Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Thursday, March 06, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Flinders Resources Ltd | TSXV | FDR | 0.62 | 44.19 | 0.71 | 0.32 | 1,900,745 | 28.6 |
| Asian Mineral Resources Ltd | TSXV | ASN | 0.11 | 31.25 | 0.11 | 0.02 | 292,030 | 81.6 |
| Rio Novo Gold Inc | TSX | RN | 0.19 | 23.33 | 0.20 | 0.03 | 195,659 | 23.2 |
| Coral Gold Resources Ltd | TSXV | CLH | 0.28 | 21.74 | 0.30 | 0.07 | 216,920 | 10.6 |
| Aquila Resources Inc | TSX | AQA | 0.11 | 16.67 | 0.18 | 0.08 | 122,602 | 19.2 |
| Tasman Metals Ltd | TSXV | TSM | 1.45 | 16.00 | 1.65 | 0.51 | 292,233 | 94.0 |
| Mega Precious Metals Inc | TSXV | MGP | 0.19 | 15.15 | 0.27 | 0.09 | 2,897,911 | 22.1 |
| Claude Resources Inc | TSX | CRJ | 0.25 | 13.95 | 0.50 | 0.12 | 1,289,761 | 45.0 |
| Novo Resources Corp | CNSX | NVO | 1.49 | 13.74 | 1.51 | 0.47 | 110,990 | 62.2 |
| Nevada Copper Corp | TSX | NCU | 1.64 | 13.10 | 3.55 | 1.23 | 701,435 | 132.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| MGM Energy Corp | TSX | MGX | 0.19 | 15.15 | 0.36 | 0.04 | 430,843 | 73.9 |
| PRD Energy Inc | TSXV | PRD | 1.05 | 14.13 | 1.56 | 0.41 | 1,592,810 | 120.5 |
| Vanoil Energy Ltd | TSXV | VEL | 0.13 | 13.04 | 0.50 | 0.08 | 127,286 | 15.2 |
| Ivanhoe Energy Inc | TSX | IE | 0.82 | 12.33 | 2.28 | 0.37 | 310,746 | 94.2 |
| Petromanas Energy Inc | TSXV | PMI | 0.22 | 10.00 | 0.26 | 0.08 | 4,712,930 | 152.6 |
| Alberta Oilsands Inc | TSXV | AOS | 0.14 | 7.69 | 0.18 | 0.03 | 2,876,442 | 29.7 |
| LGX OIL + GAS INC | TSXV | OIL | 0.58 | 7.41 | 0.79 | 0.39 | 146,133 | 51.4 |
| Terraco Gold Corp | TSXV | TEN | 0.15 | 7.14 | 0.17 | 0.09 | 1,281,598 | 20.2 |
| Primary Petroleum Corp | TSXV | PIE | 0.25 | 6.38 | 0.35 | 0.06 | 1,388,075 | 37.1 |
| Legacy Oil + Gas Inc | TSX | LEG | 6.76 | 5.79 | 7.40 | 4.81 | 6,582,697 | 1,063.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Enablence Technologies Inc | TSXV | ENA | 0.11 | 266.67 | 0.48 | 0.03 | 17,947,836 | 17.3 |
| Pivot Technology Solutions Inc | TSXV | PTG | 0.14 | 12.00 | 0.75 | 0.11 | 317,700 | 14.4 |
| Espial Group Inc | TSX | ESP | 1.75 | 6.71 | 1.86 | 0.30 | 359,765 | 34.6 |
| RDM Corp | TSX | RC | 2.75 | 6.18 | 2.80 | 1.32 | 342,299 | 59.0 |
| Sprylogics International Corp | TSXV | SPY | 0.47 | 2.17 | 0.80 | 0.35 | 2,518,100 | 12.9 |
| Natcore Technology Inc | TSXV | NXT | 1.00 | 2.04 | 1.39 | 0.55 | 118,695 | 46.2 |
| Sierra Wireless Inc | TSX | SW | 25.98 | 2.00 | 28.31 | 10.08 | 259,748 | 808.1 |
| Absolute Software Corp | TSX | ABT | 7.12 | 0.99 | 8.10 | 5.30 | 453,872 | 308.3 |
| COM DEV International Ltd | TSX | CDV | 3.96 | 0.25 | 4.40 | 3.32 | 151,026 | 303.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| H2O Innovation Inc | TSXV | HEO | 0.44 | 8.75 | 0.44 | 0.17 | 198,283 | 45.5 |
| Tree Island Steel Ltd | TSX | TSL | 1.35 | 4.65 | 1.35 | 0.45 | 100,434 | 69.9 |
| Empire Industries Ltd/Canada | TSXV | EIL | 0.12 | 4.55 | 0.12 | 0.04 | 129,500 | 29.3 |
| CVTech Group Inc | TSX | CVT | 0.91 | 2.25 | 1.50 | 0.79 | 544,170 | 65.1 |
| Photon Control Inc | TSXV | PHO | 0.29 | 1.75 | 0.34 | 0.08 | 117,505 | 29.5 |
| Intertape Polymer Group Inc | TSX | ITP | 12.99 | 1.56 | 15.62 | 9.32 | 555,364 | 789.5 |
| Zenn Motor Co Inc | TSXV | ZNN | 0.66 | 1.54 | 1.94 | 0.35 | 104,954 | 35.3 |
| PyroGenesis Canada Inc | TSXV | PYR | 0.71 | 1.43 | 0.83 | 0.04 | 417,135 | 47.7 |
| Newalta Corp | TSX | NAL | 19.24 | 1.05 | 19.30 | 12.41 | 137,953 | 1,066.9 |
| Avigilon Corp | TSX | AVO | 32.53 | 0.46 | 34.50 | 11.01 | 284,758 | 1,397.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| GeneNews Ltd | TSX | GEN | 1.40 | 28.44 | 1.40 | 0.34 | 213,385 | 61.5 |
| Theralase Technologies Inc | TSXV | TLT | 0.48 | 17.07 | 0.56 | 0.15 | 1,276,720 | 31.6 |
| Medifocus Inc | TSXV | MFS | 0.22 | 15.79 | 0.27 | 0.12 | 153,212 | 25.8 |
| Titan Medical Inc | TSXV | TMD | 1.76 | 14.29 | 1.84 | 0.38 | 1,073,010 | 143.7 |
| biOasis Technologies Inc | TSXV | BTI | 1.30 | 11.11 | 1.65 | 0.67 | 201,490 | 54.3 |
| Cynapsus Therapeutics Inc | TSXV | CTH | 1.30 | 7.44 | 1.51 | 0.27 | 135,635 | 51.3 |
| Immunovaccine Inc | TSXV | IMV | 1.26 | 6.78 | 1.50 | 0.22 | 244,910 | 99.9 |
| Stem Cell Therapeutics Corp | TSXV | SSS | 0.61 | 5.17 | 0.65 | 0.14 | 233,970 | 122.5 |
| Tekmira Pharmaceuticals Corp | TSX | TKM | 28.89 | 4.07 | 31.16 | 4.31 | 198,009 | 550.3 |
| Patient Home Monitoring Corp | TSXV | PHM | 0.28 | 3.77 | 0.38 | 0.06 | 986,363 | 29.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Arris Holdings Inc | CNSX | AAF | 0.13 | 25.00 | 0.17 | 0.02 | 806,000 | 13.5 |
| Tuckamore Capital Management Inc | TSX | TX | 0.50 | 22.22 | 0.50 | 0.10 | 151,800 | 35.5 |
| Pinetree Capital Ltd | TSX | PNP | 0.62 | 12.73 | 0.65 | 0.25 | 1,043,041 | 94.3 |
| High North Resources Ltd | TSXV | HN | 0.65 | 6.56 | 0.74 | 0.18 | 631,809 | 33.1 |
| Tricon Capital Group Inc | TSX | TCN | 8.40 | 5.00 | 8.43 | 5.65 | 878,584 | 759.3 |
| Input Capital Corp | TSXV | INP | 2.40 | 3.00 | 2.73 | 1.55 | 802,779 | 146.9 |
| GMP Capital Inc | TSX | GMP | 7.83 | 0.51 | 8.13 | 5.21 | 244,777 | 581.2 |
| Gluskin Sheff + Associates Inc | TSX | GS | 31.68 | 0.19 | 32.10 | 15.29 | 172,185 | 936.1 |
| Granite Real Estate Investment Trust | TSX | GRT-U | 38.41 | 0.16 | 40.22 | 33.89 | 126,430 | 1,803.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| China Gerui Advanced Materials Group Ltd | NASDAQ | CHOP | 1.26 | 15.59 | 2.65 | 1.00 | 1,261,285 | 75.0 |
| Timberline Resources Corp | NYSE | TLR | 0.16 | 11.89 | 0.35 | 0.12 | 258,106 | 11.9 |
| Materion Corp | NYSE | MTRN | 34.13 | 11.03 | 35.19 | 24.58 | 268,428 | 703.7 |
| Mines Management Inc | NYSE | MGN | 1.73 | 8.19 | 1.80 | 0.48 | 568,639 | 50.2 |
| General Steel Holdings Inc | NYSE | GSI | 1.29 | 7.50 | 1.39 | 0.80 | 1,203,497 | 71.3 |
| Orient Paper Inc | NYSE | ONP | 2.71 | 7.27 | 3.00 | 1.43 | 133,811 | 50.1 |
| Noranda Aluminum Holding Corp | NYSE | NOR | 4.91 | 7.21 | 4.94 | 2.21 | 702,335 | 334.5 |
| Daqo New Energy Corp | NYSE | DQ | 54.83 | 6.07 | 56.98 | 4.02 | 100,528 | 379.2 |
| Stillwater Mining Co | NYSE | SWC | 15.10 | 5.45 | 15.16 | 9.78 | 4,842,333 | 1,806.4 |
| El Capitan Precious Metals Inc | OTC BB | ECPN | 0.26 | 4.76 | 0.41 | 0.06 | 277,212 | 70.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Trina Solar Ltd | NYSE | TSL | 18.19 | 11.60 | 18.65 | 3.31 | 16,192,645 | 1,436.3 |
| China Sunergy Co Ltd | NASDAQ | CSUN | 6.27 | 10.78 | 10.19 | 1.25 | 1,320,024 | 93.1 |
| Enservco Corp | OTC BB | ENSV | 2.61 | 10.59 | 2.66 | 0.86 | 487,104 | 90.3 |
| BPZ Resources Inc | NYSE | BPZ | 2.48 | 9.25 | 2.73 | 1.58 | 2,766,642 | 291.5 |
| ReneSola Ltd | NYSE | SOL | 4.18 | 8.57 | 6.00 | 1.25 | 6,782,384 | 424.9 |
| Double Eagle Petroleum Co | NASDAQ | DBLE | 2.43 | 7.52 | 6.20 | 1.90 | 126,156 | 27.6 |
| Natural Gas Services Group Inc | NYSE | NGS | 34.34 | 6.32 | 34.65 | 16.73 | 121,219 | 426.0 |
| Gevo Inc | NASDAQ | GEVO | 1.42 | 5.97 | 2.45 | 1.12 | 2,846,607 | 97.2 |
| JinkoSolar Holding Co Ltd | NYSE | JKS | 36.62 | 4.84 | 37.98 | 3.96 | 4,435,749 | 1,126.5 |
| Alon USA Partners LP | NYSE | ALDW | 14.18 | 4.57 | 27.58 | 10.25 | 294,123 | 886.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Pixelworks Inc | NASDAQ | PXLW | 9.00 | 87.50 | 9.05 | 2.11 | 31,065,800 | 202.0 |
| Cyan Inc | NYSE | CYNI | 3.98 | 19.88 | 15.05 | 3.19 | 1,999,263 | 184.8 |
| Zoom Technologies Inc | NASDAQ | ZOOM | 5.14 | 13.47 | 8.30 | 2.20 | 191,293 | 15.5 |
| Hanwha SolarOne Co Ltd | NASDAQ | HSOL | 3.45 | 12.38 | 5.70 | 0.86 | 6,063,411 | 315.3 |
| Novatel Wireless Inc | NASDAQ | NVTL | 2.85 | 10.04 | 4.43 | 1.85 | 762,937 | 97.1 |
| KEYW Holding Corp/The | NASDAQ | KEYW | 22.02 | 9.72 | 23.09 | 10.82 | 2,015,126 | 809.5 |
| China Techfaith Wireless Communication Technology Ltd | NASDAQ | CNTF | 2.87 | 8.30 | 3.01 | 0.95 | 1,470,976 | 151.9 |
| Inphi Corp | NYSE | IPHI | 15.17 | 7.51 | 15.22 | 8.62 | 583,347 | 467.4 |
| MeetMe Inc | NYSE | MEET | 3.22 | 7.33 | 3.30 | 1.07 | 2,947,866 | 123.9 |
| inTEST Corp | NYSE | INTT | 4.33 | 6.91 | 4.44 | 2.63 | 189,479 | 45.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Energy Recovery Inc | NASDAQ | ERII | 6.49 | 36.63 | 7.75 | 3.24 | 7,632,151 | 331.7 |
| Ossen Innovation Co Ltd | NASDAQ | OSN | 1.37 | 18.10 | 1.79 | 0.42 | 276,620 | 27.3 |
| Cemtrex Inc | OTC BB | CTEI | 0.44 | 15.79 | 0.45 | 0.05 | 130,428 | 17.9 |
| China Zenix Auto International Ltd | NYSE | ZX | 2.77 | 14.94 | 4.27 | 2.11 | 2,748,756 | 143.0 |
| Ceco Environmental Corp | NASDAQ | CECE | 18.46 | 12.49 | 19.42 | 10.44 | 263,925 | 472.2 |
| Yingli Green Energy Holding Co Ltd | NYSE | YGE | 6.78 | 12.07 | 8.77 | 1.62 | 21,892,040 | 1,129.4 |
| Intellicheck Mobilisa Inc | NYSE | IDN | 1.05 | 12.06 | 1.08 | 0.25 | 2,364,431 | 38.7 |
| NF Energy Saving Corp | NASDAQ | NFEC | 1.97 | 11.29 | 2.88 | 0.47 | 601,215 | 10.8 |
| Ideal Power Inc | NASDAQ | IPWR | 9.60 | 10.98 | 9.74 | 5.00 | 135,813 | 63.8 |
| Power Solutions International Inc | NASDAQ | PSIX | 80.78 | 8.72 | 81.47 | 20.00 | 109,738 | 853.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Agios Pharmaceuticals Inc | NASDAQ | AGIO | 39.93 | 26.20 | 44.04 | 15.77 | 1,120,404 | 1,244.7 |
| Sangamo Biosciences Inc | NASDAQ | SGMO | 22.96 | 17.08 | 24.12 | 6.86 | 11,362,701 | 1,440.4 |
| Karyopharm Therapeutics Inc | NASDAQ | KPTI | 43.28 | 13.92 | 47.87 | 15.50 | 706,487 | 1,287.6 |
| La Jolla Pharmaceutical Co | OTC BB | LJPC | 8.89 | 12.67 | 12.00 | 2.75 | 1,989,622 | 39.2 |
| Cel-Sci Corp | NYSE | CVM | 1.26 | 12.50 | 3.09 | 0.53 | 3,819,689 | 70.5 |
| Medizone International Inc | OTC BB | MZEI | 0.17 | 11.66 | 0.19 | 0.05 | 893,118 | 54.5 |
| Titan Pharmaceuticals Inc | OTC BB | TTNP | 0.77 | 11.45 | 2.18 | 0.32 | 991,306 | 63.5 |
| Biostar Pharmaceuticals Inc | NASDAQ | BSPM | 2.95 | 10.90 | 3.49 | 0.62 | 3,119,386 | 36.4 |
| Aethlon Medical Inc | OTC BB | AEMD | 0.22 | 10.66 | 0.29 | 0.08 | 2,372,445 | 45.7 |
| Rigel Pharmaceuticals Inc | NASDAQ | RIGL | 4.52 | 10.24 | 7.61 | 2.31 | 5,397,373 | 395.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Walter Investment Management Corp | NYSE | WAC | 29.19 | 8.43 | 48.23 | 24.11 | 2,280,537 | 1,091.4 |
| BBX Capital Corp | NYSE | BBX | 21.63 | 6.71 | 21.74 | 7.80 | 133,398 | 341.9 |
| Caesars Acquisition Co | NASDAQ | CACQ | 14.17 | 4.89 | 14.52 | 10.34 | 419,066 | 1,923.9 |
| Beneficial Mutual Bancorp Inc | NASDAQ | BNCL | 13.02 | 4.75 | 13.05 | 8.36 | 257,665 | 1,015.8 |
| CNinsure Inc | NASDAQ | CISG | 6.91 | 4.54 | 7.25 | 4.75 | 435,166 | 346.5 |
| Fly Leasing Ltd | NYSE | FLY | 15.78 | 4.30 | 17.37 | 12.64 | 478,900 | 651.8 |
| Fidelity & Guaranty Life | NYSE | FGL | 23.04 | 3.36 | 23.34 | 18.12 | 162,936 | 1,346.5 |
| Universal Insurance Holdings Inc | NYSE | UVE | 14.60 | 3.25 | 14.83 | 4.35 | 629,908 | 505.7 |
| Altisource Residential Corp | NYSE | RESI | 29.79 | 2.87 | 34.95 | 15.36 | 939,437 | 1,692.3 |
| BofI Holding Inc | NASDAQ | BOFI | 102.14 | 2.62 | 103.60 | 34.00 | 204,585 | 1,441.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
