Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Monday, June 30, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Melior Resources Inc | TSXV | MLR | 0.12 | 20.00 | 0.16 | 0.07 | 346,000 | 25.4 |
| Atna Resources Ltd | TSX | ATN | 0.14 | 16.67 | 0.24 | 0.09 | 254,550 | 26.7 |
| Focus Ventures Ltd | TSXV | FCV | 0.30 | 13.21 | 0.35 | 0.06 | 113,475 | 18.8 |
| Ucore Rare Metals Inc | TSXV | UCU | 0.36 | 12.50 | 0.50 | 0.18 | 125,563 | 71.1 |
| Centerra Gold Inc | TSX | CG | 6.73 | 11.61 | 7.20 | 2.82 | 1,746,235 | 1,590.9 |
| Salazar Resources Ltd | TSXV | SRL | 0.20 | 11.11 | 0.34 | 0.10 | 100,500 | 12.1 |
| Northcliff Resources Ltd | TSX | NCF | 0.21 | 10.81 | 0.38 | 0.17 | 102,620 | 18.7 |
| Endeavour Mining Corp | TSX | EDV | 0.83 | 10.67 | 1.02 | 0.44 | 962,011 | 342.9 |
| EMC Metals Corp | TSX | EMC | 0.11 | 10.53 | 0.16 | 0.02 | 674,100 | 18.7 |
| Labrador Iron Mines Holdings Ltd | TSX | LIM | 0.11 | 10.53 | 0.58 | 0.08 | 163,050 | 13.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| ShaMaran Petroleum Corp | TSXV | SNM | 0.42 | 12.16 | 0.54 | 0.33 | 370,503 | 336.6 |
| Ceiba Energy Services Inc | TSXV | CEB | 0.78 | 9.86 | 0.81 | 0.19 | 143,700 | 60.7 |
| Hemisphere Energy Corp | TSXV | HME | 0.78 | 9.86 | 0.85 | 0.42 | 180,200 | 58.5 |
| Marksmen Energy Inc | TSXV | MAH | 0.67 | 8.06 | 0.98 | 0.08 | 157,650 | 35.1 |
| Canadian Overseas Petroleum Ltd | TSXV | XOP | 0.27 | 8.00 | 0.40 | 0.16 | 143,071 | 94.4 |
| DualEx Energy International Inc | TSXV | DXE | 0.17 | 6.45 | 0.36 | 0.08 | 121,250 | 18.8 |
| Waldron Energy Corp | TSX | WDN | 0.32 | 5.00 | 0.46 | 0.23 | 480,100 | 18.0 |
| DeeThree Exploration Ltd | TSX | DTX | 11.40 | 4.88 | 12.04 | 7.63 | 526,606 | 1,011.3 |
| Contact Exploration Inc | TSXV | CEX | 0.46 | 4.55 | 0.48 | 0.20 | 737,657 | 128.7 |
| BNK Petroleum Inc | TSX | BKX | 1.64 | 3.80 | 2.36 | 0.78 | 118,477 | 265.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Magor Corp | TSXV | MCC | 0.34 | 13.33 | 0.60 | 0.23 | 360,771 | 19.8 |
| Sphere 3D Corp | TSXV | ANY | 10.84 | 11.29 | 11.19 | 0.45 | 104,879 | 253.8 |
| DragonWave Inc | TSX | DWI | 2.24 | 9.27 | 3.68 | 1.13 | 468,579 | 131.0 |
| Keek Inc | TSXV | KEK | 0.19 | 5.71 | 0.35 | 0.06 | 6,553,316 | 63.4 |
| POET Technologies Inc | TSXV | PTK | 1.79 | 2.29 | 2.87 | 0.32 | 294,793 | 285.6 |
| Sandvine Corp | TSX | SVC | 3.60 | 2.27 | 4.08 | 1.60 | 141,613 | 541.1 |
| Redknee Solutions Inc | TSX | RKN | 5.50 | 1.29 | 7.82 | 3.23 | 178,850 | 598.9 |
| Wi-Lan Inc | TSX | WIN | 3.39 | 0.89 | 4.98 | 2.96 | 137,404 | 407.2 |
