Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Monday, June 23, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Woulfe Mining Corp | CNSX | WOF | 0.12 | 21.05 | 0.12 | 0.09 | 183,000 | 40.1 |
| GPM Metals Inc | TSXV | GPM | 0.12 | 20.00 | 0.14 | 0.05 | 180,000 | 13.3 |
| Mawson Resources Ltd | TSX | MAW | 0.34 | 19.64 | 0.76 | 0.27 | 1,381,300 | 21.9 |
| Orex Minerals Inc | TSXV | REX | 0.32 | 18.87 | 0.33 | 0.19 | 112,217 | 29.2 |
| Gran Colombia Gold Corp | TSX | GCM | 1.68 | 12.75 | 3.95 | 0.74 | 247,160 | 39.8 |
| Eastern Platinum Ltd | TSX | ELR | 0.11 | 10.53 | 0.11 | 0.06 | 450,548 | 97.5 |
| Sunward Resources Ltd | TSX | SWD | 0.21 | 10.53 | 0.74 | 0.13 | 147,475 | 29.9 |
| Thompson Creek Metals Co Inc | TSX | TCM | 3.18 | 10.03 | 4.25 | 1.84 | 779,024 | 546.1 |
| Avanti Mining Inc | TSXV | AVT | 0.11 | 10.00 | 0.14 | 0.04 | 756,000 | 51.5 |
| Mega Precious Metals Inc | TSXV | MGP | 0.12 | 9.09 | 0.27 | 0.09 | 576,500 | 15.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Canadian Overseas Petroleum Ltd | TSXV | XOP | 0.24 | 17.07 | 0.40 | 0.16 | 798,800 | 83.9 |
| Claim Post Resources Inc | TSXV | CPS | 0.17 | 10.00 | 0.19 | 0.03 | 116,400 | 15.9 |
| PetroNova Inc | TSXV | PNA | 0.31 | 8.77 | 0.37 | 0.18 | 166,900 | 70.1 |
| Touchstone Exploration Inc/New | TSX | TXP | 1.01 | 5.21 | 1.26 | 0.61 | 107,358 | 115.4 |
| Terra Energy Corp | TSX | TT | 0.42 | 5.00 | 0.50 | 0.15 | 149,100 | 44.8 |
| Niko Resources Ltd | TSX | NKO | 2.50 | 4.60 | 9.79 | 1.12 | 213,793 | 228.8 |
| Canyon Services Group Inc | TSX | FRC | 18.57 | 4.03 | 18.76 | 10.43 | 540,892 | 1,168.4 |
| Southern Pacific Resource Corp | TSX | STP | 0.21 | 2.44 | 0.81 | 0.11 | 163,121 | 83.6 |
| Connacher Oil and Gas Ltd | TSX | CLL | 0.22 | 2.33 | 0.36 | 0.06 | 130,790 | 99.4 |
| Ithaca Energy Inc | TSX | IAE | 2.71 | 2.26 | 2.95 | 1.72 | 290,837 | 890.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| ISIS Lab Corp | TSXV | LAB | 0.50 | 17.86 | 0.64 | 0.10 | 186,681 | 27.3 |
| EXO U Inc | TSXV | EXO | 2.13 | 7.04 | 2.39 | 0.70 | 156,675 | 87.9 |
| Symbility Solutions Inc | TSXV | SY | 0.30 | 3.45 | 0.51 | 0.24 | 443,100 | 62.8 |
| POET Technologies Inc | TSXV | PTK | 1.72 | 2.99 | 2.87 | 0.32 | 489,104 | 274.2 |
| UrtheCast Corp | TSX | UR | 1.39 | 0.72 | 2.90 | 1.22 | 204,562 | 89.3 |
| Wi-Lan Inc | TSX | WIN | 3.37 | 0.30 | 4.98 | 2.96 | 194,040 | 404.2 |
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| WaterFurnace Renewable Energy Inc | TSX | WFI | 30.45 | 19.79 | 30.56 | 20.01 | 770,873 | 376.4 |
| Aecon Group Inc | TSX | ARE | 16.58 | 5.00 | 18.75 | 10.32 | 365,247 | 935.9 |
| Martinrea International Inc | TSX | MRE | 12.80 | 4.32 | 13.00 | 6.91 | 758,518 | 1,081.5 |
| Westport Innovations Inc | TSX | WPT | 18.12 | 3.72 | 36.57 | 13.67 | 100,772 | 1,141.9 |
| RDX Technologies Corp | TSXV | RDX | 0.31 | 3.33 | 0.64 | 0.13 | 152,300 | 53.7 |
| Polaris Minerals Corp | TSX | PLS | 2.72 | 1.12 | 3.20 | 1.33 | 114,510 | 219.1 |
| Avigilon Corp | TSX | AVO | 23.39 | 0.30 | 34.50 | 14.80 | 588,068 | 1,086.0 |
| Badger Daylighting Ltd | TSX | BAD | 35.40 | 0.17 | 43.65 | 15.59 | 205,222 | 1,311.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Ceapro Inc | TSXV | CZO | 0.18 | 20.00 | 0.18 | 0.03 | 151,125 | 10.9 |
| Titan Medical Inc | TSXV | TMD | 2.57 | 11.26 | 2.76 | 0.38 | 688,363 | 255.0 |
| Critical Outcome Technologies Inc | TSXV | COT | 0.31 | 8.77 | 0.38 | 0.12 | 583,833 | 30.0 |
| Cynapsus Therapeutics Inc | TSXV | CTH | 0.64 | 8.47 | 1.51 | 0.31 | 117,810 | 50.5 |
| Centric Health Corp | TSX | CHH | 0.39 | 6.94 | 0.63 | 0.24 | 606,250 | 58.9 |
| Cipher Pharmaceuticals Inc | TSX | DND | 9.20 | 5.63 | 9.59 | 4.20 | 144,641 | 231.2 |
| Neptune Technologies & Bioressources Inc | TSX | NTB | 2.99 | 3.10 | 4.35 | 2.41 | 123,992 | 220.6 |
| Abattis Bioceuticals Corp | CNSX | ATT | 0.45 | 2.30 | 3.10 | 0.02 | 443,596 | 21.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Posera-HDX Ltd | TSX | HDX | 0.36 | 4.35 | 0.44 | 0.12 | 120,625 | 21.4 |
| Canaccord Genuity Group Inc | TSX | CF | 12.70 | 3.67 | 13.05 | 5.24 | 1,683,732 | 1,285.6 |
| High North Resources Ltd | TSXV | HN | 0.58 | 3.57 | 0.74 | 0.30 | 101,350 | 29.9 |
| Difference Capital Financial Inc | TSX | DCF | 1.76 | 3.53 | 3.10 | 1.55 | 178,160 | 69.2 |
| Aberdeen International Inc | TSX | AAB | 0.16 | 3.23 | 0.19 | 0.11 | 228,110 | 14.0 |
| Sprott Resource Corp | TSX | SCP | 3.12 | 2.63 | 3.80 | 2.23 | 233,348 | 307.0 |
| Great Prairie Energy Services Inc | TSXV | GPE | 0.49 | 2.08 | 0.50 | 0.18 | 153,000 | 57.3 |
| Terra Firma Capital Corp | TSXV | TII | 0.59 | 1.72 | 0.67 | 0.22 | 309,134 | 18.2 |
| Rifco Inc | TSXV | RFC | 6.71 | 1.67 | 7.20 | 4.10 | 145,713 | 141.1 |
| Dream Global Real Estate Investment Trust | TSX | DRG-U | 9.84 | 0.72 | 10.40 | 7.97 | 135,536 | 1,072.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Mines Management Inc | NYSE | MGN | 1.09 | 11.22 | 1.80 | 0.48 | 121,405 | 31.8 |
| Great Northern Iron Ore Properties | NYSE | GNI | 24.82 | 3.63 | 76.74 | 16.80 | 162,391 | 37.2 |
| AK Steel Holding Corp | NYSE | AKS | 7.66 | 2.96 | 8.47 | 2.92 | 7,561,620 | 1,047.2 |
| Coeur Mining Inc | NYSE | CDE | 8.78 | 2.69 | 16.95 | 6.62 | 1,220,785 | 908.9 |
| Horsehead Holding Corp | NASDAQ | ZINC | 17.90 | 2.23 | 18.83 | 10.85 | 291,393 | 907.7 |
| McEwen Mining Inc | NYSE | MUX | 2.80 | 1.82 | 3.74 | 1.63 | 2,391,205 | 921.5 |
| Silver Bull Resources Inc | NYSE | SVBL | 0.28 | 1.28 | 0.44 | 0.22 | 743,144 | 44.1 |
| Century Aluminum Co | NASDAQ | CENX | 15.75 | 1.03 | 15.82 | 7.65 | 381,342 | 1,398.4 |
| Hecla Mining Co | NYSE | HL | 3.30 | 0.92 | 3.98 | 2.63 | 6,634,819 | 1,132.3 |
| Noranda Aluminum Holding Corp | NYSE | NOR | 3.63 | 0.55 | 5.08 | 2.21 | 535,911 | 248.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Ener-Core Inc | OTC BB | ENCR | 0.65 | 8.28 | 2.37 | 0.25 | 477,017 | 47.4 |
| Real Goods Solar Inc | NASDAQ | RGSE | 2.84 | 7.17 | 5.65 | 1.70 | 1,140,644 | 133.8 |
| Warren Resources Inc | NASDAQ | WRES | 5.47 | 6.84 | 5.63 | 2.46 | 1,548,764 | 402.8 |
| Abraxas Petroleum Corp | NASDAQ | AXAS | 5.91 | 5.91 | 5.96 | 2.01 | 6,410,995 | 613.6 |
| NuStar GP Holdings LLC | NYSE | NSH | 36.77 | 5.75 | 36.90 | 19.34 | 377,344 | 1,568.5 |
| Whiting USA Trust I | NYSE | WHX | 2.03 | 5.18 | 6.33 | 1.72 | 585,448 | 28.1 |
| Miller Energy Resources Inc | NYSE | MILL | 5.51 | 4.95 | 8.97 | 3.85 | 745,306 | 249.9 |
| Walter Energy Inc | NYSE | WLT | 5.77 | 4.91 | 19.50 | 4.25 | 7,821,623 | 379.8 |
| EV Energy Partners LP | NASDAQ | EVEP | 39.70 | 4.34 | 43.25 | 30.53 | 541,222 | 1,928.3 |
| Midstates Petroleum Co Inc | NYSE | MPO | 7.34 | 3.97 | 7.50 | 4.13 | 1,028,106 | 515.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| voxeljet AG | NYSE | VJET | 17.50 | 10.48 | 70.00 | 12.85 | 1,082,685 | 325.5 |
| Liquid Holdings Group Inc | NASDAQ | LIQD | 1.73 | 10.19 | 10.30 | 1.20 | 3,062,121 | 98.3 |
| NII Holdings Inc | NASDAQ | NIHD | 0.70 | 10.17 | 8.28 | 0.43 | 4,864,992 | 120.6 |
| Media Analytics Corp | OTC BB | MEDA | 0.22 | 10.00 | 1.67 | 0.12 | 398,950 | 22.2 |
| PLX Technology Inc | NASDAQ | PLXT | 6.48 | 9.09 | 6.91 | 4.57 | 15,807,665 | 297.4 |
| Rocket Fuel Inc | NASDAQ | FUEL | 30.33 | 8.90 | 71.89 | 19.31 | 898,086 | 1,065.9 |
| Overland Storage Inc | NASDAQ | OVRL | 4.07 | 8.53 | 6.40 | 2.63 | 211,650 | 71.2 |
| 2U Inc | NASDAQ | TWOU | 16.62 | 8.27 | 16.75 | 10.52 | 207,522 | 668.3 |
| Sysorex Global Holdings Corp | NASDAQ | SYRX | 4.05 | 7.71 | 18.02 | 1.30 | 120,029 | 79.0 |
| Gogo Inc | NASDAQ | GOGO | 19.49 | 5.87 | 35.77 | 9.71 | 3,921,200 | 1,657.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Control4 Corp | NASDAQ | CTRL | 19.26 | 6.53 | 32.50 | 13.77 | 930,923 | 456.5 |
| Camtek Ltd/Israel | NASDAQ | CAMT | 3.36 | 6.33 | 6.43 | 1.60 | 273,104 | 99.9 |
| Astronics Corp | NASDAQ | ATRO | 60.07 | 5.07 | 72.99 | 29.20 | 161,983 | 1,070.5 |
| OSI Systems Inc | NASDAQ | OSIS | 66.76 | 4.80 | 78.50 | 39.00 | 264,047 | 1,331.3 |
| Commercial Vehicle Group Inc | NASDAQ | CVGI | 10.30 | 4.78 | 10.45 | 6.62 | 503,558 | 306.1 |
| China Ming Yang Wind Power Group Ltd | NYSE | MY | 3.64 | 4.00 | 4.34 | 1.48 | 709,642 | 443.5 |
| Microvision Inc | NASDAQ | MVIS | 2.19 | 3.79 | 3.38 | 1.03 | 3,018,503 | 94.2 |
| InvenSense Inc | NYSE | INVN | 22.45 | 3.46 | 24.34 | 13.13 | 3,096,838 | 1,979.8 |
| Cocrystal Pharma Inc | OTC BB | COCP | 0.31 | 3.33 | 0.97 | 0.16 | 679,230 | 37.7 |
| Fuel Systems Solutions Inc | NASDAQ | FSYS | 11.23 | 2.65 | 21.44 | 9.25 | 136,139 | 225.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Ohr Pharmaceutical Inc | NASDAQ | OHRP | 11.40 | 16.92 | 20.00 | 5.65 | 880,609 | 269.2 |
| Nanosphere Inc | NASDAQ | NSPH | 1.57 | 14.60 | 3.74 | 1.20 | 8,229,333 | 120.8 |
| Corcept Therapeutics Inc | NASDAQ | CORT | 2.91 | 13.67 | 4.49 | 1.47 | 591,418 | 293.6 |
| TG Therapeutics Inc | NASDAQ | TGTX | 9.69 | 12.94 | 10.15 | 2.97 | 675,350 | 364.6 |
| NeoGenomics Inc | NASDAQ | NEO | 3.33 | 9.90 | 4.69 | 2.05 | 929,614 | 165.4 |
| Corium International Inc | NASDAQ | CORI | 7.24 | 9.70 | 8.49 | 6.10 | 105,209 | 127.6 |
| China Cord Blood Corp | NYSE | CO | 5.43 | 8.60 | 5.49 | 2.79 | 611,687 | 396.4 |
| Vanda Pharmaceuticals Inc | NASDAQ | VNDA | 15.93 | 7.78 | 19.25 | 5.70 | 1,093,640 | 539.6 |
| Ventrus Biosciences Inc | NASDAQ | VTUS | 1.50 | 7.14 | 4.69 | 0.85 | 1,378,623 | 35.1 |
| Elite Pharmaceuticals Inc | OTC BB | ELTP | 0.46 | 7.06 | 0.97 | 0.07 | 2,294,144 | 255.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| AMERISAFE Inc | NASDAQ | AMSF | 39.95 | 4.36 | 45.41 | 31.29 | 108,284 | 746.0 |
| Republic First Bancorp Inc | NASDAQ | FRBK | 5.35 | 3.68 | 6.00 | 2.75 | 282,512 | 202.3 |
| MoneyGram International Inc | NASDAQ | MGI | 14.55 | 3.56 | 23.39 | 12.45 | 545,559 | 794.2 |
| Moelis & Co | NYSE | MC | 35.53 | 3.50 | 35.85 | 25.75 | 126,582 | 1,925.1 |
| Tree.com Inc | NASDAQ | TREE | 28.28 | 2.99 | 35.05 | 16.33 | 357,956 | 320.1 |
| JMP Group Inc | NYSE | JMP | 6.89 | 2.84 | 8.42 | 5.99 | 107,829 | 149.6 |
| RCS Capital Corp | NYSE | RCAP | 20.77 | 2.72 | 39.98 | 14.86 | 784,698 | 1,060.9 |
| Cascade Bancorp | NASDAQ | CACB | 5.06 | 2.64 | 6.95 | 4.11 | 148,300 | 366.1 |
| Full Circle Capital Corp | NASDAQ | FULL | 7.83 | 2.62 | 9.59 | 6.67 | 181,806 | 79.0 |
| CyrusOne Inc | NASDAQ | CONE | 24.65 | 2.28 | 24.88 | 17.41 | 842,727 | 953.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg


