Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Friday, February 28, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Excalibur Resources Ltd | CNSX | XBR | 0.17 | 54.55 | 0.28 | 0.10 | 210,000 | 10.9 |
| Salazar Resources Ltd | TSXV | SRL | 0.27 | 25.58 | 0.30 | 0.10 | 112,500 | 15.2 |
| Treasury Metals Inc | TSX | TML | 0.58 | 23.40 | 0.63 | 0.31 | 186,368 | 42.7 |
| Rio Novo Gold Inc | TSX | RN | 0.12 | 20.00 | 0.23 | 0.03 | 137,000 | 15.0 |
| Moneta Porcupine Mines Inc | TSX | ME | 0.16 | 18.52 | 0.24 | 0.05 | 4,969,694 | 31.0 |
| Kombat Copper Inc | TSXV | KBT | 0.13 | 18.18 | 0.17 | 0.07 | 417,000 | 14.9 |
| Goldrock Mines Corp | TSXV | GRM | 0.43 | 18.06 | 0.88 | 0.30 | 191,500 | 33.6 |
| Mercator Minerals Ltd | TSX | ML | 0.11 | 16.67 | 0.41 | 0.04 | 9,742,263 | 33.1 |
| Talon Metals Corp | TSX | TLO | 0.32 | 16.36 | 0.36 | 0.18 | 285,600 | 29.5 |
| St Augustine Gold and Copper Ltd | TSX | SAU | 0.22 | 15.79 | 0.29 | 0.15 | 135,500 | 107.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Southern Pacific Resource Corp | TSX | STP | 0.19 | 27.59 | 0.97 | 0.11 | 7,137,118 | 73.6 |
| Palliser Oil & Gas Corp | TSXV | PXL | 0.30 | 20.00 | 0.70 | 0.23 | 282,700 | 19.2 |
| PetroNova Inc | TSXV | PNA | 0.29 | 11.54 | 0.38 | 0.18 | 369,825 | 65.5 |
| Avanti Energy Inc | TSXV | AVN | 0.29 | 11.54 | 0.39 | 0.08 | 122,500 | 10.5 |
| Western Energy Services Corp | TSX | WRG | 9.30 | 8.52 | 9.42 | 6.49 | 1,162,841 | 683.1 |
| Condor Petroleum Inc/Canada | TSX | CPI | 0.40 | 8.11 | 0.73 | 0.29 | 1,139,130 | 138.4 |
| Touchstone Exploration Inc | TSXV | TAB | 0.22 | 7.50 | 0.28 | 0.15 | 380,460 | 29.9 |
| Amarok Energy Inc | TSXV | AMR | 0.16 | 6.67 | 0.35 | 0.14 | 192,000 | 14.9 |
| PHX Energy Services Corp | TSX | PHX | 13.98 | 5.51 | 14.33 | 8.89 | 361,358 | 479.1 |
| Delphi Energy Corp | TSX | DEE | 2.60 | 5.26 | 2.65 | 0.99 | 591,901 | 399.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Cortex Business Solutions Inc | TSXV | CBX | 0.15 | 45.00 | 0.25 | 0.08 | 1,784,500 | 37.9 |
| Espial Group Inc | TSX | ESP | 1.50 | 22.95 | 1.57 | 0.30 | 741,458 | 29.7 |
| ProntoForms Corp | TSXV | PFM | 0.33 | 13.79 | 0.50 | 0.06 | 134,000 | 22.1 |
| C-com Satellite Systems Inc | TSXV | CMI | 1.85 | 12.12 | 2.37 | 0.71 | 199,321 | 65.5 |
| POET Technologies Inc | TSXV | PTK | 1.04 | 8.33 | 1.15 | 0.32 | 911,973 | 151.3 |
| ISIS Lab Corp | TSXV | LAB | 0.60 | 7.14 | 0.64 | 0.10 | 188,190 | 32.7 |
| Cardiocomm Solutions Inc | TSXV | EKG | 0.11 | 4.76 | 0.43 | 0.07 | 213,900 | 11.6 |
| UrtheCast Corp | TSX | UR | 2.64 | 4.35 | 2.86 | 1.22 | 478,713 | 169.3 |
| Sphere 3D Corp | TSXV | ANY | 8.05 | 2.94 | 8.10 | 0.41 | 128,008 | 174.1 |
| Descartes Systems Group Inc/The | TSX | DSG | 15.80 | 2.00 | 16.31 | 9.15 | 104,691 | 1,005.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| BENEV Capital Inc | TSXV | BEV/H | 1.75 | 6.71 | 1.81 | 1.60 | 253,522 | 67.9 |
| Tree Island Steel Ltd | TSX | TSL | 1.17 | 1.74 | 1.22 | 0.45 | 149,910 | 60.6 |
| Celestica Inc | TSX | CLS | 10.84 | 1.12 | 11.91 | 7.82 | 349,039 | 1,960.0 |
| Avigilon Corp | TSX | AVO | 29.63 | 0.44 | 34.50 | 11.01 | 253,034 | 1,272.8 |
| Aecon Group Inc | TSX | ARE | 16.11 | 0.37 | 16.40 | 10.32 | 212,503 | 906.4 |
| Ainsworth Lumber Co Ltd | TSX | ANS | 4.20 | 0.24 | 4.31 | 2.70 | 290,846 | 1,011.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| biOasis Technologies Inc | TSXV | BTI | 1.15 | 23.66 | 1.75 | 0.67 | 497,060 | 48.1 |
| VentriPoint Diagnostics Ltd | TSXV | VPT | 0.11 | 22.22 | 0.15 | 0.03 | 642,500 | 16.1 |
| Verisante Technology Inc | TSXV | VRS | 0.24 | 14.63 | 0.57 | 0.17 | 227,800 | 18.5 |
| Led Medical Diagnostics Inc | TSXV | LMD | 0.44 | 12.99 | 0.59 | 0.18 | 1,212,301 | 32.1 |
| Advanced Proteome Therapeutics Corp | TSXV | APC | 0.32 | 12.50 | 0.34 | 0.07 | 183,000 | 31.8 |
| Immunovaccine Inc | TSXV | IMV | 1.08 | 9.09 | 1.50 | 0.22 | 189,200 | 85.6 |
| BELLUS Health Inc | TSX | BLU | 0.60 | 9.09 | 0.62 | 0.24 | 157,768 | 28.5 |
| Cardiome Pharma Corp | TSX | COM | 10.75 | 7.29 | 12.02 | 1.63 | 188,055 | 160.8 |
| Medifocus Inc | TSXV | MFS | 0.24 | 6.82 | 0.27 | 0.12 | 270,749 | 27.6 |
| Sernova Corp | TSXV | SVA | 0.28 | 5.77 | 0.32 | 0.09 | 117,550 | 35.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| IOU Financial Inc | CNSX | IOU | 0.70 | 6.06 | 0.95 | 0.30 | 102,827 | 32.5 |
| Great Prairie Energy Services Inc | TSXV | GPE | 0.20 | 5.26 | 0.25 | 0.18 | 144,400 | 23.4 |
| Alaris Royalty Corp | TSX | AD | 29.86 | 2.97 | 37.69 | 23.79 | 132,059 | 857.6 |
| Crombie Real Estate Investment Trust | TSX | CRR-U | 13.59 | 2.57 | 16.04 | 12.48 | 203,990 | 987.5 |
| Dundee International Real Estate Investment Trust | TSX | DI-U | 9.24 | 2.55 | 11.09 | 7.97 | 386,661 | 1,007.0 |
| Input Capital Corp | TSXV | INP | 2.60 | 2.36 | 2.73 | 1.55 | 242,562 | 159.1 |
| Morguard North American Residential Real Estate Investment Trust | TSX | MRG-U | 9.82 | 2.08 | 11.56 | 8.86 | 166,517 | 287.6 |
| Temple Hotels Inc | TSX | TPH | 5.90 | 1.72 | 6.25 | 5.05 | 119,515 | 237.2 |
| High North Resources Ltd | TSXV | HN | 0.68 | 1.49 | 0.74 | 0.18 | 470,561 | 34.6 |
| Canaccord Genuity Group Inc | TSX | CF | 8.10 | 1.25 | 8.45 | 5.05 | 127,424 | 820.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Arch Therapeutics Inc | OTC BB | ARTH | 0.44 | 7.32 | 1.36 | 0.11 | 554,153 | 31.5 |
| Verso Paper Corp | NYSE | VRS | 2.45 | 4.26 | 5.55 | 0.52 | 1,333,316 | 130.3 |
| Uranerz Energy Corp | NYSE | URZ | 1.70 | 3.03 | 1.79 | 0.80 | 946,421 | 145.9 |
| Uranium Energy Corp | NYSE | UEC | 1.82 | 2.82 | 2.65 | 1.40 | 866,514 | 163.2 |
| Gulf Resources Inc | NASDAQ | GURE | 2.55 | 2.82 | 3.14 | 0.88 | 597,758 | 97.8 |
| Timberline Resources Corp | NYSE | TLR | 0.15 | 2.74 | 0.35 | 0.12 | 279,056 | 11.2 |
| El Capitan Precious Metals Inc | OTC BB | ECPN | 0.20 | 2.56 | 0.41 | 0.06 | 258,776 | 53.3 |
| PetroLogistics LP | NYSE | PDH | 12.91 | 2.54 | 15.93 | 10.37 | 480,482 | 1,797.2 |
| OMNOVA Solutions Inc | NYSE | OMN | 9.53 | 2.14 | 10.11 | 6.40 | 106,487 | 449.5 |
| China Gerui Advanced Materials Group Ltd | NASDAQ | CHOP | 1.08 | 1.88 | 2.84 | 1.00 | 549,325 | 64.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Willbros Group Inc | NYSE | WG | 9.88 | 13.04 | 10.45 | 6.13 | 913,271 | 492.7 |
| Gray Fox Petroleum Corp | OTC BB | GFOX | 2.51 | 11.56 | 2.72 | 0.50 | 814,810 | 90.1 |
| Propell Technologies Group Inc | OTC BB | PROP | 0.23 | 6.98 | 1.12 | 0.14 | 198,227 | 32.3 |
| Plug Power Inc | NASDAQ | PLUG | 4.67 | 6.86 | 4.90 | 0.14 | 37,390,295 | 525.1 |
| JinkoSolar Holding Co Ltd | NYSE | JKS | 32.72 | 6.20 | 37.98 | 3.96 | 4,713,323 | 1,006.6 |
| PetroQuest Energy Inc | NYSE | PQ | 4.73 | 5.58 | 5.10 | 3.64 | 1,605,900 | 305.0 |
| Warren Resources Inc | NASDAQ | WRES | 4.43 | 5.48 | 4.55 | 2.46 | 1,589,880 | 322.7 |
| Goodrich Petroleum Corp | NYSE | GDP | 13.62 | 5.42 | 28.55 | 11.16 | 1,946,463 | 603.0 |
| Houston American Energy Corp | NYSE | HUSA | 0.38 | 5.06 | 0.48 | 0.18 | 121,768 | 19.8 |
| Saratoga Resources Inc | NYSE | SARA | 1.38 | 4.55 | 3.18 | 0.95 | 369,075 | 42.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Maxwell Technologies Inc | NASDAQ | MXWL | 10.22 | 15.35 | 10.87 | 4.90 | 1,922,161 | 302.4 |
| Cimatron Ltd | NASDAQ | CIMT | 9.71 | 7.77 | 10.36 | 5.25 | 1,018,556 | 102.8 |
| OmniVision Technologies Inc | NASDAQ | OVTI | 17.27 | 6.60 | 20.48 | 12.06 | 8,863,959 | 966.4 |
| Sungy Mobile Ltd | NASDAQ | GOMO | 27.56 | 5.51 | 28.49 | 12.40 | 489,073 | 920.7 |
| xG Technology Inc | NASDAQ | XGTI | 1.30 | 4.83 | 12.25 | 1.12 | 243,580 | 24.2 |
| 3D Pioneer Systems Inc | OTC BB | DPSM | 0.47 | 4.44 | 0.84 | 0.08 | 246,100 | 35.7 |
| Worlds Inc | OTC BB | WDDD | 0.24 | 4.35 | 0.55 | 0.11 | 435,237 | 22.3 |
| Computer Task Group Inc | NASDAQ | CTG | 16.25 | 4.03 | 26.11 | 13.57 | 142,510 | 299.9 |
| Overland Storage Inc | NASDAQ | OVRL | 1.04 | 4.00 | 1.34 | 0.79 | 148,534 | 90.4 |
| Sapiens International Corp NV | NASDAQ | SPNS | 7.59 | 3.83 | 7.88 | 4.67 | 135,935 | 346.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| China Ming Yang Wind Power Group Ltd | NYSE | MY | 4.05 | 25.00 | 4.05 | 1.13 | 9,291,985 | 493.5 |
| Applied Optoelectronics Inc | NASDAQ | AAOI | 23.66 | 23.23 | 24.96 | 9.07 | 488,050 | 298.8 |
| China BAK Battery Inc | NASDAQ | CBAK | 3.71 | 22.85 | 3.95 | 0.59 | 2,512,168 | 46.8 |
| Highpower International Inc | NASDAQ | HPJ | 5.18 | 22.75 | 5.37 | 0.92 | 2,210,276 | 72.4 |
| Arotech Corp | NASDAQ | ARTX | 3.41 | 13.67 | 3.98 | 1.00 | 3,081,533 | 68.3 |
| MagneGas Corp | NASDAQ | MNGA | 0.75 | 8.40 | 2.36 | 0.40 | 382,151 | 17.3 |
| ClearSign Combustion Corp | NASDAQ | CLIR | 9.35 | 6.61 | 13.87 | 4.75 | 207,408 | 82.4 |
| CyberOptics Corp | NASDAQ | CYBE | 8.40 | 6.46 | 8.80 | 4.91 | 112,081 | 55.1 |
| Ducommun Inc | NYSE | DCO | 27.80 | 6.31 | 31.35 | 14.32 | 121,180 | 301.3 |
| Power Solutions International Inc | NASDAQ | PSIX | 74.10 | 5.14 | 78.96 | 19.50 | 102,334 | 782.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Cormedix Inc | NYSE | CRMD | 2.79 | 10.72 | 2.90 | 0.48 | 407,074 | 52.0 |
| Iridex Corp | NASDAQ | IRIX | 9.40 | 9.18 | 11.00 | 4.01 | 136,036 | 92.2 |
| Medizone International Inc | OTC BB | MZEI | 0.13 | 8.42 | 0.19 | 0.05 | 381,132 | 42.0 |
| LDR Holding Corp | NASDAQ | LDRH | 31.25 | 8.36 | 31.59 | 15.00 | 124,616 | 732.1 |
| Imprimis Pharmaceuticals Inc | NASDAQ | IMMY | 8.65 | 8.06 | 10.00 | 3.01 | 146,300 | 77.5 |
| DelMar Pharmaceuticals Inc | OTC BB | DMPI | 1.44 | 5.88 | 3.00 | 0.75 | 179,327 | 34.6 |
| Tandem Diabetes Care Inc | NASDAQ | TNDM | 25.75 | 5.79 | 30.25 | 15.00 | 113,045 | 581.4 |
| Vermillion Inc | NASDAQ | VRML | 3.40 | 4.94 | 4.07 | 1.03 | 273,305 | 79.9 |
| Baxano Surgical Inc | NASDAQ | BAXS | 1.52 | 4.83 | 2.53 | 0.92 | 882,693 | 68.7 |
| Spectranetics Corp | NASDAQ | SPNC | 29.96 | 4.21 | 31.65 | 15.52 | 1,176,636 | 1,238.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| China Commercial Credit Inc | NASDAQ | CCCR | 8.40 | 32.28 | 19.39 | 5.99 | 622,143 | 88.0 |
| Federated National Holding Co | NASDAQ | FNHC | 15.88 | 15.66 | 16.40 | 5.54 | 417,210 | 176.4 |
| Nelnet Inc | NYSE | NNI | 40.12 | 10.04 | 45.49 | 31.56 | 413,606 | 1,860.3 |
| St Joe Co/The | NYSE | JOE | 19.33 | 5.86 | 23.28 | 16.82 | 641,196 | 1,784.0 |
| Cowen Group Inc | NASDAQ | COWN | 4.28 | 5.68 | 4.41 | 2.45 | 716,806 | 504.4 |
| DFC Global Corp | NASDAQ | DLLR | 8.23 | 5.51 | 19.65 | 6.24 | 1,239,861 | 317.5 |
| Ambac Financial Group Inc | NASDAQ | AMBC | 34.56 | 5.24 | 34.79 | 15.03 | 2,187,733 | 1,555.3 |
| United Community Financial Corp/OH | NASDAQ | UCFC | 3.71 | 4.51 | 5.00 | 3.28 | 592,262 | 186.4 |
| Fidelity & Guaranty Life | NYSE | FGL | 21.66 | 4.13 | 22.46 | 18.12 | 192,817 | 1,265.9 |
| Ladenburg Thalmann Financial Services Inc | NYSE | LTS | 2.79 | 3.72 | 3.54 | 1.27 | 310,555 | 502.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
