Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Wednesday, July 30, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| El Tigre Silver Corp | TSXV | ELS | 0.27 | 80.00 | 0.29 | 0.12 | 2,480,391 | 16.7 |
| Mundoro Capital Inc | TSXV | MUN | 0.25 | 19.05 | 0.36 | 0.18 | 288,000 | 10.9 |
| Anfield Nickel Corp | TSXV | ANF | 0.97 | 11.49 | 2.58 | 0.78 | 118,264 | 42.1 |
| InZinc Mining Ltd | TSXV | IZN | 0.22 | 10.00 | 0.23 | 0.04 | 169,900 | 13.9 |
| Critical Elements Corp | TSXV | CRE | 0.28 | 9.80 | 0.28 | 0.11 | 1,165,340 | 33.8 |
| Rockhaven Resources Ltd | TSXV | RK | 0.23 | 9.52 | 0.30 | 0.08 | 138,000 | 18.2 |
| Regulus Resources Inc | TSXV | REG | 0.18 | 9.38 | 0.19 | 0.08 | 177,200 | 17.5 |
| Northcliff Resources Ltd | TSX | NCF | 0.25 | 8.70 | 0.38 | 0.17 | 110,900 | 22.8 |
| Eco Oro Minerals Corp | TSX | EOM | 0.27 | 8.00 | 0.65 | 0.24 | 318,986 | 22.7 |
| Athabasca Minerals Inc | TSXV | ABM | 2.62 | 7.38 | 3.20 | 0.85 | 450,498 | 85.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Avanti Energy Inc | TSXV | AVN | 0.31 | 10.71 | 0.39 | 0.12 | 201,500 | 14.6 |
| Pinecrest Energy Inc | TSXV | PRY | 0.11 | 10.00 | 0.64 | 0.09 | 371,884 | 23.9 |
| Petromanas Energy Inc | TSXV | PMI | 0.28 | 7.69 | 0.40 | 0.08 | 3,824,947 | 194.2 |
| Americas Petrogas Inc | TSXV | BOE | 0.58 | 7.41 | 1.85 | 0.48 | 2,929,987 | 132.3 |
| Tethys Petroleum Ltd | TSX | TPL | 0.37 | 7.35 | 0.78 | 0.31 | 501,902 | 122.8 |
| Dejour Energy Inc | TSX | DEJ | 0.32 | 4.92 | 0.35 | 0.10 | 682,788 | 52.6 |
| Cardinal Energy Ltd | TSX | CJ | 19.67 | 4.41 | 19.77 | 11.10 | 1,616,282 | 742.4 |
| Madalena Energy Inc | TSXV | MVN | 0.48 | 4.35 | 0.83 | 0.34 | 788,556 | 252.0 |
| Surge Energy Inc | TSX | SGY | 8.56 | 3.63 | 8.64 | 5.23 | 4,593,419 | 1,861.8 |
| CUB Energy Inc | TSXV | KUB | 0.16 | 3.33 | 0.28 | 0.13 | 116,840 | 48.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Espial Group Inc | TSX | ESP | 3.22 | 12.20 | 3.23 | 0.30 | 460,473 | 75.0 |
| Wi-Lan Inc | TSX | WIN | 3.51 | 4.78 | 4.74 | 2.96 | 1,987,762 | 421.6 |
| Redknee Solutions Inc | TSX | RKN | 4.99 | 2.25 | 7.82 | 3.40 | 229,475 | 543.4 |
| Sierra Wireless Inc | TSX | SW | 21.02 | 1.59 | 28.31 | 12.53 | 152,970 | 662.2 |
| Sandvine Corp | TSX | SVC | 3.65 | 0.27 | 4.08 | 1.80 | 415,622 | 548.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Photon Control Inc | TSXV | PHO | 0.50 | 5.26 | 0.55 | 0.13 | 152,300 | 50.8 |
| IBI Group Inc | TSX | IBG | 1.85 | 3.93 | 2.86 | 0.65 | 784,773 | 32.5 |
| Avigilon Corp | TSX | AVO | 25.59 | 3.60 | 34.50 | 15.01 | 394,789 | 1,188.2 |
| Flyht Aerospace Solutions Ltd | TSXV | FLY | 0.38 | 1.33 | 0.80 | 0.19 | 228,063 | 63.8 |
| Martinrea International Inc | TSX | MRE | 12.97 | 0.46 | 13.74 | 6.91 | 193,249 | 1,095.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Ceapro Inc | TSXV | CZO | 0.29 | 52.63 | 0.38 | 0.03 | 1,043,272 | 17.8 |
| Tekmira Pharmaceuticals Corp | TSX | TKM | 13.85 | 15.42 | 34.66 | 5.26 | 248,459 | 305.8 |
| Prometic Life Sciences Inc | TSX | PLI | 1.30 | 10.17 | 1.65 | 0.37 | 2,176,174 | 687.9 |
| Sernova Corp | TSXV | SVA | 0.22 | 4.88 | 0.34 | 0.10 | 190,650 | 27.9 |
| Led Medical Diagnostics Inc | TSXV | LMD | 0.45 | 2.30 | 0.59 | 0.32 | 470,746 | 34.3 |
| Bioniche Life Sciences Inc | TSX | BNC | 0.35 | 1.45 | 0.44 | 0.14 | 483,608 | 49.7 |
| Extendicare Inc | TSX | EXE | 7.49 | 0.27 | 7.50 | 6.12 | 122,826 | 681.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Grenville Strategic Royalty Corp | TSXV | GRC | 0.78 | 6.85 | 0.79 | 0.26 | 274,450 | 30.6 |
| Excelsior Mining Corp | TSXV | MIN | 0.25 | 4.26 | 0.63 | 0.10 | 309,625 | 15.1 |
| GMP Capital Inc | TSX | GMP | 8.27 | 1.60 | 9.20 | 5.57 | 116,168 | 614.3 |
| Tricon Capital Group Inc | TSX | TCN | 7.64 | 1.33 | 8.54 | 5.78 | 223,069 | 692.4 |
| Granite Real Estate Investment Trust | TSX | GRT-U | 40.97 | 0.49 | 42.79 | 33.89 | 172,570 | 1,926.2 |
| Alaris Royalty Corp | TSX | AD | 31.59 | 0.35 | 37.69 | 23.79 | 134,865 | 1,010.8 |
| Sprott Inc | TSX | SII | 3.00 | 0.33 | 3.85 | 2.35 | 207,223 | 814.0 |
| Sprott Resource Corp | TSX | SCP | 3.24 | 0.31 | 3.75 | 2.23 | 107,555 | 318.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Sutor Technology Group Ltd | NASDAQ | SUTR | 1.00 | 5.84 | 2.54 | 0.90 | 159,027 | 41.5 |
| AK Steel Holding Corp | NYSE | AKS | 9.25 | 3.24 | 9.45 | 3.30 | 7,517,290 | 1,264.6 |
| General Steel Holdings Inc | NYSE | GSI | 1.08 | 1.89 | 1.58 | 0.80 | 182,108 | 63.0 |
| Schnitzer Steel Industries Inc | NASDAQ | SCHN | 27.41 | 1.37 | 33.32 | 24.13 | 205,873 | 731.5 |
| Silver Bull Resources Inc | NYSE | SVBL | 0.26 | 1.17 | 0.44 | 0.22 | 437,054 | 41.4 |
| Materion Corp | NYSE | MTRN | 33.17 | 0.94 | 39.38 | 25.21 | 141,145 | 683.1 |
| Noranda Aluminum Holding Corp | NYSE | NOR | 4.67 | 0.86 | 5.08 | 2.21 | 414,341 | 320.2 |
| Uranerz Energy Corp | NYSE | URZ | 1.19 | 0.85 | 1.97 | 0.80 | 280,605 | 102.7 |
| Kaiser Aluminum Corp | NASDAQ | KALU | 77.30 | 0.64 | 77.78 | 62.60 | 248,529 | 1,381.5 |
| Horsehead Holding Corp | NASDAQ | ZINC | 19.35 | 0.31 | 21.02 | 10.85 | 272,353 | 981.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Ocean Power Technologies Inc | NASDAQ | OPTT | 1.43 | 16.26 | 7.01 | 1.03 | 822,040 | 25.1 |
| Hallador Energy Co | NASDAQ | HNRG | 14.08 | 7.48 | 14.16 | 6.58 | 152,780 | 405.1 |
| Endeavour International Corp | NYSE | END | 1.42 | 6.77 | 7.50 | 1.02 | 1,994,859 | 71.4 |
| Amyris Inc | NASDAQ | AMRS | 3.92 | 3.98 | 6.11 | 2.17 | 279,708 | 308.3 |
| Gevo Inc | NASDAQ | GEVO | 0.72 | 3.39 | 2.18 | 0.55 | 736,166 | 50.0 |
| Midstates Petroleum Co Inc | NYSE | MPO | 6.49 | 2.69 | 7.50 | 4.13 | 350,155 | 456.1 |
| Renewable Energy Group Inc | NASDAQ | REGI | 11.16 | 2.57 | 16.50 | 8.51 | 250,115 | 432.9 |
| Lightbridge Corp | NASDAQ | LTBR | 3.43 | 2.39 | 3.79 | 1.32 | 276,440 | 51.7 |
| PDC Energy Inc | NASDAQ | PDCE | 54.52 | 2.38 | 73.93 | 44.72 | 1,293,262 | 1,951.5 |
| Enphase Energy Inc | NASDAQ | ENPH | 10.49 | 1.84 | 12.19 | 4.54 | 316,929 | 447.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Rubicon Project Inc/The | NYSE | RUBI | 13.01 | 27.30 | 23.20 | 8.76 | 2,062,186 | 466.5 |
| Inphi Corp | NYSE | IPHI | 15.87 | 24.08 | 17.17 | 10.87 | 1,354,182 | 496.9 |
| Max Sound Corp | OTC BB | MAXD | 0.21 | 22.35 | 0.30 | 0.08 | 2,568,098 | 67.9 |
| RingCentral Inc | NYSE | RNG | 15.10 | 18.90 | 23.65 | 11.33 | 1,899,064 | 1,011.5 |
| Intelligent Systems Corp | NYSE | INS | 1.59 | 16.06 | 2.68 | 1.12 | 252,380 | 14.2 |
| Calix Inc | NYSE | CALX | 9.50 | 15.71 | 13.98 | 7.12 | 1,617,323 | 478.1 |
| Dice Holdings Inc | NYSE | DHX | 8.73 | 12.36 | 8.91 | 6.50 | 1,485,915 | 468.6 |
| Power Integrations Inc | NASDAQ | POWI | 58.05 | 11.46 | 68.87 | 38.07 | 726,992 | 1,765.8 |
| Vonage Holdings Corp | NYSE | VG | 4.00 | 11.11 | 4.96 | 2.99 | 3,160,129 | 846.6 |
| MoSys Inc | NASDAQ | MOSY | 3.42 | 10.32 | 5.99 | 2.80 | 776,125 | 169.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Taser International Inc | NASDAQ | TASR | 13.36 | 16.17 | 20.83 | 8.43 | 3,957,055 | 719.7 |
| Astronics Corp | NASDAQ | ATRO | 59.08 | 14.83 | 72.99 | 29.20 | 751,250 | 1,052.1 |
| Ideal Power Inc | NASDAQ | IPWR | 7.74 | 14.67 | 12.59 | 5.00 | 291,652 | 54.3 |
| ExOne Co/The | NASDAQ | XONE | 37.08 | 12.43 | 78.80 | 24.34 | 797,469 | 535.5 |
| FARO Technologies Inc | NASDAQ | FARO | 52.05 | 11.70 | 60.91 | 33.50 | 226,630 | 897.7 |
| Magal Security Systems Ltd | NASDAQ | MAGS | 4.09 | 9.36 | 4.44 | 3.10 | 116,668 | 66.0 |
| Advanced Emissions Solutions Inc | NASDAQ | ADES | 21.13 | 6.18 | 29.17 | 16.26 | 288,708 | 459.1 |
| LiqTech International Inc | NYSE | LIQT | 1.76 | 6.02 | 3.19 | 1.39 | 125,783 | 62.0 |
| Fluidigm Corp | NASDAQ | FLDM | 30.11 | 6.02 | 49.46 | 17.66 | 360,054 | 844.9 |
| Aegion Corp | NASDAQ | AEGN | 22.98 | 4.74 | 25.64 | 19.14 | 545,344 | 872.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Zeltiq Aesthetics Inc | NASDAQ | ZLTQ | 21.34 | 28.63 | 24.79 | 5.88 | 5,205,729 | 800.8 |
| Amedisys Inc | NASDAQ | AMED | 20.16 | 25.45 | 20.93 | 11.77 | 2,965,165 | 670.0 |
| Aegerion Pharmaceuticals Inc | NASDAQ | AEGR | 35.65 | 16.43 | 101.00 | 26.25 | 4,501,199 | 1,051.1 |
| Endocyte Inc | NASDAQ | ECYT | 7.10 | 16.01 | 33.70 | 5.91 | 4,179,786 | 294.7 |
| Galectin Therapeutics Inc | NASDAQ | GALT | 6.60 | 15.79 | 19.11 | 5.15 | 8,085,306 | 144.6 |
| Sarepta Therapeutics Inc | NASDAQ | SRPT | 22.93 | 12.79 | 55.61 | 12.12 | 2,836,200 | 932.8 |
| Dyax Corp | NASDAQ | DYAX | 9.88 | 10.76 | 10.99 | 3.68 | 2,452,281 | 1,341.7 |
| ExamWorks Group Inc | NYSE | EXAM | 35.75 | 10.31 | 38.61 | 22.10 | 2,117,491 | 1,389.9 |
| Heska Corp | NASDAQ | HSKA | 13.20 | 10.09 | 13.79 | 5.16 | 224,057 | 82.2 |
| Ohr Pharmaceutical Inc | NASDAQ | OHRP | 8.91 | 10.00 | 20.00 | 5.65 | 450,471 | 210.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| GFI Group Inc | NYSE | GFIG | 4.47 | 43.73 | 4.50 | 2.98 | 11,156,757 | 563.7 |
| Phoenix Cos Inc/The | NYSE | PNX | 54.89 | 14.35 | 61.54 | 35.25 | 158,900 | 312.9 |
| GSV Capital Corp | NASDAQ | GSVC | 10.70 | 10.20 | 16.90 | 8.46 | 459,070 | 206.7 |
| Heartland Payment Systems Inc | NYSE | HPY | 49.38 | 8.77 | 50.44 | 36.73 | 1,323,354 | 1,769.6 |
| Green Dot Corp | NYSE | GDOT | 18.21 | 4.60 | 26.87 | 16.53 | 528,583 | 722.8 |
| Regional Management Corp | NYSE | RM | 16.01 | 3.96 | 36.23 | 13.93 | 175,262 | 203.4 |
| China Commercial Credit Inc | NASDAQ | CCCR | 3.46 | 3.90 | 19.39 | 2.39 | 114,124 | 42.4 |
| Xoom Corp | NASDAQ | XOOM | 22.41 | 3.65 | 36.07 | 16.90 | 462,612 | 855.8 |
| Meridian Interstate Bancorp Inc | NASDAQ | EBSB | 10.97 | 3.49 | 11.53 | 7.91 | 3,317,552 | 597.1 |
| Cascade Bancorp | NASDAQ | CACB | 5.47 | 3.40 | 6.50 | 4.11 | 134,600 | 395.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg


