Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Wednesday, June 04, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Elgin Mining Inc | TSX | ELG | 0.33 | 62.50 | 0.35 | 0.09 | 7,084,291 | 56.2 |
| Bacanora Minerals Ltd | TSXV | BCN | 0.85 | 49.12 | 0.89 | 0.13 | 462,349 | 54.2 |
| African Gold Group Inc | TSXV | AGG | 0.18 | 34.62 | 0.23 | 0.06 | 118,500 | 27.9 |
| Barkerville Gold Mines Ltd | TSXV | BGM | 0.42 | 20.00 | 1.00 | 0.30 | 281,500 | 53.2 |
| Constantine Metal Resources Ltd | TSXV | CEM | 0.12 | 20.00 | 0.15 | 0.04 | 108,800 | 14.0 |
| Discovery Ventures Inc | TSXV | DVN | 0.21 | 20.00 | 0.28 | 0.09 | 814,500 | 10.4 |
| NOVX21 Inc | TSXV | NOV | 0.11 | 15.79 | 0.29 | 0.07 | 392,200 | 11.2 |
| Orezone Gold Corp | TSX | ORE | 0.69 | 15.00 | 0.78 | 0.32 | 635,594 | 66.0 |
| Canada Carbon Inc | TSXV | CCB | 0.20 | 14.29 | 0.37 | 0.08 | 2,372,903 | 15.3 |
| Bowmore Exploration Ltd | TSXV | BOW | 0.15 | 11.54 | 0.28 | 0.08 | 200,000 | 10.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Caza Oil & Gas Inc | TSX | CAZ | 0.47 | 16.25 | 0.48 | 0.12 | 1,512,593 | 88.5 |
| Petrowest Corp | TSX | PRW | 1.28 | 11.30 | 1.28 | 0.62 | 7,777,679 | 191.7 |
| New Zealand Energy Corp | TSXV | NZ | 0.11 | 10.00 | 0.47 | 0.09 | 377,975 | 18.8 |
| Edge Resources Inc | TSXV | EDE | 0.26 | 8.33 | 0.27 | 0.07 | 381,175 | 42.6 |
| Crocotta Energy Inc | TSX | CTA | 4.14 | 5.34 | 4.22 | 2.58 | 990,578 | 404.6 |
| Contact Exploration Inc | TSXV | CEX | 0.42 | 5.06 | 0.45 | 0.18 | 1,354,880 | 106.1 |
| Yangarra Resources Ltd | TSXV | YGR | 3.75 | 4.17 | 4.17 | 0.87 | 396,015 | 216.2 |
| Americas Petrogas Inc | TSXV | BOE | 0.81 | 3.85 | 1.85 | 0.66 | 356,013 | 168.6 |
| Gasfrac Energy Services Inc | TSX | GFS | 1.91 | 3.80 | 2.40 | 1.30 | 135,689 | 121.5 |
| Manitok Energy Inc | TSXV | MEI | 2.30 | 3.60 | 3.38 | 1.93 | 577,458 | 163.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| DragonWave Inc | TSX | DWI | 1.56 | 16.42 | 3.68 | 1.13 | 808,777 | 90.8 |
| Intertain Group Ltd/The | TSX | IT | 5.50 | 8.91 | 5.94 | 3.85 | 302,801 | 74.8 |
| Cortex Business Solutions Inc | TSXV | CBX | 0.13 | 4.00 | 0.25 | 0.08 | 142,960 | 47.0 |
| BSM Technologies Inc | TSXV | GPS | 2.20 | 0.92 | 3.45 | 1.52 | 433,398 | 103.7 |
| Wi-Lan Inc | TSX | WIN | 3.37 | 0.90 | 4.98 | 2.96 | 229,730 | 404.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Pacific Safety Products Inc | TSXV | PSP | 0.17 | 13.33 | 0.18 | 0.03 | 394,500 | 11.1 |
| Martinrea International Inc | TSX | MRE | 12.23 | 5.43 | 12.75 | 6.91 | 315,763 | 1,033.3 |
| Avigilon Corp | TSX | AVO | 20.93 | 2.60 | 34.50 | 14.80 | 229,339 | 971.8 |
| Badger Daylighting Ltd | TSX | BAD | 37.56 | 2.20 | 43.65 | 14.68 | 158,398 | 1,391.0 |
| Norbord Inc | TSX | NBD | 26.44 | 0.49 | 36.95 | 25.10 | 219,367 | 1,412.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Agility Health Inc | TSXV | AHI | 0.52 | 30.00 | 1.00 | 0.20 | 745,500 | 31.0 |
| Patient Home Monitoring Corp | TSXV | PHM | 0.26 | 10.64 | 0.38 | 0.08 | 1,196,638 | 34.7 |
| Lorus Therapeutics Inc | TSX | LOR | 0.49 | 8.89 | 1.04 | 0.17 | 1,176,813 | 59.9 |
| Cynapsus Therapeutics Inc | TSXV | CTH | 0.66 | 3.13 | 1.51 | 0.31 | 234,690 | 52.0 |
| Zecotek Photonics Inc | TSXV | ZMS | 0.75 | 2.74 | 0.97 | 0.40 | 154,196 | 73.7 |
| Led Medical Diagnostics Inc | TSXV | LMD | 0.40 | 2.56 | 0.59 | 0.21 | 113,665 | 29.5 |
| Trimel Pharmaceuticals Corp | TSX | TRL | 0.84 | 2.44 | 0.97 | 0.34 | 129,779 | 137.0 |
| Titan Medical Inc | TSXV | TMD | 1.78 | 2.30 | 2.76 | 0.38 | 109,859 | 176.6 |
| Centric Health Corp | TSX | CHH | 0.29 | 1.79 | 0.63 | 0.24 | 195,449 | 43.6 |
| Abattis Bioceuticals Corp | CNSX | ATT | 0.78 | 1.30 | 3.10 | 0.02 | 146,063 | 37.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| GMP Capital Inc | TSX | GMP | 8.90 | 5.33 | 9.18 | 5.57 | 231,778 | 660.7 |
| Northwest International Healthcare Properties Real Estate Investment Trust | TSXV | MOB-U | 1.96 | 1.55 | 2.47 | 1.70 | 108,936 | 134.4 |
| Canaccord Genuity Group Inc | TSX | CF | 11.21 | 1.17 | 11.60 | 5.24 | 2,500,774 | 1,134.8 |
| Laurentian Bank of Canada | TSX | LB | 48.06 | 1.01 | 48.20 | 42.41 | 143,847 | 1,376.6 |
| American Hotel Income Properties REIT LP | TSX | HOT-U | 10.25 | 0.79 | 12.10 | 9.78 | 181,555 | 199.5 |
| Chartwell Retirement Residences | TSX | CSH-U | 11.09 | 0.64 | 11.12 | 8.95 | 156,641 | 1,931.5 |
| Dundee Corp | TSX | DC/A | 16.40 | 0.61 | 23.70 | 15.41 | 175,686 | 853.5 |
| Partners Real Estate Investment Trust | TSX | PAR-U | 4.89 | 0.20 | 7.37 | 3.94 | 119,552 | 133.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Uranium Energy Corp | NYSE | UEC | 1.75 | 12.18 | 2.65 | 0.94 | 2,103,368 | 157.2 |
| Molycorp Inc | NYSE | MCP | 2.79 | 11.60 | 8.06 | 2.44 | 8,496,226 | 682.7 |
| Noranda Aluminum Holding Corp | NYSE | NOR | 3.33 | 10.26 | 5.08 | 2.21 | 688,923 | 228.3 |
| Uranerz Energy Corp | NYSE | URZ | 1.52 | 3.40 | 1.97 | 0.80 | 249,585 | 131.1 |
| AK Steel Holding Corp | NYSE | AKS | 6.26 | 3.13 | 8.47 | 2.92 | 5,968,025 | 855.8 |
| Uranium Resources Inc | NASDAQ | URRE | 2.59 | 2.37 | 5.53 | 2.21 | 105,145 | 64.0 |
| Century Aluminum Co | NASDAQ | CENX | 14.30 | 2.36 | 14.80 | 7.65 | 716,792 | 1,269.7 |
| Hi-Crush Partners LP | NYSE | HCLP | 52.92 | 2.02 | 53.12 | 20.26 | 245,742 | 1,726.0 |
| Schnitzer Steel Industries Inc | NASDAQ | SCHN | 24.56 | 0.99 | 33.32 | 23.12 | 289,070 | 654.0 |
| Kaiser Aluminum Corp | NASDAQ | KALU | 69.45 | 0.93 | 74.27 | 60.26 | 208,086 | 1,252.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Liberated Energy Inc | OTC BB | LIBE | 0.15 | 15.40 | 0.99 | 0.02 | 402,386 | 12.1 |
| Saratoga Resources Inc | NYSE | SARA | 1.82 | 10.30 | 2.90 | 0.95 | 1,443,199 | 56.3 |
| Whiting USA Trust I | NYSE | WHX | 1.93 | 7.82 | 6.33 | 1.72 | 224,258 | 26.8 |
| Cal Dive International Inc | NYSE | DVR | 1.37 | 7.03 | 2.38 | 1.22 | 1,167,451 | 135.3 |
| Recon Technology Ltd | NASDAQ | RCON | 4.13 | 6.44 | 8.00 | 1.70 | 212,203 | 19.1 |
| Vertex Energy Inc | NASDAQ | VTNR | 10.72 | 4.28 | 11.25 | 2.35 | 422,756 | 241.4 |
| Solazyme Inc | NASDAQ | SZYM | 9.86 | 4.23 | 15.00 | 8.00 | 785,169 | 749.1 |
| FieldPoint Petroleum Corp | NYSE | FPP | 5.62 | 3.69 | 5.66 | 3.27 | 107,411 | 45.4 |
| Quicksilver Resources Inc | NYSE | KWK | 2.49 | 3.32 | 3.67 | 1.44 | 2,762,292 | 441.6 |
| Natural Resource Partners LP | NYSE | NRP | 13.70 | 3.09 | 22.91 | 12.78 | 457,278 | 1,512.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| NQ Mobile Inc | NYSE | NQ | 9.99 | 30.93 | 25.90 | 6.25 | 38,255,716 | 617.4 |
| Sysorex Global Holdings Corp | NASDAQ | SYRX | 4.46 | 26.35 | 18.02 | 1.30 | 120,912 | 87.0 |
| Worlds Inc | OTC BB | WDDD | 0.21 | 24.55 | 0.49 | 0.06 | 1,244,982 | 19.5 |
| ANADIGICS Inc | NASDAQ | ANAD | 1.35 | 19.47 | 2.45 | 0.90 | 3,179,208 | 115.5 |
| Wave Systems Corp | NASDAQ | WAVX | 2.21 | 12.18 | 2.28 | 0.69 | 3,600,222 | 89.5 |
| China Finance Online Co Ltd | NASDAQ | JRJC | 3.69 | 9.82 | 8.20 | 1.14 | 1,756,844 | 81.8 |
| QuickLogic Corp | NASDAQ | QUIK | 4.97 | 8.99 | 5.67 | 2.11 | 961,112 | 274.1 |
| Emcore Corp | NASDAQ | EMKR | 4.46 | 5.94 | 5.62 | 3.37 | 140,006 | 136.7 |
| MoSys Inc | NASDAQ | MOSY | 3.08 | 5.84 | 5.99 | 2.90 | 300,886 | 152.4 |
| FalconStor Software Inc | NASDAQ | FALC | 1.66 | 5.73 | 1.78 | 0.88 | 417,018 | 79.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Armco Metals Holdings Inc | NYSE | AMCO | 0.22 | 21.57 | 0.58 | 0.19 | 2,745,538 | 11.9 |
| Sypris Solutions Inc | NASDAQ | SYPR | 5.70 | 9.83 | 5.83 | 2.52 | 403,868 | 117.0 |
| China XD Plastics Co Ltd | NASDAQ | CXDC | 12.19 | 7.78 | 12.48 | 3.99 | 862,370 | 593.4 |
| Quest Resource Holding Corp | NASDAQ | QRHC | 6.05 | 6.70 | 6.23 | 1.35 | 196,557 | 587.0 |
| Nam Tai Property Inc | NYSE | NTP | 7.94 | 6.29 | 8.79 | 5.30 | 571,117 | 359.5 |
| Liquidmetal Technologies Inc | OTC BB | LQMT | 0.22 | 6.23 | 0.41 | 0.05 | 4,580,485 | 95.6 |
| PMFG Inc | NASDAQ | PMFG | 5.06 | 5.86 | 9.23 | 4.11 | 161,684 | 106.7 |
| Advanced Energy Industries Inc | NASDAQ | AEIS | 18.64 | 4.95 | 29.15 | 16.29 | 903,522 | 766.3 |
| Gentherm Inc | NASDAQ | THRM | 41.77 | 4.84 | 43.99 | 16.52 | 923,452 | 1,473.4 |
| Control4 Corp | NASDAQ | CTRL | 17.65 | 4.62 | 32.50 | 13.77 | 339,135 | 418.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Vanda Pharmaceuticals Inc | NASDAQ | VNDA | 12.56 | 25.35 | 19.25 | 5.70 | 4,817,194 | 425.5 |
| Celladon Corp | NASDAQ | CLDN | 9.35 | 18.35 | 17.16 | 7.45 | 248,641 | 173.0 |
| EDAP TMS SA | NASDAQ | EDAP | 3.65 | 11.62 | 3.85 | 2.38 | 770,388 | 90.5 |
| Relypsa Inc | NASDAQ | RLYP | 24.77 | 10.88 | 52.74 | 11.00 | 298,831 | 838.3 |
| NanoString Technologies Inc | NASDAQ | NSTG | 15.48 | 8.63 | 22.44 | 7.01 | 121,949 | 279.6 |
| Prosensa Holding NV | NASDAQ | RNA | 10.83 | 8.52 | 34.55 | 3.43 | 954,632 | 379.1 |
| Tonix Pharmaceuticals Holding Corp | NASDAQ | TNXP | 10.70 | 8.19 | 21.00 | 3.00 | 157,660 | 106.2 |
| Aegerion Pharmaceuticals Inc | NASDAQ | AEGR | 33.04 | 7.66 | 101.00 | 29.45 | 2,132,914 | 974.1 |
| Raptor Pharmaceutical Corp | NASDAQ | RPTP | 8.49 | 7.33 | 17.72 | 7.12 | 506,672 | 531.6 |
| Auspex Pharmaceuticals Inc | NASDAQ | ASPX | 21.26 | 7.10 | 35.78 | 13.25 | 282,692 | 501.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| LSB Financial Corp | NASDAQ | LSBI | 40.40 | 42.76 | 40.40 | 21.27 | 175,039 | 63.3 |
| TF Financial Corp | NASDAQ | THRD | 42.10 | 32.22 | 42.57 | 24.46 | 460,906 | 132.7 |
| Doral Financial Corp | NYSE | DRL | 3.16 | 7.12 | 25.00 | 1.87 | 723,792 | 21.0 |
| China Commercial Credit Inc | NASDAQ | CCCR | 3.82 | 5.66 | 19.39 | 3.56 | 153,049 | 46.8 |
| Metro Bancorp Inc | NASDAQ | METR | 21.70 | 3.78 | 23.09 | 18.45 | 112,536 | 307.7 |
| WageWorks Inc | NYSE | WAGE | 40.94 | 3.59 | 68.31 | 26.09 | 388,850 | 1,437.2 |
| Noah Holdings Ltd | NYSE | NOAH | 13.32 | 3.34 | 25.51 | 7.84 | 113,785 | 736.5 |
| MarketAxess Holdings Inc | NASDAQ | MKTX | 51.88 | 3.14 | 71.62 | 42.74 | 335,851 | 1,956.9 |
| Full Circle Capital Corp | NASDAQ | FULL | 8.00 | 3.09 | 9.59 | 6.67 | 176,621 | 80.7 |
| Xinyuan Real Estate Co Ltd | NYSE | XIN | 4.04 | 3.06 | 7.44 | 3.75 | 204,813 | 396.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg


