Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Thursday, June 26, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Talon Metals Corp | TSX | TLO | 0.36 | 33.33 | 0.44 | 0.17 | 985,370 | 33.1 |
| Balmoral Resources Ltd | TSX | BAR | 1.55 | 13.97 | 1.56 | 0.30 | 1,050,218 | 152.1 |
| Rockwell Diamonds Inc | TSX | RDI | 0.33 | 13.79 | 0.56 | 0.16 | 152,926 | 17.7 |
| Ginguro Exploration Inc | TSXV | GEG | 0.25 | 13.64 | 0.40 | 0.03 | 384,347 | 20.9 |
| Orex Minerals Inc | TSXV | REX | 0.36 | 12.50 | 0.36 | 0.19 | 315,634 | 33.4 |
| Northern Vertex Mining Corp | TSXV | NEE | 0.35 | 11.11 | 0.84 | 0.25 | 102,900 | 20.2 |
| Argex Titanium Inc | TSX | RGX | 0.84 | 10.53 | 1.11 | 0.56 | 111,320 | 113.2 |
| Superior Copper Corp | TSXV | SPC | 0.17 | 9.68 | 0.18 | 0.03 | 235,330 | 17.3 |
| Black Iron Inc | TSX | BKI | 0.12 | 9.52 | 0.25 | 0.10 | 418,800 | 18.3 |
| Stans Energy Corp | TSXV | HRE | 0.12 | 9.09 | 0.22 | 0.05 | 206,989 | 18.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Canada Energy Partners Inc | TSXV | CE | 0.16 | 63.16 | 0.22 | 0.08 | 1,422,227 | 13.8 |
| Perpetual Energy Inc | TSX | PMT | 1.96 | 19.51 | 2.10 | 0.94 | 2,713,666 | 291.9 |
| Colonial Coal International Corp | TSXV | CAD | 0.18 | 16.67 | 0.57 | 0.15 | 173,100 | 11.4 |
| Blackbird Energy Inc | TSXV | BBI | 0.26 | 10.64 | 0.31 | 0.05 | 287,104 | 49.4 |
| Petrowest Corp | TSX | PRW | 1.35 | 8.00 | 1.40 | 0.62 | 12,902,313 | 202.2 |
| Manitok Energy Inc | TSXV | MEI | 2.62 | 7.82 | 3.38 | 1.93 | 715,278 | 186.0 |
| Terraco Gold Corp | TSXV | TEN | 0.18 | 6.06 | 0.18 | 0.09 | 450,500 | 23.6 |
| Southern Pacific Resource Corp | TSX | STP | 0.22 | 4.76 | 0.81 | 0.11 | 609,100 | 87.6 |
| Pinecrest Energy Inc | TSXV | PRY | 0.11 | 4.76 | 0.74 | 0.10 | 250,400 | 23.9 |
| Anderson Energy Ltd | TSX | AXL | 0.24 | 4.35 | 0.29 | 0.11 | 131,483 | 41.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| DragonWave Inc | TSX | DWI | 1.82 | 11.66 | 3.68 | 1.13 | 236,379 | 105.9 |
| EXFO Inc | TSX | EXF | 5.17 | 5.51 | 6.04 | 4.29 | 110,239 | 312.0 |
| Sandvine Corp | TSX | SVC | 3.45 | 3.92 | 4.08 | 1.60 | 208,764 | 518.4 |
| Symbility Solutions Inc | TSXV | SY | 0.31 | 1.67 | 0.51 | 0.24 | 134,750 | 63.8 |
| Webtech Wireless Inc | TSX | WEW | 0.37 | 1.39 | 0.46 | 0.33 | 190,600 | 37.8 |
| Absolute Software Corp | TSX | ABT | 6.78 | 1.04 | 8.10 | 5.85 | 104,114 | 296.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Questor Technology Inc | TSXV | QST | 4.35 | 7.14 | 5.05 | 0.63 | 179,033 | 111.0 |
| CO2 Solutions Inc | TSXV | CST | 0.17 | 6.45 | 0.25 | 0.08 | 248,410 | 13.1 |
| DIRTT Environmental Solutions | TSX | DRT | 3.80 | 3.26 | 3.95 | 2.30 | 610,546 | 262.2 |
| Heroux-Devtek Inc | TSX | HRX | 11.15 | 1.55 | 12.35 | 8.00 | 115,187 | 352.6 |
| Aecon Group Inc | TSX | ARE | 16.81 | 1.39 | 18.75 | 10.75 | 285,999 | 948.9 |
| ATS Automation Tooling Systems Inc | TSX | ATA | 15.34 | 1.32 | 15.46 | 10.65 | 389,549 | 1,393.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Bioniche Life Sciences Inc | TSX | BNC | 0.19 | 8.57 | 0.42 | 0.14 | 126,336 | 26.9 |
| Led Medical Diagnostics Inc | TSXV | LMD | 0.38 | 5.56 | 0.59 | 0.27 | 102,488 | 28.0 |
| Concordia Healthcare Corp | TSX | CXR | 32.75 | 3.15 | 35.65 | 6.25 | 231,234 | 933.0 |
| Lorus Therapeutics Inc | TSX | LOR | 0.50 | 3.13 | 1.04 | 0.17 | 158,743 | 60.6 |
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Sprott Resource Corp | TSX | SCP | 3.12 | 1.30 | 3.80 | 2.23 | 167,699 | 307.0 |
| AGF Management Ltd | TSX | AGF/B | 12.20 | 0.83 | 14.78 | 10.82 | 265,721 | 1,048.0 |
| Canaccord Genuity Group Inc | TSX | CF | 12.34 | 0.73 | 13.05 | 5.37 | 486,688 | 1,249.2 |
| Alaris Royalty Corp | TSX | AD | 29.00 | 0.49 | 37.69 | 23.79 | 149,996 | 832.9 |
| Chartwell Retirement Residences | TSX | CSH-U | 11.09 | 0.45 | 11.21 | 8.95 | 284,586 | 1,931.5 |
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Schnitzer Steel Industries Inc | NASDAQ | SCHN | 26.57 | 5.86 | 33.32 | 23.12 | 783,480 | 709.1 |
| Silver Bull Resources Inc | NYSE | SVBL | 0.30 | 5.26 | 0.44 | 0.22 | 1,417,642 | 47.7 |
| Hecla Mining Co | NYSE | HL | 3.42 | 3.64 | 3.98 | 2.63 | 9,803,399 | 1,173.5 |
| Noranda Aluminum Holding Corp | NYSE | NOR | 3.51 | 3.24 | 5.08 | 2.21 | 420,742 | 240.7 |
| McEwen Mining Inc | NYSE | MUX | 2.89 | 2.12 | 3.74 | 1.65 | 2,013,558 | 951.1 |
| Century Aluminum Co | NASDAQ | CENX | 15.58 | 1.10 | 15.94 | 7.65 | 448,216 | 1,383.3 |
| Gold Resource Corp | NYSE | GORO | 4.90 | 1.03 | 9.43 | 3.52 | 376,898 | 265.5 |
| General Moly Inc | NYSE | GMO | 1.05 | 0.96 | 2.07 | 0.82 | 191,193 | 96.5 |
| Mines Management Inc | NYSE | MGN | 1.06 | 0.95 | 1.80 | 0.48 | 104,557 | 30.9 |
| Ring Energy Inc | NYSE | REI | 17.38 | 0.64 | 20.61 | 8.00 | 112,103 | 411.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| KiOR Inc | NASDAQ | KIOR | 0.45 | 18.86 | 5.94 | 0.33 | 764,500 | 49.4 |
| Royale Energy Inc | NASDAQ | ROYL | 3.33 | 10.63 | 4.12 | 2.43 | 2,151,321 | 49.8 |
| Ener-Core Inc | OTC BB | ENCR | 0.66 | 10.00 | 2.37 | 0.25 | 912,861 | 47.8 |
| Real Goods Solar Inc | NASDAQ | RGSE | 2.96 | 9.63 | 5.65 | 1.70 | 2,758,592 | 139.4 |
| ZaZa Energy Corp | NASDAQ | ZAZA | 0.82 | 8.42 | 1.49 | 0.41 | 516,143 | 92.1 |
| China Sunergy Co Ltd | NASDAQ | CSUN | 3.35 | 8.41 | 10.19 | 1.87 | 326,624 | 49.7 |
| GreenHunter Resources Inc | NYSE | GRH | 1.87 | 6.86 | 2.00 | 0.75 | 121,989 | 63.2 |
| Walter Energy Inc | NYSE | WLT | 5.77 | 6.26 | 19.50 | 4.25 | 4,599,724 | 379.8 |
| Quantum Fuel Systems Technologies Worldwide Inc | NASDAQ | QTWW | 5.79 | 6.24 | 11.25 | 1.85 | 734,245 | 131.5 |
| Endeavour International Corp | NYSE | END | 1.47 | 5.76 | 7.50 | 1.02 | 2,296,017 | 73.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Crossroads Systems Inc | NASDAQ | CRDS | 3.68 | 24.32 | 3.71 | 0.69 | 1,398,954 | 55.4 |
| Uni-Pixel Inc | NASDAQ | UNXL | 7.59 | 10.32 | 20.83 | 4.80 | 2,445,057 | 93.7 |
| China Mobile Games & Entertainment Group Ltd | NASDAQ | CMGE | 15.80 | 10.03 | 40.31 | 10.88 | 582,738 | 497.1 |
| Synacor Inc | NASDAQ | SYNC | 2.69 | 6.32 | 3.59 | 2.12 | 292,595 | 74.0 |
| Parkervision Inc | NASDAQ | PRKR | 1.58 | 6.04 | 7.78 | 1.21 | 10,399,587 | 152.8 |
| Varonis Systems Inc | NASDAQ | VRNS | 27.43 | 5.50 | 56.80 | 19.69 | 167,459 | 670.8 |
| inContact Inc | NASDAQ | SAAS | 8.98 | 4.54 | 10.54 | 6.93 | 245,897 | 545.2 |
| Mattson Technology Inc | NASDAQ | MTSN | 2.11 | 4.46 | 3.22 | 1.81 | 986,783 | 155.0 |
| Netlist Inc | NASDAQ | NLST | 1.21 | 4.31 | 2.41 | 0.53 | 366,205 | 50.2 |
| Marketo Inc | NASDAQ | MKTO | 29.10 | 4.26 | 45.00 | 21.15 | 670,783 | 1,178.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Methode Electronics Inc | NYSE | MEI | 37.68 | 14.11 | 38.05 | 16.34 | 2,236,810 | 1,428.8 |
| WindStream Technologies Inc | OTC BB | WSTI | 2.07 | 11.89 | 2.14 | 0.65 | 3,020,617 | 175.9 |
| Metalico Inc | NYSE | MEA | 1.21 | 7.08 | 2.68 | 1.11 | 236,619 | 58.3 |
| NF Energy Saving Corp | NASDAQ | NFEC | 2.47 | 6.47 | 2.95 | 0.55 | 109,003 | 14.0 |
| Tennant Co | NYSE | TNC | 75.43 | 6.27 | 75.71 | 47.31 | 209,120 | 1,389.6 |
| ExOne Co/The | NASDAQ | XONE | 37.58 | 5.00 | 78.80 | 24.34 | 505,885 | 542.8 |
| Canadian Solar Inc | NASDAQ | CSIQ | 29.79 | 4.49 | 44.50 | 10.20 | 4,044,903 | 1,597.8 |
| Liquidmetal Technologies Inc | OTC BB | LQMT | 0.27 | 4.30 | 0.41 | 0.05 | 2,980,602 | 116.9 |
| Astronics Corp | NASDAQ | ATRO | 59.99 | 3.63 | 72.99 | 29.20 | 177,299 | 1,063.1 |
| MagneGas Corp | NASDAQ | MNGA | 1.51 | 3.42 | 2.45 | 0.40 | 1,046,717 | 48.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Ohr Pharmaceutical Inc | NASDAQ | OHRP | 9.90 | 35.43 | 20.00 | 5.65 | 5,840,086 | 233.8 |
| Vantage Health | OTC BB | VNTH | 0.25 | 13.64 | 0.35 | 0.00 | 211,596 | 39.6 |
| Aethlon Medical Inc | OTC BB | AEMD | 0.17 | 13.33 | 0.29 | 0.10 | 589,575 | 35.6 |
| Organovo Holdings Inc | NYSE | ONVO | 8.20 | 11.72 | 13.65 | 3.69 | 4,394,402 | 641.9 |
| Dendreon Corp | NASDAQ | DNDN | 2.30 | 9.00 | 5.38 | 1.81 | 4,010,928 | 367.9 |
| GlycoMimetics Inc | NASDAQ | GLYC | 7.31 | 8.14 | 18.99 | 6.02 | 163,554 | 137.4 |
| Concert Pharmaceuticals Inc | NASDAQ | CNCE | 9.60 | 7.87 | 16.26 | 7.12 | 215,862 | 171.8 |
| MRI Interventions Inc | OTC BB | MRIC | 1.00 | 7.53 | 1.75 | 0.65 | 555,069 | 58.9 |
| IsoRay Inc | NYSE | ISR | 3.16 | 5.69 | 3.77 | 0.44 | 6,831,533 | 171.9 |
| Harvard Bioscience Inc | NASDAQ | HBIO | 3.93 | 5.36 | 5.15 | 3.50 | 763,878 | 125.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| E-House China Holdings Ltd | NYSE | EJ | 8.90 | 4.83 | 17.28 | 4.23 | 1,629,054 | 1,270.8 |
| Fidus Investment Corp | NASDAQ | FDUS | 20.44 | 4.23 | 22.50 | 16.07 | 155,890 | 281.4 |
| THL Credit Inc | NASDAQ | TCRD | 14.04 | 4.00 | 17.00 | 12.80 | 899,760 | 476.0 |
| Triangle Capital Corp | NYSE | TCAP | 28.22 | 3.90 | 30.08 | 24.54 | 630,088 | 787.4 |
| Independent Bank Corp/MI | NASDAQ | IBCP | 13.64 | 3.73 | 14.25 | 5.51 | 277,695 | 312.7 |
| Monmouth Real Estate Investment Corp | NYSE | MNR | 9.73 | 3.40 | 10.48 | 8.57 | 668,224 | 544.2 |
| Golub Capital BDC Inc | NASDAQ | GBDC | 17.80 | 3.31 | 19.38 | 15.57 | 570,366 | 837.0 |
| BlackRock Kelso Capital Corp | NASDAQ | BKCC | 9.11 | 3.05 | 10.35 | 8.25 | 1,447,846 | 680.1 |
| Horizon Technology Finance Corp | NASDAQ | HRZN | 14.66 | 2.95 | 15.07 | 12.17 | 159,856 | 141.0 |
| United Insurance Holdings Corp | NASDAQ | UIHC | 17.19 | 2.87 | 18.56 | 6.49 | 177,547 | 358.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg


