Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Friday, June 27, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Rathdowney Resources Ltd | TSXV | RTH | 0.35 | 29.63 | 0.42 | 0.20 | 145,280 | 29.3 |
| Stans Energy Corp | TSXV | HRE | 0.15 | 20.83 | 0.22 | 0.05 | 602,077 | 22.8 |
| Sunridge Gold Corp | TSXV | SGC | 0.26 | 10.87 | 0.31 | 0.13 | 849,130 | 53.5 |
| CB Gold Inc | TSXV | CBJ | 0.11 | 10.00 | 0.30 | 0.08 | 180,000 | 17.5 |
| Panoro Minerals Ltd | TSXV | PML | 0.46 | 9.52 | 0.60 | 0.23 | 305,110 | 94.3 |
| NexGen Energy Ltd | TSXV | NXE | 0.35 | 9.38 | 0.65 | 0.23 | 278,900 | 59.6 |
| Bacanora Minerals Ltd | TSXV | BCN | 0.75 | 8.70 | 1.02 | 0.13 | 329,264 | 47.8 |
| Canamex Resources Corp | TSXV | CSQ | 0.13 | 8.33 | 0.14 | 0.04 | 541,511 | 15.7 |
| NioCorp Developments Ltd | TSXV | NB | 0.70 | 7.69 | 0.79 | 0.10 | 467,555 | 85.4 |
| Claude Resources Inc | TSX | CRJ | 0.22 | 7.32 | 0.37 | 0.12 | 132,490 | 41.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Dundee Energy Ltd | TSX | DEN | 0.23 | 17.95 | 0.55 | 0.18 | 292,792 | 43.3 |
| Perpetual Energy Inc | TSX | PMT | 2.25 | 14.80 | 2.28 | 0.94 | 1,214,502 | 335.1 |
| Sintana Energy Inc | TSXV | SNN | 0.17 | 10.00 | 0.23 | 0.07 | 338,000 | 51.3 |
| ShaMaran Petroleum Corp | TSXV | SNM | 0.37 | 8.82 | 0.54 | 0.33 | 336,950 | 300.1 |
| Canadian Overseas Petroleum Ltd | TSXV | XOP | 0.25 | 8.70 | 0.40 | 0.16 | 342,000 | 87.4 |
| Claim Post Resources Inc | TSXV | CPS | 0.14 | 7.69 | 0.19 | 0.03 | 100,000 | 13.5 |
| Petroamerica Oil Corp | TSXV | PTA | 0.37 | 7.25 | 0.38 | 0.23 | 4,136,294 | 220.2 |
| Alter Nrg Corp | TSX | NRG | 0.75 | 5.63 | 4.96 | 0.70 | 150,035 | 84.6 |
| Americas Petrogas Inc | TSXV | BOE | 0.79 | 5.33 | 1.85 | 0.66 | 316,128 | 164.5 |
| Contact Exploration Inc | TSXV | CEX | 0.44 | 4.76 | 0.48 | 0.20 | 739,772 | 112.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| DragonWave Inc | TSX | DWI | 2.05 | 12.64 | 3.68 | 1.13 | 861,394 | 119.3 |
| Keek Inc | TSXV | KEK | 0.18 | 9.38 | 0.35 | 0.06 | 3,180,227 | 60.0 |
| BSM Technologies Inc | TSXV | GPS | 2.37 | 5.80 | 3.45 | 1.66 | 143,863 | 111.7 |
| UrtheCast Corp | TSX | UR | 1.34 | 3.88 | 2.90 | 1.22 | 159,250 | 86.1 |
| Descartes Systems Group Inc/The | TSX | DSG | 15.04 | 3.01 | 17.02 | 10.93 | 460,892 | 957.8 |
| POET Technologies Inc | TSXV | PTK | 1.75 | 2.94 | 2.87 | 0.32 | 408,831 | 279.0 |
| Spectra7 Microsystems Inc | TSXV | SEV | 0.43 | 2.38 | 0.88 | 0.26 | 111,850 | 34.4 |
| Redknee Solutions Inc | TSX | RKN | 5.43 | 2.26 | 7.82 | 3.23 | 170,838 | 591.3 |
| Sandvine Corp | TSX | SVC | 3.52 | 2.03 | 4.08 | 1.60 | 412,347 | 528.9 |
| Wi-Lan Inc | TSX | WIN | 3.36 | 0.30 | 4.98 | 2.96 | 121,309 | 403.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Microcoal Technologies Inc | CNSX | MTI | 0.23 | 7.14 | 0.40 | 0.08 | 111,000 | 16.7 |
| QSolar Ltd | CNSX | QSL | 0.40 | 6.67 | 1.01 | 0.35 | 166,000 | 28.6 |
| Gemini Corp | TSXV | GKX | 0.85 | 4.94 | 1.15 | 0.22 | 154,250 | 47.6 |
| Empire Industries Ltd/Canada | TSXV | EIL | 0.16 | 3.23 | 0.21 | 0.04 | 170,090 | 40.7 |
| CO2 Solutions Inc | TSXV | CST | 0.17 | 3.03 | 0.25 | 0.08 | 215,210 | 13.5 |
| Westport Innovations Inc | TSX | WPT | 18.78 | 1.51 | 36.57 | 13.67 | 124,650 | 1,183.5 |
| Ainsworth Lumber Co Ltd | TSX | ANS | 2.80 | 1.45 | 4.22 | 2.66 | 242,946 | 674.5 |
| Aecon Group Inc | TSX | ARE | 17.00 | 1.13 | 18.75 | 10.80 | 144,164 | 959.6 |
| Pure Technologies Ltd | TSX | PUR | 7.09 | 0.42 | 8.25 | 4.34 | 122,313 | 366.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Trimel Pharmaceuticals Corp | TSX | TRL | 0.73 | 7.35 | 0.97 | 0.34 | 186,110 | 119.1 |
| Theralase Technologies Inc | TSXV | TLT | 0.35 | 4.48 | 0.56 | 0.17 | 702,729 | 23.3 |
| Titan Medical Inc | TSXV | TMD | 2.45 | 4.26 | 2.76 | 0.38 | 193,914 | 243.1 |
| Prometic Life Sciences Inc | TSX | PLI | 1.12 | 2.75 | 1.65 | 0.32 | 312,475 | 592.6 |
| biOasis Technologies Inc | TSXV | BTI | 1.24 | 2.48 | 1.35 | 0.67 | 111,900 | 52.0 |
| Abattis Bioceuticals Corp | CNSX | ATT | 0.51 | 2.00 | 3.10 | 0.02 | 854,237 | 24.3 |
| Extendicare Inc | TSX | EXE | 7.38 | 1.51 | 7.50 | 6.12 | 134,975 | 671.2 |
| Concordia Healthcare Corp | TSX | CXR | 33.00 | 0.76 | 35.65 | 6.25 | 232,168 | 940.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Tuckamore Capital Management Inc | TSX | TX | 0.83 | 5.06 | 0.88 | 0.10 | 201,425 | 66.5 |
| VersaPay Corp | TSXV | VPY | 1.10 | 4.76 | 1.61 | 1.00 | 177,460 | 22.5 |
| InnVest Real Estate Investment Trust | TSX | INN-U | 5.30 | 3.72 | 5.38 | 3.95 | 275,506 | 500.5 |
| Granite Real Estate Investment Trust | TSX | GRT-U | 39.54 | 1.38 | 42.79 | 33.89 | 213,124 | 1,858.9 |
| Sprott Inc | TSX | SII | 2.99 | 1.01 | 3.85 | 2.21 | 182,300 | 742.5 |
| BTB Real Estate Investment Trust | TSX | BTB-U | 4.55 | 0.89 | 4.83 | 4.04 | 138,600 | 151.2 |
| Dream Global Real Estate Investment Trust | TSX | DRG-U | 9.85 | 0.51 | 10.09 | 7.97 | 146,158 | 1,073.8 |
| Plaza Retail REIT | TSX | PLZ-U | 4.08 | 0.25 | 4.68 | 3.96 | 165,547 | 375.8 |
| Crombie Real Estate Investment Trust | TSX | CRR-U | 13.40 | 0.07 | 13.93 | 12.48 | 102,238 | 1,708.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Great Northern Iron Ore Properties | NYSE | GNI | 20.32 | 8.95 | 76.74 | 16.80 | 125,940 | 30.5 |
| El Capitan Precious Metals Inc | OTC BB | ECPN | 0.19 | 8.82 | 0.41 | 0.06 | 329,092 | 51.0 |
| General Moly Inc | NYSE | GMO | 1.10 | 4.76 | 2.07 | 0.82 | 4,540,027 | 101.1 |
| Horsehead Holding Corp | NASDAQ | ZINC | 18.15 | 3.30 | 18.83 | 10.85 | 550,715 | 920.4 |
| Intrepid Potash Inc | NYSE | IPI | 16.66 | 2.46 | 19.51 | 10.60 | 6,014,682 | 1,267.5 |
| Allied Nevada Gold Corp | NYSE | ANV | 3.82 | 2.14 | 7.50 | 2.61 | 3,172,541 | 398.2 |
| AK Steel Holding Corp | NYSE | AKS | 7.91 | 2.06 | 8.47 | 2.92 | 6,320,639 | 1,081.4 |
| Gold Resource Corp | NYSE | GORO | 5.00 | 2.04 | 9.43 | 3.52 | 808,386 | 270.9 |
| Silver Bull Resources Inc | NYSE | SVBL | 0.31 | 2.00 | 0.44 | 0.22 | 589,968 | 48.7 |
| Kaiser Aluminum Corp | NASDAQ | KALU | 72.95 | 1.26 | 74.27 | 61.75 | 387,179 | 1,315.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| TGC Industries Inc | NASDAQ | TGE | 5.14 | 11.74 | 10.01 | 4.24 | 2,445,614 | 112.9 |
| ZaZa Energy Corp | NASDAQ | ZAZA | 0.89 | 8.56 | 1.49 | 0.41 | 5,325,744 | 100.0 |
| Royale Energy Inc | NASDAQ | ROYL | 3.57 | 7.21 | 4.12 | 2.46 | 1,179,030 | 53.3 |
| CAMAC Energy Inc | NYSE | CAK | 0.72 | 6.61 | 0.91 | 0.23 | 695,760 | 905.8 |
| Whiting USA Trust I | NYSE | WHX | 2.11 | 6.57 | 6.33 | 1.72 | 420,027 | 29.3 |
| Ocean Power Technologies Inc | NASDAQ | OPTT | 1.69 | 6.29 | 7.01 | 1.50 | 212,280 | 29.7 |
| Constellation Energy Partners LLC | NYSE | CEP | 2.65 | 5.16 | 3.20 | 1.82 | 416,623 | 77.7 |
| PetroQuest Energy Inc | NYSE | PQ | 7.50 | 4.75 | 7.52 | 3.64 | 1,186,191 | 494.9 |
| VAALCO Energy Inc | NYSE | EGY | 7.16 | 4.68 | 9.32 | 5.03 | 2,081,903 | 407.6 |
| Emerald Oil Inc | NYSE | EOX | 7.59 | 3.83 | 9.20 | 6.00 | 1,259,347 | 503.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| TigerLogic Corp | NASDAQ | TIGR | 1.52 | 17.83 | 2.28 | 1.14 | 118,092 | 45.8 |
| Worlds Inc | OTC BB | WDDD | 0.20 | 17.65 | 0.38 | 0.06 | 505,686 | 19.0 |
| Aware Inc | NASDAQ | AWRE | 6.50 | 14.44 | 6.70 | 4.80 | 1,289,583 | 147.1 |
| Intermolecular Inc | NASDAQ | IMI | 2.51 | 14.09 | 7.54 | 2.10 | 2,478,617 | 118.5 |
| Mitek Systems Inc | NASDAQ | MITK | 3.54 | 9.26 | 7.11 | 2.96 | 3,337,546 | 107.9 |
| NeoPhotonics Corp | NYSE | NPTN | 4.15 | 8.64 | 9.77 | 3.75 | 1,876,811 | 131.9 |
| Progress Software Corp | NASDAQ | PRGS | 24.12 | 8.45 | 26.95 | 20.06 | 2,223,609 | 1,239.0 |
| Overland Storage Inc | NASDAQ | OVRL | 4.48 | 7.69 | 6.40 | 2.63 | 183,032 | 78.4 |
| Hemisphere Media Group Inc | NASDAQ | HMTV | 12.28 | 7.62 | 15.08 | 8.36 | 338,141 | 553.2 |
| ModusLink Global Solutions Inc | NASDAQ | MLNK | 3.93 | 7.08 | 5.88 | 2.65 | 548,461 | 204.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| TRC Cos Inc | NYSE | TRR | 5.50 | 11.11 | 9.40 | 4.55 | 1,518,387 | 163.5 |
| Universal Display Corp | NASDAQ | OLED | 31.51 | 7.98 | 39.74 | 22.69 | 1,279,196 | 1,465.0 |
| Sypris Solutions Inc | NASDAQ | SYPR | 5.86 | 7.52 | 6.50 | 2.52 | 141,467 | 120.3 |
| AZZ Inc | NYSE | AZZ | 45.18 | 7.49 | 49.64 | 34.61 | 420,400 | 1,158.9 |
| Park Electrochemical Corp | NYSE | PKE | 28.50 | 6.98 | 30.60 | 22.05 | 188,119 | 595.1 |
| China Recycling Energy Corp | NASDAQ | CREG | 1.84 | 6.98 | 6.05 | 1.10 | 634,213 | 112.1 |
| Sterling Construction Co Inc | NASDAQ | STRL | 9.49 | 6.75 | 12.37 | 6.72 | 307,614 | 178.2 |
| Handy & Harman Ltd | NASDAQ | HNH | 26.19 | 6.42 | 26.43 | 16.92 | 196,189 | 343.9 |
| Innovative Solutions & Support Inc | NASDAQ | ISSC | 6.99 | 6.07 | 8.82 | 6.13 | 1,575,483 | 118.5 |
| STR Holdings Inc | NYSE | STRI | 1.29 | 5.74 | 2.79 | 1.14 | 901,080 | 34.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Amedisys Inc | NASDAQ | AMED | 17.46 | 29.81 | 18.70 | 10.49 | 5,027,787 | 572.9 |
| Argos Therapeutics Inc | NASDAQ | ARGS | 7.74 | 15.01 | 13.74 | 6.21 | 523,567 | 152.1 |
| Dyax Corp | NASDAQ | DYAX | 9.96 | 12.54 | 10.99 | 3.46 | 3,430,103 | 1,352.6 |
| Cel-Sci Corp | NYSE | CVM | 1.29 | 12.17 | 2.75 | 0.53 | 647,315 | 85.1 |
| MRI Interventions Inc | OTC BB | MRIC | 1.11 | 11.00 | 1.75 | 0.65 | 135,347 | 65.4 |
| Trevena Inc | NASDAQ | TRVN | 4.97 | 10.94 | 9.95 | 4.07 | 961,623 | 131.0 |
| China Biologic Products Inc | NASDAQ | CBPO | 42.89 | 10.23 | 50.00 | 21.86 | 813,737 | 1,005.5 |
| Durect Corp | NASDAQ | DRRX | 1.72 | 9.55 | 2.69 | 0.98 | 2,578,037 | 190.1 |
| Ignyta Inc | NASDAQ | RXDX | 8.98 | 9.25 | 20.00 | 1.00 | 142,728 | 175.8 |
| BIND Therapeutics Inc | NASDAQ | BIND | 12.39 | 9.07 | 15.89 | 8.00 | 809,063 | 203.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| NASB Financial Inc | NASDAQ | NASB | 23.26 | 10.08 | 30.50 | 19.85 | 110,089 | 183.0 |
| First Marblehead Corp/The | NYSE | FMD | 4.67 | 9.88 | 19.20 | 4.00 | 834,343 | 52.7 |
| Health Insurance Innovations Inc | NASDAQ | HIIQ | 11.78 | 9.48 | 14.08 | 9.20 | 668,672 | 161.8 |
| Mercantile Bank Corp | NASDAQ | MBWM | 23.01 | 9.31 | 23.01 | 16.36 | 566,811 | 387.2 |
| Peapack Gladstone Financial Corp | NASDAQ | PGC | 20.64 | 8.52 | 22.78 | 15.93 | 128,390 | 248.4 |
| Community Bankers Trust Corp | NASDAQ | ESXB | 4.54 | 8.22 | 4.54 | 3.09 | 131,923 | 98.6 |
| Riverview Bancorp Inc | NASDAQ | RVSB | 4.03 | 7.18 | 4.03 | 2.29 | 149,655 | 90.6 |
| Chemung Financial Corp | NASDAQ | CHMG | 29.15 | 6.74 | 36.00 | 26.81 | 431,142 | 134.5 |
| American River Bankshares | NASDAQ | AMRB | 9.08 | 6.70 | 10.29 | 7.86 | 265,294 | 73.8 |
| Central Valley Community Bancorp | NASDAQ | CVCY | 12.32 | 5.93 | 12.82 | 9.09 | 314,877 | 134.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg


