Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Tuesday, July 15, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| GPM Metals Inc | TSXV | GPM | 0.13 | 13.04 | 0.14 | 0.05 | 189,000 | 14.4 |
| Critical Elements Corp | TSXV | CRE | 0.25 | 11.11 | 0.26 | 0.10 | 180,332 | 30.2 |
| Nemaska Lithium Inc | TSXV | NMX | 0.16 | 10.71 | 0.19 | 0.08 | 1,894,462 | 25.8 |
| Canamex Resources Corp | TSXV | CSQ | 0.19 | 8.82 | 0.22 | 0.05 | 313,000 | 22.4 |
| Superior Copper Corp | TSXV | SPC | 0.16 | 6.67 | 0.18 | 0.03 | 270,250 | 16.3 |
| US Silver & Gold Inc | TSX | USA | 0.57 | 5.56 | 0.84 | 0.25 | 110,659 | 44.3 |
| Western Lithium USA Corp | TSX | WLC | 0.50 | 5.26 | 0.95 | 0.14 | 455,160 | 59.2 |
| Redhawk Resources Inc/Canada | TSX | RDK | 0.21 | 5.00 | 0.35 | 0.16 | 116,568 | 33.1 |
| Orosur Mining Inc | TSX | OMI | 0.32 | 5.00 | 0.33 | 0.11 | 233,501 | 24.6 |
| Richmont Mines Inc | TSX | RIC | 1.50 | 4.90 | 2.07 | 1.00 | 332,484 | 71.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Orca Exploration Group Inc | TSXV | ORC/B | 2.99 | 22.04 | 2.99 | 1.95 | 192,633 | 104.2 |
| Xinergy Ltd | TSX | XRG | 0.38 | 11.76 | 0.75 | 0.13 | 112,373 | 22.2 |
| Ballard Power Systems Inc | TSX | BLD | 4.32 | 8.82 | 9.32 | 1.31 | 1,489,681 | 569.1 |
| CGX Energy Inc | TSXV | OYL | 0.36 | 5.88 | 1.08 | 0.18 | 120,085 | 28.2 |
| Southern Pacific Resource Corp | TSX | STP | 0.19 | 5.56 | 0.81 | 0.11 | 141,900 | 75.6 |
| Caza Oil & Gas Inc | TSX | CAZ | 0.40 | 3.95 | 0.48 | 0.12 | 183,063 | 93.4 |
| Petra Petroleum Inc | TSXV | PTL | 0.57 | 3.64 | 0.58 | 0.17 | 162,000 | 39.7 |
| Arcan Resources Ltd | TSXV | ARN | 0.35 | 2.94 | 0.91 | 0.22 | 301,400 | 34.3 |
| BNK Petroleum Inc | TSX | BKX | 1.44 | 2.13 | 2.36 | 0.78 | 114,137 | 233.3 |
| Petroamerica Oil Corp | TSXV | PTA | 0.34 | 1.49 | 0.38 | 0.23 | 4,170,300 | 203.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Snipp Interactive Inc | TSXV | SPN | 0.19 | 18.75 | 0.22 | 0.08 | 421,000 | 11.2 |
| Guestlogix Inc | TSX | GXI | 1.26 | 3.28 | 1.60 | 0.80 | 144,682 | 115.7 |
| Sandvine Corp | TSX | SVC | 3.44 | 2.38 | 4.08 | 1.80 | 401,509 | 517.0 |
| POET Technologies Inc | TSXV | PTK | 1.59 | 1.92 | 2.87 | 0.32 | 590,515 | 253.7 |
| Descartes Systems Group Inc/The | TSX | DSG | 15.05 | 0.13 | 17.02 | 10.93 | 138,291 | 1,129.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Flyht Aerospace Solutions Ltd | TSXV | FLY | 0.43 | 24.64 | 0.80 | 0.19 | 2,116,163 | 72.2 |
| Thermal Energy International Inc | TSXV | TMG | 0.13 | 13.04 | 0.14 | 0.03 | 204,000 | 21.0 |
| DIRTT Environmental Solutions | TSX | DRT | 3.50 | 4.48 | 3.95 | 2.30 | 109,282 | 241.7 |
| Ainsworth Lumber Co Ltd | TSX | ANS | 2.79 | 0.72 | 4.22 | 2.60 | 293,598 | 672.1 |
| Intertape Polymer Group Inc | TSX | ITP | 13.54 | 0.37 | 15.62 | 11.12 | 228,893 | 822.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Supreme Pharmaceuticals Inc | CNSX | SL | 0.11 | 5.00 | 0.14 | 0.03 | 6,792,179 | 13.4 |
| Sernova Corp | TSXV | SVA | 0.25 | 4.26 | 0.34 | 0.09 | 133,375 | 31.8 |
| Lorus Therapeutics Inc | TSX | LOR | 0.46 | 2.25 | 1.04 | 0.17 | 135,853 | 56.7 |
| Led Medical Diagnostics Inc | TSXV | LMD | 0.39 | 1.32 | 0.59 | 0.27 | 103,001 | 29.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Spackman Equities Group Inc | TSXV | SQG | 0.14 | 16.67 | 0.15 | 0.03 | 265,500 | 20.8 |
| Callidus Capital Corp | TSX | CBL | 20.00 | 9.89 | 20.00 | 15.46 | 155,376 | 973.8 |
| Gluskin Sheff + Associates Inc | TSX | GS | 31.25 | 3.72 | 34.05 | 17.64 | 100,917 | 927.4 |
| Dundee Corp | TSX | DC/A | 17.58 | 3.72 | 23.70 | 15.41 | 213,724 | 914.9 |
| True North Apartment Real Estate Investment Trust | TSX | TN-U | 8.38 | 2.82 | 9.00 | 7.64 | 119,658 | 156.1 |
| Northwest International Healthcare Properties Real Estate Investment Trust | TSXV | MOB-U | 2.09 | 1.95 | 2.47 | 1.70 | 342,987 | 143.7 |
| Tricon Capital Group Inc | TSX | TCN | 7.63 | 0.66 | 8.54 | 5.78 | 106,174 | 691.4 |
| Pure Industrial Real Estate Trust | TSX | AAR-U | 4.63 | 0.65 | 5.03 | 3.97 | 765,556 | 878.3 |
| Inovalis Real Estate Investment Trust | TSX | INO-U | 9.70 | 0.31 | 10.01 | 8.52 | 159,275 | 109.5 |
| Chartwell Retirement Residences | TSX | CSH-U | 10.59 | 0.19 | 11.21 | 8.95 | 453,285 | 1,844.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Ring Energy Inc | NYSE | REI | 18.96 | 1.50 | 20.61 | 9.71 | 190,792 | 486.2 |
| Globe Specialty Metals Inc | NASDAQ | GSM | 20.64 | 1.03 | 22.00 | 11.10 | 519,703 | 1,523.5 |
| Century Aluminum Co | NASDAQ | CENX | 17.58 | 0.63 | 17.70 | 7.65 | 946,290 | 1,560.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Plug Power Inc | NASDAQ | PLUG | 4.85 | 16.03 | 11.72 | 0.34 | 43,480,171 | 810.5 |
| Enservco Corp | NYSE | ENSV | 2.96 | 14.73 | 3.29 | 0.94 | 1,335,141 | 108.2 |
| GreenHunter Resources Inc | NYSE | GRH | 2.85 | 14.00 | 2.99 | 0.80 | 4,276,376 | 96.3 |
| Endeavour International Corp | NYSE | END | 1.24 | 3.33 | 7.50 | 1.02 | 503,999 | 62.4 |
| Royale Energy Inc | NASDAQ | ROYL | 4.12 | 3.26 | 4.43 | 2.46 | 367,354 | 61.6 |
| FuelCell Energy Inc | NASDAQ | FCEL | 2.22 | 3.26 | 4.74 | 1.12 | 7,622,355 | 577.3 |
| NuStar GP Holdings LLC | NYSE | NSH | 40.38 | 2.80 | 40.68 | 19.34 | 463,360 | 1,722.5 |
| Delek US Holdings Inc | NYSE | DK | 28.94 | 1.72 | 34.78 | 19.64 | 816,709 | 1,717.6 |
| JinkoSolar Holding Co Ltd | NYSE | JKS | 27.66 | 1.50 | 37.98 | 11.34 | 981,605 | 850.9 |
| Whiting USA Trust I | NYSE | WHX | 2.22 | 1.37 | 6.33 | 1.72 | 135,552 | 30.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Max Sound Corp | OTC BB | MAXD | 0.13 | 16.36 | 0.30 | 0.08 | 1,451,792 | 41.8 |
| Wave Systems Corp | NASDAQ | WAVX | 1.56 | 5.41 | 2.32 | 0.69 | 2,451,728 | 63.1 |
| WPCS International Inc | NASDAQ | WPCS | 0.78 | 5.38 | 5.27 | 0.45 | 580,790 | 10.8 |
| Cover-All Technologies Inc | NYSE | COVR | 1.26 | 5.00 | 1.80 | 1.01 | 109,454 | 33.6 |
| FleetMatics Group PLC | NYSE | FLTX | 31.20 | 4.80 | 52.28 | 25.43 | 377,276 | 1,171.0 |
| Cinedigm Corp | NASDAQ | CIDM | 2.43 | 3.85 | 3.25 | 1.25 | 360,750 | 186.2 |
| Uni-Pixel Inc | NASDAQ CM | UNXL | 8.04 | 3.74 | 20.83 | 4.80 | 333,153 | 99.3 |
| Zendesk Inc | NYSE | ZEN | 17.06 | 3.52 | 18.75 | 11.06 | 168,359 | 1,197.4 |
| ChipMOS TECHNOLOGIES Bermuda Ltd | NASDAQ | IMOS | 24.82 | 3.44 | 25.97 | 14.93 | 479,312 | 736.6 |
| NTELOS Holdings Corp | NASDAQ | NTLS | 13.50 | 3.37 | 23.03 | 11.20 | 383,700 | 292.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Metalico Inc | NYSE | MEA | 1.47 | 21.49 | 2.68 | 1.11 | 2,403,989 | 70.9 |
| THT Heat Transfer Technology Inc | NASDAQ | THTI | 1.39 | 9.45 | 2.84 | 0.77 | 356,429 | 28.4 |
| MagneGas Corp | NASDAQ | MNGA | 1.56 | 7.59 | 2.45 | 0.40 | 2,629,509 | 49.7 |
| Saleen Automotive Inc | OTC BB | SLNN | 0.12 | 6.42 | 0.79 | 0.10 | 161,080 | 16.6 |
| Giga-tronics Inc | NASDAQ | GIGA | 2.18 | 5.25 | 4.78 | 0.90 | 215,007 | 11.3 |
| Microvision Inc | NASDAQ | MVIS | 2.27 | 5.09 | 3.38 | 1.03 | 4,016,561 | 97.7 |
| China XD Plastics Co Ltd | NASDAQ | CXDC | 6.21 | 5.08 | 13.24 | 4.05 | 464,826 | 302.3 |
| China BAK Battery Inc | NASDAQ | CBAK | 3.90 | 4.84 | 5.00 | 1.30 | 785,385 | 49.2 |
| Hurco Cos Inc | NASDAQ | HURC | 29.35 | 4.75 | 31.24 | 23.52 | 160,066 | 190.9 |
| ZBB Energy Corp | NYSE | ZBB | 1.69 | 3.68 | 4.75 | 0.40 | 603,834 | 42.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| La Jolla Pharmaceutical Co | NASDAQ | LJPC | 12.09 | 11.43 | 19.50 | 2.78 | 1,799,448 | 95.1 |
| Adamas Pharmaceuticals Inc | NASDAQ | ADMS | 17.34 | 7.04 | 21.63 | 12.02 | 138,431 | 289.7 |
| Exact Sciences Corp | NASDAQ | EXAS | 17.22 | 5.90 | 17.74 | 9.53 | 1,492,536 | 1,426.6 |
| NanoViricides Inc | NYSE | NNVC | 4.23 | 5.75 | 7.59 | 2.67 | 190,088 | 230.7 |
| Medizone International Inc | OTC BB | MZEI | 0.21 | 5.13 | 0.29 | 0.05 | 140,800 | 69.3 |
| Novabay Pharmaceuticals Inc | NYSE | NBY | 0.89 | 4.08 | 2.03 | 0.76 | 282,937 | 45.2 |
| BG Medicine Inc | NASDAQ | BGMD | 1.05 | 3.96 | 2.42 | 0.55 | 187,723 | 36.1 |
| Cel-Sci Corp | NYSE | CVM | 1.25 | 3.31 | 2.75 | 0.53 | 1,236,277 | 82.5 |
| CombiMatrix Corp | NASDAQ | CBMX | 2.37 | 3.04 | 4.55 | 2.01 | 348,047 | 26.2 |
| Enzon Pharmaceuticals Inc | NASDAQ | ENZN | 1.10 | 2.80 | 1.50 | 0.78 | 230,095 | 48.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| CNinsure Inc | NASDAQ | CISG | 6.67 | 8.46 | 9.44 | 4.75 | 176,611 | 333.1 |
| Ladenburg Thalmann Financial Services Inc | NYSE | LTS | 3.72 | 3.33 | 3.90 | 1.61 | 549,969 | 676.2 |
| Walter Investment Management Corp | NYSE | WAC | 28.39 | 2.83 | 45.12 | 24.00 | 520,279 | 1,068.7 |
| Trade Street Residential Inc | NASDAQ | TSRE | 7.40 | 2.49 | 8.50 | 4.97 | 238,109 | 270.7 |
| Susquehanna Bancshares Inc | NASDAQ | SUSQ | 10.40 | 2.06 | 14.35 | 9.42 | 1,368,681 | 1,951.3 |
| First BanCorp/Puerto Rico | NYSE | FBP | 5.30 | 1.92 | 8.70 | 4.36 | 573,208 | 1,108.8 |
| Banc of California Inc | NASDAQ | BANC | 11.39 | 1.70 | 15.88 | 9.70 | 177,012 | 300.6 |
| Cowen Group Inc | NASDAQ | COWN | 4.41 | 1.61 | 4.83 | 3.06 | 925,365 | 508.9 |
| Heartland Payment Systems Inc | NYSE | HPY | 42.69 | 1.50 | 50.44 | 36.73 | 363,853 | 1,529.9 |
| CyrusOne Inc | NASDAQ | CONE | 25.39 | 1.48 | 25.47 | 17.41 | 536,913 | 981.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg


