60 | 13.29 | 32.40 | 17.02 | 156,343 | 215.2 |
| Rock Creek Pharmaceuticals Inc | NASDAQ | RCPI | 0.28 | 12.63 | 2.59 | 0.24 | 698,949 | 51.1 |
| Achaogen Inc | NASDAQ | AKAO | 8.96 | 11.44 | 19.69 | 7.72 | 172,684 | 158.7 |
| K2M Group Holdings Inc | NASDAQ | KTWO | 14.43 | 11.34 | 17.98 | 12.31 | 344,000 | 535.6 |
| Catalyst Pharmaceutical Partners Inc | NASDAQ | CPRX | 3.32 | 11.04 | 3.65 | 1.29 | 15,575,036 | 223.0 |
| Esperion Therapeutics Inc | NASDAQ | ESPR | 24.46 | 9.39 | 24.94 | 10.90 | 253,794 | 377.8 |
| Echo Therapeutics Inc | NASDAQ | ECTE | 0.84 | 9.09 | 4.91 | 0.39 | 121,371 | 10.6 |
| TransEnterix Inc | NYSE | TRXC | 4.36 | 8.46 | 14.00 | 2.81 | 266,688 | 274.6 |
| Alpha Pro Tech Ltd | NYSE | APT | 3.25 | 7.72 | 3.42 | 1.48 | 754,173 | 59.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price |
1-Day % Change |
52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Trade Street Residential Inc | NASDAQ | TSRE | 7.14 | 6.89 | 8.50 | 4.97 | 235,633 | 262.2 |
| Old Line Bancshares Inc | NASDAQ | OLBK | 15.48 | 6.69 | 18.00 | 13.16 | 138,331 | 167.0 |
| Heritage Insurance Holdings Inc | NYSE | HRTG | 15.06 | 4.95 | 15.70 | 11.29 | 180,754 | 448.7 |
| Federated National Holding Co | NASDAQ | FNHC | 28.09 | 4.46 | 28.22 | 9.53 | 559,922 | 387.8 |
| NMI Holdings Inc | NASDAQ | NMIH | 8.65 | 3.59 | 15.24 | 8.17 | 1,524,538 | 504.8 |
| Alcentra Capital Corp | NASDAQ | ABDC | 13.28 | 3.43 | 15.50 | 10.60 | 184,725 | 179.5 |
| United Insurance Holdings Corp | NASDAQ | UIHC | 15.00 | 3.02 | 18.56 | 8.33 | 277,106 | 312.6 |
| Campus Crest Communities Inc | NYSE | CCG | 6.40 | 2.56 | 10.82 | 6.13 | 3,072,568 | 414.9 |
| Blackhawk Network Holdings Inc | NASDAQ | HAWK | 32.40 | 2.21 | 32.95 | 20.25 | 732,080 | 1,707.8 |
| FBR & Co | NASDAQ | FBRC | 27.52 | 1.93 | 30.00 | 23.03 | 283,837 | 244.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| dELiA*s Inc | NASDAQ | DLIA | 0.27 | 11.55 | 1.68 | 0.19 | 3,739,267 | 19.6 |
| Gaiam Inc | NASDAQ | GAIA | 7.34 | 10.88 | 8.76 | 4.99 | 148,082 | 179.3 |
| Empire Resorts Inc | NASDAQ | NYNY | 6.71 | 7.88 | 9.39 | 3.62 | 313,265 | 264.2 |
| Sino Agro Foods Inc | OTC BB | SIAF | 0.90 | 4.53 | 0.94 | 0.36 | 838,882 | 147.6 |
| WNS Holdings Ltd | NYSE | WNS | 22.51 | 3.40 | 23.01 | 17.11 | 233,643 | 1,158.8 |
| JAKKS Pacific Inc | NASDAQ | JAKK | 7.10 | 3.05 | 9.48 | 4.50 | 518,274 | 165.3 |
| American Apparel Inc | NYSE | APP | 0.82 | 2.50 | 1.52 | 0.46 | 1,489,462 | 142.8 |
| Zoe’s Kitchen Inc | NYSE | ZOES | 30.76 | 2.50 | 35.59 | 15.00 | 453,296 | 592.7 |
| Vistaprint NV | NASDAQ | VPRT | 54.79 | 2.41 | 58.20 | 37.05 | 513,253 | 1,773.4 |
| Cosi Inc | NASDAQ | COSI | 2.25 | 2.27 | 2.69 | 0.94 | 335,535 | 43.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg


