Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Wednesday, November 19, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Northern Vertex Mining Corp | TSXV | NEE | 0.20 | 25.00 | 0.57 | 0.11 | 164,000 | 14.6 |
| Sandspring Resources Ltd | TSXV | SSP | 0.12 | 15.00 | 0.44 | 0.09 | 1,876,947 | 16.4 |
| Barkerville Gold Mines Ltd | TSXV | BGM | 0.24 | 14.29 | 0.74 | 0.11 | 653,245 | 30.4 |
| Ryan Gold Corp | TSXV | RYG | 0.12 | 9.09 | 0.18 | 0.10 | 525,950 | 14.1 |
| Aurcana Corp | TSXV | AUN | 0.30 | 7.14 | 1.55 | 0.21 | 207,350 | 25.4 |
| 5N Plus Inc | TSX | VNP | 2.33 | 5.91 | 5.11 | 2.02 | 193,976 | 195.7 |
| Alabama Graphite Corp | TSXV | ALP | 0.21 | 5.13 | 0.32 | 0.06 | 877,193 | 18.5 |
| NioCorp Developments Ltd | TSXV | NB | 0.62 | 5.08 | 0.79 | 0.15 | 197,054 | 76.7 |
| US Silver & Gold Inc | TSX | USA | 0.40 | 3.95 | 0.67 | 0.25 | 114,211 | 32.1 |
| Orezone Gold Corp | TSX | ORE | 0.55 | 3.77 | 1.07 | 0.37 | 193,800 | 52.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Dundee Energy Ltd | TSX | DEN | 0.15 | 42.86 | 0.41 | 0.09 | 241,925 | 28.2 |
| Americas Petrogas Inc | TSXV | BOE | 0.41 | 5.13 | 1.85 | 0.37 | 1,005,062 | 93.6 |
| Ceiba Energy Services Inc | TSXV | CEB | 0.66 | 4.76 | 1.17 | 0.34 | 338,156 | 82.9 |
| Falcon Oil & Gas Ltd | TSXV | FO | 0.13 | 4.17 | 0.21 | 0.12 | 232,665 | 115.2 |
| WesternZagros Resources Ltd | TSXV | WZR | 0.66 | 3.13 | 1.28 | 0.60 | 362,395 | 315.3 |
| Pine Cliff Energy Ltd | TSXV | PNE | 1.83 | 2.81 | 2.13 | 0.96 | 838,162 | 427.6 |
| Gasfrac Energy Services Inc | TSX | GFS | 0.38 | 2.70 | 2.16 | 0.36 | 197,449 | 24.2 |
| Ithaca Energy Inc | TSX | IAE | 1.38 | 2.22 | 2.95 | 1.29 | 104,570 | 454.7 |
| Storm Resources Ltd | TSXV | SRX | 5.46 | 1.68 | 6.16 | 3.52 | 210,943 | 607.7 |
| Kelt Exploration Ltd | TSX | KEL | 9.38 | 1.63 | 15.61 | 8.80 | 545,341 | 1,188.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Redknee Solutions Inc | TSX | RKN | 3.90 | 1.83 | 7.82 | 3.15 | 285,405 | 424.7 |
| Absolute Software Corp | TSX | ABT | 7.39 | 1.79 | 7.42 | 5.85 | 105,775 | 326.6 |
| QHR Corp | TSXV | QHR | 1.25 | 1.63 | 1.54 | 0.97 | 116,850 | 60.8 |
| POET Technologies Inc | TSXV | PTK | 1.36 | 1.49 | 2.87 | 0.49 | 953,149 | 223.6 |
| Corus Entertainment Inc | TSX | CJR/B | 21.60 | 1.31 | 26.05 | 20.08 | 119,805 | 1,856.0 |
| Intertain Group Ltd/The | TSX | IT | 14.13 | 0.78 | 14.40 | 3.83 | 219,988 | 301.1 |
| Yellow Media Ltd | TSX | Y | 18.91 | 0.59 | 25.52 | 13.78 | 103,085 | 528.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| CRS Electronics Inc | TSXV | LED | 0.13 | 36.84 | 0.35 | 0.07 | 179,550 | 12.7 |
| Gemini Corp | TSXV | GKX | 0.55 | 5.77 | 1.15 | 0.35 | 129,835 | 41.1 |
| Flyht Aerospace Solutions Ltd | TSXV | FLY | 0.38 | 2.70 | 0.80 | 0.27 | 238,147 | 64.7 |
| Aecon Group Inc | TSX | ARE | 12.58 | 1.04 | 18.75 | 11.79 | 331,087 | 710.1 |
| Avigilon Corp | TSX | AVO | 18.00 | 0.84 | 34.50 | 13.15 | 171,111 | 838.0 |
| Newalta Corp | TSX | NAL | 21.57 | 0.51 | 22.97 | 15.77 | 120,018 | 1,206.2 |
| Intertape Polymer Group Inc | TSX | ITP | 19.32 | 0.47 | 19.50 | 11.12 | 144,534 | 1,167.4 |
| Ainsworth Lumber Co Ltd | TSX | ANS | 2.51 | 0.40 | 4.22 | 2.24 | 490,080 | 604.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Cynapsus Therapeutics Inc | TSXV | CTH | 1.03 | 17.05 | 1.51 | 0.37 | 2,631,429 | 81.3 |
| Patient Home Monitoring Corp | TSXV | PHM | 0.64 | 10.34 | 0.66 | 0.22 | 6,085,103 | 104.4 |
| Knight Therapeutics Inc | TSX | GUD | 6.53 | 8.11 | 6.76 | 4.81 | 1,549,398 | 508.2 |
| Ceapro Inc | TSXV | CZO | 0.35 | 7.69 | 0.40 | 0.06 | 159,350 | 21.5 |
| Hamilton Thorne Ltd | TSXV | HTL | 0.29 | 7.41 | 0.35 | 0.04 | 225,000 | 15.1 |
| Acasti Pharma Inc | TSXV | APO | 0.48 | 6.67 | 1.70 | 0.41 | 151,150 | 51.0 |
| Concordia Healthcare Corp | TSX | CXR | 43.69 | 5.71 | 44.09 | 6.25 | 560,692 | 1,260.9 |
| Northstar Healthcare Inc | TSX | NHC | 1.87 | 5.65 | 1.87 | 0.90 | 163,453 | 97.9 |
| Microbix Biosystems Inc | TSX | MBX | 0.85 | 4.94 | 0.86 | 0.12 | 184,065 | 64.6 |
| Trimel Pharmaceuticals Corp | TSX | TRL | 0.50 | 4.21 | 0.92 | 0.31 | 176,150 | 99.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Terra Firma Capital Corp | TSXV | TII | 0.74 | 4.23 | 0.78 | 0.33 | 878,574 | 30.0 |
| Great Prairie Energy Services Inc | TSXV | GPE | 0.26 | 4.08 | 0.60 | 0.18 | 131,250 | 30.2 |
| Aston Hill Financial Inc | TSX | AHF | 0.82 | 2.50 | 1.40 | 0.78 | 670,525 | 73.7 |
| Clarke Inc | TSX | CKI | 10.76 | 2.28 | 12.24 | 7.43 | 206,980 | 212.6 |
| Alaris Royalty Corp | TSX | AD | 33.74 | 0.90 | 36.85 | 23.79 | 125,213 | 1,079.6 |
| Sprott Inc | TSX | SII | 2.53 | 0.80 | 3.85 | 2.22 | 356,656 | 628.3 |
| HealthLease Properties Real Estate Investment Trust | TSX | HLP-U | 14.17 | 0.43 | 14.30 | 9.27 | 152,112 | 471.3 |
| Pure Multi-Family REIT LP | TSXV | RUF/U | 4.95 | 0.41 | 4.99 | 4.09 | 141,777 | 172.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Zaio Corp | TSXV | ZAO | 0.20 | 18.18 | 0.30 | 0.11 | 371,838 | 14.3 |
| SENSIO Technologies Inc | TSXV | SIO | 0.22 | 15.79 | 0.35 | 0.07 | 232,362 | 22.3 |
| Tweed Marijuana Inc | TSXV | TWD | 2.66 | 5.56 | 4.75 | 0.03 | 214,940 | 106.7 |
| SunOpta Inc | TSX | SOY | 13.78 | 1.32 | 16.22 | 8.82 | 133,019 | 923.8 |
| EnerCare Inc | TSX | ECI | 15.46 | 0.85 | 15.51 | 9.48 | 224,268 | 1,420.6 |
| Alliance Grain Traders Inc | TSX | AGT | 27.96 | 0.79 | 29.77 | 14.59 | 145,018 | 644.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Silver Bull Resources Inc | NYSE | SVBL | 0.18 | 5.71 | 0.44 | 0.12 | 269,998 | 28.6 |
| Molycorp Inc | NYSE | MCP | 1.22 | 1.67 | 6.45 | 1.14 | 3,411,664 | 298.6 |
| Liquidmetal Technologies Inc | OTC BB | LQMT | 0.15 | 0.86 | 0.41 | 0.14 | 383,982 | 70.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Lucas Energy Inc | NYSE | LEI | 0.29 | 11.54 | 1.23 | 0.21 | 147,645 | 10.1 |
| Niska Gas Storage Partners LLC | NYSE | NKA | 5.75 | 11.22 | 16.43 | 4.50 | 445,743 | 210.7 |
| GreenHunter Resources Inc | NYSE | GRH | 1.38 | 8.66 | 3.62 | 0.80 | 177,059 | 49.0 |
| CAMAC Energy Inc | NYSE | CAK | 0.42 | 6.33 | 0.91 | 0.36 | 168,904 | 529.9 |
| EXCO Resources Inc | NYSE | XCO | 3.29 | 6.13 | 6.60 | 2.12 | 2,658,379 | 900.7 |
| JinkoSolar Holding Co Ltd | NYSE | JKS | 23.53 | 5.99 | 37.98 | 19.42 | 3,047,737 | 723.9 |
| EV Energy Partners LP | NASDAQ | EVEP | 30.94 | 5.71 | 41.97 | 27.10 | 406,447 | 1,502.8 |
| Goodrich Petroleum Corp | NYSE | GDP | 9.34 | 5.54 | 30.52 | 7.01 | 1,101,353 | 415.0 |
| Gulf Coast Ultra Deep Royalty Trust | NASDAQ | GULTU | 1.35 | 5.47 | 3.33 | 1.15 | 117,780 | 310.7 |
| Gulfmark Offshore Inc | NYSE | GLF | 31.09 | 5.03 | 50.70 | 27.05 | 855,933 | 818.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Ubiquity Inc | OTC BB | UBIQ | 0.89 | 14.10 | 11.59 | 0.70 | 178,613 | 91.7 |
| Oplink Communications Inc | NASDAQ | OPLK | 24.18 | 13.79 | 24.22 | 13.91 | 7,005,256 | 410.3 |
| Mind CTI Ltd | NASDAQ | MNDO | 3.60 | 11.80 | 3.75 | 1.84 | 4,392,381 | 67.4 |
| Borderfree Inc | NASDAQ | BRDR | 9.55 | 9.64 | 21.25 | 6.60 | 538,842 | 303.8 |
| AirMedia Group Inc | NASDAQ | AMCN | 2.69 | 8.91 | 3.24 | 1.55 | 1,981,479 | 164.2 |
| 21Vianet Group Inc | NASDAQ | VNET | 20.23 | 7.55 | 32.34 | 14.23 | 3,024,770 | 1,345.4 |
| Changing Technologies Inc | OTC BB | CHGT | 0.94 | 5.62 | 5.20 | 0.60 | 184,821 | 56.4 |
| CareView Communications Inc | OTC BB | CRVW | 0.39 | 5.41 | 0.80 | 0.25 | 296,248 | 54.4 |
| Rubicon Project Inc/The | NYSE | RUBI | 13.53 | 5.37 | 23.20 | 8.76 | 1,059,043 | 486.5 |
| GTT Communications Inc | NYSE | GTT | 13.53 | 4.32 | 13.80 | 4.95 | 214,116 | 394.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Resonant Inc | NASDAQ | RESN | 8.74 | 10.08 | 11.54 | 4.93 | 347,765 | 60.4 |
| ENGlobal Corp | NASDAQ | ENG | 2.02 | 4.40 | 4.22 | 1.28 | 114,452 | 55.9 |
| M/A-COM Technology Solutions Holdings Inc | NASDAQ | MTSI | 23.99 | 4.40 | 25.70 | 13.59 | 669,786 | 1,140.2 |
| Covenant Transportation Group Inc | NASDAQ | CVTI | 23.42 | 4.04 | 23.72 | 7.07 | 177,067 | 350.9 |
| China Green Agriculture Inc | NYSE | CGA | 2.15 | 3.86 | 4.10 | 1.80 | 132,925 | 69.8 |
| Metabolix Inc | NASDAQ | MBLX | 0.55 | 3.73 | 1.94 | 0.36 | 197,708 | 74.4 |
| Goldfield Corp/The | NYSE | GV | 2.14 | 3.64 | 2.55 | 1.51 | 466,569 | 54.3 |
| MicroVision Inc | NASDAQ | MVIS | 1.74 | 3.57 | 3.38 | 1.03 | 159,697 | 77.3 |
| Identiv Inc | NASDAQ | INVE | 8.98 | 3.34 | 21.31 | 4.86 | 270,335 | 95.6 |
| Martin Midstream Partners LP | NASDAQ | MMLP | 36.80 | 3.17 | 46.27 | 30.40 | 405,929 | 1,300.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| BSD Medical Corp | NASDAQ | BSDM | 0.45 | 18.42 | 1.66 | 0.35 | 299,992 | 17.9 |
| EnteroMedics Inc | NASDAQ | ETRM | 1.44 | 10.77 | 2.66 | 0.99 | 947,015 | 99.5 |
| Akebia Therapeutics Inc | NASDAQ | AKBA | 15.24 | 8.24 | 31.00 | 8.60 | 331,356 | 310.0 |
| Durect Corp | NASDAQ | DRRX | 0.91 | 7.64 | 2.69 | 0.68 | 273,635 | 104.0 |
| Reliv International Inc | NASDAQ | RELV | 1.28 | 7.56 | 3.50 | 1.14 | 200,928 | 16.2 |
| Aoxing Pharmaceutical Co Inc | NYSE | AXN | 0.22 | 5.94 | 0.72 | 0.18 | 144,174 | 14.3 |
| Celldex Therapeutics Inc | NASDAQ | CLDX | 18.73 | 5.70 | 33.33 | 10.76 | 7,741,529 | 1,678.0 |
| TetraLogic Pharmaceuticals Corp | NASDAQ | TLOG | 4.85 | 5.21 | 14.75 | 3.51 | 113,486 | 108.2 |
| Arch Therapeutics Inc | OTC BB | ARTH | 0.22 | 4.76 | 0.45 | 0.15 | 323,883 | 15.9 |
| Biolase Inc | NASDAQ | BIOL | 2.49 | 4.62 | 3.53 | 1.53 | 621,379 | 109.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price |
1-Day % Change |
52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Rand Capital Corp | NASDAQ | RAND | 3.35 | 9.12 | 3.60 | 2.75 | 169,116 | 21.3 |
| Federated National Holding Co | NASDAQ | FNHC | 26.23 | 7.28 | 37.04 | 10.91 | 311,776 | 367.5 |
| Walter Investment Management Corp | NYSE | WAC | 17.64 | 5.00 | 40.12 | 15.94 | 713,952 | 665.2 |
| Higher One Holdings Inc | NYSE | ONE | 3.56 | 3.49 | 10.53 | 2.15 | 184,685 | 169.6 |
| eHealth Inc | NASDAQ | EHTH | 23.60 | 3.46 | 63.32 | 18.70 | 239,703 | 420.5 |
| Heritage Insurance Holdings Inc | NYSE | HRTG | 16.93 | 2.48 | 19.00 | 11.29 | 267,386 | 504.4 |
| United Insurance Holdings Corp | NASDAQ | UIHC | 18.87 | 2.44 | 20.21 | 9.87 | 193,930 | 394.5 |
| RE/MAX Holdings Inc | NYSE | RMAX | 30.97 | 2.28 | 32.77 | 25.90 | 121,395 | 360.3 |
| CorEnergy Infrastructure Trust Inc | NYSE | CORR | 6.94 | 2.06 | 8.54 | 6.11 | 4,902,486 | 309.9 |
| Green Dot Corp | NYSE | GDOT | 22.49 | 1.86 | 26.87 | 16.53 | 497,106 | 1,046.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Stage Stores Inc | NYSE | SSI | 18.79 | 19.38 | 25.39 | 15.71 | 2,105,214 | 597.4 |
| Roundy’s Inc | NYSE | RNDY | 3.85 | 11.27 | 10.96 | 2.80 | 1,182,520 | 189.9 |
| Town Sports International Holdings Inc | NASDAQ | CLUB | 6.07 | 9.37 | 14.96 | 4.01 | 173,423 | 147.5 |
| Comstock Holding Cos Inc | NASDAQ | CHCI | 1.07 | 8.48 | 2.24 | 0.78 | 103,021 | 23.1 |
| Wet Seal Inc/The | NASDAQ | WTSL | 0.31 | 7.87 | 3.49 | 0.22 | 1,722,093 | 26.5 |
| La-Z-Boy Inc | NYSE | LZB | 23.98 | 6.20 | 31.22 | 19.03 | 898,254 | 1,241.5 |
| Books-A-Million Inc | NASDAQ | BAMM | 1.65 | 5.10 | 2.75 | 1.39 | 165,462 | 24.4 |
| Tuesday Morning Corp | NASDAQ | TUES | 21.75 | 3.47 | 22.32 | 11.82 | 493,253 | 951.4 |
| Iconix Brand Group Inc | NASDAQ | ICON | 39.71 | 3.30 | 44.81 | 35.20 | 1,773,467 | 1,905.1 |
| Fairway Group Holdings Corp | NASDAQ | FWM | 2.89 | 3.21 | 20.06 | 2.12 | 766,368 | 125.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
