Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Friday, July 11, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Eastern Platinum Ltd | TSX | ELR | 0.12 | 14.29 | 0.12 | 0.06 | 4,789,139 | 111.4 |
| Gabriel Resources Ltd | TSX | GBU | 1.08 | 13.68 | 1.87 | 0.41 | 230,786 | 414.9 |
| North Arrow Minerals Inc | TSXV | NAR | 0.70 | 11.11 | 0.84 | 0.34 | 131,773 | 29.5 |
| Focus Ventures Ltd | TSXV | FCV | 0.30 | 11.11 | 0.35 | 0.07 | 302,600 | 18.8 |
| Great Panther Silver Ltd | TSX | GPR | 1.59 | 10.42 | 1.60 | 0.70 | 304,572 | 221.0 |
| Rubicon Minerals Corp | TSX | RMX | 1.68 | 9.80 | 1.99 | 0.69 | 778,714 | 610.6 |
| Guyana Goldfields Inc | TSX | GUY | 3.20 | 8.84 | 3.33 | 1.35 | 571,522 | 404.0 |
| Golden Reign Resources Ltd | TSXV | GRR | 0.19 | 8.82 | 0.39 | 0.12 | 169,000 | 17.4 |
| Lake Shore Gold Corp | TSX | LSG | 1.28 | 8.47 | 1.28 | 0.32 | 2,144,553 | 540.2 |
| Endeavour Silver Corp | TSX | EDR | 6.66 | 7.42 | 6.69 | 3.34 | 464,852 | 674.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Marksmen Energy Inc | TSXV | MAH | 0.46 | 31.43 | 0.98 | 0.08 | 428,611 | 24.1 |
| Parex Resources Inc | TSX | PXT | 14.87 | 16.99 | 15.04 | 5.05 | 3,378,001 | 1,860.0 |
| Petra Petroleum Inc | TSXV | PTL | 0.50 | 11.11 | 0.51 | 0.17 | 165,000 | 34.9 |
| New Zealand Energy Corp | TSXV | NZ | 0.11 | 10.53 | 0.47 | 0.09 | 149,754 | 17.9 |
| Blackbird Energy Inc | TSXV | BBI | 0.24 | 9.09 | 0.31 | 0.05 | 354,803 | 45.7 |
| DualEx Energy International Inc | TSXV | DXE | 0.17 | 6.25 | 0.36 | 0.08 | 119,536 | 19.4 |
| Arcan Resources Ltd | TSXV | ARN | 0.35 | 6.06 | 0.91 | 0.22 | 424,425 | 34.3 |
| Petrofrontier Corp | TSXV | PFC | 0.29 | 5.56 | 0.34 | 0.14 | 200,500 | 22.7 |
| Taipan Resources Inc | TSXV | TPN | 0.47 | 4.44 | 0.66 | 0.23 | 116,100 | 49.4 |
| Crown Point Energy Inc | TSXV | CWV | 0.37 | 4.23 | 0.93 | 0.18 | 400,770 | 38.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| UrtheCast Corp | TSX | UR | 1.60 | 10.34 | 2.90 | 1.22 | 274,309 | 103.2 |
| Sandvine Corp | TSX | SVC | 3.54 | 5.04 | 4.08 | 1.80 | 889,000 | 532.0 |
| EXO U Inc | TSXV | EXO | 2.50 | 4.17 | 2.73 | 0.70 | 157,210 | 103.7 |
| Symbility Solutions Inc | TSXV | SY | 0.32 | 1.61 | 0.51 | 0.24 | 189,000 | 66.0 |
| Descartes Systems Group Inc/The | TSX | DSG | 15.12 | 0.47 | 17.02 | 10.93 | 127,328 | 1,134.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| International Barrier Technology Inc | TSXV | IBH | 0.34 | 6.35 | 0.34 | 0.07 | 157,237 | 14.9 |
| Westport Innovations Inc | TSX | WPT | 19.63 | 3.81 | 35.24 | 13.67 | 169,464 | 1,237.1 |
| Photon Control Inc | TSXV | PHO | 0.47 | 2.17 | 0.55 | 0.13 | 113,900 | 47.8 |
| Intertape Polymer Group Inc | TSX | ITP | 13.67 | 1.56 | 15.62 | 11.12 | 124,815 | 830.8 |
| CVTech Group Inc | TSX | CVT | 0.91 | 1.11 | 1.29 | 0.79 | 208,000 | 65.1 |
| Ainsworth Lumber Co Ltd | TSX | ANS | 2.71 | 0.74 | 4.22 | 2.60 | 142,023 | 652.9 |
| Avigilon Corp | TSX | AVO | 23.76 | 0.04 | 34.50 | 15.01 | 102,351 | 1,103.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Abattis Bioceuticals Corp | CNSX | ATT | 0.75 | 10.29 | 3.10 | 0.02 | 794,104 | 35.7 |
| Cynapsus Therapeutics Inc | TSXV | CTH | 0.67 | 6.35 | 1.51 | 0.36 | 303,918 | 52.9 |
| Titan Medical Inc | TSXV | TMD | 2.56 | 2.81 | 2.76 | 0.38 | 140,798 | 254.1 |
| Theralase Technologies Inc | TSXV | TLT | 0.34 | 1.52 | 0.56 | 0.18 | 396,690 | 26.4 |
| Prometic Life Sciences Inc | TSX | PLI | 1.07 | 0.94 | 1.65 | 0.36 | 304,977 | 566.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| TIO Networks Corp | TSXV | TNC | 0.96 | 5.49 | 0.96 | 0.29 | 353,739 | 54.8 |
| Terra Firma Capital Corp | TSXV | TII | 0.57 | 3.64 | 0.67 | 0.22 | 402,827 | 17.6 |
| Great Prairie Energy Services Inc | TSXV | GPE | 0.54 | 1.89 | 0.60 | 0.18 | 135,100 | 63.4 |
| Dream Global Real Estate Investment Trust | TSX | DRG-U | 9.56 | 0.74 | 10.03 | 7.97 | 115,418 | 1,042.2 |
| Retrocom Real Estate Investment Trust | TSX | RMM-U | 4.53 | 0.44 | 5.24 | 4.44 | 117,833 | 282.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Molycorp Inc | NYSE | MCP | 2.13 | 8.67 | 8.06 | 1.61 | 11,469,510 | 521.2 |
| Golden Minerals Co | NYSE | AUMN | 1.30 | 8.33 | 1.64 | 0.42 | 665,407 | 56.6 |
| Allied Nevada Gold Corp | NYSE | ANV | 3.92 | 5.95 | 7.50 | 2.61 | 3,121,490 | 408.6 |
| McEwen Mining Inc | NYSE | MUX | 3.10 | 5.80 | 3.74 | 1.70 | 2,814,874 | 1,020.2 |
| Coeur Mining Inc | NYSE | CDE | 9.16 | 4.33 | 16.95 | 6.62 | 1,454,551 | 948.3 |
| Gold Resource Corp | NYSE | GORO | 5.03 | 3.29 | 9.43 | 3.52 | 791,643 | 272.5 |
| El Capitan Precious Metals Inc | OTC BB | ECPN | 0.19 | 2.70 | 0.41 | 0.06 | 200,378 | 52.5 |
| Hecla Mining Co | NYSE | HL | 3.45 | 2.68 | 3.98 | 2.63 | 7,288,341 | 1,183.8 |
| Century Aluminum Co | NASDAQ | CENX | 17.22 | 2.50 | 17.35 | 7.65 | 683,100 | 1,528.9 |
| Horsehead Holding Corp | NASDAQ | ZINC | 17.96 | 2.05 | 19.10 | 10.85 | 332,647 | 910.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Westmoreland Coal Co | NASDAQ | WLB | 39.31 | 6.24 | 39.80 | 12.33 | 1,007,833 | 601.0 |
| Magellan Petroleum Corp | NASDAQ | MPET | 2.28 | 6.05 | 2.52 | 0.99 | 748,996 | 103.4 |
| ReneSola Ltd | NYSE | SOL | 2.62 | 5.65 | 6.00 | 2.18 | 929,500 | 266.3 |
| Richfield Oil & Gas Co | OTC BB | ROIL | 0.21 | 5.53 | 0.60 | 0.16 | 402,792 | 12.7 |
| Walter Energy Inc | NYSE | WLT | 5.75 | 4.74 | 19.50 | 4.25 | 2,755,673 | 378.5 |
| TGC Industries Inc | NASDAQ | TGE | 4.88 | 3.83 | 10.01 | 4.24 | 174,554 | 107.2 |
| Green Plains Inc | NASDAQ | GPRE | 36.46 | 3.79 | 36.63 | 13.78 | 1,277,291 | 1,363.8 |
| Breitling Energy Corp | OTC BB | BECC | 0.72 | 3.60 | 0.95 | 0.04 | 117,511 | 359.3 |
| Matrix Service Co | NASDAQ | MTRX | 30.90 | 2.93 | 38.71 | 15.45 | 382,543 | 816.2 |
| Memorial Production Partners LP | NASDAQ | MEMP | 22.83 | 2.84 | 24.75 | 19.10 | 1,376,250 | 1,398.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| WPCS International Inc | NASDAQ | WPCS | 0.92 | 60.00 | 5.27 | 0.45 | 9,360,381 | 12.8 |
| Max Sound Corp | OTC BB | MAXD | 0.11 | 23.60 | 0.30 | 0.08 | 1,161,198 | 35.9 |
| Parkervision Inc | NASDAQ | PRKR | 1.43 | 10.00 | 7.78 | 1.20 | 4,143,762 | 138.3 |
| NII Holdings Inc | NASDAQ | NIHD | 0.68 | 8.41 | 8.28 | 0.43 | 3,997,974 | 117.7 |
| Aerohive Networks Inc | NYSE | HIVE | 8.19 | 8.05 | 12.23 | 7.43 | 333,287 | 373.7 |
| Ruckus Wireless Inc | NYSE | RKUS | 11.88 | 7.90 | 18.58 | 8.65 | 3,395,491 | 974.8 |
| Aruba Networks Inc | NASDAQ | ARUN | 17.46 | 7.18 | 23.58 | 15.97 | 4,432,857 | 1,898.5 |
| Rocket Fuel Inc | NASDAQ | FUEL | 24.44 | 6.63 | 71.89 | 19.31 | 641,034 | 858.9 |
| ORBCOMM Inc | NASDAQ | ORBC | 6.81 | 6.41 | 8.21 | 4.51 | 385,815 | 375.8 |
| Hutchinson Technology Inc | NASDAQ | HTCH | 2.18 | 5.83 | 5.85 | 1.96 | 139,547 | 61.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Armco Metals Holdings Inc | NYSE | AMCO | 0.24 | 13.33 | 0.58 | 0.19 | 330,593 | 12.6 |
| Parametric Sound Corp | NASDAQ | HEAR | 8.80 | 7.06 | 17.90 | 7.58 | 153,153 | 333.0 |
| American DG Energy Inc | NYSE | ADGE | 1.53 | 4.79 | 2.59 | 1.37 | 114,078 | 76.2 |
| China BAK Battery Inc | NASDAQ | CBAK | 3.45 | 4.55 | 5.00 | 1.30 | 539,357 | 43.5 |
| Camtek Ltd/Israel | NASDAQ | CAMT | 4.18 | 4.50 | 6.43 | 1.60 | 1,533,325 | 124.2 |
| Liquidmetal Technologies Inc | OTC BB | LQMT | 0.25 | 3.72 | 0.41 | 0.06 | 1,473,668 | 107.8 |
| Fluidigm Corp | NASDAQ | FLDM | 30.82 | 3.35 | 49.46 | 16.56 | 245,768 | 864.8 |
| TTM Technologies Inc | NASDAQ | TTMI | 8.16 | 3.29 | 10.91 | 7.24 | 600,960 | 680.1 |
| Giga-tronics Inc | NASDAQ | GIGA | 2.22 | 3.26 | 4.78 | 0.90 | 188,527 | 11.5 |
| American Superconductor Corp | NASDAQ | AMSC | 1.63 | 3.16 | 3.06 | 1.25 | 1,126,866 | 129.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| La Jolla Pharmaceutical Co | NASDAQ | LJPC | 10.65 | 18.99 | 19.50 | 2.78 | 1,045,609 | 83.8 |
| Idera Pharmaceuticals Inc | NASDAQ | IDRA | 2.85 | 8.78 | 6.87 | 0.73 | 1,359,185 | 235.0 |
| Achillion Pharmaceuticals Inc | NASDAQ | ACHN | 7.64 | 8.68 | 8.61 | 2.26 | 7,832,120 | 739.5 |
| Cyclacel Pharmaceuticals Inc | NASDAQ | CYCC | 3.39 | 8.31 | 5.50 | 2.75 | 157,946 | 76.9 |
| Curis Inc | NASDAQ | CRIS | 1.83 | 8.28 | 4.74 | 1.60 | 764,920 | 157.3 |
| Cytokinetics Inc | NASDAQ | CYTK | 4.60 | 7.23 | 14.20 | 3.96 | 663,826 | 168.4 |
| Zeltiq Aesthetics Inc | NASDAQ | ZLTQ | 14.77 | 6.64 | 24.79 | 5.85 | 740,010 | 552.4 |
| ZIOPHARM Oncology Inc | NASDAQ | ZIOP | 3.59 | 6.53 | 5.58 | 2.60 | 500,262 | 361.6 |
| Ultragenyx Pharmaceutical Inc | NASDAQ | RARE | 42.97 | 6.44 | 69.77 | 32.02 | 270,667 | 1,347.6 |
| TearLab Corp | NASDAQ | TEAR | 5.17 | 6.38 | 15.18 | 3.80 | 629,715 | 173.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Doral Financial Corp | NYSE | DRL | 5.47 | 4.99 | 25.00 | 1.87 | 1,114,645 | 36.4 |
| Cohen & Steers Inc | NYSE | CNS | 43.90 | 4.33 | 45.02 | 30.36 | 170,751 | 1,965.4 |
| Nelnet Inc | NYSE | NNI | 41.87 | 2.70 | 45.49 | 34.86 | 106,455 | 1,941.4 |
| Argo Group International Holdings Ltd | NASDAQ | AGII | 52.81 | 2.52 | 52.98 | 34.57 | 172,011 | 1,382.0 |
| Piper Jaffray Cos | NYSE | PJC | 51.77 | 2.43 | 53.57 | 29.48 | 133,722 | 842.2 |
| E-House China Holdings Ltd | NYSE | EJ | 9.38 | 2.40 | 17.28 | 4.38 | 917,727 | 1,293.6 |
| RCS Capital Corp | NYSE | RCAP | 21.03 | 1.89 | 39.98 | 14.86 | 360,092 | 1,358.0 |
| Investment Technology Group Inc | NYSE | ITG | 17.31 | 1.88 | 20.87 | 14.09 | 378,121 | 623.1 |
| First BanCorp/Puerto Rico | NYSE | FBP | 5.16 | 1.78 | 8.70 | 4.36 | 471,666 | 1,079.5 |
| CorEnergy Infrastructure Trust Inc | NYSE | CORR | 8.07 | 1.64 | 8.13 | 6.11 | 196,693 | 255.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg


