Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Wednesday, July 23, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Marathon Gold Corp | TSX | MOZ | 0.56 | 40.00 | 0.56 | 0.13 | 452,327 | 36.9 |
| Newport Exploration Ltd | TSXV | NWX | 0.49 | 19.75 | 0.70 | 0.04 | 540,700 | 39.0 |
| Northern Graphite Corp | TSXV | NGC | 0.94 | 14.63 | 1.00 | 0.60 | 630,339 | 46.2 |
| Black Iron Inc | TSX | BKI | 0.12 | 14.29 | 0.25 | 0.10 | 473,800 | 19.1 |
| Red Eagle Mining Corp | TSXV | RD | 0.28 | 12.00 | 0.41 | 0.17 | 128,020 | 20.7 |
| Yorbeau Resources Inc | TSX | YRB/A | 0.12 | 9.09 | 0.22 | 0.11 | 133,089 | 23.0 |
| Canamex Resources Corp | TSXV | CSQ | 0.18 | 9.09 | 0.22 | 0.05 | 183,900 | 21.8 |
| Trevali Mining Corp | TSX | TV | 1.34 | 8.94 | 1.39 | 0.62 | 2,045,414 | 374.5 |
| Focus Graphite Inc | TSXV | FMS | 0.52 | 8.33 | 0.69 | 0.25 | 295,748 | 55.7 |
| African Gold Group Inc | TSXV | AGG | 0.13 | 8.33 | 0.23 | 0.06 | 133,136 | 20.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| New Zealand Energy Corp | TSXV | NZ | 0.11 | 10.53 | 0.47 | 0.09 | 105,275 | 17.9 |
| Pinecrest Energy Inc | TSXV | PRY | 0.12 | 9.52 | 0.65 | 0.09 | 1,215,776 | 25.0 |
| Ceiba Energy Services Inc | TSXV | CEB | 1.05 | 9.38 | 1.15 | 0.19 | 1,001,119 | 81.7 |
| Rock Energy Inc | TSX | RE | 6.76 | 5.96 | 7.45 | 1.46 | 840,083 | 269.9 |
| Contact Exploration Inc | TSXV | CEX | 0.44 | 4.76 | 0.48 | 0.20 | 1,069,978 | 123.1 |
| Enterprise Group Inc | TSX | E | 0.96 | 4.35 | 1.19 | 0.64 | 1,709,025 | 139.6 |
| Corsa Coal Corp | TSXV | CSO | 0.24 | 4.35 | 0.24 | 0.10 | 1,066,050 | 160.1 |
| Anderson Energy Ltd | TSX | AXL | 0.25 | 4.26 | 0.29 | 0.11 | 330,725 | 42.3 |
| Ivanhoe Energy Inc | TSX | IE | 0.25 | 4.17 | 1.02 | 0.23 | 162,563 | 28.7 |
| DeeThree Exploration Ltd | TSX | DTX | 11.70 | 3.91 | 12.04 | 7.78 | 1,538,814 | 1,038.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| EXO U Inc | TSXV | EXO | 3.60 | 10.09 | 3.68 | 0.70 | 329,174 | 149.3 |
| Norsat International Inc | TSX | NII | 0.51 | 4.08 | 0.61 | 0.43 | 120,700 | 29.7 |
| Espial Group Inc | TSX | ESP | 3.01 | 3.79 | 3.23 | 0.30 | 1,735,242 | 70.1 |
| Absolute Software Corp | TSX | ABT | 7.00 | 2.34 | 8.10 | 5.85 | 105,172 | 306.2 |
| Redknee Solutions Inc | TSX | RKN | 5.20 | 0.78 | 7.82 | 3.40 | 121,676 | 566.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Legend Power Systems Inc | TSXV | LPS | 0.51 | 6.25 | 0.55 | 0.09 | 175,583 | 26.1 |
| Exco Technologies Ltd | TSX | XTC | 11.15 | 3.82 | 12.59 | 6.05 | 118,472 | 467.7 |
| Photon Control Inc | TSXV | PHO | 0.49 | 3.19 | 0.55 | 0.13 | 170,400 | 49.3 |
| Ainsworth Lumber Co Ltd | TSX | ANS | 2.83 | 2.54 | 4.22 | 2.60 | 429,959 | 681.8 |
| ATS Automation Tooling Systems Inc | TSX | ATA | 16.13 | 2.41 | 16.56 | 10.91 | 197,508 | 1,466.3 |
| Aecon Group Inc | TSX | ARE | 16.60 | 0.42 | 18.75 | 11.65 | 105,528 | 937.1 |
| Intertape Polymer Group Inc | TSX | ITP | 14.01 | 0.14 | 15.62 | 11.12 | 153,011 | 851.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Sirona Biochem Corp | TSXV | SBM | 0.11 | 5.00 | 0.21 | 0.09 | 885,400 | 12.8 |
| Theralase Technologies Inc | TSXV | TLT | 0.37 | 4.23 | 0.56 | 0.18 | 792,836 | 29.2 |
| Prometic Life Sciences Inc | TSX | PLI | 1.10 | 1.85 | 1.65 | 0.36 | 361,311 | 582.1 |
| Critical Outcome Technologies Inc | TSXV | COT | 0.28 | 1.85 | 0.38 | 0.12 | 101,500 | 28.2 |
| Concordia Healthcare Corp | TSX | CXR | 37.82 | 1.42 | 38.75 | 6.25 | 112,090 | 1,077.5 |
| Oncolytics Biotech Inc | TSX | ONC | 1.58 | 1.28 | 3.62 | 1.30 | 124,110 | 137.7 |
| Extendicare Inc | TSX | EXE | 7.23 | 0.70 | 7.50 | 6.12 | 308,628 | 658.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Terra Firma Capital Corp | TSXV | TII | 0.57 | 11.76 | 0.67 | 0.25 | 454,000 | 17.6 |
| Grenville Strategic Royalty Corp | TSXV | GRC | 0.69 | 6.15 | 0.72 | 0.26 | 166,181 | 27.1 |
| Great Prairie Energy Services Inc | TSXV | GPE | 0.52 | 4.00 | 0.60 | 0.18 | 161,250 | 61.0 |
| InnVest Real Estate Investment Trust | TSX | INN-U | 5.59 | 2.76 | 5.60 | 3.95 | 167,101 | 527.9 |
| Input Capital Corp | TSXV | INP | 2.52 | 2.44 | 2.73 | 1.55 | 147,277 | 154.3 |
| Pinetree Capital Ltd | TSX | PNP | 0.45 | 2.27 | 0.66 | 0.25 | 103,700 | 79.9 |
| High North Resources Ltd | TSXV | HN | 0.50 | 2.04 | 0.74 | 0.30 | 239,832 | 25.8 |
| Alaris Royalty Corp | TSX | AD | 29.98 | 1.80 | 37.69 | 23.79 | 166,603 | 959.2 |
| Milestone Apartments Real Estate Investment Trust | TSX | MST-U | 11.12 | 1.55 | 11.38 | 9.13 | 214,473 | 483.7 |
| Pure Industrial Real Estate Trust | TSX | AAR-U | 4.77 | 1.06 | 5.03 | 3.97 | 467,434 | 904.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| China Gerui Advanced Materials Group Ltd | NASDAQ | CHOP | 0.57 | 7.43 | 1.90 | 0.52 | 202,210 | 33.9 |
| Molycorp Inc | NYSE | MCP | 2.09 | 6.09 | 8.02 | 1.61 | 4,401,337 | 511.4 |
| Horsehead Holding Corp | NASDAQ | ZINC | 20.70 | 3.71 | 21.02 | 10.85 | 1,052,255 | 1,049.7 |
| Gold Resource Corp | NYSE | GORO | 5.05 | 2.23 | 9.43 | 3.52 | 674,077 | 273.6 |
| Golden Minerals Co | NYSE | AUMN | 1.30 | 1.56 | 1.64 | 0.42 | 185,465 | 56.6 |
| Noranda Aluminum Holding Corp | NYSE | NOR | 4.66 | 1.53 | 5.08 | 2.21 | 479,931 | 319.5 |
| AK Steel Holding Corp | NYSE | AKS | 9.04 | 1.23 | 9.14 | 3.30 | 5,941,862 | 1,235.9 |
| Schnitzer Steel Industries Inc | NASDAQ | SCHN | 27.70 | 1.06 | 33.32 | 24.13 | 395,608 | 739.2 |
| USEC Inc | NYSE | USU | 6.20 | 0.81 | 29.12 | 2.63 | 829,364 | 30.7 |
| Globe Specialty Metals Inc | NASDAQ | GSM | 21.08 | 0.38 | 22.00 | 11.51 | 177,295 | 1,555.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| BioFuel Energy Corp | NASDAQ | BIOF | 8.70 | 10.83 | 9.88 | 1.13 | 1,666,158 | 55.4 |
| US Energy Corp Wyoming | NASDAQ | USEG | 4.36 | 10.10 | 5.08 | 1.82 | 547,100 | 121.1 |
| Miller Energy Resources Inc | NYSE | MILL | 5.24 | 7.82 | 8.97 | 4.40 | 500,447 | 241.4 |
| Recon Technology Ltd | NASDAQ | RCON | 4.43 | 7.26 | 8.00 | 1.75 | 249,961 | 20.5 |
| PostRock Energy Corp | NASDAQ | PSTR | 1.45 | 5.07 | 2.10 | 1.08 | 108,032 | 43.9 |
| PetroQuest Energy Inc | NYSE | PQ | 7.02 | 4.46 | 7.82 | 3.64 | 849,347 | 463.2 |
| Whiting USA Trust I | NYSE | WHX | 2.33 | 3.56 | 6.33 | 1.72 | 135,291 | 32.3 |
| Abraxas Petroleum Corp | NASDAQ | AXAS | 5.89 | 3.33 | 6.45 | 2.33 | 2,480,284 | 611.6 |
| Royale Energy Inc | NASDAQ | ROYL | 4.46 | 3.24 | 4.95 | 2.46 | 485,480 | 66.6 |
| BPZ Resources Inc | NYSE | BPZ | 2.96 | 3.14 | 3.40 | 1.58 | 429,778 | 351.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| NQ Mobile Inc | NYSE | NQ | 6.55 | 21.97 | 25.90 | 3.45 | 16,045,446 | 404.8 |
| Zix Corp | NASDAQ | ZIXI | 3.37 | 14.63 | 5.03 | 2.90 | 1,338,016 | 199.7 |
| Authentidate Holding Corp | NASDAQ | ADAT | 0.58 | 10.38 | 1.88 | 0.44 | 155,092 | 22.2 |
| Sungy Mobile Ltd | NASDAQ | GOMO | 11.48 | 8.10 | 33.87 | 9.91 | 394,594 | 383.5 |
| Sequans Communications SA | NYSE | SQNS | 1.70 | 7.59 | 3.40 | 1.42 | 351,752 | 100.5 |
| Qualstar Corp | NASDAQ | QBAK | 1.35 | 7.14 | 2.05 | 0.91 | 174,616 | 16.5 |
| Aerohive Networks Inc | NYSE | HIVE | 8.45 | 5.89 | 12.23 | 7.43 | 188,787 | 385.6 |
| ChinaCache International Holdings Ltd | NASDAQ | CCIH | 13.44 | 5.33 | 29.34 | 4.22 | 292,580 | 340.9 |
| Sify Technologies Ltd | NASDAQ | SIFY | 2.14 | 4.90 | 2.85 | 1.55 | 577,499 | 382.0 |
| United Online Inc | NASDAQ | UNTD | 10.40 | 4.00 | 19.48 | 9.20 | 265,957 | 147.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| PowerSecure International Inc | NYSE | POWR | 10.13 | 12.18 | 27.44 | 6.41 | 1,449,474 | 226.5 |
| India Globalization Capital Inc | NYSE | IGC | 1.08 | 8.00 | 2.34 | 0.61 | 899,464 | 12.3 |
| Revolution Lighting Technologies Inc | NASDAQ | RVLT | 2.47 | 7.86 | 5.32 | 2.01 | 880,977 | 204.1 |
| Kemet Corp | NYSE | KEM | 6.05 | 6.14 | 6.41 | 3.93 | 435,085 | 274.4 |
| Fluidigm Corp | NASDAQ | FLDM | 28.96 | 5.08 | 49.46 | 17.53 | 319,309 | 812.6 |
| Cocrystal Pharma Inc | OTC BB | COCP | 0.32 | 4.92 | 0.97 | 0.21 | 487,344 | 38.9 |
| Boise Cascade Co | NYSE | BCC | 28.23 | 4.52 | 31.86 | 22.55 | 803,130 | 1,112.4 |
| Capstone Turbine Corp | NASDAQ | CPST | 1.44 | 4.35 | 2.60 | 1.07 | 1,840,152 | 474.5 |
| Highway Holdings Ltd | NASDAQ | HIHO | 3.29 | 3.79 | 5.08 | 1.82 | 206,016 | 12.4 |
| Yingli Green Energy Holding Co Ltd | NYSE | YGE | 3.56 | 3.19 | 8.77 | 2.68 | 4,490,786 | 647.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| DARA Biosciences Inc | NASDAQ | DARA | 1.49 | 20.16 | 4.40 | 1.02 | 10,001,703 | 12.5 |
| Inovio Pharmaceuticals Inc | NYSE | INO | 13.10 | 17.59 | 15.80 | 4.88 | 12,949,580 | 790.2 |
| Oncothyreon Inc | NASDAQ | ONTY | 3.29 | 17.50 | 4.08 | 1.57 | 4,961,707 | 232.8 |
| Neogen Corp | NASDAQ | NEOG | 42.99 | 16.28 | 51.22 | 35.41 | 532,245 | 1,576.3 |
| ARIAD Pharmaceuticals Inc | NASDAQ | ARIA | 5.88 | 15.29 | 23.00 | 2.15 | 25,419,798 | 1,098.4 |
| TG Therapeutics Inc | NASDAQ | TGTX | 9.31 | 12.78 | 11.56 | 2.97 | 876,407 | 350.3 |
| Quidel Corp | NASDAQ | QDEL | 25.33 | 12.63 | 32.24 | 19.21 | 698,850 | 866.8 |
| Celldex Therapeutics Inc | NASDAQ | CLDX | 14.16 | 11.06 | 38.84 | 10.76 | 2,876,474 | 1,265.3 |
| Receptos Inc | NASDAQ | RCPT | 39.03 | 10.88 | 55.00 | 15.21 | 339,013 | 1,038.6 |
| Stemline Therapeutics Inc | NASDAQ | STML | 12.40 | 10.81 | 47.25 | 10.68 | 190,597 | 164.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Broadway Financial Corp/DE | NASDAQ | BYFC | 2.68 | 72.90 | 2.95 | 0.75 | 577,989 | 54.3 |
| Doral Financial Corp | NYSE | DRL | 5.69 | 21.06 | 25.00 | 1.87 | 7,144,068 | 37.8 |
| Flagstar Bancorp Inc | NYSE | FBC | 19.11 | 9.83 | 22.88 | 13.71 | 313,907 | 1,074.4 |
| Tower Group International Ltd | NASDAQ | TWGP | 1.92 | 6.67 | 22.30 | 1.62 | 306,203 | 110.0 |
| IFM Investments Ltd | NYSE | CTC | 1.30 | 5.69 | 3.00 | 0.89 | 442,216 | 19.3 |
| E-House China Holdings Ltd | NYSE | EJ | 11.12 | 5.60 | 17.28 | 4.38 | 3,724,650 | 1,533.5 |
| Customers Bancorp Inc | NASDAQ | CUBI | 19.23 | 4.28 | 21.25 | 14.19 | 119,034 | 533.5 |
| Chemical Financial Corp | NASDAQ | CHFC | 28.05 | 3.05 | 33.28 | 26.53 | 134,209 | 908.2 |
| World Acceptance Corp | NASDAQ | WRLD | 79.13 | 2.71 | 107.98 | 71.58 | 156,169 | 765.4 |
| Investment Technology Group Inc | NYSE | ITG | 18.76 | 2.68 | 20.87 | 14.09 | 566,543 | 675.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg


