Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Health Care and Financials
In tracking the small cap stock universe of Canadian and US stocks for Monday, January 27, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Marathon Gold Corp | TSX | MOZ | 0.32 | 28.00 | 0.78 | 0.13 | 168,225 | 19.6 |
| Red Pine Exploration Inc | TSXV | RPX | 0.11 | 16.67 | 0.12 | 0.01 | 745,530 | 20.0 |
| Lexam VG Gold Inc | TSX | LEX | 0.15 | 16.00 | 0.24 | 0.07 | 144,700 | 32.9 |
| Highland Copper Co Inc | TSXV | HI | 0.52 | 15.56 | 0.68 | 0.12 | 143,850 | 27.2 |
| Freegold Ventures Ltd | TSX | FVL | 0.28 | 10.00 | 0.72 | 0.19 | 332,833 | 20.7 |
| Xinergy Ltd | TSX | XRG | 0.33 | 10.00 | 0.96 | 0.13 | 125,027 | 15.6 |
| Mason Graphite Inc | TSXV | LLG | 0.70 | 9.38 | 1.08 | 0.26 | 540,821 | 46.9 |
| Pacific Coal Resources Ltd | TSXV | PAK | 0.35 | 9.38 | 1.75 | 0.20 | 286,214 | 17.4 |
| Augusta Resource Corp | TSX | AZC | 1.91 | 9.14 | 2.90 | 0.48 | 191,630 | 276.1 |
| Allana Potash Corp | TSX | AAA | 0.50 | 8.70 | 0.65 | 0.27 | 1,950,642 | 135.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Primary Petroleum Corp | TSXV | PIE | 0.24 | 14.29 | 0.26 | 0.06 | 5,565,763 | 35.4 |
| Taipan Resources Inc | TSXV | TPN | 0.27 | 6.00 | 0.41 | 0.17 | 138,925 | 22.6 |
| ShaMaran Petroleum Corp | TSXV | SNM | 0.46 | 3.37 | 0.54 | 0.31 | 122,367 | 373.1 |
| Arcan Resources Ltd | TSXV | ARN | 0.31 | 3.33 | 1.20 | 0.26 | 406,177 | 30.3 |
| Touchstone Exploration Inc | TSXV | TAB | 0.20 | 2.56 | 0.31 | 0.15 | 155,000 | 27.8 |
| MGM Energy Corp | TSX | MGX | 0.21 | 2.50 | 0.38 | 0.04 | 183,775 | 79.7 |
| Niko Resources Ltd | TSX | NKO | 2.66 | 2.31 | 10.65 | 1.12 | 210,639 | 231.6 |
| New Zealand Energy Corp | TSXV | NZ | 0.26 | 2.00 | 0.86 | 0.20 | 139,570 | 43.6 |
| Mart Resources Inc | TSXV | MMT | 1.24 | 1.64 | 2.31 | 0.98 | 268,838 | 442.2 |
| Chinook Energy Inc | TSX | CKE | 1.38 | 1.47 | 1.53 | 0.80 | 129,197 | 295.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Cortex Business Solutions Inc | TSXV | CBX | 0.15 | 7.14 | 0.25 | 0.12 | 753,500 | 39.3 |
| POET Technologies Inc | TSXV | PTK | 0.73 | 5.80 | 0.73 | 0.32 | 653,546 | 96.9 |
| Data Group Inc/Canada | TSX | DGI | 0.63 | 5.00 | 2.53 | 0.36 | 126,827 | 14.8 |
| CriticalControl Solutions Corp | TSX | CCZ | 0.49 | 2.08 | 0.52 | 0.15 | 126,600 | 25.4 |
| QHR Corp | TSXV | QHR | 1.40 | 0.72 | 1.54 | 0.47 | 643,413 | 67.1 |
| BSM Technologies Inc | TSXV | GPS | 2.83 | 0.71 | 3.45 | 1.08 | 393,863 | 108.0 |
| Descartes Systems Group Inc/The | TSX | DSG | 14.92 | 0.61 | 15.59 | 9.06 | 214,753 | 936.5 |
| Sandvine Corp | TSX | SVC | 3.08 | 0.33 | 3.50 | 1.60 | 850,827 | 427.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| IBI Group Inc | TSX | IBG | 1.55 | 19.23 | 7.43 | 0.65 | 108,091 | 27.2 |
| RDX Technologies Corp | TSXV | RDX | 0.23 | 9.52 | 0.67 | 0.13 | 208,100 | 39.7 |
| Zenn Motor Co Inc | TSXV | ZNN | 0.91 | 5.81 | 1.94 | 0.35 | 120,492 | 43.2 |
| Flyht Aerospace Solutions Ltd | TSXV | FLY | 0.53 | 3.92 | 0.57 | 0.14 | 1,263,645 | 83.4 |
| CRS Electronics Inc | TSXV | LED | 0.28 | 3.70 | 0.35 | 0.18 | 1,020,690 | 24.2 |
| Photon Control Inc | TSXV | PHO | 0.31 | 1.64 | 0.34 | 0.07 | 144,475 | 31.6 |
| Ainsworth Lumber Co Ltd | TSX | ANS | 4.08 | 1.24 | 4.31 | 2.56 | 245,285 | 982.9 |
| Norbord Inc | TSX | NBD | 30.60 | 0.33 | 37.93 | 25.10 | 194,864 | 1,630.9 |
| Toromont Industries Ltd | TSX | TIH | 25.28 | 0.12 | 26.94 | 21.30 | 252,540 | 1,938.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Immunovaccine Inc | TSXV | IMV | 0.73 | 4.29 | 0.80 | 0.22 | 213,621 | 57.7 |
| Patient Home Monitoring Corp | TSXV | PHM | 0.30 | 3.45 | 0.38 | 0.06 | 708,465 | 30.1 |
| Prometic Life Sciences Inc | TSX | PLI | 1.20 | 1.69 | 1.23 | 0.27 | 1,272,469 | 626.0 |
| Patheon Inc | TSX | PTI | 10.26 | 0.29 | 10.31 | 3.00 | 669,900 | 1,446.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Posera-HDX Ltd | TSX | HDX | 0.35 | 12.90 | 0.39 | 0.11 | 227,000 | 16.9 |
| InnVest Real Estate Investment Trust | TSX | INN-U | 5.07 | 3.26 | 5.07 | 3.95 | 596,224 | 475.5 |
| Pinetree Capital Ltd | TSX | PNP | 0.37 | 1.37 | 0.90 | 0.25 | 171,473 | 56.3 |
| LX Ventures Inc | TSXV | LXV | 0.46 | 1.10 | 0.96 | 0.14 | 459,400 | 29.0 |
| Input Capital Corp | TSXV | INP | 2.23 | 0.90 | 2.73 | 1.55 | 143,756 | 136.5 |
| WPT Industrial Real Estate Investment Trust | TSX | WIR/U | 8.45 | 0.36 | 10.27 | 7.45 | 199,225 | 206.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| China Gerui Advanced Materials Group Ltd | NASDAQ | CHOP | 1.06 | 6.00 | 3.04 | 1.00 | 212,078 | 63.1 |
| El Capitan Precious Metals Inc | OTC BB | ECPN | 0.20 | 3.90 | 0.41 | 0.06 | 141,750 | 53.3 |
| Gulf Resources Inc | NASDAQ | GURE | 2.26 | 3.67 | 3.14 | 0.88 | 206,345 | 86.7 |
| Liquidmetal Technologies Inc | OTC BB | LQMT | 0.39 | 2.67 | 0.41 | 0.05 | 11,644,787 | 143.6 |
| Innophos Holdings Inc | NASDAQ | IPHS | 49.50 | 2.32 | 56.94 | 45.04 | 268,787 | 1,088.2 |
| OMNOVA Solutions Inc | NYSE | OMN | 8.93 | 2.29 | 10.11 | 6.40 | 143,712 | 421.2 |
| Cloud Peak Energy Inc | NYSE | CLD | 18.46 | 2.27 | 20.30 | 14.25 | 1,490,680 | 1,124.2 |
| Clearwater Paper Corp | NYSE | CLW | 51.82 | 2.19 | 53.91 | 44.64 | 121,637 | 1,091.3 |
| Resolute Forest Products Inc | NYSE | RFP | 18.64 | 1.69 | 18.91 | 12.36 | 429,137 | 1,761.1 |
| China Green Agriculture Inc | NYSE | CGA | 3.31 | 1.53 | 5.10 | 2.57 | 201,916 | 105.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Gray Fox Petroleum Corp | OTC BB | GFOX | 2.24 | 18.11 | 2.25 | 0.50 | 906,142 | 80.5 |
| Real Goods Solar Inc | NASDAQ | RSOL | 4.20 | 16.34 | 7.17 | 0.89 | 5,704,425 | 121.6 |
| Trina Solar Ltd | NYSE | TSL | 14.44 | 6.02 | 17.84 | 3.31 | 8,105,281 | 1,140.2 |
| Alon USA Energy Inc | NYSE | ALJ | 15.52 | 3.26 | 21.05 | 8.55 | 654,242 | 1,065.3 |
| REX American Resources Corp | NYSE | REX | 40.09 | 3.19 | 49.93 | 17.12 | 120,835 | 323.8 |
| Alon USA Partners LP | NYSE | ALDW | 14.28 | 2.96 | 29.12 | 10.25 | 171,479 | 892.5 |
| Miller Energy Resources Inc | NYSE | MILL | 7.88 | 2.74 | 8.97 | 3.48 | 537,540 | 350.9 |
| Houston American Energy Corp | NYSE | HUSA | 0.36 | 1.44 | 0.48 | 0.18 | 689,375 | 18.8 |
| Delek US Holdings Inc | NYSE | DK | 29.89 | 1.18 | 40.91 | 19.77 | 820,974 | 1,797.6 |
| Duma Energy Corp | OTC BB | DUMA | 2.61 | 1.16 | 2.84 | 1.71 | 105,614 | 163.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Zoom Technologies Inc | NASDAQ | ZOOM | 4.55 | 8.08 | 9.40 | 2.20 | 114,911 | 13.7 |
| Clearfield Inc | NASDAQ | CLFD | 21.59 | 7.57 | 22.13 | 4.90 | 206,992 | 280.2 |
| Rambus Inc | NASDAQ | RMBS | 9.58 | 6.56 | 10.85 | 5.20 | 2,705,691 | 1,079.7 |
| GT Advanced Technologies Inc | NASDAQ | GTAT | 9.67 | 6.38 | 10.75 | 2.61 | 15,035,045 | 1,297.7 |
| Micronet Enertec Technologies Inc | NASDAQ | MICT | 5.54 | 6.33 | 12.25 | 3.75 | 290,729 | 32.3 |
| RF Micro Devices Inc | NASDAQ | RFMD | 4.90 | 6.06 | 6.20 | 4.30 | 13,470,712 | 1,383.5 |
| Data I/O Corp | NASDAQ | DAIO | 3.23 | 5.90 | 3.48 | 1.41 | 179,131 | 25.1 |
| Vimicro International Corp | NASDAQ | VIMC | 3.08 | 5.48 | 3.90 | 1.10 | 142,201 | 88.6 |
| Zhone Technologies Inc | NASDAQ | ZHNE | 4.57 | 5.06 | 6.62 | 0.58 | 1,629,691 | 144.7 |
| Globalscape Inc | NYSE | GSB | 2.94 | 5.00 | 3.00 | 1.29 | 541,784 | 55.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Research Frontiers Inc | NASDAQ | REFR | 6.88 | 10.26 | 7.64 | 2.93 | 711,826 | 157.7 |
| Hollysys Automation Technologies Ltd | NASDAQ | HOLI | 16.37 | 5.41 | 19.43 | 10.89 | 524,422 | 942.2 |
| NAPCO Security Technologies Inc | NASDAQ | NSSC | 7.00 | 4.63 | 7.31 | 3.31 | 280,165 | 135.9 |
| Yingli Green Energy Holding Co Ltd | NYSE | YGE | 6.05 | 3.24 | 8.77 | 1.62 | 8,648,040 | 1,007.8 |
| Orion Energy Systems Inc | NYSE | OESX | 6.17 | 2.49 | 8.11 | 1.95 | 265,192 | 130.6 |
| Broadwind Energy Inc | NASDAQ | BWEN | 9.22 | 2.44 | 11.94 | 2.24 | 159,693 | 134.5 |
| Envision Solar International Inc | OTC BB | EVSI | 0.17 | 1.82 | 0.35 | 0.12 | 134,294 | 12.0 |
| China Digital TV Holding Co Ltd | NYSE | STV | 2.27 | 1.79 | 2.58 | 1.35 | 117,659 | 133.9 |
| AZZ Inc | NYSE | AZZ | 42.63 | 1.72 | 49.64 | 34.61 | 335,503 | 1,088.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| ProPhase Labs Inc | NASDAQ | PRPH | 2.25 | 27.84 | 2.98 | 1.35 | 1,741,298 | 35.7 |
| Oramed Pharmaceuticals Inc | NASDAQ | ORMP | 24.38 | 21.90 | 31.73 | 5.00 | 2,556,970 | 237.6 |
| Omni Bio Pharmaceutical Inc | OTC BB | OMBP | 0.45 | 18.42 | 0.50 | 0.12 | 107,650 | 17.2 |
| ScripsAmerica Inc | OTC BB | SCRC | 0.15 | 10.14 | 1.05 | 0.08 | 697,807 | 12.2 |
| Vantage Health | OTC BB | VNTH | 0.14 | 7.54 | 0.16 | 0.00 | 154,728 | 18.9 |
| Galectin Therapeutics Inc | NASDAQ | GALT | 12.14 | 4.75 | 17.88 | 2.39 | 395,403 | 222.3 |
| Imprimis Pharmaceuticals Inc | NASDAQ | IMMY | 7.56 | 4.28 | 10.00 | 3.01 | 125,514 | 67.8 |
| Pain Therapeutics Inc | NASDAQ | PTIE | 4.11 | 3.79 | 5.57 | 2.15 | 383,124 | 186.7 |
| Aethlon Medical Inc | OTC BB | AEMD | 0.19 | 3.78 | 0.29 | 0.07 | 451,497 | 38.2 |
| Hansen Medical Inc | NASDAQ | HNSN | 2.21 | 3.76 | 2.67 | 1.14 | 278,218 | 213.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| VantageSouth Bancshares Inc | NYSE | VSB | 5.75 | 11.87 | 5.98 | 3.77 | 427,778 | 264.7 |
| Yadkin Financial Corp | NASDAQ | YDKN | 18.48 | 6.76 | 19.30 | 9.60 | 254,542 | 265.8 |
| Hanmi Financial Corp | NASDAQ | HAFC | 22.46 | 6.19 | 22.99 | 15.02 | 373,853 | 713.3 |
| Gain Capital Holdings Inc | NYSE | GCAP | 8.96 | 5.41 | 14.62 | 3.97 | 668,367 | 354.9 |
| RAIT Financial Trust | NYSE | RAS | 8.33 | 3.35 | 9.21 | 6.16 | 2,288,379 | 678.5 |
| Noah Holdings Ltd | NYSE | NOAH | 13.51 | 2.50 | 25.51 | 5.73 | 619,937 | 744.6 |
| Chatham Lodging Trust | NYSE | CLDT | 20.81 | 1.96 | 21.48 | 15.32 | 222,872 | 547.2 |
| Bancorp Inc/DE | NASDAQ | TBBK | 19.25 | 1.85 | 19.86 | 11.35 | 367,608 | 726.1 |
| Orchid Island Capital Inc | NYSE | ORC | 12.39 | 1.56 | 15.40 | 10.02 | 408,600 | 60.0 |
| Univest Corp of Pennsylvania | NASDAQ | UVSP | 18.64 | 1.41 | 21.48 | 16.10 | 171,396 | 303.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
