Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for , April 04, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Tinka Resources Ltd | TSXV | TK | 0.49 | 42.65 | 1.10 | 0.28 | 162,780 | 39.3 |
| McVicar Industries Inc | TSXV | MCV | 0.52 | 18.18 | 0.52 | 0.16 | 882,000 | 15.0 |
| Critical Elements Corp | TSXV | CRE | 0.19 | 15.15 | 0.24 | 0.10 | 345,000 | 22.9 |
| Nemaska Lithium Inc | TSXV | NMX | 0.12 | 14.29 | 0.27 | 0.08 | 545,207 | 16.4 |
| Goldrock Mines Corp | TSXV | GRM | 0.48 | 11.63 | 0.88 | 0.30 | 120,664 | 37.9 |
| Colonial Coal International Corp | TSXV | CAD | 0.23 | 9.52 | 0.57 | 0.19 | 136,500 | 15.0 |
| San Gold Corp | TSX | SGR | 0.18 | 9.38 | 0.29 | 0.09 | 1,225,072 | 65.3 |
| Columbus Gold Corp | TSXV | CGT | 0.59 | 9.26 | 0.63 | 0.16 | 110,502 | 71.6 |
| Robex Resources Inc | TSXV | RBX | 0.24 | 9.09 | 0.25 | 0.13 | 395,418 | 68.0 |
| Metanor Resources Inc | TSXV | MTO | 0.18 | 9.09 | 0.28 | 0.07 | 966,369 | 48.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Caza Oil & Gas Inc | TSX | CAZ | 0.18 | 12.90 | 0.24 | 0.12 | 142,999 | 32.0 |
| TAG Oil Ltd | TSX | TAO | 3.41 | 10.36 | 5.80 | 2.73 | 442,518 | 219.6 |
| Pan Orient Energy Corp | TSXV | POE | 1.92 | 7.87 | 2.50 | 1.47 | 132,169 | 109.0 |
| Terra Energy Corp | TSX | TT | 0.43 | 7.50 | 0.43 | 0.15 | 248,800 | 43.7 |
| Valeura Energy Inc | TSX | VLE | 0.59 | 7.27 | 0.93 | 0.27 | 643,050 | 34.2 |
| Petrofrontier Corp | TSXV | PFC | 0.33 | 6.45 | 0.35 | 0.14 | 140,933 | 26.3 |
| Touchstone Exploration Inc | TSXV | TAB | 0.19 | 5.56 | 0.25 | 0.15 | 244,450 | 26.4 |
| Longview Oil Corp | TSX | LNV | 6.23 | 5.06 | 6.75 | 4.35 | 1,088,605 | 292.5 |
| Surge Energy Inc | TSX | SGY | 6.42 | 4.22 | 7.30 | 2.68 | 4,576,692 | 1,151.2 |
| Crocotta Energy Inc | TSX | CTA | 3.64 | 3.70 | 3.68 | 2.58 | 402,155 | 352.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Magor Corp | TSXV | MCC | 0.37 | 5.71 | 0.60 | 0.24 | 118,000 | 21.6 |
| ViXS Systems Inc | TSX | VXS | 2.09 | 4.50 | 4.19 | 1.85 | 107,365 | 105.6 |
| Webtech Wireless Inc | TSX | WEW | 0.45 | 2.27 | 0.46 | 0.31 | 732,500 | 47.5 |
| Espial Group Inc | TSX | ESP | 1.86 | 0.54 | 2.10 | 0.30 | 492,025 | 36.8 |
| Absolute Software Corp | TSX | ABT | 7.15 | 0.14 | 8.10 | 5.81 | 144,000 | 309.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Photon Control Inc | TSXV | PHO | 0.37 | 12.12 | 0.40 | 0.09 | 1,594,032 | 37.7 |
| Enwave Corp | TSXV | ENW | 1.24 | 7.83 | 1.90 | 1.11 | 145,505 | 100.2 |
| Empire Industries Ltd/Canada | TSXV | EIL | 0.11 | 4.76 | 0.12 | 0.04 | 196,700 | 28.0 |
| Aecon Group Inc | TSX | ARE | 18.04 | 4.52 | 18.09 | 10.32 | 695,754 | 1,015.0 |
| Carmanah Technologies Corp | TSX | CMH | 0.25 | 2.04 | 0.28 | 0.10 | 107,917 | 25.2 |
| Chemtrade Logistics Income Fund | TSX | CHE-U | 21.31 | 1.19 | 22.06 | 15.63 | 237,173 | 1,277.5 |
| Martinrea International Inc | TSX | MRE | 10.80 | 0.37 | 12.75 | 6.91 | 601,828 | 912.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Medifocus Inc | TSXV | MFS | 0.21 | 13.89 | 0.25 | 0.12 | 108,050 | 24.0 |
| Concordia Healthcare Corp | TSX | CXR | 17.49 | 7.63 | 17.99 | 6.25 | 312,509 | 415.9 |
| Titan Medical Inc | TSXV | TMD | 2.36 | 5.36 | 2.49 | 0.38 | 514,617 | 192.7 |
| Patient Home Monitoring Corp | TSXV | PHM | 0.26 | 4.08 | 0.38 | 0.06 | 354,740 | 27.0 |
| Led Medical Diagnostics Inc | TSXV | LMD | 0.51 | 4.08 | 0.59 | 0.18 | 1,083,882 | 37.6 |
| Zecotek Photonics Inc | TSXV | ZMS | 0.80 | 1.27 | 0.97 | 0.22 | 152,794 | 76.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Westaim Corp | TSXV | WED | 2.97 | 10.41 | 3.06 | 1.25 | 509,787 | 41.3 |
| Copper Fox Metals Inc | TSXV | CUU | 0.27 | 3.92 | 0.84 | 0.22 | 427,162 | 107.3 |
| High North Resources Ltd | TSXV | HN | 0.56 | 3.70 | 0.74 | 0.25 | 274,400 | 28.5 |
| Sprott Inc | TSX | SII | 3.45 | 2.37 | 3.85 | 2.21 | 194,181 | 855.3 |
| Northern Frontier Corp | TSXV | FFF | 3.67 | 1.94 | 5.50 | 3.00 | 176,666 | 41.2 |
| Posera-HDX Ltd | TSX | HDX | 0.33 | 1.56 | 0.44 | 0.11 | 594,750 | 19.3 |
| Summit Industrial Income REIT | TSX | SMU-U | 5.83 | 1.04 | 6.28 | 5.30 | 133,656 | 105.6 |
| Dundee Corp | TSX | DC/A | 17.53 | 0.06 | 23.98 | 15.41 | 105,507 | 912.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Alpha Natural Resources Inc | NYSE | ANR | 4.56 | 3.87 | 8.40 | 4.12 | 16,323,315 | 1,008.1 |
| Arch Coal Inc | NYSE | ACI | 5.02 | 3.08 | 5.82 | 3.47 | 9,655,775 | 1,065.8 |
| Golden Minerals Co | NYSE | AUMN | 0.90 | 2.27 | 2.35 | 0.42 | 229,517 | 39.2 |
| USEC Inc | NYSE | USU | 3.71 | 1.92 | 29.12 | 2.60 | 196,168 | 18.3 |
| Mercer International Inc | NASDAQ | MERC | 7.67 | 1.86 | 10.55 | 5.87 | 504,174 | 482.1 |
| Gold Resource Corp | NYSE | GORO | 5.02 | 1.83 | 12.18 | 4.45 | 715,423 | 272.0 |
| Stillwater Mining Co | NYSE | SWC | 15.69 | 1.75 | 16.04 | 9.78 | 2,986,819 | 1,877.0 |
| Natural Resource Partners LP | NYSE | NRP | 16.16 | 1.32 | 24.37 | 14.80 | 222,264 | 1,774.6 |
| Noranda Aluminum Holding Corp | NYSE | NOR | 4.43 | 1.14 | 5.08 | 2.21 | 1,246,409 | 301.8 |
| Allied Nevada Gold Corp | NYSE | ANV | 4.34 | 0.93 | 15.74 | 3.01 | 3,676,727 | 451.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Harvest Natural Resources Inc | NYSE | HNR | 3.68 | 4.84 | 6.08 | 2.76 | 289,999 | 154.9 |
| China Sunergy Co Ltd | NASDAQ | CSUN | 5.26 | 4.37 | 10.19 | 1.28 | 1,162,260 | 78.1 |
| Vertex Energy Inc | NASDAQ | VTNR | 7.03 | 3.53 | 7.68 | 2.35 | 208,064 | 149.3 |
| Magellan Petroleum Corp | NASDAQ | MPET | 1.63 | 2.52 | 1.72 | 0.97 | 575,512 | 73.9 |
| CAMAC Energy Inc | NYSE | CAK | 0.79 | 1.94 | 0.91 | 0.18 | 925,394 | 845.6 |
| ZaZa Energy Corp | NASDAQ | ZAZA | 0.66 | 1.83 | 1.70 | 0.55 | 156,125 | 71.3 |
| Key Energy Services Inc | NYSE | KEG | 9.38 | 1.41 | 9.73 | 5.61 | 4,340,506 | 1,434.5 |
| Calumet Specialty Products Partners LP | NASDAQ | CLMT | 26.75 | 1.36 | 38.10 | 24.23 | 420,175 | 1,854.2 |
| Midcoast Energy Partners LP | NYSE | MEP | 21.79 | 1.02 | 22.29 | 16.96 | 170,195 | 985.3 |
| American Eagle Energy Corp | NYSE | AMZG | 7.29 | 0.97 | 12.00 | 6.40 | 289,355 | 221.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| 3D Pioneer Systems Inc | OTC BB | DPSM | 0.65 | 10.17 | 0.84 | 0.08 | 134,419 | 49.4 |
| Inuvo Inc | NYSE | INUV | 0.79 | 9.72 | 1.94 | 0.57 | 517,415 | 18.6 |
| Max Sound Corp | OTC BB | MAXD | 0.18 | 5.88 | 0.32 | 0.09 | 741,375 | 57.1 |
| USA Technologies Inc | NASDAQ | USAT | 2.12 | 4.95 | 2.60 | 1.40 | 435,203 | 75.4 |
| Mercury Systems Inc | NASDAQ | MRCY | 13.80 | 4.31 | 14.40 | 7.35 | 460,458 | 458.9 |
| Rocket Fuel Inc | NASDAQ | FUEL | 39.84 | 2.81 | 71.89 | 37.81 | 1,113,522 | 1,396.6 |
| Cascade Microtech Inc | NASDAQ | CSCD | 10.11 | 1.81 | 11.39 | 6.26 | 128,160 | 164.5 |
| Vringo Inc | NASDAQ | VRNG | 3.82 | 1.60 | 5.45 | 2.61 | 1,675,412 | 327.7 |
| Mattersight Corp | NASDAQ | MATR | 7.05 | 1.29 | 7.85 | 2.65 | 109,589 | 134.4 |
| Globalscape Inc | NYSE | GSB | 2.55 | 1.19 | 3.90 | 1.35 | 125,197 | 51.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| AZZ Inc | NYSE | AZZ | 45.70 | 3.07 | 49.64 | 34.61 | 336,123 | 1,167.1 |
| LSB Industries Inc | NYSE | LXU | 38.89 | 2.37 | 42.06 | 28.15 | 756,060 | 876.4 |
| Fuel Tech Inc | NASDAQ | FTEK | 5.27 | 2.13 | 9.63 | 3.55 | 327,939 | 119.6 |
| Remy International Inc | NASDAQ | REMY | 25.69 | 1.90 | 25.93 | 15.95 | 128,803 | 825.9 |
| Hollysys Automation Technologies Ltd | NASDAQ | HOLI | 21.55 | 1.41 | 22.40 | 10.89 | 558,064 | 1,240.3 |
| PMFG Inc | NASDAQ | PMFG | 5.85 | 1.39 | 9.23 | 5.45 | 122,826 | 123.4 |
| Smith & Wesson Holding Corp | NASDAQ | SWHC | 14.93 | 1.01 | 15.56 | 8.38 | 2,275,480 | 820.4 |
| Gentherm Inc | NASDAQ | THRM | 34.96 | 0.95 | 36.92 | 13.63 | 701,090 | 1,230.0 |
| UQM Technologies Inc | NYSE | UQM | 2.76 | 0.73 | 3.45 | 0.68 | 823,034 | 111.5 |
| Global Brass & Copper Holdings Inc | NYSE | BRSS | 16.14 | 0.50 | 21.45 | 11.00 | 135,403 | 343.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Escalon Medical Corp | NASDAQ | ESMC | 1.69 | 10.46 | 2.59 | 1.01 | 789,747 | 12.7 |
| Enzon Pharmaceuticals Inc | NASDAQ | ENZN | 0.96 | 6.60 | 1.50 | 0.78 | 637,100 | 42.3 |
| Exact Sciences Corp | NASDAQ | EXAS | 13.66 | 5.73 | 15.60 | 6.93 | 9,277,356 | 1,094.0 |
| Vantage Health | OTC BB | VNTH | 0.11 | 4.38 | 0.16 | 0.00 | 203,850 | 16.4 |
| Kindred Biosciences Inc | NASDAQ | KIN | 18.94 | 4.24 | 26.99 | 8.75 | 264,520 | 364.2 |
| Cytosorbents Corp | OTC BB | CTSO | 0.22 | 3.81 | 0.35 | 0.08 | 1,207,116 | 65.1 |
| Osiris Therapeutics Inc | NASDAQ | OSIR | 13.69 | 3.09 | 27.40 | 9.45 | 371,787 | 468.5 |
| Tetraphase Pharmaceuticals Inc | NASDAQ | TTPH | 11.43 | 2.70 | 17.74 | 7.02 | 335,663 | 294.8 |
| Hansen Medical Inc | NASDAQ | HNSN | 2.69 | 2.67 | 2.89 | 1.14 | 933,022 | 297.5 |
| Rosetta Genomics Ltd | NASDAQ | ROSG | 5.10 | 2.62 | 6.69 | 2.35 | 551,661 | 50.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Maui Land & Pineapple Co Inc | NYSE | MLP | 8.99 | 23.66 | 9.41 | 3.86 | 442,082 | 168.9 |
| Old Second Bancorp Inc | NASDAQ | OSBC | 4.85 | 3.19 | 6.92 | 3.17 | 2,567,694 | 67.5 |
| Imperial Holdings Inc | NYSE | IFT | 5.95 | 2.41 | 7.58 | 3.95 | 263,858 | 127.1 |
| DuPont Fabros Technology Inc | NYSE | DFT | 24.30 | 2.02 | 27.92 | 21.26 | 1,392,051 | 1,599.1 |
| Doral Financial Corp | NYSE | DRL | 8.91 | 1.83 | 25.00 | 8.51 | 116,534 | 59.2 |
| Sun Bancorp Inc/NJ | NASDAQ | SNBC | 4.04 | 1.76 | 4.16 | 2.90 | 448,007 | 350.5 |
| Mack-Cali Realty Corp | NYSE | CLI | 20.80 | 1.51 | 29.39 | 19.05 | 1,577,173 | 1,842.7 |
| Horizon Technology Finance Corp | NASDAQ | HRZN | 13.09 | 1.39 | 14.76 | 12.17 | 231,499 | 125.9 |
| Customers Bancorp Inc | NASDAQ | CUBI | 21.85 | 1.16 | 23.14 | 15.15 | 232,001 | 530.6 |
| MCG Capital Corp | NASDAQ | MCGC | 3.80 | 1.06 | 5.55 | 3.52 | 1,135,064 | 267.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
