Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Thursday, May 08, 2014 , Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Aldridge Minerals Inc | TSXV | AGM | 0.40 | 26.98 | 0.40 | 0.15 | 148,375 | 33.9 |
| Bacanora Minerals Ltd | TSXV | BCN | 0.66 | 20.00 | 0.76 | 0.13 | 448,144 | 41.8 |
| Shore Gold Inc | TSX | SGF | 0.24 | 17.07 | 0.45 | 0.12 | 104,396 | 53.9 |
| Inspiration Mining Corp | TSX | ISM | 0.16 | 14.29 | 0.16 | 0.04 | 216,178 | 13.1 |
| Supremex Inc | TSX | SXP | 2.69 | 13.98 | 2.73 | 1.18 | 103,166 | 77.9 |
| St Augustine Gold and Copper Ltd | TSX | SAU | 0.12 | 9.09 | 0.27 | 0.10 | 117,700 | 58.5 |
| Giyani Gold Corp | TSXV | WDG | 0.25 | 8.89 | 1.18 | 0.16 | 109,470 | 13.5 |
| Critical Elements Corp | TSXV | CRE | 0.19 | 8.82 | 0.24 | 0.10 | 338,000 | 22.3 |
| CB Gold Inc | TSXV | CBJ | 0.13 | 8.33 | 0.40 | 0.08 | 103,000 | 20.7 |
| Orex Minerals Inc | TSXV | REX | 0.25 | 6.52 | 0.42 | 0.19 | 149,712 | 22.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Avanti Energy Inc | TSXV | AVN | 0.39 | 23.81 | 0.39 | 0.08 | 504,200 | 18.4 |
| Terraco Gold Corp | TSXV | TEN | 0.13 | 13.64 | 0.17 | 0.09 | 284,500 | 16.8 |
| Raise Production Inc | TSXV | RPC | 3.00 | 11.94 | 3.50 | 0.44 | 317,566 | 256.5 |
| Stream Oil & Gas Ltd | TSXV | SKO | 0.50 | 11.11 | 0.75 | 0.45 | 166,045 | 33.4 |
| Taipan Resources Inc | TSXV | TPN | 0.45 | 11.11 | 0.66 | 0.22 | 1,748,130 | 46.5 |
| Petro One Energy Corp | TSXV | POP | 0.22 | 10.00 | 0.33 | 0.12 | 248,356 | 13.0 |
| CUB Energy Inc | TSXV | KUB | 0.15 | 7.14 | 0.30 | 0.13 | 236,331 | 46.8 |
| Edge Resources Inc | TSXV | EDE | 0.15 | 7.14 | 0.23 | 0.07 | 495,540 | 24.6 |
| Strad Energy Services Ltd | TSX | SDY | 4.70 | 5.62 | 4.78 | 3.22 | 181,953 | 175.1 |
| Blackbird Energy Inc | TSXV | BBI | 0.23 | 4.65 | 0.25 | 0.05 | 1,719,423 | 42.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Symbility Solutions Inc | TSXV | SY | 0.37 | 8.82 | 0.51 | 0.26 | 106,800 | 77.2 |
| Pivot Technology Solutions Inc | TSXV | PTG | 0.19 | 5.56 | 0.32 | 0.11 | 200,450 | 20.0 |
| UrtheCast Corp | TSX | UR | 1.44 | 5.11 | 2.90 | 1.22 | 339,610 | 92.5 |
| BSM Technologies Inc | TSXV | GPS | 2.57 | 3.63 | 3.45 | 1.42 | 276,928 | 119.3 |
| Espial Group Inc | TSX | ESP | 2.13 | 3.40 | 2.20 | 0.30 | 328,510 | 42.1 |
| Redknee Solutions Inc | TSX | RKN | 4.75 | 2.81 | 7.82 | 2.50 | 1,450,342 | 517.2 |
| Descartes Systems Group Inc/The | TSX | DSG | 14.21 | 1.50 | 17.02 | 10.35 | 234,752 | 904.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Thermal Energy International Inc | TSXV | TMG | 0.12 | 21.05 | 0.12 | 0.03 | 419,400 | 18.6 |
| Questor Technology Inc | TSXV | QST | 3.55 | 6.29 | 3.74 | 0.51 | 2,798,791 | 90.2 |
| Solutions4CO2 Inc | TSXV | SFC | 0.24 | 4.35 | 0.40 | 0.08 | 116,796 | 12.2 |
| Tree Island Steel Ltd | TSX | TSL | 1.14 | 3.64 | 1.35 | 0.45 | 153,200 | 69.2 |
| Photon Control Inc | TSXV | PHO | 0.36 | 2.86 | 0.41 | 0.11 | 127,000 | 36.5 |
| Kelso Technologies Inc | TSXV | KLS | 7.12 | 1.71 | 7.32 | 0.92 | 228,637 | 310.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Immunovaccine Inc | TSXV | IMV | 0.86 | 17.81 | 1.50 | 0.22 | 215,500 | 68.4 |
| Prometic Life Sciences Inc | TSX | PLI | 1.05 | 5.00 | 1.65 | 0.32 | 859,939 | 554.7 |
| Theralase Technologies Inc | TSXV | TLT | 0.25 | 4.17 | 0.56 | 0.17 | 192,694 | 16.6 |
| Extendicare Inc/US | TSX | EXE | 6.77 | 0.30 | 7.50 | 5.90 | 102,669 | 615.1 |
ote: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| The Westaim Corp | TSXV | WED | 3.27 | 2.19 | 3.44 | 1.25 | 113,070 | 45.5 |
| Canaccord Genuity Group Inc | TSX | CF | 9.98 | 1.42 | 10.01 | 5.24 | 118,222 | 1,012.7 |
| Sandstorm Metals & Energy Ltd | TSXV | SND | 1.45 | 0.69 | 3.55 | 0.95 | 145,610 | 50.3 |
| Partners Real Estate Investment Trust | TSX | PAR-U | 4.53 | 0.67 | 7.85 | 3.94 | 107,969 | 123.4 |
| Tricon Capital Group Inc | TSX | TCN | 7.76 | 0.65 | 8.54 | 5.65 | 223,922 | 702.4 |
| Northern Property Real Estate Investment Trust | TSX | NPR-U | 27.85 | 0.25 | 31.89 | 25.18 | 438,926 | 949.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Taminco Corp | NYSE | TAM | 20.16 | 1.97 | 23.30 | 15.35 | 146,316 | 1,338.8 |
| Solitario Exploration & Royalty Corp | NYSE | XPL | 1.04 | 1.96 | 1.67 | 0.76 | 136,677 | 40.8 |
| Oxford Resource Partners LP | NYSE | OXF | 1.15 | 1.77 | 3.42 | 1.03 | 128,698 | 24.1 |
| Timberline Resources Corp | NYSE | TLR | 0.15 | 1.31 | 0.35 | 0.12 | 286,159 | 11.0 |
| Hi-Crush Partners LP | NYSE | HCLP | 42.20 | 1.27 | 43.97 | 18.40 | 224,988 | 1,376.4 |
| Comstock Mining Inc | NYSE | LODE | 1.62 | 1.25 | 2.27 | 1.56 | 101,383 | 120.2 |
| McEwen Mining Inc | NYSE | MUX | 2.29 | 0.88 | 3.74 | 1.63 | 1,373,348 | 678.4 |
| American Vanguard Corp | NYSE | AVD | 14.93 | 0.81 | 32.34 | 14.46 | 388,000 | 429.2 |
| Alpha Natural Resources Inc | NYSE | ANR | 4.28 | 0.71 | 8.30 | 4.12 | 7,339,505 | 947.4 |
| AK Steel Holding Corp | NYSE | AKS | 6.84 | 0.59 | 8.47 | 2.92 | 5,278,736 | 935.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| KiOR Inc | NASDAQ | KIOR | 0.63 | 8.42 | 5.94 | 0.33 | 377,876 | 69.3 |
| Vertex Energy Inc | NASDAQ | VTNR | 8.42 | 4.08 | 9.19 | 2.35 | 246,495 | 184.5 |
| Jones Energy Inc | NYSE | JONE | 15.77 | 3.61 | 18.32 | 13.05 | 398,385 | 778.5 |
| ZaZa Energy Corp | NASDAQ | ZAZA | 0.44 | 2.61 | 1.55 | 0.41 | 457,908 | 47.4 |
| Hornbeck Offshore Services Inc | NYSE | HOS | 39.17 | 2.41 | 59.93 | 37.44 | 1,032,294 | 1,420.0 |
| Gran Tierra Energy Inc | NYSE | GTE | 7.24 | 2.26 | 8.00 | 5.45 | 1,107,421 | 1,976.2 |
| Exterran Partners LP | NASDAQ | EXLP | 29.05 | 1.57 | 32.39 | 25.61 | 235,970 | 1,617.0 |
| Gastar Exploration Inc | NYSE | GST | 6.25 | 1.30 | 7.13 | 2.17 | 2,385,648 | 386.8 |
| Enphase Energy Inc | NASDAQ | ENPH | 7.90 | 1.28 | 10.00 | 4.54 | 402,011 | 336.6 |
| Abraxas Petroleum Corp | NASDAQ | AXAS | 5.56 | 1.28 | 5.80 | 2.01 | 4,003,900 | 516.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Pingify International Inc | OTC BB | PGFY | 0.67 | 91.43 | 1.74 | 0.20 | 6,049,685 | 33.6 |
| Mitel Networks Corp | NASDAQ | MITL | 10.96 | 13.11 | 11.34 | 3.25 | 1,358,452 | 1,084.8 |
| Mavenir Systems Inc | NYSE | MVNR | 13.69 | 11.66 | 18.78 | 8.50 | 181,454 | 329.0 |
| eGain Corp | NASDAQ | EGAN | 6.62 | 10.52 | 15.75 | 5.75 | 234,266 | 168.2 |
| Numerex Corp | NASDAQ | NMRX | 11.15 | 10.18 | 15.98 | 8.85 | 138,295 | 224.4 |
| TeleCommunication Systems Inc | NASDAQ | TSYS | 3.01 | 9.85 | 3.21 | 2.08 | 1,343,956 | 178.6 |
| Blucora Inc | NASDAQ | BCOR | 17.88 | 4.75 | 30.12 | 16.65 | 867,688 | 755.6 |
| CyrusOne Inc | NASDAQ | CONE | 21.00 | 4.69 | 23.91 | 17.41 | 277,662 | 476.5 |
| Gigamon Inc | NYSE | GIMO | 16.58 | 4.61 | 41.81 | 14.75 | 1,124,518 | 528.9 |
| Quantum Corp | NYSE | QTM | 1.03 | 4.15 | 1.75 | 0.97 | 3,616,286 | 256.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker |
Last Price |
1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| ENGlobal Corp | NASDAQ | ENG | 2.68 | 40.31 | 2.77 | 0.34 | 1,473,722 | 72.6 |
| THT Heat Transfer Technology Inc | NASDAQ | THTI | 1.35 | 18.20 | 2.84 | 0.77 | 458,065 | 27.6 |
| Kemet Corp | NYSE | KEM | 5.27 | 16.85 | 6.41 | 3.93 | 556,012 | 237.8 |
| API Technologies Corp | NASDAQ | ATNY | 2.61 | 6.97 | 3.86 | 2.20 | 3,603,020 | 144.5 |
| Liquidmetal Technologies Inc | OTC BB | LQMT | 0.20 | 6.84 | 0.41 | 0.05 | 3,119,772 | 86.9 |
| Rofin-Sinar Technologies Inc | NASDAQ | RSTI | 23.47 | 6.34 | 27.76 | 21.01 | 203,929 | 661.3 |
| American Railcar Industries Inc | NASDAQ | ARII | 58.08 | 4.22 | 77.50 | 29.86 | 294,610 | 1,240.1 |
| Superconductor Technologies Inc | NASDAQ | SCON | 2.41 | 2.99 | 4.78 | 1.42 | 160,223 | 31.6 |
| ESCO Technologies Inc | NYSE | ESE | 33.75 | 2.96 | 37.39 | 30.25 | 445,980 | 896.1 |
| China XD Plastics Co Ltd | NASDAQ | CXDC | 7.13 | 2.59 | 7.90 | 3.80 | 142,580 | 341.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Chelsea Therapeutics International Ltd | NASDAQ | CHTP | 6.58 | 31.60 | 6.83 | 1.79 | 66,844,743 | 516.1 |
| Ampio Pharmaceuticals Inc | NYSE | AMPE | 6.50 | 11.88 | 10.86 | 4.31 | 2,681,212 | 337.5 |
| NxStage Medical Inc | NASDAQ | NXTM | 12.43 | 8.84 | 15.00 | 8.77 | 966,107 | 763.4 |
| Spectranetics Corp | NASDAQ | SPNC | 21.84 | 5.10 | 31.94 | 15.52 | 700,481 | 908.1 |
| Mast Therapeutics Inc | NYSE | MSTX | 0.57 | 4.59 | 1.10 | 0.40 | 396,084 | 65.1 |
| Neuralstem Inc | NYSE | CUR | 3.29 | 4.44 | 4.80 | 1.23 | 995,944 | 285.2 |
| MELA Sciences Inc | NASDAQ | MELA | 0.52 | 4.19 | 1.20 | 0.50 | 314,574 | 27.2 |
| Lannett Co Inc | NYSE | LCI | 35.37 | 4.03 | 46.51 | 10.18 | 1,387,698 | 1,239.5 |
| AVANIR Pharmaceuticals Inc | NASDAQ | AVNR | 4.59 | 3.38 | 6.00 | 2.62 | 16,842,526 | 733.6 |
| Medizone International Inc | OTC BB | MZEI | 0.22 | 3.27 | 0.29 | 0.05 | 403,513 | 74.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Tower Group International Ltd | NASDAQ | TWGP | 2.31 | 35.88 | 22.30 | 1.67 | 6,032,715 | 132.4 |
| Walter Investment Management Corp | NYSE | WAC | 29.13 | 17.32 | 45.12 | 24.00 | 2,800,552 | 1,096.6 |
| 1st United Bancorp Inc/Boca Raton | NASDAQ | FUBC | 7.99 | 9.30 | 8.24 | 6.18 | 5,151,148 | 275.6 |
| Higher One Holdings Inc | NYSE | ONE | 6.21 | 5.61 | 11.93 | 5.72 | 604,202 | 293.2 |
| Full Circle Capital Corp | NASDAQ | FULL | 7.92 | 4.90 | 9.59 | 6.67 | 486,901 | 79.9 |
| Essent Group Ltd | NYSE | ESNT | 20.15 | 4.57 | 26.45 | 17.00 | 491,986 | 1,742.9 |
| PennyMac Financial Services Inc | NYSE | PFSI | 15.60 | 3.79 | 23.33 | 15.01 | 354,674 | 1,227.7 |
| Harris & Harris Group Inc | NASDAQ | TINY | 3.51 | 3.54 | 3.94 | 2.83 | 162,758 | 109.5 |
| Atlas Financial Holdings Inc | NASDAQ | AFH | 14.68 | 2.59 | 15.50 | 7.15 | 107,579 | 145.7 |
| Rouse Properties Inc | NYSE | RSE | 16.96 | 2.54 | 25.26 | 15.72 | 577,322 | 979.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg


