Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Monday, February 03, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Metalex Ventures Ltd | TSXV | MTX | 0.25 | 16.28 | 0.30 | 0.05 | 211,262 | 16.6 |
| Minco Gold Corp | TSX | MMM | 0.53 | 12.77 | 0.63 | 0.14 | 198,920 | 26.7 |
| African Gold Group Inc | TSXV | AGG | 0.22 | 10.00 | 0.23 | 0.06 | 141,500 | 25.4 |
| Khan Resources Inc | CNSX | KRI | 0.35 | 9.38 | 0.37 | 0.11 | 140,000 | 23.8 |
| PMI Gold Corp | TSX | PMV | 0.44 | 8.64 | 0.78 | 0.24 | 835,556 | 182.2 |
| Puma Exploration Inc | TSXV | PUM | 0.21 | 7.89 | 0.28 | 0.10 | 189,500 | 20.4 |
| El Tigre Silver Corp | TSXV | ELS | 0.28 | 7.69 | 0.30 | 0.12 | 117,400 | 15.6 |
| Orbite Aluminae Inc | TSX | ORT | 0.42 | 6.33 | 2.73 | 0.32 | 4,114,755 | 92.4 |
| NexGen Energy Ltd | TSXV | NXE | 0.26 | 6.12 | 0.60 | 0.23 | 342,811 | 33.3 |
| San Gold Corp | TSX | SGR | 0.18 | 6.06 | 0.70 | 0.09 | 502,864 | 65.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| East West Petroleum Corp | TSXV | EW | 0.47 | 12.05 | 0.71 | 0.20 | 391,821 | 43.3 |
| Strategic Oil & Gas Ltd | TSXV | SOG | 0.55 | 11.11 | 1.45 | 0.41 | 253,261 | 143.3 |
| Niko Resources Ltd | TSX | NKO | 2.73 | 5.41 | 10.38 | 1.12 | 252,977 | 237.7 |
| Pan Orient Energy Corp | TSXV | POE | 2.00 | 3.63 | 3.92 | 1.47 | 173,700 | 113.5 |
| Contact Exploration Inc | TSXV | CEX | 0.32 | 3.28 | 0.36 | 0.18 | 184,503 | 80.5 |
| Touchstone Exploration Inc | TSXV | TAB | 0.17 | 3.03 | 0.30 | 0.15 | 148,500 | 23.6 |
| Sprott Resource Corp | TSX | SCP | 2.57 | 1.58 | 4.85 | 2.23 | 187,994 | 254.0 |
| Renegade Petroleum Ltd | TSXV | RPL | 0.89 | 1.14 | 2.40 | 0.88 | 178,481 | 180.8 |
| Tamarack Valley Energy Ltd | TSXV | TVE | 4.40 | 0.92 | 4.72 | 1.74 | 521,741 | 203.1 |
| Canadian Energy Services & Technology Corp | TSX | CEU | 22.60 | 0.18 | 23.53 | 10.65 | 174,736 | 1,515.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| LeoNovus Inc | TSXV | LTV | 0.40 | 15.94 | 0.40 | 0.10 | 485,350 | 45.7 |
| Sandvine Corp | TSX | SVC | 3.10 | 0.98 | 3.50 | 1.60 | 950,021 | 430.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Heroux-Devtek Inc | TSX | HRX | 11.60 | 8.21 | 11.74 | 7.23 | 147,230 | 365.8 |
| Zedi Inc | TSXV | ZED | 1.04 | 0.97 | 1.08 | 0.55 | 169,920 | 101.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Prometic Life Sciences Inc | TSX | PLI | 1.38 | 9.52 | 1.45 | 0.27 | 1,506,253 | 719.8 |
| Lorus Therapeutics Inc | TSX | LOR | 0.62 | 5.08 | 1.04 | 0.17 | 1,166,708 | 36.9 |
| Bioniche Life Sciences Inc | TSX | BNC | 0.34 | 3.03 | 0.42 | 0.18 | 170,850 | 47.8 |
| Microbix Biosystems Inc | TSX | MBX | 0.51 | 2.00 | 0.57 | 0.12 | 142,900 | 34.0 |
| Immunovaccine Inc | TSXV | IMV | 0.85 | 1.19 | 0.86 | 0.22 | 200,110 | 67.3 |
| Concordia Healthcare Corp | TSX | CXR | 12.19 | 0.33 | 12.50 | 6.25 | 108,612 | 219.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| LX Ventures Inc | TSXV | LXV | 0.44 | 15.79 | 0.96 | 0.14 | 1,995,311 | 28.0 |
| High North Resources Ltd | TSXV | HN | 0.46 | 9.52 | 0.50 | 0.12 | 240,681 | 15.6 |
| Excelsior Mining Corp | TSXV | MIN | 0.38 | 4.11 | 0.63 | 0.10 | 405,900 | 22.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Timberline Resources Corp | NYSE | TLR | 0.21 | 7.69 | 0.35 | 0.13 | 186,029 | 15.6 |
| Mines Management Inc | NYSE | MGN | 0.82 | 7.13 | 1.23 | 0.48 | 259,676 | 23.8 |
| China GengSheng Minerals Inc | NYSE | CHGS | 0.44 | 4.76 | 0.48 | 0.07 | 551,568 | 11.8 |
| El Capitan Precious Metals Inc | OTC BB | ECPN | 0.21 | 4.74 | 0.41 | 0.06 | 124,140 | 55.9 |
| Comstock Mining Inc | NYSE | LODE | 1.96 | 3.16 | 2.27 | 1.56 | 142,014 | 133.3 |
| Wausau Paper Corp | NYSE | WPP | 14.01 | 2.56 | 14.02 | 9.56 | 590,012 | 692.7 |
| American Vanguard Corp | NYSE | AVD | 23.82 | 2.50 | 34.11 | 21.83 | 555,499 | 682.7 |
| Uranium Resources Inc | NASDAQ | URRE | 3.33 | 2.46 | 5.53 | 1.75 | 168,575 | 66.0 |
| Kraton Performance Polymers Inc | NYSE | KRA | 25.61 | 2.40 | 28.26 | 18.33 | 598,053 | 833.0 |
| USEC Inc | NYSE | USU | 4.64 | 2.20 | 29.12 | 2.60 | 149,101 | 23.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Gray Fox Petroleum Corp | OTC BB | GFOX | 1.98 | 11.86 | 2.72 | 0.50 | 579,011 | 71.1 |
| Zion Oil & Gas Inc | NASDAQ | ZN | 1.52 | 6.44 | 2.99 | 1.00 | 230,127 | 51.1 |
| Ener-Core Inc | OTC BB | ENCR | 0.90 | 6.08 | 2.37 | 0.65 | 165,603 | 63.9 |
| Saratoga Resources Inc | NYSE | SARA | 1.04 | 4.38 | 3.35 | 0.95 | 237,414 | 32.2 |
| Royale Energy Inc | NASDAQ | ROYL | 2.67 | 3.09 | 3.69 | 1.70 | 1,025,691 | 39.1 |
| North American Oil & Gas Corp | OTC BB | NAMG | 0.27 | 3.08 | 1.67 | 0.17 | 268,279 | 16.2 |
| SandRidge Permian Trust | NYSE | PER | 13.64 | 3.02 | 18.91 | 11.57 | 677,514 | 537.1 |
| Niska Gas Storage Partners LLC | NYSE | NKA | 15.77 | 2.34 | 17.00 | 11.51 | 201,010 | 556.7 |
| Hyperdynamics Corp | NYSE | HDY | 6.19 | 1.81 | 6.94 | 3.01 | 116,760 | 130.3 |
| Seadrill Partners LLC | NYSE | SDLP | 31.32 | 1.46 | 34.30 | 26.20 | 169,890 | 1,908.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| 3D Pioneer Systems Inc | OTC BB | DPSM | 0.45 | 28.57 | 0.84 | 0.08 | 565,300 | 34.2 |
| GigOptix Inc | NYSE | GIG | 1.73 | 12.34 | 1.98 | 0.83 | 1,732,305 | 54.3 |
| Vitesse Semiconductor Corp | NASDAQ | VTSS | 3.84 | 6.67 | 3.95 | 1.84 | 1,229,417 | 222.1 |
| Endurance International Group Holdings Inc | NASDAQ | EIGI | 12.12 | 5.57 | 14.85 | 10.41 | 936,294 | 1,538.8 |
| Overland Storage Inc | NASDAQ | OVRL | 0.93 | 4.74 | 1.34 | 0.79 | 191,910 | 80.7 |
| Cinedigm Corp | NASDAQ | CIDM | 2.76 | 4.55 | 2.90 | 1.25 | 610,974 | 177.1 |
| Wave Systems Corp | NASDAQ | WAVX | 0.89 | 4.47 | 4.24 | 0.80 | 341,154 | 29.6 |
| RIT Technologies Ltd | NASDAQ | RITT | 1.72 | 4.24 | 4.88 | 1.55 | 521,611 | 20.1 |
| Max Sound Corp | OTC BB | MAXD | 0.14 | 2.94 | 0.39 | 0.13 | 185,033 | 43.2 |
| TOP Image Systems Ltd | NASDAQ | TISA | 4.92 | 2.29 | 6.24 | 2.52 | 292,330 | 55.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| China Recycling Energy Corp | NASDAQ | CREG | 2.98 | 7.19 | 4.60 | 0.88 | 251,012 | 181.5 |
| Taser International Inc | NASDAQ | TASR | 16.90 | 5.23 | 18.88 | 6.70 | 3,024,595 | 876.5 |
| Image Sensing Systems Inc | NASDAQ | ISNS | 5.30 | 4.12 | 8.28 | 4.29 | 140,798 | 26.3 |
| CryoPort Inc | OTC BB | CYRX | 0.40 | 2.57 | 0.58 | 0.12 | 180,000 | 23.3 |
| MagneGas Corp | NASDAQ | MNGA | 0.87 | 1.27 | 2.36 | 0.40 | 127,531 | 20.1 |
| CUI Global Inc | NASDAQ | CUI | 8.88 | 0.79 | 9.35 | 4.60 | 242,046 | 182.6 |
| Modine Manufacturing Co | NYSE | MOD | 13.15 | 0.38 | 15.17 | 8.03 | 549,279 | 625.6 |
| China Ming Yang Wind Power Group Ltd | NYSE | MY | 2.71 | 0.37 | 3.52 | 1.13 | 1,131,875 | 330.2 |
| Columbus McKinnon Corp/NY | NASDAQ | CMCO | 24.81 | 0.36 | 28.35 | 17.22 | 198,002 | 489.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| BioTelemetry Inc | NASDAQ | BEAT | 8.90 | 22.09 | 11.88 | 2.29 | 4,105,358 | 229.2 |
| Dynatronics Corp | NASDAQ | DYNT | 4.93 | 11.54 | 7.94 | 2.30 | 251,134 | 12.4 |
| Retractable Technologies Inc | NYSE | RVP | 3.95 | 11.27 | 4.10 | 0.84 | 183,394 | 106.5 |
| ArthroCare Corp | NASDAQ | ARTC | 49.12 | 8.24 | 49.95 | 31.56 | 5,508,261 | 1,393.9 |
| Ohr Pharmaceutical Inc | NASDAQ | OHRP | 10.97 | 7.02 | 11.00 | 4.11 | 234,842 | 219.1 |
| ThermoGenesis Corp | NASDAQ | KOOL | 2.30 | 4.55 | 3.24 | 0.71 | 2,543,691 | 38.4 |
| LHC Group Inc | NASDAQ | LHCG | 23.71 | 3.36 | 26.90 | 19.06 | 118,239 | 417.4 |
| Aethlon Medical Inc | OTC BB | AEMD | 0.19 | 3.31 | 0.29 | 0.07 | 227,028 | 37.2 |
| Delcath Systems Inc | NASDAQ | DCTH | 0.32 | 2.57 | 2.19 | 0.22 | 2,040,331 | 45.5 |
| Northwest Biotherapeutics Inc | NASDAQ | NWBO | 5.27 | 1.54 | 6.89 | 3.07 | 860,169 | 232.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Siebert Financial Corp | NASDAQ | SIEB | 3.85 | 30.95 | 4.45 | 1.27 | 102,902 | 85.0 |
| Full Circle Capital Corp | NASDAQ | FULL | 7.66 | 4.08 | 8.75 | 6.73 | 796,839 | 72.5 |
| Sun Bancorp Inc/NJ | NASDAQ | SNBC | 3.27 | 3.15 | 4.00 | 2.90 | 154,241 | 283.6 |
| Glimcher Realty Trust | NYSE | GRT | 8.81 | 2.92 | 13.34 | 8.38 | 4,351,333 | 1,278.0 |
| CYS Investments Inc | NYSE | CYS | 8.10 | 2.27 | 13.03 | 6.74 | 5,951,606 | 1,351.8 |
| Banc of California Inc | NASDAQ | BANC | 12.87 | 1.34 | 15.88 | 10.08 | 182,360 | 231.9 |
| Walker & Dunlop Inc | NYSE | WD | 14.16 | 0.85 | 21.76 | 12.50 | 109,702 | 493.9 |
| Ladenburg Thalmann Financial Services Inc | NYSE | LTS | 2.42 | 0.83 | 3.54 | 1.21 | 548,951 | 436.1 |
| Ellington Financial LLC | NYSE | EFC | 23.84 | 0.72 | 26.69 | 21.12 | 181,432 | 606.2 |
| Harris & Harris Group Inc | NASDAQ | TINY | 3.02 | 0.33 | 3.94 | 2.95 | 127,986 | 94.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
