Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Friday, March 07, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Graphite One Resources Inc | TSXV | GPH | 0.21 | 31.25 | 0.27 | 0.08 | 7,016,684 | 24.8 |
| Avnel Gold Mining Ltd | TSX | AVK | 0.17 | 26.92 | 0.32 | 0.11 | 100,200 | 31.6 |
| Verde Potash PLC | TSX | NPK | 1.48 | 25.42 | 3.00 | 0.19 | 465,469 | 55.5 |
| Novo Resources Corp | CNSX | NVO | 1.78 | 19.46 | 1.78 | 0.47 | 123,640 | 74.3 |
| Goldgroup Mining Inc | TSX | GGA | 0.31 | 19.23 | 0.31 | 0.04 | 196,833 | 42.3 |
| Nemaska Lithium Inc | TSXV | NMX | 0.15 | 15.38 | 0.40 | 0.08 | 1,804,736 | 20.5 |
| Falco Pacific Resource Group I | TSXV | FPC | 0.72 | 10.77 | 0.87 | 0.17 | 244,415 | 50.4 |
| Fission Uranium Corp | TSXV | FCU | 1.59 | 9.66 | 1.59 | 0.46 | 5,623,985 | 503.2 |
| Fission 3.0 Corp | TSXV | FUU | 0.18 | 9.38 | 0.30 | 0.10 | 1,571,128 | 26.8 |
| North American Palladium Ltd | TSX | PDL | 0.54 | 9.09 | 1.79 | 0.34 | 473,724 | 145.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Blackbird Energy Inc | TSXV | BBI | 0.13 | 30.00 | 0.14 | 0.05 | 4,251,171 | 20.5 |
| Petrobank Energy & Resources Ltd | TSX | PBG | 0.46 | 22.67 | 0.76 | 0.31 | 1,484,414 | 44.8 |
| Touchstone Exploration Inc | TSXV | TAB | 0.23 | 15.38 | 0.28 | 0.15 | 3,032,775 | 31.3 |
| Madalena Energy Inc | TSXV | MVN | 0.70 | 9.38 | 0.83 | 0.24 | 2,688,798 | 237.1 |
| Argent Energy Trust | TSX | AET-U | 5.57 | 9.00 | 10.84 | 5.05 | 1,308,496 | 339.5 |
| Lynden Energy Corp | TSXV | LVL | 0.81 | 8.00 | 0.98 | 0.60 | 1,124,461 | 104.7 |
| Marquee Energy Ltd | TSXV | MQL | 0.85 | 7.59 | 0.95 | 0.42 | 416,978 | 71.8 |
| Strad Energy Services Ltd | TSX | SDY | 4.24 | 6.27 | 4.30 | 2.90 | 166,028 | 157.9 |
| Rock Energy Inc | TSX | RE | 4.72 | 5.59 | 4.80 | 1.10 | 490,072 | 186.1 |
| MGM Energy Corp | TSX | MGX | 0.20 | 5.26 | 0.35 | 0.04 | 1,472,432 | 77.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Wi2Wi Corp | TSXV | YTY | 0.21 | 16.67 | 0.33 | 0.13 | 193,500 | 17.1 |
| Sprylogics International Corp | TSXV | SPY | 0.53 | 12.77 | 0.80 | 0.35 | 2,654,537 | 14.5 |
| DragonWave Inc | TSX | DWI | 1.73 | 8.13 | 3.68 | 1.13 | 107,640 | 100.3 |
| Enablence Technologies Inc | TSXV | ENA | 0.12 | 4.55 | 0.48 | 0.03 | 13,774,091 | 18.1 |
| Symbility Solutions Inc | TSXV | SY | 0.28 | 3.70 | 0.51 | 0.26 | 103,966 | 58.5 |
| POET Technologies Inc | TSXV | PTK | 1.30 | 1.56 | 1.46 | 0.32 | 1,249,554 | 189.2 |
| Absolute Software Corp | TSX | ABT | 7.22 | 1.40 | 8.10 | 5.30 | 304,476 | 312.7 |
| Descartes Systems Group Inc/The | TSX | DSG | 15.68 | 1.10 | 16.31 | 9.43 | 119,568 | 998.2 |
| Sandvine Corp | TSX | SVC | 3.24 | 0.31 | 3.50 | 1.60 | 222,197 | 489.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| PyroGenesis Canada Inc | TSXV | PYR | 0.74 | 4.23 | 0.83 | 0.04 | 133,676 | 49.7 |
| DIRTT Environmental Solutions | TSX | DRT | 3.25 | 3.83 | 3.45 | 2.30 | 103,890 | 223.8 |
| RDX Technologies Corp | TSXV | RDX | 0.44 | 3.53 | 0.55 | 0.13 | 424,976 | 76.4 |
| H2O Innovation Inc | TSXV | HEO | 0.45 | 3.45 | 0.45 | 0.17 | 231,801 | 47.1 |
| Westport Innovations Inc | TSX | WPT | 19.62 | 3.37 | 36.57 | 16.90 | 118,263 | 1,230.8 |
| Celestica Inc | TSX | CLS | 10.96 | 0.64 | 11.91 | 7.82 | 266,041 | 1,981.7 |
| Newalta Corp | TSX | NAL | 19.25 | 0.05 | 19.30 | 12.41 | 140,755 | 1,067.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Concordia Healthcare Corp | TSX | CXR | 15.71 | 11.42 | 16.05 | 6.25 | 481,242 | 283.3 |
| Tekmira Pharmaceuticals Corp | TSX | TKM | 31.50 | 9.03 | 31.88 | 4.31 | 189,254 | 600.0 |
| Bioniche Life Sciences Inc | TSX | BNC | 0.28 | 7.69 | 0.42 | 0.18 | 667,667 | 39.5 |
| Led Medical Diagnostics Inc | TSXV | LMD | 0.45 | 5.88 | 0.59 | 0.18 | 615,827 | 33.2 |
| Diamedica Inc | TSXV | DMA | 1.02 | 5.15 | 1.49 | 0.75 | 153,950 | 60.0 |
| Titan Medical Inc | TSXV | TMD | 1.84 | 4.55 | 1.92 | 0.38 | 909,183 | 150.3 |
| Northstar Healthcare Inc | TSX | NHC | 1.15 | 4.55 | 1.64 | 0.28 | 210,986 | 49.6 |
| Stellar Biotechnologies Inc | TSXV | KLH | 1.83 | 3.39 | 2.15 | 0.44 | 157,882 | 142.8 |
| Stem Cell Therapeutics Corp | TSXV | SSS | 0.63 | 3.28 | 0.65 | 0.14 | 130,760 | 126.5 |
| Patheon Inc | TSX | PTI | 10.31 | 1.28 | 10.35 | 3.57 | 304,351 | 1,453.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Chartwell Retirement Residences | TSX | CSH-U | 10.36 | 2.57 | 11.71 | 8.95 | 250,797 | 1,798.7 |
| High North Resources Ltd | TSXV | HN | 0.66 | 1.54 | 0.74 | 0.18 | 307,226 | 33.6 |
| Alaris Royalty Corp | TSX | AD | 31.09 | 1.50 | 37.69 | 23.79 | 164,078 | 893.0 |
| Dundee Industrial Real Estate Investment Trust | TSX | DIR-U | 9.49 | 0.42 | 11.00 | 8.20 | 267,549 | 521.6 |
| Canaccord Genuity Group Inc | TSX | CF | 8.13 | 0.37 | 8.45 | 5.05 | 117,196 | 823.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| El Capitan Precious Metals Inc | OTC BB | ECPN | 0.33 | 23.11 | 0.41 | 0.06 | 1,018,788 | 86.7 |
| LaPolla Industries Inc | OTC BB | LPAD | 0.71 | 6.13 | 0.78 | 0.16 | 113,650 | 80.2 |
| Gulf Resources Inc | NASDAQ | GURE | 2.75 | 5.77 | 3.14 | 0.88 | 267,999 | 105.5 |
| Uranerz Energy Corp | NYSE | URZ | 1.89 | 5.00 | 1.97 | 0.80 | 901,598 | 162.2 |
| General Moly Inc | NYSE | GMO | 1.28 | 4.07 | 3.00 | 1.04 | 254,801 | 117.3 |
| General Steel Holdings Inc | NYSE | GSI | 1.33 | 3.10 | 1.39 | 0.80 | 430,284 | 73.5 |
| Landec Corp | NASDAQ | LNDC | 11.39 | 2.80 | 15.96 | 9.84 | 182,671 | 303.7 |
| Noranda Aluminum Holding Corp | NYSE | NOR | 5.03 | 2.44 | 5.08 | 2.21 | 1,239,161 | 342.7 |
| Natural Resource Partners LP | NYSE | NRP | 15.70 | 2.28 | 24.37 | 14.80 | 484,186 | 1,724.1 |
| A Schulman Inc | NASDAQ | SHLM | 35.50 | 2.04 | 36.83 | 24.61 | 100,469 | 1,030.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Houston American Energy Corp | NYSE | HUSA | 0.59 | 51.28 | 0.61 | 0.18 | 6,796,955 | 30.8 |
| Cardinal Energy Group Inc | OTC BB | CEGX | 0.44 | 45.21 | 1.55 | 0.30 | 109,741 | 15.7 |
| Plug Power Inc | NASDAQ | PLUG | 8.27 | 30.03 | 8.35 | 0.15 | 125,916,806 | 879.4 |
| FuelCell Energy Inc | NASDAQ | FCEL | 3.53 | 18.06 | 3.58 | 0.84 | 87,795,193 | 834.7 |
| Gray Fox Petroleum Corp | OTC BB | GFOX | 1.91 | 9.14 | 2.72 | 0.50 | 296,965 | 68.5 |
| Quantum Fuel Systems Technologies Worldwide Inc | NASDAQ | QTWW | 10.25 | 9.04 | 11.25 | 1.85 | 3,800,485 | 226.0 |
| Callon Petroleum Co | NYSE | CPE | 7.73 | 8.26 | 7.95 | 3.19 | 1,102,832 | 311.9 |
| Propell Technologies Group Inc | OTC BB | PROP | 0.28 | 7.78 | 1.12 | 0.14 | 437,690 | 39.3 |
| JA Solar Holdings Co Ltd | NASDAQ | JASO | 11.18 | 5.67 | 12.80 | 3.37 | 4,977,865 | 483.6 |
| Solazyme Inc | NASDAQ | SZYM | 13.58 | 5.31 | 13.72 | 7.15 | 1,472,875 | 925.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Smith Micro Software Inc | NASDAQ | SMSI | 2.42 | 38.29 | 2.69 | 0.79 | 8,689,713 | 93.4 |
| Glowpoint Inc | NYSE | GLOW | 1.66 | 19.42 | 1.85 | 0.65 | 142,406 | 58.4 |
| MeetMe Inc | NYSE | MEET | 3.78 | 17.39 | 3.81 | 1.07 | 3,760,833 | 145.4 |
| CareView Communications Inc | OTC BB | CRVW | 0.60 | 14.29 | 0.75 | 0.25 | 174,204 | 83.3 |
| US Auto Parts Network Inc | NASDAQ | PRTS | 2.77 | 12.15 | 3.18 | 0.91 | 377,497 | 92.2 |
| MGT Capital Investments Inc | NYSE | MGT | 2.07 | 8.37 | 5.40 | 1.63 | 108,725 | 15.7 |
| Zoom Technologies Inc | NASDAQ | ZOOM | 5.52 | 7.39 | 8.30 | 2.20 | 1,989,250 | 16.6 |
| Perficient Inc | NASDAQ | PRFT | 20.03 | 5.64 | 24.11 | 10.00 | 379,616 | 680.2 |
| Liquid Holdings Group Inc | NASDAQ | LIQD | 5.50 | 5.57 | 10.30 | 4.29 | 143,369 | 134.7 |
| Audience Inc | NASDAQ | ADNC | 12.79 | 5.35 | 16.91 | 8.86 | 376,427 | 280.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| THT Heat Transfer Technology Inc | NASDAQ | THTI | 1.55 | 36.02 | 1.89 | 0.77 | 1,586,549 | 31.7 |
| Arotech Corp | NASDAQ | ARTX | 5.22 | 14.22 | 5.45 | 1.00 | 3,807,972 | 104.6 |
| Nuverra Environmental Solutions Inc | NYSE | NES | 17.96 | 10.80 | 44.20 | 13.10 | 830,168 | 466.9 |
| Jinpan International Ltd | NASDAQ | JST | 9.40 | 10.06 | 9.82 | 4.38 | 100,485 | 154.1 |
| Goldfield Corp/The | NYSE | GV | 2.53 | 8.58 | 5.67 | 1.45 | 737,407 | 64.4 |
| China Automotive Systems Inc | NASDAQ | CAAS | 8.35 | 8.58 | 10.05 | 3.94 | 361,321 | 234.2 |
| SMTC Corp | NASDAQ | SMTX | 2.40 | 8.10 | 2.66 | 1.60 | 449,037 | 40.4 |
| American Superconductor Corp | NASDAQ | AMSC | 2.24 | 6.16 | 3.06 | 1.37 | 1,480,855 | 152.6 |
| SORL Auto Parts Inc | NASDAQ | SORL | 4.99 | 5.94 | 5.37 | 2.52 | 480,246 | 96.3 |
| China Zenix Auto International Ltd | NYSE | ZX | 2.93 | 5.78 | 4.27 | 2.11 | 655,454 | 151.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Ohr Pharmaceutical Inc | NASDAQ | OHRP | 17.73 | 22.02 | 17.85 | 4.11 | 1,163,777 | 354.3 |
| Agios Pharmaceuticals Inc | NASDAQ | AGIO | 45.45 | 13.82 | 49.79 | 15.77 | 1,334,991 | 1,416.7 |
| Cel-Sci Corp | NYSE | CVM | 1.41 | 11.90 | 3.09 | 0.53 | 7,406,777 | 78.9 |
| Aegerion Pharmaceuticals Inc | NASDAQ | AEGR | 55.53 | 10.60 | 101.00 | 36.60 | 3,743,937 | 1,633.2 |
| La Jolla Pharmaceutical Co | OTC BB | LJPC | 9.76 | 9.79 | 12.00 | 2.75 | 872,353 | 43.0 |
| Emergent Biosolutions Inc | NYSE | EBS | 27.77 | 8.60 | 27.96 | 13.02 | 1,096,707 | 1,009.9 |
| Bluebird Bio Inc | NASDAQ | BLUE | 25.95 | 7.68 | 36.25 | 17.00 | 385,532 | 627.2 |
| Genomic Health Inc | NASDAQ | GHDX | 27.99 | 6.67 | 38.99 | 25.50 | 216,937 | 860.4 |
| Anacor Pharmaceuticals Inc | NASDAQ | ANAC | 21.16 | 6.01 | 23.04 | 3.50 | 481,323 | 862.2 |
| Brainstorm Cell Therapeutics Inc | OTC BB | BCLI | 0.27 | 5.84 | 0.32 | 0.10 | 271,141 | 47.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Chanticleer Holdings Inc | NASDAQ | HOTR | 4.88 | 14.82 | 5.84 | 1.60 | 368,789 | 26.2 |
| Blackhawk Network Holdings Inc | NASDAQ | HAWK | 27.53 | 9.55 | 29.73 | 20.25 | 1,445,535 | 1,430.9 |
| Xinyuan Real Estate Co Ltd | NYSE | XIN | 4.98 | 8.03 | 7.44 | 3.75 | 692,430 | 488.2 |
| CNinsure Inc | NASDAQ | CISG | 7.32 | 5.93 | 7.45 | 4.75 | 281,440 | 367.0 |
| Republic First Bancorp Inc | NASDAQ | FRBK | 4.29 | 5.67 | 4.30 | 2.53 | 117,974 | 111.4 |
| United Community Banks Inc/GA | NASDAQ | UCBI | 18.03 | 4.83 | 19.35 | 10.15 | 1,574,916 | 981.5 |
| Beneficial Mutual Bancorp Inc | NASDAQ | BNCL | 13.54 | 3.99 | 14.35 | 8.36 | 300,111 | 1,056.3 |
| NMI Holdings Inc | NASDAQ | NMIH | 10.90 | 3.51 | 15.24 | 10.32 | 659,610 | 632.8 |
| Cowen Group Inc | NASDAQ | COWN | 4.34 | 3.33 | 4.52 | 2.45 | 1,888,302 | 499.3 |
| First BanCorp/Puerto Rico | NYSE | FBP | 5.59 | 3.33 | 8.70 | 4.36 | 2,121,296 | 1,157.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
