Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Monday, May 12, 2014, , Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Balmoral Resources Ltd | TSX | BAR | 1.04 | 20.93 | 1.09 | 0.30 | 2,763,416 | 102.0 |
| NioCorp Developments Ltd | TSXV | NB | 0.65 | 18.18 | 0.79 | 0.10 | 1,064,551 | 78.3 |
| Orbite Aluminae Inc | TSX | ORT | 0.30 | 18.00 | 1.09 | 0.19 | 3,616,156 | 74.0 |
| Canada Zinc Metals Corp | TSXV | CZX | 0.46 | 15.00 | 0.60 | 0.17 | 280,820 | 67.7 |
| Orca Gold Inc | TSXV | ORG | 0.54 | 14.89 | 0.79 | 0.34 | 347,832 | 58.0 |
| Critical Elements Corp | TSXV | CRE | 0.20 | 14.29 | 0.24 | 0.10 | 621,000 | 24.1 |
| Tomagold Corp | TSXV | LOT | 0.17 | 13.33 | 0.22 | 0.09 | 113,450 | 11.7 |
| Pretium Resources Inc | TSX | PVG | 7.98 | 11.14 | 10.67 | 2.83 | 323,709 | 865.6 |
| I-Minerals Inc | TSXV | IMA | 0.35 | 9.38 | 0.35 | 0.06 | 258,000 | 26.6 |
| Red Eagle Mining Corp | TSXV | RD | 0.26 | 8.33 | 0.41 | 0.17 | 217,300 | 19.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Blackbird Energy Inc | TSXV | BBI | 0.31 | 21.57 | 0.31 | 0.05 | 4,220,516 | 57.9 |
| Eagle Energy Trust | TSX | EGL-U | 6.18 | 7.11 | 9.05 | 4.92 | 382,682 | 202.9 |
| Painted Pony Petroleum Ltd | TSX | PPY | 10.82 | 6.08 | 12.14 | 6.05 | 536,237 | 962.6 |
| Legacy Oil + Gas Inc | TSX | LEG | 8.51 | 5.98 | 9.11 | 4.81 | 1,348,272 | 1,338.3 |
| Arcan Resources Ltd | TSXV | ARN | 0.40 | 5.26 | 0.91 | 0.24 | 147,510 | 39.1 |
| Madalena Energy Inc | TSXV | MVN | 0.66 | 4.76 | 0.83 | 0.26 | 605,268 | 223.5 |
| Bellatrix Exploration Ltd | TSX | BXE | 10.68 | 4.60 | 11.65 | 4.70 | 1,576,080 | 1,845.1 |
| Rock Energy Inc | TSX | RE | 6.87 | 4.57 | 7.45 | 1.15 | 413,390 | 271.6 |
| Sintana Energy Inc | TSXV | SNN | 0.12 | 4.55 | 0.23 | 0.07 | 211,500 | 35.7 |
| Caza Oil & Gas Inc | TSX | CAZ | 0.24 | 4.44 | 0.26 | 0.12 | 465,936 | 44.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Cortex Business Solutions Inc | TSXV | CBX | 0.14 | 12.00 | 0.25 | 0.08 | 586,000 | 50.6 |
| BSM Technologies Inc | TSXV | GPS | 2.74 | 3.79 | 3.45 | 1.42 | 471,980 | 127.2 |
| Sandvine Corp | TSX | SVC | 3.78 | 3.00 | 4.08 | 1.60 | 157,973 | 566.0 |
| Sierra Wireless Inc | TSX | SW | 20.46 | 1.69 | 28.31 | 10.95 | 112,089 | 643.1 |
| COM DEV International Ltd | TSX | CDV | 3.83 | 1.59 | 4.40 | 3.35 | 117,151 | 293.6 |
| Espial Group Inc | TSX | ESP | 2.18 | 1.40 | 2.20 | 0.30 | 136,424 | 43.1 |
| Webtech Wireless Inc | TSX | WEW | 0.40 | 1.28 | 0.46 | 0.33 | 100,994 | 41.7 |
| Wi-Lan Inc | TSX | WIN | 3.54 | 0.57 | 4.98 | 2.96 | 362,124 | 424.6 |
| Halogen Software Inc | TSX | HGN | 9.07 | 0.22 | 16.07 | 8.83 | 1,554,700 | 197.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Zenn Motor Co Inc | TSXV | ZNN | 0.25 | 13.64 | 1.94 | 0.11 | 123,771 | 13.4 |
| Martinrea International Inc | TSX | MRE | 10.97 | 2.52 | 12.75 | 6.91 | 103,812 | 926.7 |
| Ainsworth Lumber Co Ltd | TSX | ANS | 3.35 | 2.45 | 4.22 | 2.70 | 1,822,940 | 807.0 |
| Newalta Corp | TSX | NAL | 19.61 | 1.08 | 21.43 | 12.77 | 347,021 | 1,092.5 |
| ATS Automation Tooling Systems Inc | TSX | ATA | 15.04 | 0.33 | 15.45 | 9.74 | 168,911 | 1,365.5 |
| Conifex Timber Inc | TSXV | CFF | 8.40 | 0.24 | 9.75 | 6.40 | 105,773 | 175.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| ICO Therapeutics Inc | TSXV | ICO | 0.31 | 6.90 | 0.59 | 0.26 | 255,539 | 24.5 |
| Concordia Healthcare Corp | TSX | CXR | 29.73 | 5.05 | 30.12 | 6.25 | 509,487 | 709.4 |
| Sirona Biochem Corp | TSXV | SBM | 0.11 | 5.00 | 0.21 | 0.08 | 512,400 | 12.8 |
| Stellar Biotechnologies Inc | TSXV | KLH | 1.14 | 4.59 | 2.15 | 0.44 | 232,420 | 89.1 |
| Titan Medical Inc | TSXV | TMD | 1.94 | 2.65 | 2.76 | 0.38 | 189,417 | 192.5 |
| Patient Home Monitoring Corp | TSXV | PHM | 0.23 | 2.22 | 0.38 | 0.07 | 200,350 | 30.7 |
| Centric Health Corp | TSX | CHH | 0.26 | 2.00 | 0.63 | 0.25 | 106,660 | 39.0 |
| Prometic Life Sciences Inc | TSX | PLI | 1.05 | 1.94 | 1.65 | 0.32 | 802,804 | 554.7 |
| Extendicare Inc/US | TSX | EXE | 6.79 | 1.49 | 7.50 | 6.11 | 259,032 | 617.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| High North Resources Ltd | TSXV | HN | 0.55 | 5.77 | 0.74 | 0.30 | 165,800 | 28.3 |
| Pinetree Capital Ltd | TSX | PNP | 0.45 | 4.65 | 0.66 | 0.25 | 109,776 | 68.8 |
| Killam Properties Inc | TSX | KMP | 10.53 | 2.33 | 12.50 | 9.91 | 137,885 | 576.0 |
| Copper Fox Metals Inc | TSXV | CUU | 0.24 | 2.13 | 0.84 | 0.22 | 104,200 | 97.1 |
| AGF Management Ltd | TSX | AGF/B | 12.90 | 1.18 | 14.78 | 10.34 | 156,036 | 1,108.2 |
| Canaccord Genuity Group Inc | TSX | CF | 9.68 | 1.04 | 10.01 | 5.24 | 115,739 | 982.2 |
| Chartwell Retirement Residences | TSX | CSH-U | 10.68 | 0.85 | 11.64 | 8.95 | 157,729 | 1,860.1 |
| Dundee Industrial Real Estate Investment Trust | TSX | DIR-U | 9.78 | 0.72 | 10.80 | 8.20 | 101,035 | 538.5 |
| Dundee Corp | TSX | DC/A | 16.24 | 0.56 | 23.98 | 15.41 | 459,489 | 845.2 |
| HealthLease Properties Real Estate Investment Trust | TSX | HLP-U | 10.24 | 0.49 | 11.59 | 9.27 | 149,893 | 340.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Gulf Resources Inc | NASDAQ | GURE | 2.16 | 21.35 | 3.20 | 1.04 | 2,836,703 | 83.6 |
| General Moly Inc | NYSE | GMO | 1.07 | 11.46 | 2.26 | 0.82 | 366,076 | 98.3 |
| Uranium Energy Corp | NYSE | UEC | 1.09 | 10.10 | 2.65 | 0.94 | 1,029,082 | 97.9 |
| L&L Energy Inc | NASDAQ | LLEN | 0.45 | 9.78 | 4.38 | 0.21 | 296,541 | 19.6 |
| Horsehead Holding Corp | NASDAQ | ZINC | 16.94 | 9.15 | 18.83 | 10.85 | 638,648 | 859.0 |
| Uranerz Energy Corp | NYSE | URZ | 1.32 | 8.20 | 1.97 | 0.80 | 489,063 | 113.8 |
| Mercer International Inc | NASDAQ | MERC | 10.28 | 7.53 | 10.55 | 6.15 | 335,221 | 656.9 |
| China XD Plastics Co Ltd | NASDAQ | CXDC | 8.03 | 7.35 | 8.21 | 3.80 | 768,097 | 384.4 |
| OMNOVA Solutions Inc | NYSE | OMN | 9.08 | 5.83 | 11.03 | 6.85 | 117,461 | 430.1 |
| Alpha Natural Resources Inc | NYSE | ANR | 4.54 | 5.83 | 8.30 | 4.12 | 11,022,416 | 1,004.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Gray Fox Petroleum Corp | OTC BB | GFOX | 0.71 | 16.39 | 2.72 | 0.45 | 169,352 | 25.5 |
| BPZ Resources Inc | NYSE | BPZ | 2.92 | 12.74 | 3.25 | 1.58 | 2,106,805 | 346.3 |
| Gevo Inc | NASDAQ | GEVO | 1.00 | 11.11 | 2.32 | 0.73 | 627,998 | 68.5 |
| ZaZa Energy Corp | NASDAQ | ZAZA | 0.48 | 10.96 | 1.55 | 0.41 | 300,909 | 51.3 |
| China Sunergy Co Ltd | NASDAQ | CSUN | 2.83 | 9.69 | 10.19 | 1.50 | 267,804 | 42.0 |
| Arabian American Development Co | NYSE | ARSD | 11.15 | 7.83 | 13.17 | 7.38 | 119,798 | 269.4 |
| Trina Solar Ltd | NYSE | TSL | 11.63 | 7.49 | 18.77 | 5.00 | 4,255,773 | 918.3 |
| Callon Petroleum Co | NYSE | CPE | 10.17 | 7.39 | 10.33 | 3.19 | 1,612,120 | 411.4 |
| Pacific Ethanol Inc | NASDAQ | PEIX | 11.43 | 7.22 | 18.65 | 2.33 | 1,028,723 | 230.3 |
| ReneSola Ltd | NYSE | SOL | 2.71 | 6.69 | 6.00 | 1.81 | 1,833,827 | 275.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| xG Technology Inc | NASDAQ | XGTI | 1.53 | 17.69 | 9.00 | 1.12 | 828,151 | 36.9 |
| Sungy Mobile Ltd | NASDAQ | GOMO | 15.96 | 16.24 | 33.87 | 12.40 | 400,686 | 533.1 |
| 21Vianet Group Inc | NASDAQ | VNET | 26.13 | 13.31 | 32.19 | 8.98 | 852,054 | 1,734.3 |
| Mind CTI Ltd | NASDAQ | MNDO | 2.14 | 12.04 | 2.34 | 1.60 | 429,670 | 40.1 |
| Textura Corp | NYSE | TXTR | 16.35 | 11.99 | 47.25 | 13.80 | 699,188 | 406.8 |
| Nimble Storage Inc | NYSE | NMBL | 22.98 | 11.61 | 58.00 | 19.17 | 1,374,179 | 1,642.6 |
| Sequans Communications SA | NYSE | SQNS | 1.60 | 10.34 | 3.40 | 1.42 | 537,800 | 94.6 |
| ChinaCache International Holdings Ltd | NASDAQ | CCIH | 13.91 | 10.22 | 29.34 | 3.75 | 626,745 | 352.8 |
| Crossroads Systems Inc | NASDAQ | CRDS | 1.85 | 10.12 | 3.45 | 0.69 | 306,103 | 23.8 |
| Streamline Health Solutions Inc | NASDAQ | STRM | 5.03 | 9.11 | 8.50 | 4.61 | 112,997 | 87.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Arotech Corp | NASDAQ | ARTX | 3.54 | 16.07 | 6.61 | 1.00 | 1,033,986 | 71.4 |
| Capstone Turbine Corp | NASDAQ | CPST | 1.52 | 14.29 | 2.60 | 0.83 | 17,247,375 | 499.8 |
| Sterling Construction Co Inc | NASDAQ | STRL | 9.09 | 12.78 | 12.37 | 6.72 | 432,837 | 170.6 |
| American Superconductor Corp | NASDAQ | AMSC | 1.41 | 10.16 | 3.06 | 1.25 | 821,010 | 96.1 |
| Dynasil Corp of America | NASDAQ | DYSL | 1.49 | 9.56 | 2.24 | 0.40 | 107,184 | 23.2 |
| ENGlobal Corp | NASDAQ | ENG | 2.81 | 9.34 | 2.92 | 0.34 | 611,616 | 76.1 |
| Goldfield Corp/The | NYSE | GV | 2.26 | 8.65 | 2.73 | 1.45 | 237,402 | 57.5 |
| Control4 Corp | NASDAQ | CTRL | 17.35 | 8.37 | 32.50 | 13.77 | 447,140 | 411.2 |
| Fuel Tech Inc | NASDAQ | FTEK | 6.34 | 7.82 | 9.63 | 3.55 | 343,157 | 144.5 |
| Haynes International Inc | NASDAQ | HAYN | 59.14 | 7.53 | 59.36 | 43.36 | 115,178 | 733.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| TESARO Inc | NASDAQ | TSRO | 29.05 | 20.99 | 51.95 | 22.15 | 1,778,719 | 1,045.7 |
| Accelerate Diagnostics Inc | NASDAQ | AXDX | 20.04 | 16.17 | 23.00 | 6.86 | 196,624 | 839.8 |
| Kindred Biosciences Inc | NASDAQ | KIN | 16.63 | 14.14 | 26.99 | 8.75 | 149,663 | 319.7 |
| Depomed Inc | NASDAQ | DEPO | 12.00 | 13.53 | 15.39 | 5.25 | 2,476,685 | 695.9 |
| XenoPort Inc | NASDAQ | XNPT | 3.64 | 10.98 | 7.20 | 3.15 | 318,379 | 225.3 |
| Biotime Inc | NYSE | BTX | 2.60 | 10.64 | 4.82 | 2.21 | 310,755 | 187.6 |
| TetraLogic Pharmaceuticals Corp | NASDAQ | TLOG | 5.66 | 10.33 | 14.75 | 5.01 | 113,771 | 126.1 |
| Alphatec Holdings Inc | NASDAQ | ATEC | 1.35 | 9.76 | 2.53 | 1.16 | 195,960 | 131.9 |
| KYTHERA Biopharmaceuticals Inc | NASDAQ | KYTH | 34.43 | 9.75 | 56.36 | 20.00 | 240,190 | 780.1 |
| Zalicus Inc | NASDAQ | ZLCS | 0.98 | 9.38 | 8.28 | 0.86 | 220,819 | 25.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Doral Financial Corp | NYSE | DRL | 3.76 | 24.50 | 25.00 | 1.87 | 10,614,705 | 25.0 |
| Noah Holdings Ltd | NYSE | NOAH | 13.99 | 11.03 | 25.51 | 7.84 | 365,558 | 773.6 |
| Republic First Bancorp Inc | NASDAQ | FRBK | 4.78 | 8.64 | 5.00 | 2.75 | 162,358 | 180.8 |
| CommunityOne Bancorp | NASDAQ | COB | 9.28 | 8.41 | 13.09 | 6.63 | 156,523 | 204.2 |
| E-House China Holdings Ltd | NYSE | EJ | 8.54 | 6.75 | 17.28 | 3.94 | 1,379,502 | 1,219.4 |
| Ladenburg Thalmann Financial Services Inc | NYSE | LTS | 2.90 | 6.62 | 3.54 | 1.36 | 373,020 | 527.3 |
| eHealth Inc | NASDAQ | EHTH | 36.57 | 6.43 | 63.32 | 22.03 | 360,766 | 695.7 |
| Federated National Holding Co | NASDAQ | FNHC | 21.82 | 6.13 | 22.10 | 8.27 | 243,457 | 247.1 |
| Sun Bancorp Inc/NJ | NASDAQ | SNBC | 3.99 | 6.12 | 4.16 | 2.95 | 214,066 | 347.4 |
| NGP Capital Resources Co | NASDAQ | NGPC | 6.29 | 5.71 | 7.79 | 5.87 | 121,134 | 128.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
