Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Monday, July 21, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Indico Resources Ltd | TSXV | IDI | 0.11 | 37.50 | 0.19 | 0.05 | 282,000 | 10.9 |
| Barkerville Gold Mines Ltd | TSXV | BGM | 0.49 | 22.50 | 1.00 | 0.30 | 644,989 | 62.1 |
| Mega Uranium Ltd | TSX | MGA | 0.22 | 13.16 | 0.42 | 0.06 | 659,459 | 57.8 |
| Latin American Minerals Inc | TSXV | LAT | 0.21 | 10.53 | 0.25 | 0.06 | 137,000 | 20.7 |
| Discovery Ventures Inc | TSXV | DVN | 0.27 | 10.20 | 0.32 | 0.12 | 2,176,400 | 15.5 |
| Niogold Mining Corp | TSXV | NOX | 0.22 | 10.00 | 0.25 | 0.06 | 106,000 | 23.5 |
| Sunward Resources Ltd | TSX | SWD | 0.22 | 10.00 | 0.74 | 0.13 | 389,400 | 31.3 |
| Stonegate Agricom Ltd | TSX | ST | 0.18 | 9.38 | 0.31 | 0.13 | 291,300 | 34.0 |
| Novo Resources Corp | CNSX | NVO | 1.20 | 9.09 | 2.15 | 0.58 | 167,600 | 50.1 |
| Mason Graphite Inc | TSXV | LLG | 0.72 | 9.09 | 1.08 | 0.26 | 425,930 | 61.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Caza Oil & Gas Inc | TSX | CAZ | 0.42 | 9.09 | 0.48 | 0.12 | 802,725 | 99.3 |
| Petrofrontier Corp | TSXV | PFC | 0.25 | 6.38 | 0.34 | 0.14 | 165,500 | 19.9 |
| PanTerra Resource Corp | TSXV | PRC | 0.56 | 5.66 | 0.62 | 0.02 | 587,326 | 187.8 |
| Ballard Power Systems Inc | TSX | BLD | 4.44 | 5.46 | 9.32 | 1.31 | 1,550,895 | 584.9 |
| Montana Exploration Corp | TSXV | MTZ | 0.20 | 5.26 | 0.40 | 0.18 | 100,000 | 20.3 |
| Blackbird Energy Inc | TSXV | BBI | 0.22 | 4.76 | 0.31 | 0.05 | 170,229 | 41.9 |
| Horn Petroleum Corp | TSXV | HRN | 0.22 | 4.76 | 0.46 | 0.18 | 301,390 | 21.3 |
| Anderson Energy Ltd | TSX | AXL | 0.23 | 4.65 | 0.29 | 0.11 | 435,000 | 38.8 |
| TAG Oil Ltd | TSX | TAO | 2.63 | 4.37 | 5.13 | 2.47 | 123,037 | 168.4 |
| Canada Energy Partners Inc | TSXV | CE | 0.13 | 4.00 | 0.22 | 0.08 | 144,933 | 11.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Keek Inc | TSXV | KEK | 0.16 | 10.71 | 0.35 | 0.06 | 1,265,988 | 53.1 |
| DragonWave Inc | TSX | DWI | 2.21 | 7.80 | 3.68 | 1.13 | 170,328 | 129.3 |
| EXO U Inc | TSXV | EXO | 3.15 | 5.35 | 3.24 | 0.70 | 520,584 | 130.6 |
| POET Technologies Inc | TSXV | PTK | 1.58 | 1.94 | 2.87 | 0.32 | 288,572 | 252.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| dynaCERT Inc | TSXV | DYA | 0.11 | 15.79 | 0.18 | 0.05 | 206,336 | 17.2 |
| Zenn Motor Co Inc | TSXV | ZNN | 0.37 | 5.71 | 1.61 | 0.11 | 338,800 | 20.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Bioniche Life Sciences Inc | TSX | BNC | 0.37 | 17.46 | 0.44 | 0.14 | 4,974,321 | 52.5 |
| Microbix Biosystems Inc | TSX | MBX | 0.43 | 11.69 | 0.57 | 0.12 | 321,285 | 29.5 |
| Spectral Diagnostics Inc | TSX | SDI | 0.44 | 11.39 | 0.77 | 0.22 | 192,936 | 59.2 |
| Patient Home Monitoring Corp | TSXV | PHM | 0.32 | 6.67 | 0.38 | 0.15 | 1,935,797 | 45.3 |
| Theralase Technologies Inc | TSXV | TLT | 0.34 | 4.62 | 0.56 | 0.18 | 312,837 | 26.8 |
| Lorus Therapeutics Inc | TSX | LOR | 0.47 | 3.33 | 1.04 | 0.17 | 149,223 | 58.0 |
| AEterna Zentaris Inc | TSX | AEZ | 1.30 | 2.36 | 1.97 | 1.04 | 207,267 | 73.5 |
| Knight Therapeutics Inc | TSX | GUD | 4.99 | 1.22 | 6.25 | 4.81 | 219,917 | 388.0 |
| Extendicare Inc | TSX | EXE | 7.25 | 0.55 | 7.50 | 6.12 | 143,582 | 659.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Spackman Equities Group Inc | TSXV | SQG | 0.16 | 10.71 | 0.16 | 0.03 | 451,000 | 23.1 |
| Sprott Resource Corp | TSX | SCP | 3.15 | 1.29 | 3.80 | 2.23 | 303,441 | 309.2 |
| InnVest Real Estate Investment Trust | TSX | INN-U | 5.35 | 1.13 | 5.38 | 3.95 | 234,300 | 505.3 |
| Alaris Royalty Corp | TSX | AD | 29.00 | 0.90 | 37.69 | 23.79 | 104,301 | 927.9 |
| Input Capital Corp | TSXV | INP | 2.37 | 0.42 | 2.73 | 1.55 | 162,903 | 145.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Oxford Resource Partners LP | NYSE | OXF | 0.93 | 27.40 | 2.86 | 0.72 | 129,691 | 19.5 |
| Horsehead Holding Corp | NASDAQ | ZINC | 19.54 | 8.50 | 19.57 | 10.85 | 1,223,585 | 990.9 |
| Golden Minerals Co | NYSE | AUMN | 1.37 | 3.01 | 1.64 | 0.42 | 330,121 | 59.6 |
| Molycorp Inc | NYSE | MCP | 1.92 | 2.67 | 8.06 | 1.61 | 3,030,517 | 469.8 |
| McEwen Mining Inc | NYSE | MUX | 2.97 | 2.41 | 3.74 | 1.70 | 2,319,822 | 977.4 |
| Methes Energies International Ltd | NASDAQ | MEIL | 1.89 | 1.61 | 5.50 | 1.50 | 315,471 | 21.6 |
| Schnitzer Steel Industries Inc | NASDAQ | SCHN | 27.38 | 1.37 | 33.32 | 24.13 | 402,482 | 730.7 |
| Uranium Energy Corp | NYSE | UEC | 1.56 | 1.30 | 2.65 | 0.94 | 578,165 | 141.2 |
| Kaiser Aluminum Corp | NASDAQ | KALU | 73.40 | 1.14 | 74.73 | 62.60 | 120,730 | 1,323.4 |
| Noranda Aluminum Holding Corp | NYSE | NOR | 4.59 | 1.10 | 5.08 | 2.21 | 691,706 | 314.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Enphase Energy Inc | NASDAQ | ENPH | 11.36 | 17.11 | 11.38 | 4.54 | 1,421,506 | 484.1 |
| SinoCoking Coal and Coke Chemical Industries Inc | NASDAQ | SCOK | 1.92 | 15.66 | 2.25 | 0.83 | 938,363 | 40.6 |
| Enservco Corp | NYSE | ENSV | 3.70 | 13.50 | 3.72 | 0.95 | 1,885,741 | 135.2 |
| Plug Power Inc | NASDAQ | PLUG | 5.69 | 13.12 | 11.72 | 0.36 | 57,363,130 | 950.9 |
| Dominion Resources Black Warrior Trust | NYSE | DOM | 5.24 | 7.38 | 11.12 | 4.47 | 166,941 | 41.1 |
| TETRA Technologies Inc | NYSE | TTI | 11.76 | 5.76 | 13.43 | 9.41 | 582,152 | 928.2 |
| Endeavour International Corp | NYSE | END | 1.31 | 5.65 | 7.50 | 1.02 | 1,574,769 | 65.9 |
| Quantum Fuel Systems Technologies Worldwide Inc | NASDAQ | QTWW | 5.47 | 5.19 | 11.25 | 1.85 | 533,554 | 124.3 |
| ReneSola Ltd | NYSE | SOL | 2.62 | 4.80 | 6.00 | 2.18 | 1,233,967 | 266.3 |
| FuelCell Energy Inc | NASDAQ | FCEL | 2.21 | 4.25 | 4.74 | 1.12 | 7,219,039 | 574.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| CounterPath Corp | NASDAQ | CPAH | 1.43 | 31.20 | 2.20 | 0.87 | 6,400,201 | 60.9 |
| Extreme Networks Inc | NASDAQ | EXTR | 5.06 | 15.79 | 8.14 | 3.53 | 9,883,357 | 488.2 |
| Vimicro International Corp | NASDAQ | VIMC | 3.19 | 13.12 | 5.18 | 1.17 | 283,516 | 75.9 |
| Smith Micro Software Inc | NASDAQ | SMSI | 1.13 | 9.71 | 2.69 | 0.66 | 1,252,683 | 43.6 |
| NQ Mobile Inc | NYSE | NQ | 5.42 | 8.18 | 25.90 | 3.45 | 11,023,304 | 335.0 |
| Nimble Storage Inc | NYSE | NMBL | 26.17 | 6.90 | 58.00 | 19.17 | 852,291 | 1,883.0 |
| Pixelworks Inc | NASDAQ | PXLW | 9.14 | 6.90 | 9.42 | 3.15 | 2,472,276 | 205.7 |
| Liquid Holdings Group Inc | NASDAQ | LIQD | 1.90 | 6.69 | 10.30 | 1.20 | 874,589 | 107.9 |
| Tessera Technologies Inc | NASDAQ | TSRA | 23.58 | 5.79 | 23.60 | 17.19 | 976,882 | 1,260.7 |
| Towerstream Corp | NASDAQ | TWER | 1.69 | 5.63 | 3.36 | 1.45 | 175,920 | 112.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Iteris Inc | NYSE | ITI | 1.89 | 20.38 | 2.50 | 1.48 | 450,858 | 61.9 |
| China BAK Battery Inc | NASDAQ | CBAK | 3.90 | 12.72 | 5.00 | 1.30 | 905,669 | 49.2 |
| SORL Auto Parts Inc | NASDAQ | SORL | 3.70 | 11.11 | 5.37 | 2.62 | 127,904 | 71.4 |
| China Zenix Auto International Ltd | NYSE | ZX | 2.38 | 8.18 | 4.27 | 2.05 | 208,522 | 122.8 |
| Adept Technology Inc | NASDAQ | ADEP | 9.32 | 7.62 | 21.90 | 3.11 | 323,264 | 121.7 |
| Hurco Cos Inc | NASDAQ | HURC | 36.97 | 7.53 | 37.87 | 23.52 | 336,310 | 240.5 |
| Manitex International Inc | NASDAQ | MNTX | 16.46 | 7.09 | 17.85 | 10.00 | 140,727 | 227.5 |
| China Automotive Systems Inc | NASDAQ | CAAS | 9.39 | 7.07 | 9.85 | 5.83 | 457,358 | 263.3 |
| Microvision Inc | NASDAQ | MVIS | 2.32 | 6.42 | 3.38 | 1.03 | 1,250,581 | 99.8 |
| NN Inc | NASDAQ | NNBR | 25.49 | 6.08 | 26.45 | 11.64 | 339,076 | 452.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Regado Biosciences Inc | NASDAQ | RGDO | 2.69 | 17.98 | 14.10 | 2.22 | 715,815 | 90.4 |
| MELA Sciences Inc | NASDAQ | MELA | 2.81 | 12.40 | 10.40 | 1.98 | 168,026 | 14.6 |
| ERBA Diagnostics Inc | NYSE | ERB | 2.12 | 10.42 | 4.13 | 0.72 | 117,182 | 93.0 |
| Biolase Inc | NASDAQ | BIOL | 2.09 | 8.85 | 3.94 | 1.14 | 604,942 | 78.6 |
| Inovio Pharmaceuticals Inc | NYSE | INO | 11.01 | 8.26 | 15.80 | 4.88 | 1,800,796 | 662.3 |
| Celladon Corp | NASDAQ | CLDN | 14.09 | 7.23 | 17.16 | 7.45 | 118,066 | 260.7 |
| Anacor Pharmaceuticals Inc | NASDAQ | ANAC | 16.91 | 6.76 | 23.07 | 6.70 | 2,225,130 | 708.7 |
| Cancer Genetics Inc | NASDAQ | CGIX | 10.12 | 5.91 | 23.25 | 8.48 | 105,033 | 93.9 |
| TherapeuticsMD Inc | NYSE | TXMD | 4.52 | 5.85 | 9.01 | 2.03 | 1,630,201 | 657.4 |
| Cell Therapeutics Inc | NASDAQ | CTIC | 2.74 | 5.79 | 4.25 | 1.01 | 2,602,417 | 411.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Moelis & Co | NYSE | MC | 32.86 | 4.42 | 35.85 | 25.75 | 213,127 | 1,780.4 |
| United Community Financial Corp/OH | NASDAQ | UCFC | 4.01 | 3.62 | 5.00 | 3.17 | 204,106 | 202.9 |
| OFG Bancorp | NYSE | OFG | 17.30 | 3.22 | 19.33 | 14.05 | 706,976 | 778.7 |
| Arbor Realty Trust Inc | NYSE | ABR | 7.10 | 3.20 | 7.74 | 6.26 | 226,780 | 356.0 |
| E-House China Holdings Ltd | NYSE | EJ | 10.00 | 3.09 | 17.28 | 4.38 | 2,717,835 | 1,379.1 |
| Independence Realty Trust Inc | NYSE | IRT | 9.90 | 2.17 | 10.84 | 7.90 | 385,472 | 255.4 |
| Bank Mutual Corp | NASDAQ | BKMU | 6.23 | 2.13 | 7.35 | 5.74 | 123,327 | 290.0 |
| Regional Management Corp | NYSE | RM | 15.42 | 1.85 | 36.23 | 13.93 | 108,944 | 195.9 |
| United Insurance Holdings Corp | NASDAQ | UIHC | 16.85 | 1.75 | 18.56 | 7.20 | 191,703 | 351.2 |
| Higher One Holdings Inc | NYSE | ONE | 4.07 | 1.75 | 11.06 | 3.47 | 172,623 | 193.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg


