Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Tuesday, August 05, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| RB Energy Inc | TSX | RBI | 0.40 | 29.03 | 1.59 | 0.28 | 4,648,690 | 105.3 |
| Richmont Mines Inc | TSX | RIC | 1.87 | 16.15 | 2.07 | 1.00 | 372,670 | 89.1 |
| Alabama Graphite Corp | TSXV | ALP | 0.24 | 11.90 | 0.33 | 0.06 | 1,079,092 | 18.5 |
| Western Lithium USA Corp | TSX | WLC | 0.76 | 8.57 | 0.95 | 0.14 | 1,626,455 | 90.0 |
| Nulegacy Gold Corp | TSXV | NUG | 0.13 | 8.33 | 0.18 | 0.07 | 202,500 | 14.7 |
| Tinkerine Studios Ltd | TSXV | TTD | 0.35 | 7.69 | 0.54 | 0.05 | 147,570 | 14.6 |
| Largo Resources Ltd | TSXV | LGO | 0.36 | 5.97 | 0.36 | 0.19 | 1,635,413 | 349.5 |
| Nemaska Lithium Inc | TSXV | NMX | 0.18 | 5.88 | 0.20 | 0.08 | 348,641 | 30.1 |
| Golden Reign Resources Ltd | TSXV | GRR | 0.19 | 5.56 | 0.39 | 0.12 | 176,400 | 22.1 |
| Kivalliq Energy Corp | TSXV | KIV | 0.20 | 5.41 | 0.29 | 0.18 | 178,380 | 37.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Petro One Energy Corp | TSXV | POP | 0.45 | 48.33 | 0.45 | 0.12 | 1,491,464 | 26.2 |
| Sintana Energy Inc | TSXV | SNN | 0.13 | 8.33 | 0.23 | 0.07 | 6,307,425 | 40.4 |
| Aroway Energy Inc | TSXV | ARW | 0.26 | 6.25 | 0.37 | 0.16 | 134,000 | 15.7 |
| WesternZagros Resources Ltd | TSXV | WZR | 1.13 | 5.61 | 1.58 | 0.74 | 1,465,998 | 538.5 |
| Xinergy Ltd | TSX | XRG | 0.40 | 5.26 | 0.71 | 0.13 | 123,416 | 23.3 |
| Waldron Energy Corp | TSX | WDN | 0.28 | 3.70 | 0.46 | 0.23 | 196,750 | 16.0 |
| Anderson Energy Ltd | TSX | AXL | 0.30 | 3.45 | 0.31 | 0.11 | 397,337 | 51.8 |
| Traverse Energy Ltd | TSXV | TVL | 1.21 | 3.42 | 1.45 | 0.62 | 291,490 | 83.0 |
| Falcon Oil & Gas Ltd | TSXV | FO | 0.16 | 3.23 | 0.23 | 0.12 | 295,150 | 147.4 |
| Spyglass Resources Corp | TSX | SGL | 1.69 | 2.42 | 2.15 | 1.53 | 173,140 | 216.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Symbility Solutions Inc | TSXV | SY | 0.30 | 9.09 | 0.50 | 0.24 | 156,500 | 62.9 |
| EXO U Inc | TSXV | EXO | 4.23 | 7.09 | 4.40 | 0.70 | 296,310 | 175.6 |
| Micromem Technologies Inc | CNSX | MRM | 0.69 | 6.15 | 1.85 | 0.18 | 117,300 | 119.6 |
| Sphere 3D Corp | TSXV | ANY | 7.79 | 5.27 | 11.20 | 0.77 | 105,853 | 183.6 |
| Wi-Lan Inc | TSX | WIN | 3.57 | 2.29 | 4.74 | 2.96 | 454,009 | 429.4 |
| Axia NetMedia Corp | TSX | AXX | 2.67 | 0.75 | 2.90 | 1.53 | 299,650 | 168.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Pacific Safety Products Inc | TSXV | PSP | 0.20 | 8.33 | 0.23 | 0.04 | 125,000 | 12.8 |
| IBI Group Inc | TSX | IBG | 2.30 | 7.48 | 2.86 | 0.65 | 128,970 | 40.5 |
| dynaCERT Inc | TSXV | DYA | 0.15 | 7.14 | 0.18 | 0.05 | 150,620 | 24.3 |
| Questor Technology Inc | TSXV | QST | 3.36 | 4.35 | 5.05 | 0.63 | 170,192 | 85.8 |
| Avigilon Corp | TSX | AVO | 24.13 | 0.12 | 34.50 | 15.01 | 196,325 | 1,121.6 |
| Martinrea International Inc | TSX | MRE | 12.68 | 0.08 | 13.74 | 6.91 | 288,078 | 1,071.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| TSO3 Inc | TSX | TOS | 1.00 | 38.89 | 1.00 | 0.40 | 532,369 | 73.0 |
| Sirona Biochem Corp | TSXV | SBM | 0.16 | 19.23 | 0.21 | 0.09 | 4,719,417 | 18.8 |
| Northstar Healthcare Inc | TSX | NHC | 1.55 | 3.33 | 1.64 | 0.40 | 182,480 | 67.3 |
| Concordia Healthcare Corp | TSX | CXR | 36.02 | 2.80 | 38.75 | 6.25 | 120,622 | 1,027.0 |
| Microbix Biosystems Inc | TSX | MBX | 0.49 | 2.08 | 0.57 | 0.12 | 367,500 | 34.4 |
| Extendicare Inc | TSX | EXE | 7.47 | 0.13 | 7.54 | 6.12 | 275,398 | 680.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Grenville Strategic Royalty Corp | TSXV | GRC | 0.75 | 4.17 | 0.79 | 0.26 | 165,154 | 44.5 |
| Chartwell Retirement Residences | TSX | CSH-U | 10.94 | 1.30 | 11.21 | 8.95 | 139,510 | 1,905.4 |
| Canaccord Genuity Group Inc | TSX | CF | 12.47 | 1.14 | 13.49 | 5.84 | 340,247 | 1,271.7 |
| AGF Management Ltd | TSX | AGF/B | 11.66 | 1.13 | 14.78 | 10.82 | 104,145 | 1,002.3 |
| Dundee Corp | TSX | DC/A | 18.19 | 0.66 | 23.70 | 15.41 | 139,905 | 985.1 |
| Pure Industrial Real Estate Trust | TSX | AAR-U | 4.64 | 0.22 | 5.03 | 3.97 | 205,946 | 880.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Silver Bull Resources Inc | NYSE | SVBL | 0.28 | 7.71 | 0.44 | 0.22 | 401,211 | 44.5 |
| Allied Nevada Gold Corp | NYSE | ANV | 3.15 | 6.78 | 6.70 | 2.61 | 2,965,217 | 328.6 |
| USEC Inc | NYSE | USU | 5.11 | 5.14 | 22.73 | 2.63 | 402,012 | 25.3 |
| Intrepid Potash Inc | NYSE | IPI | 15.54 | 1.70 | 17.64 | 10.60 | 822,299 | 1,182.4 |
| McEwen Mining Inc | NYSE | MUX | 2.80 | 1.45 | 3.74 | 1.70 | 1,620,664 | 921.5 |
| Gold Resource Corp | NYSE | GORO | 5.30 | 0.95 | 9.43 | 3.52 | 432,331 | 287.2 |
| Coeur Mining Inc | NYSE | CDE | 7.48 | 0.13 | 16.95 | 6.62 | 1,195,589 | 774.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Walter Energy Inc | NYSE | WLT | 6.37 | 8.89 | 19.50 | 4.25 | 7,721,304 | 419.3 |
| Real Goods Solar Inc | NASDAQ | RGSE | 2.23 | 8.25 | 5.65 | 1.70 | 450,875 | 121.0 |
| Trina Solar Ltd | NYSE | TSL | 11.57 | 8.13 | 18.77 | 6.60 | 6,678,793 | 926.9 |
| JinkoSolar Holding Co Ltd | NYSE | JKS | 25.37 | 7.14 | 37.98 | 12.00 | 3,092,007 | 780.5 |
| ReneSola Ltd | NYSE | SOL | 2.44 | 4.95 | 6.00 | 2.18 | 1,253,830 | 248.0 |
| GreenHunter Resources Inc | NYSE | GRH | 2.22 | 4.72 | 3.62 | 0.80 | 568,562 | 75.0 |
| JA Solar Holdings Co Ltd | NASDAQ | JASO | 8.85 | 4.24 | 13.14 | 7.00 | 2,384,341 | 382.8 |
| Enservco Corp | NYSE | ENSV | 3.35 | 4.04 | 3.84 | 1.15 | 124,027 | 122.4 |
| China Sunergy Co Ltd | NASDAQ | CSUN | 3.00 | 3.09 | 10.19 | 2.31 | 149,074 | 44.5 |
| Richfield Oil & Gas Co | OTC BB | ROIL | 0.27 | 2.86 | 0.55 | 0.16 | 105,875 | 16.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Overtech Corp | OTC BB | OVET | 0.40 | 139.52 | 1.00 | 0.06 | 118,187 | 28.2 |
| Qualys Inc | NASDAQ | QLYS | 29.09 | 14.80 | 29.94 | 17.00 | 789,978 | 950.7 |
| Max Sound Corp | OTC BB | MAXD | 0.28 | 13.29 | 0.30 | 0.08 | 2,628,580 | 90.4 |
| WPCS International Inc | NASDAQ | WPCS | 1.10 | 10.00 | 5.27 | 0.45 | 3,577,976 | 15.3 |
| Kofax Ltd | NASDAQ | KFX | 7.95 | 9.05 | 9.41 | 6.41 | 436,702 | 732.5 |
| EarthLink Holdings Corp | NASDAQ | ELNK | 4.23 | 8.74 | 5.63 | 3.13 | 2,094,979 | 433.0 |
| KEYW Holding Corp/The | NASDAQ | KEYW | 11.32 | 6.99 | 23.09 | 9.71 | 527,369 | 425.3 |
| RingCentral Inc | NYSE | RNG | 14.66 | 6.31 | 23.65 | 11.33 | 2,743,436 | 991.8 |
| Wix.com Ltd | NASDAQ | WIX | 17.36 | 6.31 | 32.69 | 14.28 | 132,780 | 653.9 |
| eMagin Corp | NYSE | EMAN | 2.50 | 5.93 | 3.55 | 2.01 | 100,098 | 60.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Orion Energy Systems Inc | NYSE | OESX | 4.99 | 15.24 | 8.11 | 3.08 | 381,045 | 108.5 |
| Giga-tronics Inc | NASDAQ | GIGA | 2.36 | 14.02 | 4.78 | 0.90 | 1,441,693 | 12.7 |
| Mueller Water Products Inc | NYSE | MWA | 8.86 | 13.44 | 10.04 | 7.29 | 5,294,692 | 1,411.6 |
| Checkpoint Systems Inc | NYSE | CKP | 13.36 | 9.78 | 18.25 | 11.93 | 473,436 | 557.1 |
| RTI International Metals Inc | NYSE | RTI | 26.97 | 9.46 | 36.09 | 23.99 | 626,228 | 827.9 |
| NF Energy Saving Corp | NASDAQ | NFEC | 2.36 | 9.26 | 3.10 | 0.60 | 113,980 | 13.4 |
| Horizon Energy Corp | OTC BB | HORI | 0.34 | 7.66 | 0.44 | 0.03 | 109,558 | 16.5 |
| China Recycling Energy Corp | NASDAQ | CREG | 1.33 | 6.40 | 6.05 | 1.21 | 253,015 | 81.1 |
| Fuel Tech Inc | NASDAQ | FTEK | 5.19 | 6.13 | 9.63 | 3.76 | 196,501 | 118.3 |
| Douglas Dynamics Inc | NYSE | PLOW | 18.03 | 5.62 | 19.41 | 14.00 | 170,502 | 401.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Raptor Pharmaceutical Corp | NASDAQ | RPTP | 8.90 | 10.01 | 17.72 | 7.12 | 1,271,249 | 557.7 |
| Sunesis Pharmaceuticals Inc | NASDAQ | SNSS | 7.01 | 9.02 | 7.49 | 3.84 | 1,085,999 | 423.7 |
| IsoRay Inc | NYSE | ISR | 2.59 | 8.60 | 3.77 | 0.44 | 3,963,635 | 140.9 |
| NewLink Genetics Corp | NASDAQ | NLNK | 22.68 | 8.15 | 53.48 | 15.61 | 321,152 | 633.0 |
| Albany Molecular Research Inc | NASDAQ | AMRI | 20.29 | 7.98 | 22.30 | 9.71 | 558,440 | 656.7 |
| Concord Medical Services Holdings Ltd | NYSE | CCM | 8.00 | 7.96 | 8.99 | 3.18 | 131,318 | 359.6 |
| Organovo Holdings Inc | NYSE | ONVO | 7.77 | 7.77 | 13.65 | 4.70 | 1,374,970 | 608.3 |
| Foundation Medicine Inc | NASDAQ | FMI | 23.80 | 7.40 | 45.00 | 18.00 | 193,107 | 671.0 |
| Regulus Therapeutics Inc | NASDAQ | RGLS | 7.09 | 6.78 | 11.88 | 5.40 | 154,931 | 307.4 |
| Infinity Pharmaceuticals Inc | NASDAQ | INFI | 9.98 | 6.74 | 23.36 | 8.40 | 949,593 | 484.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| NB&T Financial Group Inc | NASDAQ | NBTF | 28.95 | 37.97 | 29.54 | 18.54 | 106,486 | 99.3 |
| IFM Investments Ltd | NYSE | CTC | 1.74 | 8.75 | 2.75 | 0.89 | 107,528 | 25.9 |
| Tree.com Inc | NASDAQ | TREE | 26.65 | 4.76 | 35.05 | 18.02 | 176,602 | 301.7 |
| CBIZ Inc | NYSE | CBZ | 8.60 | 4.62 | 9.45 | 6.54 | 470,847 | 425.3 |
| Doral Financial Corp | NYSE | DRL | 4.96 | 4.20 | 24.74 | 1.87 | 370,656 | 33.0 |
| Altisource Residential Corp | NYSE | RESI | 24.15 | 2.72 | 34.95 | 18.46 | 703,303 | 1,380.5 |
| Argo Group International Holdings Ltd | NASDAQ | AGII | 51.55 | 2.71 | 53.47 | 34.57 | 127,489 | 1,349.1 |
| United Insurance Holdings Corp | NASDAQ | UIHC | 15.05 | 2.66 | 18.56 | 7.35 | 287,275 | 313.6 |
| Ellie Mae Inc | NYSE | ELLI | 32.83 | 2.40 | 33.24 | 22.46 | 377,276 | 923.0 |
| Universal Insurance Holdings Inc | NYSE | UVE | 12.44 | 2.30 | 15.42 | 6.29 | 187,769 | 440.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg


