Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Tuesday, April 01, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Mega Uranium Ltd | TSX | MGA | 0.30 | 27.66 | 0.42 | 0.06 | 2,512,891 | 80.7 |
| Veris Gold Corp | TSX | VG | 0.34 | 24.07 | 1.78 | 0.10 | 275,475 | 51.7 |
| Xmet Inc | TSXV | XME | 0.17 | 17.86 | 0.19 | 0.01 | 1,013,945 | 11.9 |
| Shore Gold Inc | TSX | SGF | 0.30 | 15.38 | 0.45 | 0.12 | 232,719 | 67.4 |
| Marlin Gold Mining Ltd | TSXV | MLN | 0.13 | 13.64 | 0.17 | 0.05 | 122,000 | 85.0 |
| Atna Resources Ltd | TSX | ATN | 0.13 | 13.64 | 0.82 | 0.09 | 737,325 | 23.8 |
| Formation Metals Inc | TSX | FCO | 0.25 | 13.64 | 0.26 | 0.06 | 1,200,484 | 22.7 |
| Nulegacy Gold Corp | TSXV | NUG | 0.13 | 13.04 | 0.18 | 0.06 | 198,000 | 14.7 |
| Lion One Metals Ltd | TSXV | LIO | 0.36 | 12.50 | 0.64 | 0.25 | 164,200 | 21.7 |
| Bacanora Minerals Ltd | TSXV | BCN | 0.50 | 11.11 | 0.76 | 0.13 | 258,000 | 31.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Horn Petroleum Corp | TSXV | HRN | 0.34 | 21.43 | 0.46 | 0.17 | 359,342 | 32.9 |
| Crown Point Energy Inc | TSXV | CWV | 0.89 | 12.66 | 0.92 | 0.14 | 921,536 | 93.0 |
| MGM Energy Corp | TSX | MGX | 0.17 | 9.68 | 0.30 | 0.14 | 1,918,212 | 66.1 |
| Pinecrest Energy Inc | TSXV | PRY | 0.21 | 7.89 | 1.18 | 0.16 | 875,038 | 44.5 |
| Lonestar West Inc | TSXV | LSI | 3.05 | 7.02 | 4.20 | 2.27 | 136,211 | 67.7 |
| Madalena Energy Inc | TSXV | MVN | 0.72 | 5.88 | 0.83 | 0.24 | 7,061,645 | 243.9 |
| DeeThree Exploration Ltd | TSX | DTX | 10.00 | 5.49 | 10.02 | 5.77 | 968,721 | 820.2 |
| Longview Oil Corp | TSX | LNV | 5.77 | 5.10 | 6.75 | 4.35 | 5,806,384 | 270.9 |
| Lynden Energy Corp | TSXV | LVL | 0.88 | 4.76 | 0.98 | 0.60 | 142,405 | 113.8 |
| Niko Resources Ltd | TSX | NKO | 2.25 | 4.65 | 9.79 | 1.12 | 675,104 | 203.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| TIO Networks Corp | TSXV | TNC | 0.66 | 10.00 | 0.66 | 0.16 | 215,996 | 37.7 |
| AgJunction Inc | TSX | AJX | 0.96 | 9.09 | 1.20 | 0.70 | 358,971 | 69.3 |
| Guestlogix Inc | TSX | GXI | 1.32 | 6.45 | 1.60 | 0.77 | 111,938 | 118.5 |
| POET Technologies Inc | TSXV | PTK | 1.39 | 2.21 | 1.49 | 0.32 | 489,127 | 202.3 |
| Espial Group Inc | TSX | ESP | 1.98 | 1.54 | 2.10 | 0.30 | 137,556 | 39.1 |
| Spectra7 Microsystems Inc | TSXV | SEV | 0.41 | 1.25 | 0.88 | 0.26 | 276,575 | 21.6 |
| Absolute Software Corp | TSX | ABT | 7.08 | 0.71 | 8.10 | 5.45 | 234,740 | 306.6 |
| Redknee Solutions Inc | TSX | RKN | 5.53 | 0.18 | 7.82 | 2.50 | 130,420 | 599.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Martinrea International Inc | TSX | MRE | 10.80 | 8.32 | 12.75 | 6.91 | 1,405,592 | 912.4 |
| Kelso Technologies Inc | TSXV | KLS | 4.95 | 8.32 | 4.95 | 0.83 | 204,318 | 214.0 |
| Badger Daylighting Ltd | TSX | BAD | 42.69 | 2.74 | 43.65 | 12.51 | 340,197 | 1,581.0 |
| Avigilon Corp | TSX | AVO | 29.30 | 2.48 | 34.50 | 11.01 | 295,384 | 1,258.6 |
| Newalta Corp | TSX | NAL | 20.41 | 1.34 | 20.62 | 12.41 | 201,398 | 1,131.8 |
| Wajax Corp | TSX | WJX | 36.81 | 0.44 | 39.56 | 29.38 | 102,801 | 616.3 |
| Bird Construction Inc | TSX | BDT | 14.18 | 0.42 | 14.47 | 11.17 | 218,914 | 602.9 |
| Aecon Group Inc | TSX | ARE | 17.28 | 0.41 | 17.46 | 10.32 | 217,398 | 972.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Aurora Spine Corp | TSXV | ASG | 4.99 | 8.71 | 6.60 | 1.00 | 195,765 | 77.8 |
| Led Medical Diagnostics Inc | TSXV | LMD | 0.49 | 6.52 | 0.59 | 0.18 | 144,831 | 36.1 |
| ICO Therapeutics Inc | TSXV | ICO | 0.45 | 4.65 | 0.59 | 0.26 | 145,741 | 35.4 |
| Prometic Life Sciences Inc | TSX | PLI | 1.23 | 3.36 | 1.65 | 0.27 | 1,176,301 | 646.5 |
| Theratechnologies Inc | TSX | TH | 0.46 | 2.25 | 0.56 | 0.19 | 161,779 | 27.8 |
| TSO3 Inc | TSX | TOS | 0.50 | 2.04 | 1.10 | 0.44 | 116,752 | 36.5 |
| Stellar Biotechnologies Inc | TSXV | KLH | 1.94 | 1.57 | 2.15 | 0.44 | 449,821 | 151.4 |
| Cynapsus Therapeutics Inc | TSXV | CTH | 0.89 | 1.14 | 1.51 | 0.27 | 116,930 | 35.1 |
| Titan Medical Inc | TSXV | TMD | 2.19 | 0.46 | 2.49 | 0.38 | 227,856 | 178.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Input Capital Corp | TSXV | INP | 2.35 | 6.82 | 2.73 | 1.55 | 340,200 | 143.8 |
| Dundee Corp | TSX | DC/A | 16.34 | 3.55 | 23.98 | 15.41 | 399,090 | 850.4 |
| Pinetree Capital Ltd | TSX | PNP | 0.51 | 3.03 | 0.66 | 0.25 | 115,819 | 77.6 |
| Aston Hill Financial Inc | TSX | AHF | 1.26 | 2.44 | 1.56 | 1.02 | 168,897 | 113.8 |
| High North Resources Ltd | TSXV | HN | 0.57 | 1.79 | 0.74 | 0.21 | 170,070 | 29.0 |
| Guardian Capital Group Ltd | TSX | GCG/A | 16.02 | 1.55 | 16.99 | 12.61 | 292,906 | 526.0 |
| AGF Management Ltd | TSX | AGF/B | 12.90 | 0.70 | 14.78 | 10.34 | 195,346 | 1,104.0 |
| InnVest Real Estate Investment Trust | TSX | INN-U | 5.31 | 0.38 | 5.38 | 3.95 | 123,785 | 498.4 |
| Milestone Apartments Real Estate Investment Trust | TSX | MST-U | 10.35 | 0.29 | 10.80 | 9.13 | 110,115 | 381.4 |
| InterRent Real Estate Investment Trust | TSX | IIP-U | 5.65 | 0.18 | 6.71 | 4.83 | 122,641 | 325.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Balchem Corp | NASDAQ | BCPC | 63.98 | 22.76 | 65.89 | 41.00 | 938,541 | 1,939.1 |
| Uranium Resources Inc | NASDAQ | URRE | 3.00 | 8.70 | 5.53 | 1.75 | 388,057 | 73.4 |
| China Green Agriculture Inc | NYSE | CGA | 3.08 | 6.57 | 5.10 | 2.57 | 403,503 | 98.0 |
| Verso Paper Corp | NYSE | VRS | 3.07 | 6.23 | 5.55 | 0.52 | 1,908,962 | 163.3 |
| Gulf Resources Inc | NASDAQ | GURE | 2.57 | 5.99 | 3.20 | 0.88 | 259,397 | 99.0 |
| General Steel Holdings Inc | NYSE | GSI | 1.26 | 5.88 | 1.58 | 0.80 | 203,080 | 73.5 |
| Westmoreland Coal Co | NASDAQ | WLB | 31.38 | 5.37 | 31.49 | 10.77 | 171,794 | 466.0 |
| PetroLogistics LP | NYSE | PDH | 12.95 | 4.10 | 14.50 | 10.37 | 245,445 | 1,802.8 |
| Aceto Corp | NASDAQ | ACET | 20.90 | 4.03 | 25.25 | 10.00 | 262,649 | 593.1 |
| Uranium Energy Corp | NYSE | UEC | 1.37 | 3.79 | 2.65 | 1.30 | 1,981,663 | 123.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| KiOR Inc | NASDAQ | KIOR | 0.84 | 46.39 | 5.94 | 0.33 | 14,219,917 | 92.3 |
| Amyris Inc | NASDAQ | AMRS | 4.44 | 19.03 | 6.11 | 2.17 | 2,466,432 | 338.6 |
| Pacific Ethanol Inc | NASDAQ | PEIX | 17.90 | 14.89 | 18.20 | 2.33 | 3,974,343 | 322.5 |
| China Sunergy Co Ltd | NASDAQ | CSUN | 4.85 | 12.53 | 10.19 | 1.28 | 301,089 | 72.0 |
| Hyperdynamics Corp | NYSE | HDY | 1.95 | 12.07 | 7.00 | 1.13 | 273,338 | 41.0 |
| Recon Technology Ltd | NASDAQ | RCON | 5.22 | 12.02 | 8.00 | 1.55 | 411,216 | 23.6 |
| JinkoSolar Holding Co Ltd | NYSE | JKS | 31.24 | 11.77 | 37.98 | 3.96 | 2,979,229 | 961.0 |
| Gastar Exploration Inc | NYSE | GST | 6.09 | 11.33 | 7.13 | 1.85 | 2,923,079 | 372.3 |
| Ocean Power Technologies Inc | NASDAQ | OPTT | 4.06 | 8.85 | 7.01 | 1.46 | 1,563,879 | 55.8 |
| JA Solar Holdings Co Ltd | NASDAQ | JASO | 11.04 | 8.55 | 13.14 | 3.37 | 4,010,138 | 477.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Sungy Mobile Ltd | NASDAQ | GOMO | 24.74 | 18.32 | 33.87 | 12.40 | 886,945 | 826.4 |
| Rubicon Technology Inc | NASDAQ | RBCN | 12.98 | 14.97 | 14.67 | 5.91 | 1,685,173 | 334.4 |
| Maxwell Technologies Inc | NASDAQ | MXWL | 14.35 | 11.07 | 16.15 | 4.90 | 2,217,406 | 425.1 |
| ChinaCache International Holdings Ltd | NASDAQ | CCIH | 22.73 | 10.66 | 29.34 | 3.50 | 772,316 | 576.6 |
| EPAM Systems Inc | NYSE | EPAM | 36.37 | 10.55 | 46.70 | 20.50 | 1,481,120 | 1,703.9 |
| Novatel Wireless Inc | NASDAQ | NVTL | 1.93 | 9.66 | 4.43 | 1.66 | 447,730 | 66.0 |
| QIWI plc | NASDAQ | QIWI | 37.84 | 9.21 | 59.24 | 14.29 | 1,007,245 | 1,972.2 |
| Echelon Corp | NASDAQ | ELON | 3.03 | 8.99 | 4.18 | 1.99 | 262,798 | 131.4 |
| Trulia Inc | NYSE | TRLA | 35.64 | 7.35 | 52.71 | 26.35 | 1,926,098 | 1,312.4 |
| Mattson Technology Inc | NASDAQ | MTSN | 2.49 | 7.33 | 3.22 | 1.25 | 1,024,974 | 182.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| China GengSheng Minerals Inc | NYSE | CHGS | 0.42 | 30.39 | 0.78 | 0.07 | 1,117,810 | 11.3 |
| Highpower International Inc | NASDAQ | HPJ | 6.86 | 29.19 | 7.29 | 0.92 | 4,080,316 | 95.9 |
| China BAK Battery Inc | NASDAQ | CBAK | 3.52 | 17.33 | 4.78 | 0.59 | 841,986 | 44.4 |
| China Ming Yang Wind Power Group Ltd | NYSE | MY | 3.14 | 10.18 | 4.34 | 1.15 | 1,260,135 | 382.6 |
| Park-Ohio Holdings Corp | NASDAQ | PKOH | 59.58 | 6.11 | 60.29 | 30.61 | 107,423 | 740.6 |
| Tower International Inc | NYSE | TOWR | 28.83 | 5.91 | 29.10 | 12.57 | 414,561 | 593.6 |
| Sturm Ruger & Co Inc | NYSE | RGR | 63.23 | 5.74 | 85.93 | 44.76 | 466,421 | 1,226.6 |
| Fuel Tech Inc | NASDAQ | FTEK | 5.28 | 5.60 | 9.63 | 3.55 | 440,956 | 119.8 |
| Intellicheck Mobilisa Inc | NYSE | IDN | 0.97 | 5.43 | 1.79 | 0.25 | 1,917,085 | 35.7 |
| China Automotive Systems Inc | NASDAQ | CAAS | 8.33 | 5.38 | 10.05 | 3.94 | 158,341 | 233.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| TetraLogic Pharmaceuticals Corp | NASDAQ | TLOG | 7.70 | 20.69 | 14.75 | 5.89 | 421,981 | 171.5 |
| IsoRay Inc | NYSE | ISR | 2.63 | 19.55 | 3.77 | 0.44 | 21,943,159 | 124.1 |
| Tonix Pharmaceuticals Holding Corp | NASDAQ | TNXP | 11.56 | 11.05 | 21.00 | 2.25 | 240,156 | 114.4 |
| Kindred Biosciences Inc | NASDAQ | KIN | 20.48 | 10.52 | 26.99 | 8.75 | 215,358 | 332.3 |
| Cel-Sci Corp | NYSE | CVM | 1.67 | 9.87 | 3.09 | 0.53 | 1,920,390 | 93.4 |
| Dehaier Medical Systems Ltd | NASDAQ | DHRM | 7.67 | 9.57 | 12.89 | 1.81 | 367,818 | 42.3 |
| Concord Medical Services Holdings Ltd | NYSE | CCM | 8.26 | 9.40 | 10.08 | 3.51 | 276,971 | 155.3 |
| Delcath Systems Inc | NASDAQ | DCTH | 0.31 | 8.93 | 1.93 | 0.22 | 2,442,412 | 46.0 |
| Biostar Pharmaceuticals Inc | NASDAQ | BSPM | 2.19 | 8.42 | 3.49 | 0.62 | 835,587 | 31.4 |
| EDAP TMS SA | NASDAQ | EDAP | 3.10 | 8.39 | 4.48 | 2.38 | 204,779 | 67.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| GFI Group Inc | NYSE | GFIG | 3.78 | 6.48 | 4.58 | 3.16 | 335,126 | 467.6 |
| Hampton Roads Bankshares Inc | NASDAQ | HMPR | 1.68 | 5.66 | 1.92 | 1.19 | 129,851 | 286.0 |
| SWS Group Inc | NYSE | SWS | 7.90 | 5.61 | 8.29 | 5.19 | 2,553,288 | 261.2 |
| First Security Group Inc/TN | NASDAQ | FSGI | 2.19 | 5.29 | 7.45 | 1.78 | 167,452 | 145.9 |
| E-House China Holdings Ltd | NYSE | EJ | 12.66 | 4.71 | 17.28 | 3.88 | 2,561,027 | 1,708.4 |
| eHealth Inc | NASDAQ | EHTH | 53.01 | 4.35 | 63.32 | 18.87 | 276,274 | 1,000.6 |
| HFF Inc | NYSE | HF | 35.04 | 4.25 | 35.07 | 15.82 | 186,570 | 1,305.3 |
| Lakeland Bancorp Inc | NASDAQ | LBAI | 11.70 | 4.00 | 12.70 | 9.02 | 111,104 | 422.0 |
| PacWest Bancorp | NASDAQ | PACW | 44.71 | 3.95 | 46.08 | 25.81 | 1,080,873 | 1,998.1 |
| PennyMac Financial Services Inc | NYSE | PFSI | 17.28 | 3.85 | 23.33 | 15.75 | 428,459 | 1,360.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
