Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Friday, May 20, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Regulus Resources Inc | TSXV | REG | 0.15 | 26.09 | 0.17 | 0.08 | 146,272 | 14.5 |
| Commerce Resources Corp | TSXV | CCE | 0.28 | 22.22 | 0.28 | 0.06 | 1,830,185 | 45.9 |
| Balmoral Resources Ltd | TSX | BAR | 1.30 | 20.37 | 1.30 | 0.30 | 4,881,343 | 127.5 |
| North American Palladium Ltd | TSX | PDL | 0.30 | 9.26 | 1.38 | 0.25 | 2,574,493 | 107.0 |
| Largo Resources Ltd | TSXV | LGO | 0.29 | 7.55 | 0.30 | 0.17 | 1,939,515 | 280.6 |
| Petaquilla Minerals Ltd | TSX | PTQ | 0.16 | 6.90 | 0.51 | 0.14 | 346,514 | 36.7 |
| IC Potash Corp | TSX | ICP | 0.32 | 6.67 | 0.60 | 0.24 | 263,650 | 55.2 |
| SouthGobi Resources Ltd | TSX | SGQ | 0.66 | 6.45 | 1.82 | 0.47 | 150,860 | 123.6 |
| Athabasca Minerals Inc | TSXV | ABM | 1.82 | 5.81 | 1.95 | 0.68 | 186,999 | 58.8 |
| NexGen Energy Ltd | TSXV | NXE | 0.28 | 5.77 | 0.65 | 0.23 | 162,000 | 46.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| North Sea Energy Inc | TSXV | NUK | 0.19 | 42.31 | 0.30 | 0.07 | 114,450 | 11.0 |
| Petromanas Energy Inc | TSXV | PMI | 0.30 | 11.11 | 0.30 | 0.08 | 3,911,847 | 208.1 |
| Eaglewood Energy Inc | TSXV | EWD | 0.37 | 8.82 | 0.37 | 0.23 | 3,415,001 | 32.3 |
| Connacher Oil and Gas Ltd | TSX | CLL | 0.25 | 8.70 | 0.36 | 0.06 | 258,721 | 112.9 |
| New Zealand Energy Corp | TSXV | NZ | 0.14 | 8.00 | 0.49 | 0.13 | 122,800 | 23.1 |
| US Oil Sands Inc | TSXV | USO | 0.14 | 7.69 | 0.24 | 0.09 | 1,195,150 | 119.4 |
| Sintana Energy Inc | TSXV | SNN | 0.14 | 7.69 | 0.23 | 0.07 | 132,811 | 43.5 |
| Longreach Oil & Gas Ltd | TSXV | LOI | 0.43 | 7.50 | 0.79 | 0.17 | 347,050 | 34.9 |
| Niko Resources Ltd | TSX | NKO | 2.17 | 5.34 | 9.79 | 1.12 | 647,940 | 196.8 |
| Crown Point Energy Inc | TSXV | CWV | 0.83 | 3.75 | 0.93 | 0.14 | 133,783 | 86.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| UrtheCast Corp | TSX | UR | 1.59 | 14.39 | 2.90 | 1.22 | 264,595 | 102.2 |
| Sierra Wireless Inc | TSX | SW | 20.94 | 9.40 | 28.31 | 11.22 | 255,629 | 658.2 |
| Natcore Technology Inc | TSXV | NXT | 0.91 | 8.33 | 1.39 | 0.55 | 100,848 | 42.3 |
| Intrinsyc Software International Inc | TSX | ICS | 0.11 | 5.00 | 0.18 | 0.05 | 195,000 | 17.2 |
| Smart Technologies Inc | TSX | SMA | 3.00 | 3.45 | 5.90 | 1.33 | 110,516 | 363.7 |
| Redknee Solutions Inc | TSX | RKN | 4.50 | 2.27 | 7.82 | 2.50 | 831,265 | 490.0 |
| Smart Employee Benefits Inc | TSXV | SEB | 0.51 | 2.00 | 0.73 | 0.30 | 242,000 | 33.3 |
| Wi-Lan Inc | TSX | WIN | 3.30 | 1.54 | 4.98 | 2.96 | 629,455 | 395.8 |
| ViXS Systems Inc | TSX | VXS | 1.41 | 1.44 | 4.19 | 1.26 | 1,591,159 | 71.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| RDX Technologies Corp | TSXV | RDX | 0.42 | 13.70 | 0.64 | 0.13 | 421,579 | 71.9 |
| Zenn Motor Co Inc | TSXV | ZNN | 0.25 | 11.11 | 1.94 | 0.11 | 141,509 | 13.4 |
| Kelso Technologies Inc | TSXV | KLS | 6.59 | 5.44 | 7.32 | 0.95 | 115,417 | 287.6 |
| Avigilon Corp | TSX | AVO | 20.10 | 2.29 | 34.50 | 14.80 | 755,802 | 933.2 |
| Flyht Aerospace Solutions Ltd | TSXV | FLY | 0.46 | 2.22 | 0.80 | 0.18 | 670,726 | 75.0 |
| Martinrea International Inc | TSX | MRE | 11.27 | 1.99 | 12.75 | 6.91 | 581,950 | 952.1 |
| Alarmforce Industries Inc | TSX | AF | 10.70 | 1.33 | 10.98 | 8.20 | 141,308 | 127.7 |
| Ainsworth Lumber Co Ltd | TSX | ANS | 2.93 | 1.03 | 4.22 | 2.70 | 2,344,775 | 705.9 |
| Intertape Polymer Group Inc | TSX | ITP | 11.86 | 0.25 | 15.62 | 11.12 | 184,845 | 720.8 |
| Chemtrade Logistics Income Fund | TSX | CHE-U | 20.05 | 0.15 | 22.06 | 15.63 | 253,850 | 1,203.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Immunovaccine Inc | TSXV | IMV | 0.82 | 17.14 | 1.50 | 0.22 | 183,367 | 65.2 |
| Verisante Technology Inc | TSXV | VRS | 0.16 | 6.67 | 0.42 | 0.15 | 166,178 | 13.1 |
| Trimel Pharmaceuticals Corp | TSX | TRL | 0.62 | 5.08 | 0.97 | 0.34 | 1,352,753 | 101.1 |
| Theralase Technologies Inc | TSXV | TLT | 0.22 | 4.76 | 0.56 | 0.17 | 353,215 | 14.6 |
| Patient Home Monitoring Corp | TSXV | PHM | 0.25 | 4.17 | 0.38 | 0.07 | 354,737 | 33.3 |
| Diamedica Inc | TSXV | DMA | 0.67 | 3.08 | 1.49 | 0.60 | 140,437 | 39.5 |
| Oncolytics Biotech Inc | TSX | ONC | 1.43 | 2.88 | 3.62 | 1.30 | 140,636 | 121.3 |
| Extendicare Inc/US | TSX | EXE | 7.00 | 2.79 | 7.50 | 6.11 | 261,528 | 636.0 |
| Titan Medical Inc | TSXV | TMD | 1.94 | 2.11 | 2.76 | 0.38 | 539,892 | 192.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Copper Fox Metals Inc | TSXV | CUU | 0.24 | 4.44 | 0.84 | 0.22 | 151,503 | 95.1 |
| Aston Hill Financial Inc | TSX | AHF | 1.17 | 2.63 | 1.56 | 1.02 | 136,297 | 105.7 |
| Sandstorm Metals & Energy Ltd | TSXV | SND | 1.43 | 1.42 | 3.54 | 0.95 | 258,530 | 49.6 |
| Terra Firma Capital Corp | TSXV | TII | 0.47 | 1.08 | 0.55 | 0.22 | 576,016 | 14.5 |
| Chartwell Retirement Residences | TSX | CSH-U | 10.77 | 0.47 | 11.64 | 8.95 | 165,285 | 1,875.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Sutor Technology Group Ltd | NASDAQ | SUTR | 1.03 | 2.99 | 2.54 | 0.97 | 134,110 | 42.9 |
| Hi-Crush Partners LP | NYSE | HCLP | 46.50 | 1.84 | 47.24 | 18.55 | 186,892 | 1,516.6 |
| Rentech Inc | NASDAQ | RTK | 2.27 | 1.11 | 2.39 | 1.55 | 2,610,074 | 516.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Gray Fox Petroleum Corp | OTC BB | GFOX | 0.82 | 12.33 | 2.72 | 0.45 | 251,171 | 29.4 |
| Quantum Fuel Systems Technologies Worldwide Inc | NASDAQ | QTWW | 4.17 | 8.88 | 11.25 | 1.85 | 2,397,147 | 94.7 |
| Enservco Corp | NYSE | ENSV | 2.49 | 7.33 | 2.75 | 0.86 | 936,641 | 91.0 |
| Vertex Energy Inc | NASDAQ | VTNR | 8.00 | 6.81 | 9.19 | 2.35 | 309,111 | 180.1 |
| Hyperdynamics Corp | NYSE | HDY | 2.98 | 4.20 | 7.00 | 1.13 | 1,503,227 | 62.7 |
| Penn Virginia Corp | NYSE | PVA | 14.76 | 3.07 | 18.20 | 4.43 | 2,360,524 | 968.2 |
| Abraxas Petroleum Corp | NASDAQ | AXAS | 4.87 | 2.53 | 5.80 | 2.01 | 2,805,346 | 456.8 |
| Amyris Inc | NASDAQ | AMRS | 3.16 | 1.94 | 6.11 | 2.17 | 233,004 | 248.5 |
| Willbros Group Inc | NYSE | WG | 11.17 | 1.82 | 13.05 | 6.13 | 452,782 | 559.0 |
| Ascent Solar Technologies Inc | NASDAQ | ASTI | 0.36 | 1.43 | 1.33 | 0.33 | 1,022,285 | 28.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Liquid Holdings Group Inc | NASDAQ | LIQD | 1.72 | 39.84 | 10.30 | 1.20 | 9,344,016 | 97.8 |
| Aeroflex Holding Corp | NYSE | ARX | 10.42 | 25.39 | 10.47 | 6.04 | 26,412,151 | 887.9 |
| eOn Communications Corp | NASDAQ | EONC | 4.14 | 18.62 | 7.49 | 0.74 | 1,324,299 | 12.0 |
| Sequans Communications SA | NYSE | SQNS | 1.85 | 7.56 | 3.40 | 1.42 | 257,175 | 109.4 |
| Overland Storage Inc | NASDAQ | OVRL | 3.67 | 6.38 | 6.70 | 2.63 | 500,618 | 64.2 |
| Smith Micro Software Inc | NASDAQ | SMSI | 0.86 | 6.17 | 2.69 | 0.66 | 144,053 | 33.2 |
| New Media Insight Group Inc | OTC BB | NMED | 1.46 | 5.80 | 2.70 | 1.00 | 144,905 | 43.5 |
| China Mobile Games & Entertainment Group Ltd | NASDAQ | CMGE | 21.17 | 4.59 | 40.31 | 10.05 | 554,155 | 666.0 |
| Axcelis Technologies Inc | NASDAQ | ACLS | 1.68 | 4.35 | 2.58 | 1.44 | 1,124,132 | 186.8 |
| WidePoint Corp | NYSE | WYY | 1.49 | 4.20 | 1.95 | 0.45 | 558,180 | 108.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| India Globalization Capital Inc | NYSE | IGC | 1.25 | 34.38 | 2.55 | 0.61 | 1,751,996 | 11.7 |
| Cemtrex Inc | OTC BB | CTEI | 0.91 | 15.19 | 0.92 | 0.05 | 126,249 | 36.9 |
| ENGlobal Corp | NASDAQ | ENG | 3.07 | 11.23 | 3.08 | 0.55 | 615,255 | 83.1 |
| Identive Group Inc | NASDAQ | INVE | 0.78 | 10.64 | 1.30 | 0.49 | 254,394 | 61.8 |
| Highpower International Inc | NASDAQ | HPJ | 3.39 | 7.62 | 7.73 | 0.97 | 445,270 | 51.0 |
| China XD Plastics Co Ltd | NASDAQ | CXDC | 9.53 | 6.60 | 9.93 | 3.98 | 836,745 | 463.9 |
| Arotech Corp | NASDAQ | ARTX | 4.59 | 5.03 | 6.61 | 1.00 | 963,199 | 96.3 |
| Canadian Solar Inc | NASDAQ | CSIQ | 22.41 | 3.22 | 44.50 | 7.09 | 5,932,823 | 1,202.0 |
| Clean Diesel Technologies Inc | NASDAQ | CDTI | 2.55 | 2.82 | 7.39 | 1.10 | 111,620 | 31.5 |
| Stoneridge Inc | NYSE | SRI | 9.14 | 2.58 | 13.63 | 8.68 | 390,953 | 258.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Ophthotech Corp | NASDAQ | OPHT | 39.16 | 24.48 | 42.54 | 22.61 | 3,458,716 | 1,305.6 |
| Stemline Therapeutics Inc | NASDAQ | STML | 13.92 | 10.74 | 47.25 | 12.10 | 281,644 | 184.4 |
| Dendreon Corp | NASDAQ | DNDN | 2.31 | 7.94 | 5.38 | 1.81 | 7,375,177 | 369.5 |
| ScripsAmerica Inc | OTC BB | SCRC | 0.10 | 7.26 | 1.05 | 0.08 | 138,030 | 13.1 |
| Kindred Biosciences Inc | NASDAQ | KIN | 16.75 | 6.82 | 26.99 | 8.75 | 165,924 | 329.6 |
| Insmed Inc | NASDAQ | INSM | 13.97 | 6.72 | 22.29 | 9.00 | 2,605,883 | 548.6 |
| Neuralstem Inc | NYSE | CUR | 3.72 | 6.29 | 4.80 | 1.30 | 838,661 | 322.8 |
| EnteroMedics Inc | NASDAQ | ETRM | 1.90 | 6.15 | 2.66 | 0.99 | 907,851 | 127.7 |
| Harvard Apparatus Regenerative Technology Inc | NASDAQ | HART | 7.14 | 6.09 | 11.89 | 2.00 | 102,295 | 55.8 |
| Hansen Medical Inc | NASDAQ | HNSN | 1.39 | 5.30 | 2.89 | 1.10 | 1,586,755 | 155.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| E-House China Holdings Ltd | NYSE | EJ | 9.22 | 12.71 | 17.28 | 3.94 | 5,363,727 | 1,316.5 |
| Doral Financial Corp | NYSE | DRL | 2.91 | 5.82 | 25.00 | 1.87 | 1,197,198 | 19.3 |
| United Insurance Holdings Corp | NASDAQ | UIHC | 17.34 | 3.15 | 17.80 | 6.02 | 388,053 | 361.5 |
| United Financial Bancorp Inc | NASDAQ | UBNK | 13.15 | 3.06 | 15.42 | 12.21 | 334,734 | 689.9 |
| Stonegate Mortgage Corp | NYSE | SGM | 14.44 | 1.48 | 18.94 | 11.81 | 109,001 | 372.1 |
| Chatham Lodging Trust | NYSE | CLDT | 22.13 | 1.47 | 22.26 | 16.13 | 324,093 | 584.0 |
| HomeTrust Bancshares Inc | NASDAQ | HTBI | 15.05 | 1.21 | 17.00 | 14.68 | 253,367 | 287.5 |
| Cardinal Financial Corp | NASDAQ | CFNL | 16.73 | 1.06 | 19.02 | 14.50 | 284,429 | 534.7 |
| Ellie Mae Inc | NYSE | ELLI | 26.88 | 1.05 | 33.24 | 21.00 | 420,538 | 755.7 |
| Full Circle Capital Corp | NASDAQ | FULL | 7.69 | 1.05 | 9.59 | 6.67 | 221,729 | 77.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg