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Avigilon Corp | TSX | AVO | 23.79 | 5.36 | 34.50 | 15.01 | 391,767 | 1,104.6 |
| International Barrier Technology Inc | TSXV | IBH | 0.24 | 4.44 | 0.30 | 0.07 | 101,480 | 10.5 |
| Westport Innovations Inc | TSX | WPT | 19.24 | 2.45 | 36.57 | 13.67 | 130,322 | 1,212.5 |
| ThermoCeramix Corp | TSXV | TCX | 0.87 | 2.35 | 1.45 | 0.50 | 105,000 | 23.6 |
| Intertape Polymer Group Inc | TSX | ITP | 11.84 | 0.25 | 15.62 | 11.12 | 117,946 | 719.6 |
| Norbord Inc | TSX | NBD | 26.18 | 0.11 | 34.24 | 25.10 | 108,204 | 1,398.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Verisante Technology Inc | TSXV | VRS | 0.16 | 14.29 | 0.40 | 0.13 | 144,950 | 13.4 |
| Abattis Bioceuticals Corp | CNSX | ATT | 0.57 | 11.76 | 3.10 | 0.02 | 528,050 | 27.1 |
| Theralase Technologies Inc | TSXV | TLT | 0.38 | 8.57 | 0.56 | 0.17 | 3,151,519 | 30.0 |
| Sirona Biochem Corp | TSXV | SBM | 0.11 | 5.00 | 0.21 | 0.09 | 222,500 | 12.8 |
| Titan Medical Inc | TSXV | TMD | 2.55 | 4.08 | 2.76 | 0.38 | 1,322,336 | 253.1 |
| Cynapsus Therapeutics Inc | TSXV | CTH | 0.65 | 1.56 | 1.51 | 0.35 | 134,755 | 51.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Great Prairie Energy Services Inc | TSXV | GPE | 0.55 | 10.00 | 0.60 | 0.18 | 210,076 | 64.6 |
| Grenville Strategic Royalty Corp | TSXV | GRC | 0.72 | 5.88 | 0.72 | 0.26 | 276,592 | 28.3 |
| TIO Networks Corp | TSXV | TNC | 0.80 | 3.90 | 0.87 | 0.22 | 192,995 | 45.7 |
| AGF Management Ltd | TSX | AGF/B | 12.48 | 2.80 | 14.78 | 10.82 | 332,043 | 1,072.1 |
| Pinetree Capital Ltd | TSX | PNP | 0.48 | 2.13 | 0.66 | 0.25 | 406,842 | 85.3 |
| Clarke Inc | TSX | CKI | 10.71 | 1.81 | 10.75 | 4.85 | 172,725 | 219.8 |
| Sprott Resource Corp | TSX | SCP | 3.16 | 1.61 | 3.80 | 2.23 | 182,377 | 310.2 |
| Sprott Inc | TSX | SII | 3.03 | 1.34 | 3.85 | 2.21 | 286,991 | 752.4 |
| Dundee Corp | TSX | DC/A | 17.18 | 0.53 | 23.70 | 15.41 | 118,463 | 894.1 |
| Pure Industrial Real Estate Trust | TSX | AAR-U | 4.58 | 0.44 | 5.03 | 3.97 | 643,702 | 868.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| USEC Inc | NYSE | USU | 7.39 | 143.89 | 29.12 | 2.60 | 11,674,836 | 36.5 |
| Uranium Energy Corp | NYSE | UEC | 1.67 | 7.05 | 2.65 | 0.94 | 1,122,026 | 151.2 |
| Horsehead Holding Corp | NASDAQ | ZINC | 18.75 | 2.68 | 19.10 | 10.85 | 693,917 | 950.8 |
| Century Aluminum Co | NASDAQ | CENX | 16.01 | 2.10 | 16.29 | 7.65 | 670,032 | 1,421.5 |
| Schnitzer Steel Industries Inc | NASDAQ | SCHN | 26.60 | 2.03 | 33.32 | 23.29 | 303,964 | 709.9 |
| AK Steel Holding Corp | NYSE | AKS | 8.10 | 1.76 | 8.47 | 2.92 | 7,007,722 | 1,107.4 |
| General Moly Inc | NYSE | GMO | 1.17 | 1.74 | 2.07 | 0.82 | 384,546 | 107.5 |
| Silver Bull Resources Inc | NYSE | SVBL | 0.31 | 1.51 | 0.44 | 0.22 | 499,735 | 49.2 |
| Noranda Aluminum Holding Corp | NYSE | NOR | 3.58 | 1.42 | 5.08 | 2.21 | 399,432 | 245.5 |
| Uranium Resources Inc | NASDAQ | URRE | 2.61 | 1.16 | 5.53 | 2.21 | 1,777,162 | 64.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| SinoCoking Coal and Coke Chemical Industries Inc | NASDAQ | SCOK | 1.30 | 6.56 | 1.55 | 0.83 | 593,807 | 27.5 |
| Tallgrass Energy Partners LP | NYSE | TEP | 40.99 | 5.64 | 41.36 | 21.12 | 110,331 | 1,675.9 |
| Enphase Energy Inc | NASDAQ | ENPH | 9.00 | 5.26 | 9.37 | 4.54 | 559,516 | 383.5 |
| Ocean Power Technologies Inc | NASDAQ | OPTT | 1.72 | 4.88 | 7.01 | 1.50 | 470,540 | 30.2 |
| Rose Rock Midstream LP | NYSE | RRMS | 57.17 | 4.63 | 57.63 | 31.49 | 143,769 | 1,870.3 |
| Endeavour International Corp | NYSE | END | 1.43 | 4.38 | 7.50 | 1.02 | 2,100,098 | 71.9 |
| Recon Technology Ltd | NASDAQ | RCON | 4.32 | 4.35 | 8.00 | 1.75 | 255,433 | 20.0 |
| REX American Resources Corp | NYSE | REX | 76.33 | 4.12 | 80.89 | 26.70 | 146,560 | 624.5 |
| ZaZa Energy Corp | NASDAQ | ZAZA | 0.91 | 3.41 | 1.49 | 0.41 | 522,918 | 102.2 |
| Vantage Drilling Co | NYSE | VTG | 1.98 | 3.13 | 2.05 | 1.59 | 3,577,109 | 606.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| voxeljet AG | NYSE | VJET | 25.90 | 23.69 | 70.00 | 12.85 | 5,586,286 | 481.7 |
| NII Holdings Inc | NASDAQ | NIHD | 0.62 | 13.00 | 8.28 | 0.43 | 4,550,876 | 107.1 |
| Liquid Holdings Group Inc | NASDAQ | LIQD | 2.14 | 12.04 | 10.30 | 1.20 | 5,682,696 | 121.6 |
| iPass Inc | NASDAQ | IPAS | 1.33 | 10.83 | 2.36 | 1.05 | 1,800,620 | 85.7 |
| LabStyle Innovations Corp | OTC BB | DRIO | 1.09 | 9.00 | 3.00 | 0.81 | 322,807 | 25.1 |
| Media Analytics Corp | OTC BB | MEDA | 0.18 | 7.88 | 1.67 | 0.12 | 992,005 | 18.0 |
| Clicksoftware Technologies Ltd | NASDAQ | CKSW | 8.59 | 6.44 | 10.93 | 5.73 | 410,959 | 271.0 |
| Cray Inc | NASDAQ | CRAY | 28.21 | 6.05 | 42.09 | 19.51 | 572,045 | 1,147.9 |
| Ku6 Media Co Ltd | NASDAQ | KUTV | 1.24 | 5.98 | 3.90 | 1.15 | 156,772 | 58.6 |
| Textura Corp | NYSE | TXTR | 25.05 | 5.96 | 47.25 | 13.80 | 651,834 | 623.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| The ExOne Co | NASDAQ | XONE | 44.96 | 13.48 | 78.80 | 24.34 | 3,568,194 | 649.3 |
| Microvision Inc | NASDAQ | MVIS | 2.22 | 10.45 | 3.38 | 1.03 | 2,681,445 | 95.5 |
| China BAK Battery Inc | NASDAQ | CBAK | 2.51 | 6.81 | 4.78 | 0.96 | 104,175 | 31.7 |
| American Superconductor Corp | NASDAQ | AMSC | 1.72 | 5.52 | 3.06 | 1.25 | 2,073,495 | 136.6 |
| Stock Building Supply Holdings Inc | NASDAQ | STCK | 20.70 | 4.92 | 23.33 | 12.45 | 154,477 | 540.5 |
| Camtek Ltd/Israel | NASDAQ | CAMT | 3.33 | 4.39 | 6.43 | 1.60 | 517,710 | 99.0 |
| Aerovironment Inc | NASDAQ | AVAV | 33.19 | 4.37 | 41.67 | 19.61 | 372,360 | 756.2 |
| Commercial Vehicle Group Inc | NASDAQ | CVGI | 10.45 | 4.08 | 10.67 | 6.62 | 250,880 | 310.5 |
| Columbus McKinnon Corp/NY | NASDAQ | CMCO | 28.15 | 4.07 | 30.98 | 21.25 | 113,739 | 560.6 |
| Advanced Emissions Solutions Inc | NASDAQ | ADES | 23.81 | 3.84 | 29.17 | 16.26 | 119,190 | 517.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Transcept Pharmaceuticals Inc | NASDAQ | TSPT | 2.38 | 19.60 | 3.83 | 1.47 | 6,267,279 | 44.9 |
| Amicus Therapeutics Inc | NASDAQ | FOLD | 3.99 | 19.46 | 4.30 | 1.77 | 14,776,626 | 256.7 |
| Agenus Inc | NASDAQ | AGEN | 3.55 | 10.25 | 5.27 | 2.27 | 9,231,746 | 220.9 |
| Cell Therapeutics Inc | NASDAQ | CTIC | 3.09 | 9.96 | 4.25 | 1.00 | 4,322,073 | 463.5 |
| TESARO Inc | NASDAQ | TSRO | 33.89 | 8.94 | 47.89 | 22.15 | 664,341 | 1,219.9 |
| GlycoMimetics Inc | NASDAQ | GLYC | 9.18 | 8.90 | 18.99 | 6.02 | 317,153 | 172.5 |
| IGI Laboratories Inc | NYSE | IG | 5.73 | 7.91 | 6.14 | 1.24 | 1,034,737 | 270.0 |
| ANI Pharmaceuticals Inc | NASDAQ | ANIP | 37.10 | 7.72 | 38.74 | 5.64 | 279,358 | 419.0 |
| Vantage Health | OTC BB | VNTH | 0.29 | 7.41 | 0.35 | 0.00 | 146,080 | 46.0 |
| NeoGenomics Inc | NASDAQ | NEO | 3.56 | 7.23 | 4.69 | 2.05 | 372,769 | 176.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| China Commercial Credit Inc | NASDAQ | CCCR | 4.18 | 12.37 | 19.39 | 2.75 | 1,057,053 | 51.2 |
| Tower Group International Ltd | NASDAQ | TWGP | 1.95 | 8.33 | 22.30 | 1.62 | 1,699,589 | 111.7 |
| National Holdings Corp | OTC BB | NHLD | 0.58 | 6.42 | 0.60 | 0.20 | 277,340 | 71.5 |
| Ladenburg Thalmann Financial Services Inc | NYSE | LTS | 3.32 | 5.40 | 3.54 | 1.61 | 745,822 | 603.5 |
| E-House China Holdings Ltd | NYSE | EJ | 9.06 | 4.74 | 17.28 | 4.29 | 2,059,095 | 1,293.6 |
| Xoom Corp | NASDAQ | XOOM | 27.60 | 4.70 | 36.46 | 16.90 | 816,119 | 1,048.4 |
| Fidelity Southern Corp | NASDAQ | LION | 13.60 | 4.70 | 17.84 | 11.96 | 107,456 | 289.5 |
| RCS Capital Corp | NYSE | RCAP | 22.20 | 4.57 | 39.98 | 14.86 | 1,244,164 | 1,134.0 |
| CoBiz Financial Inc | NASDAQ | COBZ | 11.25 | 4.46 | 12.45 | 8.33 | 167,578 | 457.0 |
| PRGX Global Inc | NASDAQ | PRGX | 6.67 | 4.38 | 7.76 | 5.35 | 143,453 | 200.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg


