Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Friday, August 01, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| El Tigre Silver Corp | TSXV | ELS | 0.39 | 36.84 | 0.50 | 0.12 | 763,260 | 24.1 |
| Alabama Graphite Corp | TSXV | ALP | 0.21 | 16.67 | 0.33 | 0.06 | 1,678,274 | 16.5 |
| Western Lithium USA Corp | TSX | WLC | 0.70 | 12.90 | 0.95 | 0.14 | 1,603,308 | 82.9 |
| Northern Graphite Corp | TSXV | NGC | 1.18 | 11.32 | 1.44 | 0.60 | 169,595 | 58.0 |
| Foran Mining Corp | TSXV | FOM | 0.20 | 11.11 | 0.32 | 0.14 | 132,900 | 16.7 |
| New Millennium Iron Corp | TSX | NML | 0.31 | 10.71 | 0.92 | 0.28 | 149,849 | 56.1 |
| IBC Advanced Alloys Corp | TSXV | IB | 0.16 | 10.71 | 0.27 | 0.05 | 336,133 | 12.3 |
| Harte Gold Corp | TSX | HRT | 0.33 | 10.00 | 0.34 | 0.05 | 1,461,245 | 71.5 |
| NOVX21 Inc | TSXV | NOV | 0.12 | 9.52 | 0.21 | 0.07 | 309,459 | 11.8 |
| Belo Sun Mining Corp | TSX | BSX | 0.24 | 9.30 | 0.93 | 0.15 | 1,977,575 | 62.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Antrim Energy Inc | TSXV | AEN | 0.12 | 21.05 | 0.16 | 0.05 | 2,769,088 | 21.2 |
| Lynden Energy Corp | TSXV | LVL | 1.02 | 15.91 | 1.04 | 0.63 | 902,554 | 131.9 |
| Petro One Energy Corp | TSXV | POP | 0.30 | 15.38 | 0.36 | 0.12 | 1,174,905 | 17.7 |
| Palliser Oil & Gas Corp | TSXV | PXL | 0.18 | 12.90 | 0.70 | 0.10 | 1,311,300 | 11.2 |
| Petrofrontier Corp | TSXV | PFC | 0.18 | 9.38 | 0.34 | 0.14 | 121,900 | 13.9 |
| Cordy Oilfield Services Inc | TSXV | CKK | 0.18 | 9.09 | 0.27 | 0.12 | 100,000 | 16.1 |
| Aroway Energy Inc | TSXV | ARW | 0.24 | 9.09 | 0.37 | 0.16 | 170,100 | 14.8 |
| Avanti Energy Inc | TSXV | AVN | 0.35 | 7.81 | 0.39 | 0.12 | 116,500 | 16.3 |
| Horn Petroleum Corp | TSXV | HRN | 0.22 | 7.32 | 0.46 | 0.18 | 241,460 | 21.3 |
| Corsa Coal Corp | TSXV | CSO | 0.26 | 4.00 | 0.29 | 0.10 | 1,412,750 | 189.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| EXO U Inc | TSXV | EXO | 3.95 | 17.91 | 3.99 | 0.70 | 355,556 | 164.0 |
| Sierra Wireless Inc | TSX | SW | 21.95 | 5.94 | 28.31 | 12.53 | 192,936 | 691.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| RDX Technologies Corp | TSXV | RDX | 0.25 | 13.95 | 0.64 | 0.13 | 1,159,302 | 42.6 |
| ATS Automation Tooling Systems Inc | TSX | ATA | 15.29 | 3.10 | 16.56 | 11.20 | 596,570 | 1,391.1 |
| Photon Control Inc | TSXV | PHO | 0.52 | 1.96 | 0.55 | 0.13 | 123,350 | 53.1 |
| Stella-Jones Inc | TSX | SJ | 27.18 | 0.67 | 32.74 | 24.38 | 107,377 | 1,870.4 |
| Aecon Group Inc | TSX | ARE | 16.51 | 0.61 | 18.75 | 11.86 | 137,939 | 931.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Tekmira Pharmaceuticals Corp | TSX | TKM | 15.55 | 12.36 | 34.66 | 5.26 | 333,498 | 343.3 |
| Microbix Biosystems Inc | TSX | MBX | 0.48 | 9.09 | 0.57 | 0.12 | 180,950 | 33.7 |
| Prometic Life Sciences Inc | TSX | PLI | 1.28 | 4.07 | 1.65 | 0.42 | 1,438,378 | 678.3 |
| Concordia Healthcare Corp | TSX | CXR | 35.04 | 3.06 | 38.75 | 6.25 | 301,903 | 999.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Northwest International Healthcare Properties REIT | TSXV | MOB-U | 2.18 | 3.81 | 2.47 | 1.70 | 165,272 | 150.3 |
| Copper Fox Metals Inc | TSXV | CUU | 0.24 | 2.17 | 0.74 | 0.22 | 104,500 | 95.6 |
| Excelsior Mining Corp | TSXV | MIN | 0.25 | 2.08 | 0.63 | 0.10 | 115,800 | 15.1 |
| GMP Capital Inc | TSX | GMP | 8.22 | 1.23 | 9.20 | 5.57 | 257,702 | 611.1 |
| Sprott Inc | TSX | SII | 2.98 | 1.02 | 3.85 | 2.35 | 266,666 | 740.0 |
| Marret Resource Corp | TSX | MAR | 4.09 | 0.99 | 4.20 | 3.50 | 941,042 | 79.4 |
| Pure Industrial Real Estate Trust | TSX | AAR-U | 4.63 | 0.87 | 5.03 | 3.97 | 275,250 | 878.3 |
| Alaris Royalty Corp | TSX | AD | 31.80 | 0.66 | 37.69 | 23.79 | 168,465 | 1,017.5 |
| Dream Global Real Estate Investment Trust | TSX | DRG-U | 9.11 | 0.55 | 10.03 | 7.97 | 220,107 | 993.1 |
| NorthWest Healthcare Properties REIT | TSX | NWH-U | 9.91 | 0.20 | 11.39 | 9.52 | 110,978 | 385.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Golden Minerals Co | NYSE | AUMN | 1.21 | 7.56 | 1.64 | 0.42 | 130,660 | 52.7 |
| Century Aluminum Co | NASDAQ | CENX | 20.97 | 5.48 | 21.06 | 7.65 | 2,091,403 | 1,862.3 |
| Ring Energy Inc | NYSE | REI | 17.66 | 5.06 | 20.61 | 10.55 | 211,255 | 452.9 |
| Noranda Aluminum Holding Corp | NYSE | NOR | 4.47 | 4.44 | 5.08 | 2.21 | 404,243 | 306.5 |
| Molycorp Inc | NYSE | MCP | 2.15 | 3.37 | 7.78 | 1.61 | 7,063,614 | 526.1 |
| AK Steel Holding Corp | NYSE | AKS | 9.38 | 2.74 | 9.45 | 3.30 | 5,416,297 | 1,283.2 |
| Materion Corp | NYSE | MTRN | 32.70 | 1.35 | 39.38 | 25.21 | 126,256 | 675.2 |
| Schnitzer Steel Industries Inc | NASDAQ | SCHN | 26.94 | 1.13 | 33.32 | 24.13 | 190,205 | 719.0 |
| Intrepid Potash Inc | NYSE | IPI | 15.28 | 1.13 | 17.64 | 10.60 | 848,285 | 1,162.6 |
| Hecla Mining Co | NYSE | HL | 3.12 | 0.97 | 3.98 | 2.63 | 4,895,525 | 1,090.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Synergy Resources Corp | NYSE | SYRG | 12.22 | 18.64 | 14.11 | 7.12 | 2,821,021 | 948.5 |
| CAMAC Energy Inc | NYSE | CAK | 0.68 | 11.48 | 0.91 | 0.25 | 933,316 | 856.7 |
| Triangle Petroleum Corp | NYSE | TPLM | 11.08 | 8.41 | 12.48 | 6.37 | 2,436,648 | 954.4 |
| Bill Barrett Corp | NYSE | BBG | 22.48 | 6.74 | 30.69 | 20.52 | 2,536,998 | 1,115.8 |
| Miller Energy Resources Inc | NYSE | MILL | 4.96 | 5.76 | 8.97 | 4.40 | 255,435 | 228.5 |
| PetroQuest Energy Inc | NYSE | PQ | 6.37 | 5.46 | 7.82 | 3.64 | 799,056 | 420.3 |
| Callon Petroleum Co | NYSE | CPE | 10.14 | 5.30 | 12.09 | 4.08 | 815,738 | 410.2 |
| Quantum Fuel Systems Technologies Worldwide Inc | NASDAQ | QTWW | 5.10 | 5.15 | 11.25 | 1.85 | 303,589 | 115.8 |
| BioFuel Energy Corp | NASDAQ | BIOF | 9.36 | 5.05 | 10.34 | 1.13 | 530,045 | 59.8 |
| REX American Resources Corp | NYSE | REX | 90.53 | 4.96 | 90.75 | 26.70 | 136,611 | 740.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Hutchinson Technology Inc | NASDAQ | HTCH | 3.69 | 28.13 | 4.35 | 1.96 | 5,035,272 | 103.5 |
| Max Sound Corp | OTC BB | MAXD | 0.24 | 16.48 | 0.30 | 0.08 | 1,763,453 | 79.8 |
| Planar Systems Inc | NASDAQ | PLNR | 3.66 | 14.73 | 3.66 | 1.76 | 800,584 | 79.9 |
| Overland Storage Inc | NASDAQ | OVRL | 3.50 | 13.27 | 6.40 | 2.63 | 278,423 | 61.3 |
| Spherix Inc | NASDAQ | SPEX | 1.48 | 10.41 | 27.86 | 1.19 | 970,043 | 41.1 |
| Textura Corp | NYSE | TXTR | 26.79 | 9.44 | 47.25 | 13.80 | 279,602 | 666.6 |
| NeoPhotonics Corp | NYSE | NPTN | 3.33 | 8.82 | 8.83 | 3.00 | 159,823 | 105.8 |
| Neonode Inc | NASDAQ | NEON | 2.85 | 8.78 | 8.84 | 2.44 | 434,080 | 115.3 |
| FairPoint Communications Inc | NASDAQ | FRP | 16.25 | 7.97 | 16.50 | 8.50 | 205,502 | 433.6 |
| Luxoft Holding Inc | NYSE | LXFT | 34.58 | 7.96 | 43.56 | 22.00 | 168,502 | 1,136.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Saleen Automotive Inc | OTC BB | SLNN | 0.13 | 21.82 | 0.56 | 0.05 | 381,947 | 19.1 |
| Trex Co Inc | NYSE | TREX | 33.00 | 15.10 | 43.43 | 20.63 | 3,132,950 | 1,055.3 |
| CUI Global Inc | NASDAQ | CUI | 6.69 | 9.14 | 11.34 | 5.05 | 112,879 | 138.0 |
| SuperCom Ltd | NASDAQ | SPCB | 9.66 | 7.45 | 10.88 | 2.68 | 234,579 | 119.1 |
| ENGlobal Corp | NASDAQ | ENG | 2.96 | 6.86 | 4.22 | 0.92 | 167,725 | 80.2 |
| Applied Optoelectronics Inc | NASDAQ | AAOI | 19.23 | 6.13 | 28.01 | 9.07 | 363,675 | 284.3 |
| Newport Corp | NASDAQ | NEWP | 18.32 | 4.87 | 21.80 | 14.29 | 264,862 | 730.2 |
| MagneGas Corp | NASDAQ | MNGA | 1.37 | 4.58 | 2.45 | 0.40 | 340,050 | 43.7 |
| Griffon Corp | NYSE | GFF | 10.92 | 4.40 | 14.34 | 10.43 | 230,123 | 586.5 |
| China Digital TV Holding Co Ltd | NYSE | STV | 4.66 | 4.02 | 5.00 | 1.16 | 240,526 | 275.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Durata Therapeutics Inc | NASDAQ | DRTX | 15.17 | 18.52 | 18.17 | 7.73 | 1,450,115 | 404.2 |
| ERBA Diagnostics Inc | NYSE | ERB | 2.86 | 16.73 | 4.13 | 0.73 | 254,859 | 125.5 |
| Elite Pharmaceuticals Inc | OTC BB | ELTP | 0.36 | 16.39 | 0.97 | 0.07 | 2,788,094 | 201.7 |
| iBio Inc | NYSE | IBIO | 0.50 | 16.14 | 0.85 | 0.24 | 983,607 | 32.8 |
| Repros Therapeutics Inc | NASDAQ | RPRX | 14.24 | 11.33 | 29.79 | 12.61 | 385,147 | 328.9 |
| ANI Pharmaceuticals Inc | NASDAQ | ANIP | 29.69 | 11.03 | 38.74 | 5.99 | 551,760 | 335.3 |
| Amedisys Inc | NASDAQ | AMED | 21.63 | 10.98 | 21.86 | 12.60 | 1,199,284 | 718.9 |
| Flamel Technologies SA | NASDAQ | FLML | 14.82 | 10.85 | 15.75 | 5.30 | 688,914 | 539.7 |
| Ligand Pharmaceuticals Inc | NASDAQ | LGND | 54.05 | 10.13 | 80.42 | 39.75 | 1,088,830 | 1,120.2 |
| Symmetry Medical Inc | NYSE | SMA | 9.61 | 9.08 | 11.11 | 7.69 | 1,642,222 | 360.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| IFM Investments Ltd | NYSE | CTC | 1.60 | 6.67 | 2.75 | 0.89 | 123,150 | 23.8 |
| eHealth Inc | NASDAQ | EHTH | 21.23 | 4.81 | 63.32 | 18.70 | 990,203 | 403.9 |
| Ellie Mae Inc | NYSE | ELLI | 32.06 | 4.36 | 33.24 | 22.46 | 269,357 | 901.3 |
| Ladenburg Thalmann Financial Services Inc | NYSE | LTS | 3.38 | 4.32 | 3.90 | 1.61 | 334,444 | 614.4 |
| Citizens Inc/TX | NYSE | CIA | 7.00 | 4.01 | 9.47 | 5.90 | 107,660 | 350.6 |
| FelCor Lodging Trust Inc | NYSE | FCH | 10.83 | 3.93 | 10.84 | 5.49 | 724,664 | 1,346.1 |
| Calamos Asset Management Inc | NASDAQ | CLMS | 12.47 | 3.57 | 13.90 | 9.46 | 270,861 | 256.0 |
| Tower Group International Ltd | NASDAQ | TWGP | 2.23 | 3.24 | 21.99 | 1.62 | 887,092 | 127.8 |
| Gladstone Capital Corp | NASDAQ | GLAD | 9.42 | 3.06 | 10.37 | 8.05 | 151,153 | 197.8 |
| Federated National Holding Co | NASDAQ | FNHC | 21.93 | 2.81 | 26.60 | 8.30 | 286,596 | 296.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg


