Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Monday, April 14, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Marathon Gold Corp | TSX | MOZ | 0.43 | 43.33 | 0.47 | 0.13 | 685,200 | 26.9 |
| Royal Nickel Corp | TSX | RNX | 0.64 | 14.29 | 0.68 | 0.25 | 874,142 | 60.3 |
| EPM Mining Ventures Inc | TSXV | EPK | 0.30 | 11.11 | 0.40 | 0.10 | 314,118 | 29.0 |
| Aldridge Minerals Inc | TSXV | AGM | 0.22 | 10.00 | 0.38 | 0.15 | 268,500 | 18.6 |
| Ivanhoe Mines Ltd | TSX | IVN | 1.82 | 9.64 | 3.98 | 1.29 | 1,190,755 | 1,068.8 |
| Noront Resources Ltd | TSXV | NOT | 0.57 | 9.62 | 0.59 | 0.15 | 459,480 | 132.1 |
| Fission 3.0 Corp | TSXV | FUU | 0.12 | 9.09 | 0.30 | 0.10 | 401,593 | 18.4 |
| North American Palladium Ltd | TSX | PDL | 0.35 | 7.69 | 1.56 | 0.33 | 2,610,461 | 95.9 |
| Saturn Minerals Inc | TSXV | SMI | 0.14 | 7.69 | 0.18 | 0.07 | 447,000 | 14.7 |
| Dundee Precious Metals Inc | TSX | DPM | 4.13 | 5.36 | 7.00 | 2.50 | 314,877 | 575.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Sterling Resources Ltd | TSXV | SLG | 0.72 | 14.29 | 0.81 | 0.54 | 973,195 | 222.9 |
| Dejour Energy Inc | TSX | DEJ | 0.32 | 14.29 | 0.33 | 0.10 | 110,300 | 49.9 |
| Petrolympic Ltd | TSXV | PCQ | 0.32 | 10.34 | 0.41 | 0.05 | 140,179 | 31.4 |
| Eaglewood Energy Inc | TSXV | EWD | 0.36 | 9.23 | 0.37 | 0.23 | 101,000 | 31.0 |
| Sintana Energy Inc | TSXV | SNN | 0.14 | 7.69 | 0.23 | 0.07 | 168,500 | 43.5 |
| Chinook Energy Inc | TSX | CKE | 1.52 | 6.29 | 1.55 | 0.80 | 368,695 | 325.6 |
| Petrobank Energy & Resources Ltd | TSX | PBG | 0.45 | 5.95 | 0.70 | 0.31 | 414,766 | 43.4 |
| Twin Butte Energy Ltd | TSX | TBE | 2.49 | 4.62 | 2.49 | 1.60 | 44,829,121 | 858.4 |
| Perpetual Energy Inc | TSX | PMT | 1.81 | 4.02 | 1.87 | 0.94 | 478,138 | 268.8 |
| Enterprise Group Inc | TSX | E | 1.05 | 3.96 | 1.19 | 0.47 | 1,153,540 | 145.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Intrinsyc Software International Inc | TSX | ICS | 0.16 | 19.23 | 0.18 | 0.05 | 353,000 | 25.4 |
| POET Technologies Inc | TSXV | PTK | 2.25 | 10.29 | 2.29 | 0.32 | 2,525,063 | 333.8 |
| LeoNovus Inc | TSXV | LTV | 0.45 | 5.95 | 0.55 | 0.12 | 173,900 | 53.0 |
| Spectra7 Microsystems Inc | TSXV | SEV | 0.36 | 2.86 | 0.88 | 0.26 | 742,777 | 19.2 |
| ViXS Systems Inc | TSX | VXS | 1.68 | 1.82 | 4.19 | 1.50 | 291,385 | 84.9 |
| BSM Technologies Inc | TSXV | GPS | 2.34 | 0.65 | 3.45 | 1.12 | 176,172 | 108.4 |
| Redknee Solutions Inc | TSX | RKN | 5.20 | 0.58 | 7.82 | 2.50 | 243,981 | 565.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Zenn Motor Co Inc | TSXV | ZNN | 0.32 | 12.28 | 1.94 | 0.28 | 279,659 | 17.1 |
| Solutions4CO2 Inc | TSXV | SFC | 0.30 | 9.26 | 0.40 | 0.08 | 158,741 | 13.2 |
| Ergoresearch Ltd | TSXV | ERG | 0.99 | 5.32 | 1.29 | 0.55 | 107,400 | 69.7 |
| Empire Industries Ltd/Canada | TSXV | EIL | 0.12 | 4.35 | 0.12 | 0.04 | 149,847 | 30.5 |
| Heroux-Devtek Inc | TSX | HRX | 11.70 | 1.74 | 12.03 | 7.23 | 182,355 | 369.4 |
| Intertape Polymer Group Inc | TSX | ITP | 11.75 | 1.73 | 15.62 | 10.63 | 270,631 | 714.1 |
| Aecon Group Inc | TSX | ARE | 18.10 | 1.69 | 18.21 | 10.32 | 206,099 | 1,018.4 |
| RDX Technologies Corp | TSXV | RDX | 0.44 | 1.16 | 0.64 | 0.13 | 216,353 | 75.5 |
| Martinrea International Inc | TSX | MRE | 10.51 | 0.57 | 12.75 | 6.91 | 176,314 | 887.9 |
| Ainsworth Lumber Co Ltd | TSX | ANS | 3.68 | 0.27 | 4.22 | 2.70 | 134,985 | 886.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Spectral Diagnostics Inc | TSX | SDI | 0.34 | 9.84 | 0.77 | 0.18 | 1,725,375 | 45.0 |
| Concordia Healthcare Corp | TSX | CXR | 22.85 | 8.81 | 23.15 | 6.25 | 1,023,761 | 544.7 |
| Led Medical Diagnostics Inc | TSXV | LMD | 0.53 | 3.92 | 0.59 | 0.18 | 1,052,510 | 39.1 |
| Cynapsus Therapeutics Inc | TSXV | CTH | 0.59 | 1.72 | 1.51 | 0.27 | 236,600 | 23.7 |
| Zecotek Photonics Inc | TSXV | ZMS | 0.75 | 1.35 | 0.97 | 0.22 | 275,423 | 73.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| High North Resources Ltd | TSXV | HN | 0.59 | 7.27 | 0.74 | 0.28 | 105,500 | 30.4 |
| Pure Industrial Real Estate Trust | TSX | AAR-U | 4.78 | 0.63 | 5.22 | 3.97 | 133,995 | 721.5 |
| InnVest Real Estate Investment Trust | TSX | INN-U | 5.28 | 0.57 | 5.38 | 3.95 | 154,574 | 495.6 |
| Dream Unlimited Corp | TSX | DRM | 15.60 | 0.32 | 17.64 | 9.54 | 114,926 | 1,181.4 |
| AGF Management Ltd | TSX | AGF/B | 12.32 | 0.08 | 14.78 | 10.34 | 173,352 | 1,060.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| General Steel Holdings Inc | NYSE | GSI | 1.32 | 20.00 | 1.58 | 0.80 | 674,540 | 77.0 |
| General Moly Inc | NYSE | GMO | 0.98 | 10.10 | 2.26 | 0.82 | 593,352 | 90.0 |
| Golden Minerals Co | NYSE | AUMN | 0.88 | 7.29 | 2.07 | 0.42 | 102,647 | 37.5 |
| Comstock Mining Inc | NYSE | LODE | 1.67 | 7.05 | 2.27 | 1.56 | 155,293 | 117.2 |
| Walter Energy Inc | NYSE | WLT | 7.80 | 5.83 | 23.50 | 7.07 | 5,182,288 | 488.5 |
| Stillwater Mining Co | NYSE | SWC | 16.21 | 4.45 | 16.65 | 9.78 | 4,764,072 | 1,939.2 |
| Hecla Mining Co | NYSE | HL | 3.22 | 3.54 | 4.03 | 2.63 | 7,044,094 | 1,103.9 |
| James River Coal Co | NASDAQ | JRCC | 0.30 | 3.31 | 3.50 | 0.23 | 1,539,232 | 10.8 |
| Gold Resource Corp | NYSE | GORO | 4.96 | 3.12 | 10.53 | 4.45 | 356,887 | 268.7 |
| Noranda Aluminum Holding Corp | NYSE | NOR | 4.27 | 2.89 | 5.08 | 2.21 | 568,759 | 290.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Goodrich Petroleum Corp | NYSE | GDP | 23.96 | 30.22 | 28.55 | 11.16 | 12,466,208 | 1,060.8 |
| Zion Oil & Gas Inc | NASDAQ | ZN | 2.29 | 13.93 | 2.99 | 1.25 | 635,662 | 78.3 |
| Comstock Resources Inc | NYSE | CRK | 25.58 | 8.94 | 25.79 | 14.22 | 2,526,500 | 1,223.7 |
| Houston American Energy Corp | NYSE | HUSA | 0.56 | 8.32 | 0.75 | 0.18 | 855,974 | 29.2 |
| JA Solar Holdings Co Ltd | NASDAQ | JASO | 10.05 | 7.83 | 13.14 | 3.87 | 4,401,111 | 434.7 |
| Midstates Petroleum Co Inc | NYSE | MPO | 5.05 | 5.21 | 7.04 | 4.13 | 479,069 | 356.7 |
| Newpark Resources Inc | NYSE | NR | 11.57 | 5.18 | 13.64 | 8.17 | 1,178,630 | 990.3 |
| Triangle Petroleum Corp | NYSE | TPLM | 8.36 | 5.16 | 11.66 | 4.85 | 1,346,141 | 734.6 |
| Pioneer Energy Services Corp | NYSE | PES | 13.48 | 4.74 | 13.62 | 6.46 | 927,472 | 845.6 |
| Sanchez Energy Corp | NYSE | SN | 29.15 | 4.22 | 32.96 | 17.02 | 1,516,551 | 1,516.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| SmartPros Ltd | NASDAQ | SPRO | 2.99 | 34.68 | 3.30 | 1.43 | 334,315 | 14.0 |
| Uni-Pixel Inc | NASDAQ | UNXL | 8.50 | 16.28 | 41.42 | 7.12 | 524,055 | 104.1 |
| Wave Systems Corp | NASDAQ | WAVX | 1.01 | 8.60 | 2.68 | 0.69 | 517,415 | 33.7 |
| China Mobile Games & Entertainment Group Ltd | NASDAQ | CMGE | 16.77 | 5.01 | 40.31 | 8.30 | 400,002 | 527.6 |
| 21Vianet Group Inc | NASDAQ | VNET | 25.09 | 3.76 | 32.19 | 8.52 | 596,557 | 1,665.3 |
| Clearfield Inc | NASDAQ | CLFD | 20.18 | 2.80 | 26.59 | 5.75 | 149,009 | 262.3 |
| PROS Holdings Inc | NYSE | PRO | 30.51 | 2.73 | 41.35 | 23.02 | 138,906 | 900.1 |
| FleetMatics Group PLC | NYSE | FLTX | 31.02 | 2.72 | 52.28 | 21.14 | 234,127 | 1,156.5 |
| Qualys Inc | NASDAQ | QLYS | 21.93 | 2.67 | 29.94 | 10.15 | 222,566 | 711.7 |
| Silicon Graphics International Corp | NASDAQ | SGI | 12.05 | 2.55 | 20.98 | 11.46 | 255,101 | 411.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Saleen Automotive Inc | OTC BB | SLNN | 0.21 | 11.70 | 1.11 | 0.12 | 134,490 | 27.2 |
| Koppers Holdings Inc | NYSE | KOP | 43.79 | 11.17 | 49.99 | 34.69 | 201,218 | 895.7 |
| Fluidigm Corp | NASDAQ | FLDM | 35.27 | 4.88 | 49.46 | 15.72 | 906,750 | 988.1 |
| Supreme Industries Inc | NYSE | STS | 8.68 | 4.20 | 8.78 | 4.05 | 120,040 | 141.4 |
| SuperCom Ltd | NASDAQ | SPCB | 7.46 | 4.04 | 7.62 | 0.92 | 278,423 | 92.0 |
| Yingli Green Energy Holding Co Ltd | NYSE | YGE | 4.03 | 3.87 | 8.77 | 1.90 | 4,158,258 | 671.3 |
| Applied Optoelectronics Inc | NASDAQ | AAOI | 21.53 | 3.86 | 28.01 | 9.07 | 158,501 | 306.1 |
| GrafTech International Ltd | NYSE | GTI | 10.91 | 3.71 | 13.01 | 6.64 | 996,504 | 1,479.4 |
| Canadian Solar Inc | NASDAQ | CSIQ | 25.80 | 3.24 | 44.50 | 3.64 | 5,127,514 | 1,383.8 |
| Manitex International Inc | NASDAQ | MNTX | 17.00 | 3.09 | 17.85 | 9.67 | 241,363 | 234.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Elite Pharmaceuticals Inc | OTC BB | ELTP | 0.37 | 16.47 | 0.97 | 0.06 | 4,288,645 | 207.1 |
| Chindex International Inc | NASDAQ | CHDX | 22.59 | 15.79 | 22.90 | 12.70 | 1,007,099 | 407.6 |
| Medizone International Inc | OTC BB | MZEI | 0.20 | 13.71 | 0.20 | 0.05 | 448,040 | 64.3 |
| Kindred Biosciences Inc | NASDAQ | KIN | 16.39 | 11.80 | 26.99 | 8.75 | 241,338 | 315.1 |
| Mast Therapeutics Inc | NYSE | MSTX | 0.60 | 9.15 | 1.10 | 0.40 | 5,597,159 | 68.2 |
| RadNet Inc | NASDAQ | RDNT | 4.41 | 8.35 | 4.71 | 1.50 | 1,073,057 | 181.3 |
| HeartWare International Inc | NASDAQ | HTWR | 86.57 | 6.53 | 105.84 | 69.31 | 411,700 | 1,467.6 |
| Portola Pharmaceuticals Inc | NASDAQ | PTLA | 22.10 | 6.35 | 30.95 | 14.50 | 573,148 | 908.1 |
| NeoStem Inc | NASDAQ | NBS | 6.79 | 6.09 | 9.89 | 5.00 | 297,571 | 194.1 |
| Aethlon Medical Inc | OTC BB | AEMD | 0.20 | 6.04 | 0.29 | 0.08 | 395,740 | 42.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Tower Group International Ltd | NASDAQ | TWGP | 2.54 | 3.67 | 22.30 | 2.40 | 554,022 | 145.7 |
| Xinyuan Real Estate Co Ltd | NYSE | XIN | 4.82 | 3.66 | 7.44 | 3.75 | 298,420 | 472.5 |
| Higher One Holdings Inc | NYSE | ONE | 6.00 | 3.45 | 11.93 | 5.72 | 233,532 | 283.2 |
| DuPont Fabros Technology Inc | NYSE | DFT | 24.56 | 3.28 | 27.92 | 21.26 | 712,452 | 1,616.2 |
| First Security Group Inc/TN | NASDAQ | FSGI | 1.96 | 3.16 | 7.45 | 1.80 | 177,211 | 130.6 |
| Walter Investment Management Corp | NYSE | WAC | 28.79 | 3.12 | 45.12 | 24.11 | 543,508 | 1,083.0 |
| HomeStreet Inc | NASDAQ | HMST | 18.88 | 2.89 | 24.27 | 17.02 | 116,802 | 280.2 |
| Federated National Holding Co | NASDAQ | FNHC | 19.14 | 2.63 | 19.62 | 7.01 | 163,510 | 215.6 |
| Northwest Bancshares Inc | NASDAQ | NWBI | 14.60 | 2.60 | 15.07 | 11.78 | 781,837 | 1,378.2 |
| Montpelier Re Holdings Ltd | NYSE | MRH | 30.00 | 2.39 | 30.32 | 23.91 | 671,791 | 1,414.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg


