Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Wednesday, September 10, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Namibia Rare Earths Inc | TSX | NRE | 0.22 | 33.33 | 0.25 | 0.09 | 122,800 | 17.1 |
| Fission 3.0 Corp | TSXV | FUU | 0.11 | 16.67 | 0.30 | 0.08 | 178,000 | 16.2 |
| Caledonia Mining Corp | TSX | CAL | 1.20 | 13.21 | 1.20 | 0.60 | 129,276 | 62.5 |
| RB Energy Inc | TSX | RBI | 0.37 | 12.12 | 1.53 | 0.28 | 1,300,509 | 97.4 |
| New Millennium Iron Corp | TSX | NML | 0.34 | 11.48 | 0.85 | 0.28 | 130,200 | 61.6 |
| Critical Elements Corp | TSXV | CRE | 0.31 | 10.91 | 0.40 | 0.14 | 208,600 | 36.8 |
| Canada Carbon Inc | TSXV | CCB | 0.26 | 10.64 | 0.37 | 0.10 | 1,013,350 | 20.5 |
| Claude Resources Inc | TSX | CRJ | 0.28 | 10.00 | 0.32 | 0.12 | 326,250 | 51.7 |
| True Gold Mining Inc | TSXV | TGM | 0.41 | 9.33 | 0.49 | 0.27 | 754,880 | 163.0 |
| Balmoral Resources Ltd | TSX | BAR | 1.49 | 8.76 | 1.98 | 0.30 | 495,601 | 152.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Gasfrac Energy Services Inc | TSX | GFS | 0.92 | 19.48 | 2.16 | 0.75 | 784,290 | 58.5 |
| Canadian Overseas Petroleum Ltd | TSXV | XOP | 0.14 | 3.70 | 0.40 | 0.13 | 219,300 | 56.0 |
| Aveda Transportation and Energy Services Inc | TSXV | AVE | 5.85 | 3.54 | 5.95 | 2.66 | 193,654 | 116.5 |
| Pulse Seismic Inc | TSX | PSD | 3.07 | 2.68 | 4.96 | 2.92 | 137,586 | 182.8 |
| Crew Energy Inc | TSX | CR | 10.50 | 2.54 | 12.74 | 5.34 | 961,442 | 1,280.6 |
| Taipan Resources Inc | TSXV | TPN | 0.41 | 2.50 | 0.66 | 0.23 | 127,333 | 43.8 |
| Mart Resources Inc | TSX | MMT | 1.30 | 2.36 | 1.80 | 1.17 | 305,261 | 463.5 |
| NuVista Energy Ltd | TSX | NVA | 10.87 | 2.26 | 12.47 | 6.11 | 333,648 | 1,477.7 |
| Artek Exploration Ltd | TSX | RTK | 3.21 | 2.23 | 4.65 | 2.88 | 246,599 | 249.9 |
| BNK Petroleum Inc | TSX | BKX | 1.12 | 1.82 | 2.36 | 0.99 | 164,116 | 181.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Redknee Solutions Inc | TSX | RKN | 3.74 | 17.24 | 7.82 | 3.15 | 686,390 | 407.3 |
| UrtheCast Corp | TSX | UR | 1.18 | 12.38 | 2.90 | 0.93 | 146,200 | 76.6 |
| ViXS Systems Inc | TSX | VXS | 1.48 | 8.82 | 3.95 | 1.26 | 180,000 | 74.6 |
| QHR Corp | TSXV | QHR | 1.25 | 5.93 | 1.54 | 0.76 | 559,000 | 60.8 |
| Keek Inc | TSXV | KEK | 0.13 | 4.00 | 0.35 | 0.07 | 1,281,345 | 44.6 |
| Sandvine Corp | TSX | SVC | 3.10 | 3.33 | 4.08 | 1.89 | 2,218,662 | 466.2 |
| Wi-Lan Inc | TSX | WIN | 4.07 | 3.04 | 4.74 | 2.96 | 347,498 | 489.2 |
| COM DEV International Ltd | TSX | CDV | 3.72 | 1.36 | 4.40 | 3.42 | 298,622 | 285.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Formation Fluid Management Inc | TSXV | FFM | 0.49 | 25.64 | 0.63 | 0.12 | 238,100 | 25.1 |
| BENEV Capital Inc | TSXV | BEV/H | 2.43 | 7.05 | 2.45 | 1.60 | 1,172,850 | 94.2 |
| Questor Technology Inc | TSXV | QST | 4.08 | 5.15 | 5.05 | 0.85 | 150,874 | 105.3 |
| RDX Technologies Corp | TSXV | RDX | 0.24 | 4.35 | 0.64 | 0.13 | 289,500 | 41.7 |
| dynaCERT Inc | TSXV | DYA | 0.19 | 2.78 | 0.20 | 0.05 | 208,800 | 30.0 |
| Badger Daylighting Ltd | TSX | BAD | 29.25 | 2.49 | 43.65 | 20.33 | 190,936 | 1,083.2 |
| Norbord Inc | TSX | NBD | 22.95 | 2.00 | 34.24 | 20.51 | 150,220 | 1,226.3 |
| Avigilon Corp | TSX | AVO | 19.14 | 1.75 | 34.50 | 15.69 | 200,127 | 889.7 |
| Intertape Polymer Group Inc | TSX | ITP | 14.52 | 0.90 | 15.62 | 11.12 | 106,132 | 885.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Microbix Biosystems Inc | TSX | MBX | 0.48 | 9.09 | 0.62 | 0.12 | 289,544 | 33.9 |
| Bioniche Life Sciences Inc | TSX | BNC | 0.23 | 6.98 | 0.44 | 0.14 | 1,891,842 | 32.7 |
| Knight Therapeutics Inc | TSX | GUD | 6.30 | 5.00 | 6.38 | 4.81 | 429,157 | 489.9 |
| Neptune Technologies & Bioressources Inc | TSX | NTB | 2.17 | 3.83 | 4.08 | 1.99 | 100,050 | 165.3 |
| Critical Outcome Technologies Inc | TSXV | COT | 0.31 | 3.33 | 0.37 | 0.12 | 129,000 | 31.9 |
| Tekmira Pharmaceuticals Corp | TSX | TKM | 20.85 | 3.01 | 34.66 | 5.57 | 100,314 | 460.4 |
| Stellar Biotechnologies Inc | TSXV | KLH | 2.07 | 0.98 | 2.55 | 0.65 | 395,916 | 161.8 |
| Extendicare Inc | TSX | EXE | 8.27 | 0.12 | 8.79 | 6.40 | 124,266 | 754.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Great Prairie Energy Services Inc | TSXV | GPE | 0.43 | 6.25 | 0.60 | 0.18 | 5,321,000 | 50.3 |
| InnVest Real Estate Investment Trust | TSX | INN-U | 5.89 | 1.73 | 5.89 | 4.00 | 145,692 | 556.3 |
| BTB Real Estate Investment Trust | TSX | BTB-U | 4.94 | 1.44 | 4.98 | 4.21 | 180,146 | 164.2 |
| Genesis Land Development Corp | TSX | GDC | 4.72 | 1.29 | 4.85 | 3.21 | 274,613 | 211.8 |
| Carfinco Financial Group Inc | TSX | CFN | 7.62 | 1.06 | 12.97 | 7.40 | 152,011 | 201.7 |
| Sprott Inc | TSX | SII | 2.79 | 0.72 | 3.85 | 2.38 | 166,246 | 692.8 |
| Crombie Real Estate Investment Trust | TSX | CRR-U | 13.17 | 0.46 | 13.93 | 12.66 | 136,765 | 1,679.0 |
| Canaccord Genuity Group Inc | TSX | CF | 12.20 | 0.25 | 13.49 | 5.84 | 117,899 | 1,244.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Golden Minerals Co | NYSE | AUMN | 0.74 | 2.78 | 1.59 | 0.42 | 240,830 | 34.9 |
| Intrepid Potash Inc | NYSE | IPI | 15.09 | 2.51 | 17.64 | 13.51 | 807,542 | 1,148.2 |
| Uranium Energy Corp | NYSE | UEC | 1.36 | 2.26 | 2.41 | 0.94 | 211,532 | 124.2 |
