Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Health Care and Financials
In tracking the small cap stock universe of Canadian and US stocks for Thursday, January 02, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Nighthawk Gold Corp | TSXV | NHK | 0.11 | 69.23 | 0.17 | 0.06 | 399,980 | 20.5 |
| Goldgroup Mining Inc | TSX | GGA | 0.12 | 50.00 | 0.42 | 0.04 | 138,872 | 16.4 |
| Atna Resources Ltd | TSX | ATN | 0.16 | 40.91 | 1.29 | 0.09 | 599,852 | 29.3 |
| Commerce Resources Corp | TSXV | CCE | 0.12 | 33.33 | 0.19 | 0.06 | 581,696 | 20.0 |
| Kombat Copper Inc | TSXV | KBT | 0.13 | 30.00 | 0.26 | 0.07 | 133,000 | 10.7 |
| Sandspring Resources Ltd | TSXV | SSP | 0.27 | 25.58 | 0.53 | 0.15 | 319,663 | 35.7 |
| Hanfeng Evergreen Inc | TSX | HF | 0.50 | 25.00 | 2.30 | 0.27 | 243,532 | 30.1 |
| Salazar Resources Ltd | TSXV | SRL | 0.19 | 23.33 | 0.30 | 0.10 | 471,666 | 10.4 |
| Banro Corp | TSX | BAA | 0.69 | 21.05 | 3.09 | 0.43 | 278,071 | 173.9 |
| Lexam VG Gold Inc | TSX | LEX | 0.12 | 20.00 | 0.24 | 0.07 | 191,531 | 27.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Emperor Oil Ltd | TSXV | EM | 0.11 | 37.50 | 0.38 | 0.05 | 1,485,408 | 23.1 |
| Ballard Power Systems Inc | TSX | BLD | 1.86 | 15.53 | 2.47 | 0.59 | 553,305 | 203.4 |
| Tethys Petroleum Ltd | TSX | TPL | 0.51 | 13.33 | 0.95 | 0.43 | 128,272 | 157.0 |
| Mountainview Energy Ltd | TSXV | MVW | 0.54 | 12.50 | 0.77 | 0.43 | 139,175 | 47.4 |
| Ivanhoe Energy Inc | TSX | IE | 0.71 | 10.94 | 2.85 | 0.37 | 200,686 | 81.5 |
| Gasfrac Energy Services Inc | TSX | GFS | 1.99 | 10.56 | 2.89 | 1.26 | 108,819 | 126.7 |
| Canadian Overseas Petroleum Ltd | TSXV | XOP | 0.29 | 9.43 | 0.34 | 0.11 | 237,244 | 96.2 |
| Africa Hydrocarbons Inc | TSXV | NFK | 0.13 | 8.70 | 0.30 | 0.03 | 307,366 | 14.3 |
| Southern Pacific Resource Corp | TSX | STP | 0.20 | 8.11 | 1.38 | 0.11 | 393,470 | 79.6 |
| Anderson Energy Ltd | TSX | AXL | 0.16 | 6.90 | 0.25 | 0.11 | 150,938 | 26.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Ackroo Inc | TSXV | AKR | 0.18 | 24.14 | 0.25 | 0.06 | 136,000 | 10.3 |
| Intermap Technologies Corp | TSX | IMP | 0.45 | 9.76 | 0.50 | 0.26 | 160,700 | 41.5 |
| Sierra Wireless Inc | TSX | SW | 27.79 | 8.17 | 28.02 | 7.47 | 205,440 | 855.8 |
| Data Group Inc/Canada | TSX | DGI | 0.50 | 7.53 | 2.53 | 0.36 | 121,190 | 11.7 |
| Micromem Technologies Inc | CNSX | MRM | 1.48 | 5.71 | 1.85 | 0.12 | 104,827 | 230.2 |
| Sandvine Corp | TSX | SVC | 2.97 | 0.34 | 3.09 | 1.29 | 236,269 | 412.4 |
| COM DEV International Ltd | TSX | CDV | 3.75 | 0.27 | 4.40 | 3.10 | 120,006 | 286.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Gemini Corp | TSXV | GKX | 0.78 | 2.63 | 0.88 | 0.20 | 127,682 | 43.0 |
| Martinrea International Inc | TSX | MRE | 7.99 | 2.44 | 12.75 | 6.91 | 524,882 | 674.7 |
| Avigilon Corp | TSX | AVO | 30.94 | 0.62 | 32.87 | 10.75 | 188,643 | 1,328.8 |
| Pure Technologies Ltd | TSX | PUR | 6.65 | 0.15 | 6.85 | 4.28 | 100,739 | 339.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Resverlogix Corp | TSX | RVX | 0.56 | 15.46 | 3.83 | 0.15 | 148,912 | 45.6 |
| ICO Therapeutics Inc | TSXV | ICO | 0.41 | 10.81 | 0.89 | 0.26 | 492,195 | 27.8 |
| Sernova Corp | TSXV | SVA | 0.14 | 3.85 | 0.19 | 0.09 | 120,000 | 17.5 |
| Spectral Diagnostics Inc | TSX | SDI | 0.60 | 3.45 | 0.77 | 0.18 | 254,726 | 80.7 |
| Stellar Biotechnologies Inc | TSXV | KLH | 1.93 | 2.66 | 2.15 | 0.28 | 127,683 | 146.4 |
| Verisante Technology Inc | TSXV | VRS | 0.24 | 2.13 | 0.64 | 0.17 | 207,947 | 18.8 |
| Prometic Life Sciences Inc | TSX | PLI | 0.94 | 1.08 | 1.14 | 0.26 | 211,655 | 490.3 |
| Oncolytics Biotech Inc | TSX | ONC | 1.67 | 0.60 | 4.94 | 1.54 | 115,481 | 141.5 |
| Patheon Inc | TSX | PTI | 9.83 | 0.20 | 9.86 | 3.00 | 146,789 | 1,385.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Aberdeen International Inc | TSX | AAB | 0.13 | 8.70 | 0.37 | 0.11 | 360,700 | 10.7 |
| Pinetree Capital Ltd | TSX | PNP | 0.35 | 7.81 | 0.98 | 0.25 | 336,028 | 52.5 |
| LX Ventures Inc | TSXV | LXV | 0.53 | 3.92 | 0.96 | 0.14 | 707,809 | 33.4 |
| Dundee International Real Estate Investment Trust | TSX | DI-U | 8.70 | 3.33 | 11.41 | 7.97 | 345,360 | 950.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| China Natural Resources Inc | NASDAQ | CHNR | 5.00 | 51.52 | 6.23 | 3.10 | 125,462 | 124.6 |
| Golden Minerals Co | NYSE | AUMN | 0.63 | 33.47 | 4.87 | 0.42 | 1,853,160 | 27.2 |
| Arch Therapeutics Inc | OTC BB | ARTH | 0.39 | 20.00 | 1.36 | 0.11 | 465,405 | 23.5 |
| Molycorp Inc | NYSE | MCP | 6.29 | 11.92 | 11.81 | 4.51 | 35,903,736 | 1,469.2 |
| Allied Nevada Gold Corp | NYSE | ANV | 3.97 | 11.83 | 30.56 | 3.01 | 6,363,561 | 412.7 |
| Mines Management Inc | NYSE | MGN | 0.66 | 9.73 | 1.27 | 0.48 | 107,420 | 19.1 |
| McEwen Mining Inc | NYSE | MUX | 2.13 | 8.67 | 3.96 | 1.63 | 3,766,079 | 645.0 |
| General Moly Inc | NYSE | GMO | 1.42 | 5.97 | 4.25 | 1.04 | 474,155 | 130.1 |
| Comstock Mining Inc | NYSE | LODE | 1.85 | 5.71 | 2.27 | 1.56 | 388,191 | 125.8 |
| James River Coal Co | NASDAQ | JRCC | 1.42 | 5.19 | 3.67 | 1.15 | 682,782 | 51.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Plug Power Inc | NASDAQ | PLUG | 2.33 | 50.32 | 2.33 | 0.12 | 53,525,810 | 239.1 |
| Centor Inc | OTC BB | CNTO | 2.33 | 26.63 | 2.33 | 0.10 | 1,458,896 | 160.1 |
| China Sunergy Co Ltd | NASDAQ | CSUN | 7.09 | 17.58 | 10.19 | 1.25 | 1,091,697 | 105.3 |
| ReneSola Ltd | NYSE | SOL | 3.94 | 14.20 | 6.00 | 1.25 | 5,764,512 | 400.5 |
| Lightbridge Corp | NASDAQ | LTBR | 1.62 | 11.72 | 3.28 | 1.32 | 189,537 | 24.4 |
| Quicksilver Resources Inc | NYSE | KWK | 3.41 | 11.07 | 3.46 | 1.44 | 7,073,789 | 604.0 |
| Trina Solar Ltd | NYSE | TSL | 14.98 | 9.58 | 17.84 | 3.31 | 7,958,367 | 1,182.8 |
| JinkoSolar Holding Co Ltd | NYSE | JKS | 32.01 | 9.25 | 34.88 | 3.96 | 2,388,497 | 841.8 |
| JA Solar Holdings Co Ltd | NASDAQ | JASO | 9.95 | 8.51 | 12.80 | 3.37 | 3,050,659 | 430.4 |
| Ocean Power Technologies Inc | NASDAQ | OPTT | 2.06 | 7.29 | 3.82 | 1.45 | 318,657 | 25.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Hanwha SolarOne Co Ltd | NASDAQ | HSOL | 3.27 | 18.05 | 5.70 | 0.86 | 4,275,329 | 275.1 |
| voxeljet AG | NYSE | VJET | 43.33 | 9.72 | 70.00 | 13.00 | 3,104,312 | 675.9 |
| NQ Mobile Inc | NYSE | NQ | 16.06 | 9.25 | 25.90 | 5.92 | 7,514,689 | 835.3 |
| Sungy Mobile Ltd | NASDAQ | GOMO | 22.24 | 8.33 | 22.33 | 12.40 | 405,745 | 742.9 |
| Montage Technology Group Ltd | NASDAQ | MONT | 17.65 | 8.22 | 19.69 | 10.00 | 179,029 | 467.3 |
| Fusion-io Inc | NYSE | FIO | 9.62 | 7.97 | 23.41 | 8.40 | 5,821,540 | 1,014.7 |
| Spherix Inc | NASDAQ | SPEX | 8.70 | 7.94 | 27.86 | 4.07 | 554,780 | 23.0 |
| ChinaCache International Holdings Ltd | NASDAQ | CCIH | 9.60 | 7.74 | 10.64 | 3.50 | 510,034 | 243.5 |
| QuickLogic Corp | NASDAQ | QUIK | 4.24 | 7.34 | 4.28 | 2.01 | 1,390,223 | 222.1 |
| Rubicon Technology Inc | NASDAQ | RBCN | 10.64 | 6.93 | 13.78 | 4.83 | 588,733 | 241.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Yingli Green Energy Holding Co Ltd | NYSE | YGE | 6.28 | 24.36 | 8.77 | 1.62 | 24,344,668 | 1,046.2 |
| Terra Tech Corp | OTC BB | TRTC | 0.16 | 18.52 | 0.66 | 0.06 | 10,832,148 | 19.8 |
| Canadian Solar Inc | NASDAQ | CSIQ | 34.19 | 14.65 | 34.29 | 3.12 | 7,979,390 | 1,577.3 |
| Camtek Ltd/Israel | NASDAQ | CAMT | 4.62 | 14.07 | 6.43 | 1.31 | 2,173,407 | 137.3 |
| Research Frontiers Inc | NASDAQ | REFR | 6.52 | 12.80 | 7.64 | 2.93 | 365,102 | 149.4 |
| China BAK Battery Inc | NASDAQ | CBAK | 2.48 | 11.71 | 3.45 | 0.59 | 338,393 | 31.3 |
| Microvision Inc | NASDAQ | MVIS | 1.45 | 9.85 | 3.49 | 1.03 | 1,297,096 | 45.9 |
| Identive Group Inc | NASDAQ | INVE | 0.63 | 9.43 | 1.60 | 0.49 | 256,200 | 46.7 |
| Furmanite Corp | NYSE | FRM | 11.39 | 7.25 | 11.73 | 5.18 | 587,083 | 427.0 |
| China Ming Yang Wind Power Group Ltd | NYSE | MY | 2.62 | 6.94 | 3.52 | 1.13 | 1,165,386 | 319.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| ERBA Diagnostics Inc | NYSE | ERB | 3.90 | 42.86 | 3.90 | 0.62 | 1,754,438 | 170.3 |
| Elite Pharmaceuticals Inc | OTC BB | ELTP | 0.15 | 24.83 | 0.17 | 0.06 | 6,302,112 | 76.1 |
| Biodel Inc | NASDAQ | BIOD | 2.77 | 21.49 | 6.08 | 1.93 | 2,977,911 | 58.4 |
| Athersys Inc | NASDAQ | ATHX | 2.95 | 18.00 | 2.98 | 1.11 | 5,105,533 | 208.0 |
| Oramed Pharmaceuticals Inc | NASDAQ | ORMP | 18.20 | 17.95 | 18.88 | 3.72 | 2,079,259 | 173.4 |
| Northwest Biotherapeutics Inc | NASDAQ | NWBO | 4.35 | 15.38 | 6.89 | 3.00 | 1,800,577 | 192.1 |
| EntreMed Inc | NASDAQ | ENMD | 1.92 | 14.66 | 3.73 | 1.40 | 150,976 | 51.8 |
| NeoStem Inc | NASDAQ | NBS | 7.77 | 13.93 | 9.89 | 5.00 | 939,900 | 210.9 |
| Echo Therapeutics Inc | NASDAQ | ECTE | 3.51 | 11.78 | 14.50 | 1.84 | 538,842 | 37.1 |
| Tonix Pharmaceuticals Holding Corp | NASDAQ | TNXP | 11.48 | 11.35 | 15.00 | 2.25 | 344,390 | 56.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| China HGS Real Estate Inc | NASDAQ | HGSH | 6.48 | 8.91 | 12.94 | 2.78 | 287,387 | 291.9 |
| Gain Capital Holdings Inc | NYSE | GCAP | 7.82 | 4.13 | 14.62 | 3.97 | 236,638 | 309.8 |
| Five Oaks Investment Corp | NYSE | OAKS | 10.75 | 3.17 | 15.71 | 9.25 | 106,603 | 79.4 |
| Hatteras Financial Corp | NYSE | HTS | 16.82 | 2.94 | 28.28 | 16.17 | 1,377,646 | 1,646.8 |
| FXCM Inc | NYSE | FXCM | 18.29 | 2.52 | 19.97 | 10.28 | 554,770 | 695.9 |
| eHealth Inc | NASDAQ | EHTH | 47.59 | 2.37 | 48.34 | 14.85 | 285,603 | 886.2 |
| CYS Investments Inc | NYSE | CYS | 7.57 | 2.16 | 13.08 | 6.74 | 3,087,929 | 1,263.4 |
| CoBiz Financial Inc | NASDAQ | COBZ | 12.20 | 2.01 | 12.24 | 7.27 | 146,383 | 492.1 |
| PennyMac Mortgage Investment Trust | NYSE | PMT | 23.42 | 2.00 | 28.95 | 18.95 | 953,403 | 1,650.0 |
| Independent Bank Corp/MI | NASDAQ | IBCP | 12.20 | 1.67 | 12.45 | 3.50 | 182,188 | 278.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
