Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Monday, August 11, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Ascot Resources Ltd | TSXV | AOT | 1.15 | 27.78 | 1.19 | 0.59 | 107,952 | 110.7 |
| Constantine Metal Resources Ltd | TSXV | CEM | 0.22 | 15.79 | 0.25 | 0.04 | 407,850 | 25.6 |
| Barkerville Gold Mines Ltd | TSXV | BGM | 0.41 | 15.49 | 1.00 | 0.30 | 214,591 | 51.9 |
| Richmont Mines Inc | TSX | RIC | 2.65 | 14.22 | 2.74 | 1.00 | 475,414 | 126.3 |
| Canada Carbon Inc | TSXV | CCB | 0.21 | 13.89 | 0.37 | 0.10 | 965,605 | 15.6 |
| Zenyatta Ventures Ltd | TSXV | ZEN | 2.09 | 13.59 | 4.24 | 1.80 | 441,385 | 116.2 |
| Focus Graphite Inc | TSXV | FMS | 0.67 | 13.56 | 0.69 | 0.25 | 909,795 | 71.7 |
| Claude Resources Inc | TSX | CRJ | 0.32 | 8.47 | 0.37 | 0.12 | 236,689 | 60.2 |
| Kirkland Lake Gold Inc | TSX | KGI | 4.50 | 8.43 | 5.05 | 2.21 | 555,548 | 324.3 |
| Sunridge Gold Corp | TSXV | SGC | 0.21 | 7.69 | 0.31 | 0.13 | 149,730 | 44.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Morien Resources Corp | TSXV | MOX | 0.23 | 58.62 | 0.23 | 0.09 | 135,901 | 11.3 |
| DualEx Energy International Inc | TSXV | DXE | 0.22 | 30.30 | 0.36 | 0.09 | 593,200 | 24.5 |
| CUB Energy Inc | TSXV | KUB | 0.11 | 15.79 | 0.28 | 0.08 | 156,500 | 34.3 |
| Africa Hydrocarbons Inc | TSXV | NFK | 0.13 | 13.64 | 0.30 | 0.07 | 2,532,025 | 14.3 |
| Avanti Energy Inc | TSXV | AVN | 0.31 | 10.71 | 0.39 | 0.12 | 239,000 | 14.6 |
| Bengal Energy Ltd | TSX | BNG | 0.54 | 9.09 | 0.76 | 0.40 | 104,500 | 34.9 |
| Tamarack Valley Energy Ltd | TSXV | TVE | 6.85 | 7.87 | 6.86 | 2.40 | 4,570,159 | 414.2 |
| Blackbird Energy Inc | TSXV | BBI | 0.23 | 6.98 | 0.31 | 0.05 | 749,471 | 44.2 |
| Dejour Energy Inc | TSX | DEJ | 0.36 | 5.88 | 0.36 | 0.10 | 310,880 | 62.6 |
| Petromanas Energy Inc | TSXV | PMI | 0.29 | 5.45 | 0.40 | 0.08 | 439,650 | 201.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Intertain Group Ltd/The | TSX | IT | 7.49 | 10.47 | 7.96 | 3.83 | 422,623 | 158.0 |
| DragonWave Inc | TSX | DWI | 1.66 | 7.10 | 3.30 | 1.13 | 302,098 | 123.7 |
| Guestlogix Inc | TSX | GXI | 1.17 | 5.41 | 1.60 | 0.86 | 216,910 | 107.5 |
| Cortex Business Solutions Inc | TSXV | CBX | 0.11 | 4.76 | 0.25 | 0.08 | 179,200 | 39.8 |
| BSM Technologies Inc | TSXV | GPS | 2.08 | 4.00 | 3.45 | 1.91 | 137,520 | 98.0 |
| Pivot Technology Solutions Inc | TSXV | PTG | 0.21 | 2.50 | 0.26 | 0.11 | 293,000 | 21.6 |
| Redknee Solutions Inc | TSX | RKN | 3.81 | 2.14 | 7.82 | 3.52 | 658,417 | 414.9 |
| Descartes Systems Group Inc/The | TSX | DSG | 15.17 | 1.54 | 17.02 | 10.93 | 122,840 | 1,138.7 |
| EXO U Inc | TSXV | EXO | 4.30 | 1.42 | 4.40 | 0.70 | 164,400 | 178.6 |
| UrtheCast Corp | TSX | UR | 1.02 | 0.99 | 2.90 | 0.93 | 131,236 | 65.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Legend Power Systems Inc | TSXV | LPS | 0.55 | 5.77 | 0.56 | 0.09 | 275,000 | 28.5 |
| Photon Control Inc | TSXV | PHO | 0.56 | 5.66 | 0.56 | 0.13 | 259,700 | 57.1 |
| Badger Daylighting Ltd | TSX | BAD | 35.39 | 3.69 | 43.65 | 16.11 | 119,934 | 1,310.6 |
| RDX Technologies Corp | TSXV | RDX | 0.23 | 2.27 | 0.64 | 0.13 | 280,522 | 39.1 |
| Questor Technology Inc | TSXV | QST | 3.37 | 2.12 | 5.05 | 0.67 | 124,934 | 86.0 |
| Bird Construction Inc | TSX | BDT | 14.74 | 1.66 | 14.80 | 11.17 | 203,489 | 626.7 |
| ATS Automation Tooling Systems Inc | TSX | ATA | 15.21 | 1.40 | 16.56 | 11.20 | 126,998 | 1,383.8 |
| Aecon Group Inc | TSX | ARE | 16.61 | 1.10 | 18.75 | 11.86 | 150,153 | 937.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Stellar Biotechnologies Inc | TSXV | KLH | 1.13 | 15.31 | 2.15 | 0.65 | 627,467 | 88.3 |
| Tekmira Pharmaceuticals Corp | TSX | TKM | 25.84 | 12.35 | 34.66 | 5.26 | 1,723,481 | 570.5 |
| Immunovaccine Inc | TSXV | IMV | 0.82 | 10.81 | 1.50 | 0.24 | 218,551 | 65.2 |
| Cipher Pharmaceuticals Inc | TSX | DND | 10.12 | 10.60 | 10.50 | 6.00 | 310,197 | 257.2 |
| Resverlogix Corp | TSX | RVX | 0.80 | 6.67 | 1.16 | 0.44 | 138,340 | 68.2 |
| Theralase Technologies Inc | TSXV | TLT | 0.36 | 2.86 | 0.56 | 0.18 | 185,061 | 28.9 |
| Prometic Life Sciences Inc | TSX | PLI | 1.24 | 2.48 | 1.65 | 0.42 | 149,355 | 657.1 |
| Led Medical Diagnostics Inc | TSXV | LMD | 0.45 | 2.27 | 0.59 | 0.33 | 288,230 | 34.8 |
| Extendicare Inc | TSX | EXE | 8.19 | 1.36 | 8.24 | 6.12 | 1,376,078 | 746.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Aston Hill Financial Inc | TSX | AHF | 1.15 | 5.02 | 1.40 | 1.02 | 107,100 | 103.5 |
| Milestone Apartments Real Estate Investment Trust | TSX | MST-U | 11.05 | 1.19 | 11.38 | 9.17 | 168,304 | 480.6 |
| Canaccord Genuity Group Inc | TSX | CF | 11.76 | 1.12 | 13.49 | 5.84 | 354,560 | 1,199.3 |
| AGF Management Ltd | TSX | AGF/B | 11.96 | 1.10 | 14.78 | 10.82 | 232,018 | 1,028.1 |
| Retrocom Real Estate Investment Trust | TSX | RMM-U | 4.33 | 0.70 | 5.00 | 4.25 | 370,095 | 323.7 |
| Chartwell Retirement Residences | TSX | CSH-U | 11.12 | 0.54 | 11.21 | 8.95 | 143,415 | 1,936.7 |
| InnVest Real Estate Investment Trust | TSX | INN-U | 5.71 | 0.53 | 5.79 | 3.95 | 153,586 | 539.3 |
| Dream Global Real Estate Investment Trust | TSX | DRG-U | 9.23 | 0.11 | 10.03 | 7.97 | 265,858 | 1,006.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| USEC Inc | NYSE | USU | 4.99 | 9.67 | 20.88 | 2.63 | 891,762 | 24.7 |
| Gold Resource Corp | NYSE | GORO | 6.08 | 5.74 | 9.43 | 3.52 | 1,191,382 | 329.4 |
| Coeur Mining Inc | NYSE | CDE | 8.35 | 4.77 | 16.95 | 6.62 | 1,737,531 | 863.9 |
| McEwen Mining Inc | NYSE | MUX | 2.90 | 3.94 | 3.74 | 1.70 | 1,496,369 | 867.9 |
| Silver Bull Resources Inc | NYSE | SVBL | 0.27 | 3.74 | 0.44 | 0.22 | 150,133 | 42.4 |
| Sutor Technology Group Ltd | NASDAQ | SUTR | 0.91 | 3.40 | 2.54 | 0.87 | 101,131 | 37.9 |
| General Moly Inc | NYSE | GMO | 0.98 | 3.16 | 1.99 | 0.82 | 104,667 | 90.0 |
| AK Steel Holding Corp | NYSE | AKS | 9.83 | 3.15 | 9.89 | 3.30 | 4,133,313 | 1,344.7 |
| Century Aluminum Co | NASDAQ | CENX | 21.26 | 3.05 | 21.38 | 7.65 | 1,016,689 | 1,888.1 |
| Uranium Energy Corp | NYSE | UEC | 1.63 | 1.88 | 2.55 | 0.94 | 273,548 | 147.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Gevo Inc | NASDAQ | GEVO | 0.50 | 9.67 | 2.18 | 0.44 | 1,453,430 | 49.5 |
| ReneSola Ltd | NYSE | SOL | 2.84 | 8.81 | 6.00 | 2.18 | 2,305,825 | 288.7 |
| US Energy Corp Wyoming | NASDAQ | USEG | 4.22 | 7.93 | 5.08 | 1.82 | 197,135 | 117.7 |
| Harvest Natural Resources Inc | NYSE | HNR | 5.01 | 7.74 | 6.08 | 2.76 | 458,263 | 210.9 |
| Alpha Natural Resources Inc | NYSE | ANR | 4.01 | 6.65 | 8.30 | 3.10 | 11,729,474 | 888.0 |
| Enservco Corp | NYSE | ENSV | 3.34 | 6.37 | 3.84 | 1.17 | 260,621 | 122.1 |
| SinoCoking Coal and Coke Chemical Industries Inc | NASDAQ | SCOK | 2.09 | 6.09 | 2.25 | 0.83 | 386,482 | 44.1 |
| Abraxas Petroleum Corp | NASDAQ | AXAS | 5.60 | 5.46 | 6.45 | 2.43 | 3,667,792 | 590.2 |
| Rex Energy Corp | NASDAQ | REXX | 15.14 | 5.43 | 25.17 | 12.38 | 2,563,723 | 819.1 |
| Solazyme Inc | NASDAQ | SZYM | 9.73 | 4.74 | 15.00 | 8.00 | 926,837 | 765.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Spherix Inc | NASDAQ | SPEX | 1.73 | 17.69 | 18.33 | 1.19 | 4,398,981 | 48.1 |
| Sequans Communications SA | NYSE | SQNS | 1.85 | 11.45 | 3.40 | 1.42 | 208,375 | 109.4 |
| Netlist Inc | NASDAQ | NLST | 1.34 | 8.94 | 2.41 | 0.53 | 631,611 | 55.6 |
| Max Sound Corp | OTC BB | MAXD | 0.21 | 8.81 | 0.30 | 0.08 | 1,043,995 | 68.5 |
| Authentidate Holding Corp | NASDAQ | ADAT | 0.82 | 8.49 | 1.88 | 0.44 | 113,578 | 31.3 |
| Hanwha SolarOne Co Ltd | NASDAQ | HSOL | 2.09 | 7.73 | 5.70 | 1.75 | 765,771 | 191.0 |
| Zendesk Inc | NYSE | ZEN | 22.92 | 7.66 | 23.58 | 11.06 | 331,842 | 1,659.0 |
| 21Vianet Group Inc | NASDAQ | VNET | 29.87 | 7.37 | 32.34 | 12.57 | 844,501 | 1,982.5 |
| Mind CTI Ltd | NASDAQ | MNDO | 3.06 | 7.37 | 3.13 | 1.63 | 668,888 | 57.3 |
| Neonode Inc | NASDAQ | NEON | 3.10 | 6.90 | 7.94 | 2.44 | 715,931 | 125.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| China XD Plastics Co Ltd | NASDAQ | CXDC | 6.06 | 13.38 | 13.24 | 4.16 | 667,240 | 295.0 |
| Motorcar Parts of America Inc | NASDAQ | MPAA | 26.35 | 10.76 | 29.29 | 9.16 | 533,115 | 397.5 |
| LRAD Corp | NASDAQ | LRAD | 2.41 | 7.59 | 2.48 | 1.26 | 423,314 | 79.5 |
| Superconductor Technologies Inc | NASDAQ | SCON | 2.97 | 7.22 | 3.82 | 1.44 | 150,276 | 39.0 |
| Arotech Corp | NASDAQ | ARTX | 3.58 | 6.23 | 6.61 | 1.63 | 537,517 | 75.2 |
| Broadwind Energy Inc | NASDAQ | BWEN | 9.45 | 5.70 | 14.00 | 5.00 | 148,108 | 139.5 |
| Universal Display Corp | NASDAQ | OLED | 32.38 | 5.44 | 39.74 | 22.69 | 1,077,397 | 1,504.5 |
| Highpower International Inc | NASDAQ | HPJ | 4.81 | 5.25 | 7.73 | 1.05 | 152,455 | 72.4 |
| LiqTech International Inc | NYSE | LIQT | 1.45 | 5.07 | 3.19 | 1.38 | 135,416 | 56.9 |
| Gentherm Inc | NASDAQ | THRM | 46.95 | 5.06 | 49.23 | 16.52 | 838,694 | 1,665.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| PharmAthene Inc | NYSE | PIP | 1.80 | 43.20 | 2.42 | 1.19 | 6,771,619 | 101.6 |
| Biostar Pharmaceuticals Inc | NASDAQ | BSPM | 1.59 | 28.23 | 3.49 | 0.70 | 1,541,043 | 22.8 |
| Cytosorbents Corp | OTC BB | CTSO | 0.30 | 11.11 | 0.35 | 0.08 | 2,751,432 | 90.2 |
| Five Prime Therapeutics Inc | NASDAQ | FPRX | 12.52 | 10.31 | 23.33 | 8.02 | 350,054 | 269.4 |
| Neurocrine Biosciences Inc | NASDAQ | NBIX | 14.98 | 9.58 | 20.29 | 8.57 | 1,015,767 | 1,137.3 |
| EnteroMedics Inc | NASDAQ | ETRM | 1.48 | 8.82 | 2.66 | 1.00 | 897,161 | 102.0 |
| Oculus Innovative Sciences Inc | NASDAQ | OCLS | 2.71 | 8.40 | 7.21 | 2.20 | 287,485 | 23.0 |
| Corcept Therapeutics Inc | NASDAQ | CORT | 2.74 | 7.87 | 4.49 | 1.47 | 301,191 | 277.1 |
| Insys Therapeutics Inc | NASDAQ | INSY | 30.42 | 7.64 | 57.91 | 11.49 | 1,236,387 | 1,041.3 |
| Cleveland Biolabs Inc | NASDAQ | CBLI | 0.43 | 7.53 | 1.84 | 0.33 | 135,403 | 24.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| China HGS Real Estate Inc | NASDAQ | HGSH | 4.04 | 27.44 | 8.84 | 2.10 | 1,275,319 | 182.0 |
| Doral Financial Corp | NYSE | DRL | 6.40 | 15.52 | 24.74 | 1.87 | 2,482,514 | 42.5 |
| Ladenburg Thalmann Financial Services Inc | NYSE | LTS | 3.57 | 6.89 | 3.90 | 1.61 | 301,470 | 657.4 |
| Higher One Holdings Inc | NYSE | ONE | 3.95 | 5.90 | 10.69 | 3.47 | 272,245 | 188.0 |
| Noah Holdings Ltd | NYSE | NOAH | 16.60 | 5.26 | 25.51 | 12.02 | 537,189 | 917.9 |
| Xinyuan Real Estate Co Ltd | NYSE | XIN | 4.10 | 5.13 | 7.44 | 3.80 | 565,878 | 401.9 |
| Orchid Island Capital Inc | NYSE | ORC | 14.33 | 4.90 | 14.41 | 10.02 | 689,102 | 139.7 |
| CorEnergy Infrastructure Trust Inc | NYSE | CORR | 8.25 | 4.83 | 8.54 | 6.11 | 237,774 | 261.0 |
| Campus Crest Communities Inc | NYSE | CCG | 8.23 | 4.05 | 11.36 | 7.72 | 1,129,625 | 533.6 |
| Federated National Holding Co | NASDAQ | FNHC | 22.00 | 4.02 | 26.60 | 8.30 | 286,126 | 303.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