| China Gerui Advanced Materials Group Ltd | NASDAQ | CHOP | 0.46 | 2.20 | 1.82 | 0.43 | 124,777 | 27.4 |
| Molycorp Inc | NYSE | MCP | 1.53 | 2.00 | 7.78 | 1.49 | 2,766,568 | 374.5 |
| Hecla Mining Co | NYSE | HL | 2.94 | 1.03 | 3.76 | 2.63 | 3,991,320 | 1,027.5 |
| Ring Energy Inc | NYSE | REI | 15.96 | 0.88 | 20.61 | 10.55 | 120,561 | 410.4 |
| Luxfer Holdings PLC | NYSE | LXFR | 17.47 | 0.17 | 22.05 | 15.85 | 100,722 | 472.0 |
| Horsehead Holding Corp | NASDAQ | ZINC | 19.59 | 0.10 | 21.02 | 11.85 | 476,159 | 993.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| KiOR Inc | NASDAQ | KIOR | 0.16 | 50.48 | 3.10 | 0.09 | 5,222,235 | 17.6 |
| Lilis Energy Inc | NASDAQ | LLEX | 2.18 | 23.86 | 3.58 | 1.02 | 273,528 | 60.4 |
| Ener-Core Inc | OTC BB | ENCR | 0.21 | 7.69 | 2.37 | 0.07 | 275,706 | 18.1 |
| Lucas Energy Inc | NYSE | LEI | 0.68 | 6.97 | 1.37 | 0.45 | 170,560 | 22.6 |
| Endeavour International Corp | NYSE | END | 0.56 | 5.82 | 7.50 | 0.47 | 924,913 | 28.2 |
| Enphase Energy Inc | NASDAQ | ENPH | 16.29 | 5.37 | 16.29 | 4.54 | 996,439 | 699.5 |
| JinkoSolar Holding Co Ltd | NYSE | JKS | 33.50 | 5.31 | 37.98 | 16.43 | 1,927,961 | 1,030.6 |
| Triangle Petroleum Corp | NYSE | TPLM | 11.30 | 3.96 | 12.48 | 6.96 | 1,891,775 | 974.6 |
| China Sunergy Co Ltd | NASDAQ | CSUN | 3.59 | 3.46 | 10.19 | 2.51 | 464,027 | 53.3 |
| Whiting USA Trust I | NYSE | WHX | 2.32 | 3.07 | 6.33 | 1.72 | 197,623 | 32.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Aspen Group Inc/CO | OTC BB | ASPU | 0.36 | 40.63 | 0.39 | 0.10 | 4,778,921 | 31.8 |
| Elephant Talk Communications Corp | NYSE | ETAK | 1.12 | 13.13 | 1.79 | 0.53 | 2,462,205 | 164.8 |
| Silver Spring Networks Inc | NYSE | SSNI | 11.77 | 11.78 | 23.61 | 9.05 | 643,947 | 569.6 |
| TeleCommunication Systems Inc | NASDAQ | TSYS | 3.15 | 9.38 | 3.59 | 2.08 | 1,678,518 | 187.6 |
| Limelight Networks Inc | NASDAQ | LLNW | 2.41 | 9.05 | 3.25 | 1.82 | 530,278 | 237.2 |
| NetSol Technologies Inc | NASDAQ | NTWK | 3.19 | 8.14 | 12.10 | 2.68 | 232,869 | 29.2 |
| Imperva Inc | NYSE | IMPV | 33.56 | 8.12 | 67.12 | 18.40 | 1,374,761 | 889.2 |
| Model N Inc | NYSE | MODN | 10.09 | 7.91 | 12.97 | 7.55 | 171,305 | 250.8 |
| Dot Hill Systems Corp | NASDAQ | HILL | 3.80 | 6.74 | 6.06 | 2.04 | 380,479 | 229.4 |
| VirnetX Holding Corp | NYSE | VHC | 15.11 | 6.71 | 25.49 | 12.10 | 860,568 | 779.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| China Ming Yang Wind Power Group Ltd | NYSE | MY | 3.30 | 9.27 | 4.34 | 1.66 | 2,836,121 | 402.1 |
| Intellicheck Mobilisa Inc | NYSE | IDN | 5.27 | 7.11 | 14.32 | 3.20 | 114,601 | 26.0 |
| On Track Innovations Ltd | NASDAQ | OTIV | 3.55 | 6.93 | 5.00 | 1.48 | 32,473,833 | 117.9 |
| Camtek Ltd/Israel | NASDAQ | CAMT | 4.15 | 5.60 | 6.43 | 1.60 | 4,627,157 | 123.3 |
| Fluidigm Corp | NASDAQ | FLDM | 31.26 | 5.25 | 49.46 | 21.35 | 285,977 | 880.6 |
| ExOne Co/The | NASDAQ | XONE | 28.81 | 5.03 | 70.25 | 24.34 | 650,545 | 416.1 |
| China Digital TV Holding Co Ltd | NYSE | STV | 3.67 | 3.67 | 5.00 | 1.17 | 382,913 | 217.1 |
| Universal Display Corp | NASDAQ | OLED | 35.96 | 3.60 | 39.74 | 22.69 | 865,945 | 1,670.8 |
| SuperCom Ltd | NASDAQ | SPCB | 13.34 | 3.41 | 13.49 | 3.65 | 191,998 | 164.5 |
| Commercial Vehicle Group Inc | NASDAQ | CVGI | 7.96 | 3.11 | 10.91 | 6.62 | 117,556 | 236.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Receptos Inc | NASDAQ | RCPT | 58.28 | 23.87 | 59.45 | 20.90 | 1,670,733 | 1,589.8 |
| Flexion Therapeutics Inc | NASDAQ | FLXN | 20.35 | 17.83 | 20.92 | 11.06 | 181,777 | 318.0 |
| MediciNova Inc | NASDAQ | MNOV | 2.92 | 17.74 | 5.25 | 1.66 | 1,176,363 | 70.5 |
| Cytokinetics Inc | NASDAQ | CYTK | 4.29 | 17.21 | 13.26 | 3.58 | 1,524,193 | 157.1 |
| AVANIR Pharmaceuticals Inc | NASDAQ | AVNR | 6.79 | 14.42 | 6.85 | 2.62 | 11,120,285 | 1,165.9 |
| Unilife Corp | NASDAQ | UNIS | 2.72 | 13.81 | 5.80 | 2.20 | 1,518,436 | 281.8 |
| Endocyte Inc | NASDAQ | ECYT | 9.09 | 13.06 | 33.70 | 5.91 | 5,672,933 | 377.7 |
| Recro Pharma Inc | NASDAQ | REPH | 3.74 | 11.31 | 9.88 | 2.88 | 104,469 | 28.8 |
| Organovo Holdings Inc | NYSE | ONVO | 7.61 | 8.87 | 13.65 | 4.96 | 1,363,619 | 597.2 |
| Zeltiq Aesthetics Inc | NASDAQ | ZLTQ | 24.49 | 8.80 | 24.79 | 7.96 | 1,454,004 | 919.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Reven Housing REIT Inc | OTC BB | RVEN | 0.70 | 45.73 | 0.79 | 0.38 | 117,036 | 92.2 |
| Doral Financial Corp | NYSE | DRL | 6.76 | 8.68 | 23.63 | 1.87 | 1,200,227 | 44.9 |
| Gain Capital Holdings Inc | NYSE | GCAP | 7.35 | 7.93 | 14.62 | 5.89 | 406,922 | 302.8 |
| Royal Bancshares of Pennsylvania Inc | NASDAQ | RBPAA | 1.83 | 7.02 | 3.88 | 1.30 | 150,143 | 44.5 |
| Tower Group International Ltd | NASDAQ | TWGP | 2.10 | 5.00 | 13.93 | 1.62 | 697,719 | 120.3 |
| WisdomTree Investments Inc | NASDAQ | WETF | 12.42 | 4.37 | 18.50 | 9.11 | 3,344,501 | 1,655.6 |
| FXCM Inc | NYSE | FXCM | 15.30 | 3.73 | 19.82 | 12.05 | 1,333,656 | 702.4 |
| Capital Bank Financial Corp | NASDAQ | CBF | 23.92 | 3.42 | 26.01 | 20.94 | 116,706 | 1,169.6 |
| Pinnacle Financial Partners Inc | NASDAQ | PNFP | 36.33 | 2.54 | 40.11 | 28.95 | 192,563 | 1,293.7 |
| Interactive Brokers Group Inc | NASDAQ | IBKR | 24.40 | 2.35 | 25.03 | 17.26 | 314,787 | 1,393.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg


