Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Tuesday, July 22, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Constantine Metal Resources Ltd | TSXV | CEM | 0.19 | 35.71 | 0.20 | 0.04 | 870,810 | 22.1 |
| Canada Zinc Metals Corp | TSXV | CZX | 0.45 | 23.61 | 0.60 | 0.19 | 569,381 | 65.5 |
| Shore Gold Inc | TSX | SGF | 0.35 | 20.69 | 0.45 | 0.12 | 732,921 | 78.7 |
| GPM Metals Inc | TSXV | GPM | 0.14 | 16.67 | 0.15 | 0.06 | 417,300 | 15.5 |
| U308 Corp | TSX | UWE | 0.11 | 15.79 | 0.26 | 0.08 | 233,134 | 21.0 |
| Ascot Resources Ltd | TSXV | AOT | 0.95 | 13.10 | 1.10 | 0.59 | 560,243 | 91.4 |
| Arctic Star Exploration Corp | TSXV | ADD | 0.18 | 12.50 | 0.18 | 0.08 | 309,032 | 11.0 |
| Major Drilling Group International Inc | TSX | MDI | 8.76 | 9.77 | 9.78 | 6.41 | 595,597 | 693.5 |
| Mason Graphite Inc | TSXV | LLG | 0.79 | 9.72 | 1.08 | 0.26 | 206,410 | 67.8 |
| Bacanora Minerals Ltd | TSXV | BCN | 1.20 | 9.09 | 1.23 | 0.13 | 123,601 | 76.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Palliser Oil & Gas Corp | TSXV | PXL | 0.16 | 23.08 | 0.70 | 0.10 | 283,500 | 10.2 |
| Pinecrest Energy Inc | TSXV | PRY | 0.11 | 10.53 | 0.69 | 0.09 | 905,229 | 22.8 |
| DeeThree Exploration Ltd | TSX | DTX | 11.26 | 4.84 | 12.04 | 7.78 | 685,079 | 998.9 |
| Pine Cliff Energy Ltd | TSXV | PNE | 1.78 | 4.71 | 1.79 | 0.96 | 9,626,653 | 362.3 |
| Anderson Energy Ltd | TSX | AXL | 0.24 | 4.44 | 0.29 | 0.11 | 153,800 | 40.5 |
| Manitok Energy Inc | TSXV | MEI | 2.85 | 4.40 | 3.38 | 1.93 | 229,567 | 199.1 |
| Ceiba Energy Services Inc | TSXV | CEB | 0.96 | 4.35 | 0.96 | 0.19 | 187,030 | 74.7 |
| Synodon Inc | TSXV | SYD | 0.24 | 4.35 | 0.48 | 0.13 | 165,000 | 19.8 |
| Rock Energy Inc | TSX | RE | 6.38 | 4.08 | 7.45 | 1.46 | 275,845 | 254.8 |
| Legacy Oil + Gas Inc | TSX | LEG | 8.88 | 3.98 | 10.03 | 5.45 | 2,655,472 | 1,744.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Espial Group Inc | TSX | ESP | 2.90 | 12.84 | 3.23 | 0.30 | 892,745 | 67.5 |
| POET Technologies Inc | TSXV | PTK | 1.73 | 9.49 | 2.87 | 0.32 | 722,457 | 276.1 |
| Micromem Technologies Inc | CNSX | MRM | 0.63 | 8.62 | 1.85 | 0.18 | 206,118 | 109.2 |
| EXO U Inc | TSXV | EXO | 3.27 | 3.81 | 3.40 | 0.70 | 492,353 | 135.6 |
| Keek Inc | TSXV | KEK | 0.16 | 3.23 | 0.35 | 0.06 | 987,562 | 54.9 |
| Sandvine Corp | TSX | SVC | 3.57 | 2.00 | 4.08 | 1.80 | 202,578 | 536.6 |
| ViXS Systems Inc | TSX | VXS | 1.92 | 1.59 | 4.19 | 1.26 | 165,140 | 96.7 |
| Intertain Group Ltd/The | TSX | IT | 6.50 | 0.78 | 7.96 | 3.83 | 419,864 | 88.4 |
| Wi-Lan Inc | TSX | WIN | 3.37 | 0.30 | 4.74 | 2.96 | 244,643 | 404.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Empire Industries Ltd/Canada | TSXV | EIL | 0.16 | 3.23 | 0.21 | 0.05 | 208,400 | 40.9 |
| ATS Automation Tooling Systems Inc | TSX | ATA | 15.75 | 2.81 | 16.56 | 10.91 | 2,873,892 | 1,431.7 |
| Avigilon Corp | TSX | AVO | 23.95 | 2.35 | 34.50 | 15.01 | 184,483 | 1,112.0 |
| Legend Power Systems Inc | TSXV | LPS | 0.48 | 2.13 | 0.53 | 0.09 | 155,555 | 24.6 |
| Exco Technologies Ltd | TSX | XTC | 10.74 | 1.80 | 12.59 | 6.05 | 129,660 | 450.5 |
| Intertape Polymer Group Inc | TSX | ITP | 13.99 | 1.75 | 15.62 | 11.12 | 169,176 | 850.3 |
| Martinrea International Inc | TSX | MRE | 12.51 | 1.05 | 13.74 | 6.91 | 205,675 | 1,057.1 |
| Norbord Inc | TSX | NBD | 24.00 | 0.38 | 34.24 | 23.62 | 139,137 | 1,282.1 |
| Questor Technology Inc | TSXV | QST | 3.56 | 0.28 | 5.05 | 0.63 | 125,943 | 90.9 |
| Badger Daylighting Ltd | TSX | BAD | 33.65 | 0.18 | 43.65 | 16.05 | 255,147 | 1,246.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Revive Therapeutics Ltd | TSXV | RVV | 0.65 | 12.07 | 0.73 | 0.20 | 487,427 | 12.0 |
| Theralase Technologies Inc | TSXV | TLT | 0.36 | 4.41 | 0.56 | 0.18 | 910,713 | 28.0 |
| Concordia Healthcare Corp | TSX | CXR | 37.29 | 4.31 | 38.00 | 6.25 | 122,949 | 1,062.4 |
| Patient Home Monitoring Corp | TSXV | PHM | 0.33 | 3.13 | 0.38 | 0.15 | 2,820,801 | 46.7 |
| Microbix Biosystems Inc | TSX | MBX | 0.44 | 2.33 | 0.57 | 0.12 | 285,650 | 30.2 |
| Lorus Therapeutics Inc | TSX | LOR | 0.48 | 2.15 | 1.04 | 0.17 | 198,633 | 59.2 |
| Stellar Biotechnologies Inc | TSXV | KLH | 0.74 | 1.37 | 2.15 | 0.65 | 100,049 | 57.8 |
| Knight Therapeutics Inc | TSX | GUD | 5.04 | 1.00 | 6.25 | 4.81 | 489,641 | 391.9 |
| Prometic Life Sciences Inc | TSX | PLI | 1.08 | 0.93 | 1.65 | 0.36 | 217,797 | 571.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Spackman Equities Group Inc | TSXV | SQG | 0.18 | 16.13 | 0.20 | 0.03 | 2,246,925 | 26.8 |
| Sprott Inc | TSX | SII | 2.98 | 3.83 | 3.85 | 2.31 | 263,333 | 740.0 |
| Input Capital Corp | TSXV | INP | 2.46 | 3.80 | 2.73 | 1.55 | 158,857 | 150.7 |
| InnVest Real Estate Investment Trust | TSX | INN-U | 5.44 | 1.68 | 5.59 | 3.95 | 139,593 | 513.8 |
| Alaris Royalty Corp | TSX | AD | 29.45 | 1.55 | 37.69 | 23.79 | 346,648 | 942.3 |
| Northwest International Healthcare Properties REIT | TSXV | MOB-U | 2.16 | 0.93 | 2.47 | 1.70 | 167,869 | 148.5 |
| Chartwell Retirement Residences | TSX | CSH-U | 10.93 | 0.92 | 11.21 | 8.95 | 251,375 | 1,903.6 |
| Dream Global Real Estate Investment Trust | TSX | DRG-U | 9.26 | 0.76 | 10.03 | 7.97 | 516,856 | 1,009.5 |
| Retrocom Real Estate Investment Trust | TSX | RMM-U | 4.39 | 0.46 | 5.22 | 4.28 | 393,811 | 273.9 |
| Pure Industrial Real Estate Trust | TSX | AAR-U | 4.72 | 0.43 | 5.03 | 3.97 | 490,843 | 895.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| AK Steel Holding Corp | NYSE | AKS | 8.93 | 5.56 | 9.14 | 3.30 | 11,263,736 | 1,220.8 |
| Uranium Resources Inc | NASDAQ | URRE | 2.58 | 4.07 | 5.53 | 2.21 | 130,883 | 64.0 |
| Century Aluminum Co | NASDAQ | CENX | 18.76 | 3.93 | 18.94 | 7.65 | 897,685 | 1,666.0 |
| Globe Specialty Metals Inc | NASDAQ | GSM | 21.00 | 3.60 | 22.00 | 11.51 | 560,160 | 1,550.0 |
| Uranium Energy Corp | NYSE | UEC | 1.61 | 3.21 | 2.65 | 0.94 | 692,778 | 145.7 |
| Methes Energies International Ltd | NASDAQ | MEIL | 1.94 | 2.65 | 5.50 | 1.50 | 135,281 | 22.2 |
| Molycorp Inc | NYSE | MCP | 1.97 | 2.60 | 8.06 | 1.61 | 2,157,743 | 482.1 |
| Uranerz Energy Corp | NYSE | URZ | 1.24 | 2.48 | 1.97 | 0.80 | 419,591 | 107.0 |
| Horsehead Holding Corp | NASDAQ | ZINC | 19.96 | 2.15 | 20.27 | 10.85 | 908,092 | 1,012.2 |
| Intrepid Potash Inc | NYSE | IPI | 15.00 | 0.40 | 19.51 | 10.60 | 484,421 | 1,141.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Ocean Power Technologies Inc | NASDAQ | OPTT | 1.53 | 31.90 | 7.01 | 1.03 | 7,016,811 | 26.9 |
| GreenHunter Resources Inc | NYSE | GRH | 2.92 | 11.88 | 3.62 | 0.80 | 5,734,248 | 98.7 |
| FuelCell Energy Inc | NASDAQ | FCEL | 2.47 | 11.76 | 4.74 | 1.12 | 42,565,665 | 642.3 |
| Recon Technology Ltd | NASDAQ | RCON | 4.13 | 7.27 | 8.00 | 1.75 | 170,857 | 19.1 |
| Endeavour International Corp | NYSE | END | 1.40 | 6.87 | 7.50 | 1.02 | 2,831,117 | 70.4 |
| Solazyme Inc | NASDAQ | SZYM | 10.28 | 4.58 | 15.00 | 8.00 | 731,546 | 781.0 |
| Vertex Energy Inc | NASDAQ | VTNR | 8.40 | 4.35 | 11.25 | 2.35 | 185,265 | 210.2 |
| VAALCO Energy Inc | NYSE | EGY | 7.61 | 4.25 | 9.32 | 5.03 | 813,936 | 433.2 |
| Alpha Natural Resources Inc | NYSE | ANR | 3.32 | 4.08 | 8.30 | 3.10 | 6,780,491 | 734.9 |
| Dominion Resources Black Warrior Trust | NYSE | DOM | 5.45 | 4.01 | 11.12 | 4.48 | 131,989 | 42.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Authentidate Holding Corp | NASDAQ | ADAT | 0.52 | 16.27 | 1.88 | 0.44 | 618,434 | 20.1 |
| HealthStream Inc | NASDAQ | HSTM | 25.75 | 15.73 | 39.77 | 20.76 | 545,095 | 709.8 |
| Acorn Energy Inc | NASDAQ | ACFN | 2.39 | 9.63 | 9.90 | 1.35 | 235,866 | 53.0 |
| MoSys Inc | NASDAQ | MOSY | 3.24 | 9.09 | 5.99 | 2.80 | 288,755 | 160.3 |
| China Finance Online Co Ltd | NASDAQ | JRJC | 4.27 | 6.75 | 8.20 | 1.25 | 447,485 | 94.7 |
| Peregrine Semiconductor Corp | NASDAQ | PSMI | 7.12 | 6.59 | 12.09 | 4.75 | 174,199 | 236.3 |
| Sungy Mobile Ltd | NASDAQ | GOMO | 10.62 | 6.41 | 33.87 | 9.91 | 285,173 | 354.8 |
| InnerWorkings Inc | NASDAQ | INWK | 8.43 | 5.51 | 12.29 | 5.54 | 228,290 | 435.5 |
| Uni-Pixel Inc | NASDAQ CM | UNXL | 7.95 | 5.16 | 20.83 | 4.80 | 1,730,587 | 98.2 |
| China Mobile Games & Entertainment Group Ltd | NASDAQ | CMGE | 14.92 | 5.07 | 40.31 | 11.00 | 406,222 | 469.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| NN Inc | NASDAQ | NNBR | 29.53 | 15.85 | 29.55 | 11.64 | 436,185 | 524.1 |
| Sanmina Corp | NASDAQ | SANM | 24.00 | 7.38 | 25.25 | 14.02 | 2,382,585 | 1,975.7 |
| On Track Innovations Ltd | NASDAQ | OTIV | 2.29 | 7.01 | 4.38 | 1.31 | 455,832 | 75.9 |
| Mueller Industries Inc | NYSE | MLI | 29.94 | 5.46 | 32.13 | 26.50 | 736,698 | 1,697.3 |
| American Superconductor Corp | NASDAQ | AMSC | 1.96 | 5.38 | 3.06 | 1.25 | 1,171,115 | 155.7 |
| Trex Co Inc | NYSE | TREX | 28.50 | 5.28 | 43.43 | 20.63 | 726,770 | 957.4 |
| Energy Recovery Inc | NASDAQ | ERII | 4.81 | 5.02 | 7.75 | 3.82 | 256,324 | 247.8 |
| Goldfield Corp/The | NYSE | GV | 1.68 | 4.88 | 2.61 | 1.45 | 116,753 | 42.7 |
| Giga-tronics Inc | NASDAQ | GIGA | 2.02 | 4.66 | 4.78 | 0.90 | 136,425 | 10.5 |
| Yingli Green Energy Holding Co Ltd | NYSE | YGE | 3.45 | 4.55 | 8.77 | 2.68 | 3,889,423 | 627.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Reliv International Inc | NASDAQ | RELV | 1.75 | 47.06 | 3.98 | 1.16 | 876,101 | 22.2 |
| Rexahn Pharmaceuticals Inc | NYSE | RNN | 0.73 | 10.27 | 1.85 | 0.36 | 1,705,459 | 129.9 |
| PTC Therapeutics Inc | NASDAQ | PTCT | 26.92 | 9.74 | 34.65 | 13.15 | 254,094 | 809.6 |
| MacroGenics Inc | NASDAQ | MGNX | 20.15 | 6.90 | 41.00 | 17.96 | 173,935 | 556.5 |
| Sorrento Therapeutics Inc | NASDAQ | SRNE | 5.44 | 6.67 | 16.40 | 4.75 | 101,940 | 151.3 |
| CombiMatrix Corp | NASDAQ | CBMX | 2.40 | 6.67 | 4.55 | 2.01 | 2,640,091 | 26.6 |
| Karyopharm Therapeutics Inc | NASDAQ | KPTI | 36.07 | 5.78 | 47.98 | 15.50 | 200,186 | 1,161.8 |
| TESARO Inc | NASDAQ | TSRO | 29.14 | 5.58 | 47.89 | 22.15 | 267,807 | 1,048.9 |
| Actinium Pharmaceuticals Inc | NYSE | ATNM | 7.31 | 5.33 | 15.00 | 3.10 | 157,961 | 200.2 |
| Accuray Inc | NASDAQ | ARAY | 8.73 | 5.05 | 10.85 | 5.64 | 1,577,067 | 670.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Cardtronics Inc | NASDAQ | CATM | 36.21 | 11.90 | 44.46 | 28.03 | 1,528,328 | 1,610.6 |
| FBR & Co | NASDAQ | FBRC | 28.22 | 11.54 | 31.20 | 23.03 | 370,719 | 293.7 |
| Health Insurance Innovations Inc | NASDAQ | HIIQ | 13.98 | 6.88 | 14.24 | 9.20 | 138,177 | 192.0 |
| Higher One Holdings Inc | NYSE | ONE | 4.35 | 6.88 | 11.06 | 3.47 | 498,465 | 206.9 |
| Noah Holdings Ltd | NYSE | NOAH | 15.19 | 5.78 | 25.51 | 10.69 | 440,029 | 839.9 |
| E-House China Holdings Ltd | NYSE | EJ | 10.53 | 5.30 | 17.28 | 4.38 | 3,794,421 | 1,452.2 |
| Xinyuan Real Estate Co Ltd | NYSE | XIN | 4.01 | 5.25 | 7.44 | 3.80 | 243,968 | 393.1 |
| Walter Investment Management Corp | NYSE | WAC | 29.11 | 4.79 | 45.12 | 24.00 | 878,303 | 1,095.8 |
| Gain Capital Holdings Inc | NYSE | GCAP | 6.91 | 4.70 | 14.62 | 5.20 | 259,543 | 277.4 |
| HCI Group Inc | NYSE | HCI | 42.61 | 3.15 | 53.61 | 30.39 | 135,872 | 482.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
