Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Wednesday, May 14, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Bear Creek Mining Corp | TSXV | BCM | 2.00 | 35.14 | 2.79 | 1.17 | 1,231,195 | 186.1 |
| Elgin Mining Inc | TSX | ELG | 0.28 | 16.67 | 0.35 | 0.09 | 192,559 | 48.4 |
| Woulfe Mining Corp | CNSX | WOF | 0.12 | 15.00 | 0.12 | 0.09 | 382,169 | 40.1 |
| Euromax Resources Ltd | TSXV | EOX | 0.25 | 13.64 | 0.42 | 0.09 | 132,306 | 21.3 |
| Garibaldi Resources Corp | TSXV | GGI | 0.25 | 13.64 | 0.27 | 0.04 | 452,526 | 14.5 |
| Nulegacy Gold Corp | TSXV | NUG | 0.15 | 11.54 | 0.18 | 0.07 | 688,000 | 16.4 |
| American Vanadium Corp | TSXV | AVC | 0.60 | 9.09 | 0.85 | 0.29 | 151,414 | 34.4 |
| Balmoral Resources Ltd | TSX | BAR | 1.02 | 8.51 | 1.09 | 0.30 | 482,176 | 100.1 |
| Thompson Creek Metals Co Inc | TSX | TCM | 3.29 | 7.17 | 4.25 | 1.84 | 787,323 | 565.1 |
| True Gold Mining Inc | TSXV | TGM | 0.38 | 5.56 | 0.49 | 0.21 | 411,300 | 151.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Taipan Resources Inc | TSXV | TPN | 0.58 | 19.59 | 0.66 | 0.22 | 1,442,948 | 59.9 |
| Caza Oil & Gas Inc | TSX | CAZ | 0.28 | 17.02 | 0.28 | 0.12 | 1,986,200 | 52.3 |
| US Oil Sands Inc | TSXV | USO | 0.13 | 8.33 | 0.24 | 0.09 | 100,000 | 110.9 |
| TAG Oil Ltd | TSX | TAO | 3.01 | 7.12 | 5.40 | 2.52 | 355,731 | 193.1 |
| McCoy Corp/Canada | TSX | MCB | 6.65 | 6.57 | 7.71 | 4.49 | 118,111 | 183.7 |
| TORC Oil & Gas Ltd | TSX | TOG | 13.61 | 4.45 | 14.45 | 6.70 | 3,385,113 | 1,249.7 |
| Hemisphere Energy Corp | TSXV | HME | 0.75 | 4.17 | 0.85 | 0.40 | 123,500 | 46.0 |
| Petromanas Energy Inc | TSXV | PMI | 0.26 | 4.00 | 0.29 | 0.08 | 977,445 | 180.4 |
| Connacher Oil and Gas Ltd | TSX | CLL | 0.28 | 3.70 | 0.36 | 0.06 | 271,909 | 126.5 |
| High Arctic Energy Services Inc | TSX | HWO | 5.60 | 3.32 | 5.94 | 2.00 | 764,764 | 280.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Data Group Inc/Canada | TSX | DGI | 1.04 | 36.84 | 2.06 | 0.36 | 283,139 | 24.4 |
| Enablence Technologies Inc | TSXV | ENA | 0.11 | 16.67 | 0.48 | 0.03 | 221,020 | 16.5 |
| Spectra7 Microsystems Inc | TSXV | SEV | 0.39 | 14.71 | 0.88 | 0.26 | 451,850 | 31.2 |
| Cortex Business Solutions Inc | TSXV | CBX | 0.16 | 10.71 | 0.25 | 0.08 | 1,836,925 | 56.1 |
| POET Technologies Inc | TSXV | PTK | 1.48 | 8.82 | 2.87 | 0.32 | 1,831,559 | 234.7 |
| Valdor Technology International Inc | TSXV | VTI | 0.14 | 8.00 | 0.22 | 0.09 | 221,450 | 11.6 |
| Norsat International Inc | TSX | NII | 0.56 | 7.69 | 0.61 | 0.43 | 140,880 | 32.7 |
| Symbility Solutions Inc | TSXV | SY | 0.37 | 5.71 | 0.51 | 0.26 | 128,080 | 77.2 |
| COM DEV International Ltd | TSX | CDV | 3.87 | 0.52 | 4.40 | 3.35 | 219,013 | 296.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| CO2 Solutions Inc | TSXV | CST | 0.18 | 9.38 | 0.21 | 0.08 | 433,200 | 13.9 |
| Empire Industries Ltd/Canada | TSXV | EIL | 0.17 | 6.45 | 0.21 | 0.04 | 340,500 | 42.0 |
| Martinrea International Inc | TSX | MRE | 11.15 | 1.83 | 12.75 | 6.91 | 436,540 | 941.9 |
| Wajax Corp | TSX | WJX | 33.96 | 1.68 | 39.56 | 29.38 | 116,941 | 569.8 |
| QSolar Ltd | CNSX | QSL | 0.94 | 1.08 | 1.05 | 0.55 | 113,725 | 67.1 |
| Aecon Group Inc | TSX | ARE | 17.34 | 0.46 | 18.75 | 10.32 | 189,026 | 978.8 |
| Newalta Corp | TSX | NAL | 19.70 | 0.25 | 21.43 | 12.77 | 216,789 | 1,097.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Sernova Corp | TSXV | SVA | 0.26 | 18.18 | 0.34 | 0.09 | 237,200 | 33.8 |
| Zecotek Photonics Inc | TSXV | ZMS | 0.77 | 10.00 | 0.97 | 0.34 | 392,199 | 75.5 |
| Theralase Technologies Inc | TSXV | TLT | 0.23 | 2.22 | 0.56 | 0.17 | 110,400 | 15.3 |
| Leisureworld Senior Care Corp | TSX | LW | 12.32 | 1.99 | 13.16 | 10.00 | 192,802 | 446.8 |
| Oncolytics Biotech Inc | TSX | ONC | 1.39 | 0.72 | 3.62 | 1.30 | 144,870 | 117.9 |
| Extendicare Inc/US | TSX | EXE | 6.84 | 0.44 | 7.50 | 6.11 | 110,222 | 621.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Aberdeen International Inc | TSX | AAB | 0.14 | 8.00 | 0.23 | 0.11 | 110,504 | 11.8 |
| DirectCash Payments Inc | TSX | DCI | 15.88 | 4.75 | 27.52 | 12.39 | 286,028 | 279.3 |
| Lanesborough Real Estate Investment Trust | TSX | LRT-U | 1.32 | 2.33 | 1.50 | 0.64 | 105,500 | 26.5 |
| Genesis Land Development Corp | TSX | GDC | 4.27 | 1.67 | 4.38 | 3.28 | 237,843 | 191.6 |
| Sprott Inc | TSX | SII | 3.30 | 1.54 | 3.85 | 2.21 | 265,494 | 819.5 |
| Tricon Capital Group Inc | TSX | TCN | 7.98 | 1.14 | 8.54 | 5.65 | 872,719 | 722.3 |
| Alaris Royalty Corp | TSX | AD | 29.29 | 0.90 | 37.69 | 23.79 | 102,795 | 841.3 |
| Pure Industrial Real Estate Trust | TSX | AAR-U | 4.90 | 0.82 | 5.18 | 3.97 | 275,546 | 739.6 |
| Northwest International Healthcare Properties Real Estate Investment Trust | TSXV | MOB-U | 2.03 | 0.50 | 2.47 | 1.70 | 143,845 | 114.5 |
| Crombie Real Estate Investment Trust | TSX | CRR-U | 13.54 | 0.45 | 15.60 | 12.48 | 157,940 | 984.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Uranium Energy Corp | NYSE | UEC | 1.53 | 15.91 | 2.65 | 0.94 | 5,883,654 | 137.5 |
| El Capitan Precious Metals Inc | OTC BB | ECPN | 0.17 | 9.68 | 0.41 | 0.06 | 215,340 | 46.9 |
| Golden Minerals Co | NYSE | AUMN | 0.69 | 6.91 | 2.07 | 0.42 | 185,644 | 30.2 |
| Rentech Nitrogen Partners LP | NYSE | RNF | 17.29 | 6.73 | 34.15 | 15.62 | 333,523 | 672.4 |
| USEC Inc | NYSE | USU | 3.59 | 4.97 | 29.12 | 2.60 | 127,543 | 17.8 |
| Luxfer Holdings PLC | NYSE | LXFR | 18.89 | 3.68 | 22.05 | 15.26 | 150,474 | 506.5 |
| Stillwater Mining Co | NYSE | SWC | 15.94 | 1.72 | 16.65 | 9.78 | 2,048,914 | 1,909.6 |
| Hi-Crush Partners LP | NYSE | HCLP | 45.98 | 1.59 | 47.24 | 18.55 | 423,158 | 1,499.6 |
| Rentech Inc | NASDAQ | RTK | 2.25 | 1.35 | 2.39 | 1.55 | 5,816,700 | 512.2 |
| Alpha Natural Resources Inc | NYSE | ANR | 4.49 | 0.90 | 8.30 | 4.12 | 7,225,753 | 993.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Sprague Resources LP | NYSE | SRLP | 23.43 | 8.02 | 23.43 | 16.73 | 143,648 | 472.6 |
| Hyperdynamics Corp | NYSE | HDY | 2.90 | 6.62 | 7.00 | 1.13 | 3,210,356 | 61.0 |
| Ener-Core Inc | OTC BB | ENCR | 0.51 | 6.25 | 2.37 | 0.27 | 164,533 | 37.0 |
| US Energy Corp Wyoming | NASDAQ | USEG | 4.14 | 2.99 | 5.08 | 1.76 | 163,422 | 114.9 |
| EV Energy Partner LP | NASDAQ | EVEP | 35.11 | 2.51 | 43.45 | 30.53 | 236,290 | 1,705.4 |
| Legacy Reserves LP | NASDAQ | LGCY | 27.56 | 2.30 | 29.49 | 24.57 | 317,132 | 1,586.5 |
| Houston American Energy Corp | NYSE | HUSA | 0.45 | 2.27 | 0.75 | 0.20 | 122,388 | 23.5 |
| Gastar Exploration Inc | NYSE | GST | 6.62 | 2.16 | 7.13 | 2.17 | 1,268,535 | 409.7 |
| QR Energy LP | NYSE | QRE | 17.73 | 2.01 | 18.95 | 14.76 | 314,556 | 1,150.3 |
| BioFuel Energy Corp | NASDAQ | BIOF | 6.33 | 1.93 | 9.44 | 1.13 | 466,366 | 40.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Spherix Inc | NASDAQ | SPEX | 1.73 | 23.57 | 27.86 | 1.19 | 7,851,423 | 16.1 |
| Smith Micro Software Inc | NASDAQ | SMSI | 0.84 | 7.83 | 2.69 | 0.66 | 244,070 | 32.4 |
| Imperva Inc | NYSE | IMPV | 20.75 | 7.07 | 67.12 | 18.40 | 1,115,232 | 545.7 |
| NetSol Technologies Inc | NASDAQ | NTWK | 4.31 | 6.42 | 12.10 | 3.62 | 162,430 | 39.4 |
| Barracuda Networks Inc | NYSE | CUDA | 26.77 | 5.39 | 44.40 | 18.63 | 150,362 | 1,366.7 |
| Oclaro Inc | NASDAQ | OCLR | 1.81 | 5.23 | 3.57 | 0.88 | 1,152,596 | 194.8 |
| Wave Systems Corp | NASDAQ | WAVX | 1.41 | 5.22 | 1.99 | 0.69 | 823,548 | 57.1 |
| ANADIGICS Inc | NASDAQ | ANAD | 1.23 | 5.13 | 2.45 | 0.90 | 919,115 | 105.2 |
| Pixelworks Inc | NASDAQ | PXLW | 5.78 | 4.90 | 9.05 | 2.30 | 1,012,064 | 130.1 |
| iPass Inc | NASDAQ | IPAS | 1.30 | 4.84 | 2.36 | 1.05 | 238,262 | 83.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Arotech Corp | NASDAQ | ARTX | 4.01 | 19.70 | 6.61 | 1.00 | 5,552,255 | 80.9 |
| LoJack Corp | NASDAQ | LOJN | 5.24 | 18.55 | 6.85 | 2.97 | 371,002 | 97.1 |
| ARC Group Worldwide Inc | NASDAQ | ARCW | 13.63 | 10.54 | 18.91 | 1.86 | 142,187 | 203.2 |
| On Track Innovations Ltd | NASDAQ | OTIV | 2.49 | 8.26 | 4.38 | 0.91 | 236,574 | 82.5 |
| ZBB Energy Corp | NYSE | ZBB | 1.47 | 6.52 | 4.75 | 0.40 | 237,477 | 34.1 |
| Allied Motion Technologies Inc | NASDAQ | AMOT | 12.19 | 6.00 | 14.17 | 6.46 | 106,398 | 112.7 |
| China XD Plastics Co Ltd | NASDAQ | CXDC | 8.34 | 5.70 | 8.69 | 3.83 | 740,563 | 406.0 |
| Superconductor Technologies Inc | NASDAQ | SCON | 2.64 | 4.97 | 4.53 | 1.42 | 153,105 | 34.6 |
| Camtek Ltd/Israel | NASDAQ | CAMT | 3.55 | 4.41 | 6.43 | 1.60 | 246,380 | 105.5 |
| CUI Global Inc | NASDAQ | CUI | 7.16 | 4.07 | 11.34 | 5.00 | 204,117 | 147.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Vantage Health | OTC BB | VNTH | 0.11 | 34.15 | 0.16 | 0.00 | 427,510 | 16.5 |
| Pernix Therapeutics Holdings | NASDAQ | PTX | 5.59 | 30.61 | 6.10 | 1.68 | 6,685,572 | 211.2 |
| Bluebird Bio Inc | NASDAQ | BLUE | 24.73 | 27.34 | 36.25 | 17.00 | 1,141,126 | 606.2 |
| Nephros Inc | OTC BB | NEPH | 0.75 | 27.12 | 1.71 | 0.30 | 129,033 | 18.9 |
| Celldex Therapeutics Inc | NASDAQ | CLDX | 15.74 | 26.94 | 38.84 | 10.76 | 9,265,928 | 1,406.5 |
| Elite Pharmaceuticals Inc | OTC BB | ELTP | 0.47 | 13.41 | 0.97 | 0.06 | 2,000,371 | 260.6 |
| Intrexon Corp | NYSE | XON | 17.49 | 12.84 | 38.50 | 13.13 | 1,928,934 | 1,728.6 |
| Tandem Diabetes Care Inc | NASDAQ | TNDM | 17.71 | 11.95 | 30.25 | 13.50 | 250,178 | 407.0 |
| Neuralstem Inc | NYSE | CUR | 3.46 | 9.84 | 4.80 | 1.25 | 1,048,574 | 300.2 |
| Rexahn Pharmaceuticals Inc | NYSE | RNN | 0.86 | 9.37 | 1.85 | 0.31 | 3,204,500 | 153.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| National Holdings Corp | OTC BB | NHLD | 0.55 | 12.24 | 0.60 | 0.20 | 2,716,769 | 67.8 |
| Republic First Bancorp Inc | NASDAQ | FRBK | 5.16 | 6.17 | 6.00 | 2.75 | 672,976 | 195.1 |
| Aberdeen Indonesia Fund Inc/The | NYSE | IF | 9.88 | 2.50 | 11.55 | 7.76 | 110,174 | 81.7 |
| Gramercy Property Trust Inc | NYSE | GPT | 5.33 | 2.30 | 6.28 | 3.96 | 25,975,976 | 381.6 |
| Outerwall Inc | NASDAQ | OUTR | 69.32 | 2.17 | 74.30 | 46.25 | 485,475 | 1,412.9 |
| St Joe Co/The | NYSE | JOE | 20.23 | 1.91 | 23.28 | 16.82 | 509,172 | 1,867.1 |
| Empire State Realty Trust Inc | NYSE | ESRT | 17.04 | 1.37 | 17.11 | 12.65 | 1,586,663 | 1,629.3 |
| CYS Investments Inc | NYSE | CYS | 8.73 | 1.04 | 11.91 | 6.74 | 1,491,449 | 1,414.6 |
| Hatteras Financial Corp | NYSE | HTS | 19.84 | 1.02 | 27.00 | 16.17 | 479,036 | 1,914.9 |
| Anworth Mortgage Asset Corp | NYSE | ANH | 5.35 | 0.94 | 6.11 | 4.02 | 1,351,318 | 684.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg


