Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Thursday, May 15, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Pershimco Resources Inc | TSXV | PRO | 0.40 | 11.27 | 0.54 | 0.18 | 156,000 | 78.5 |
| Ur-Energy Inc | TSX | URE | 1.21 | 10.00 | 2.21 | 0.90 | 354,706 | 155.7 |
| Sandspring Resources Ltd | TSXV | SSP | 0.35 | 9.38 | 0.44 | 0.15 | 247,000 | 46.3 |
| Canada Carbon Inc | TSXV | CCB | 0.17 | 6.25 | 0.37 | 0.07 | 322,000 | 12.3 |
| Treasury Metals Inc | TSX | TML | 0.36 | 5.97 | 0.63 | 0.31 | 250,041 | 26.1 |
| Commerce Resources Corp | TSXV | CCE | 0.24 | 4.44 | 0.26 | 0.06 | 100,063 | 39.2 |
| Garibaldi Resources Corp | TSXV | GGI | 0.26 | 4.00 | 0.27 | 0.04 | 267,253 | 15.1 |
| Katanga Mining Ltd | TSX | KAT | 0.41 | 3.80 | 0.73 | 0.35 | 3,125,700 | 782.0 |
| Orbite Aluminae Inc | TSX | ORT | 0.28 | 3.70 | 1.09 | 0.19 | 809,960 | 70.2 |
| Maya Gold & Silver Inc | TSXV | MYA | 0.44 | 3.57 | 0.55 | 0.18 | 107,250 | 50.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Caza Oil & Gas Inc | TSX | CAZ | 0.32 | 16.36 | 0.40 | 0.12 | 7,709,248 | 60.9 |
| Sintana Energy Inc | TSXV | SNN | 0.12 | 9.09 | 0.23 | 0.07 | 213,000 | 37.3 |
| Petromanas Energy Inc | TSXV | PMI | 0.27 | 3.85 | 0.29 | 0.08 | 1,231,368 | 187.3 |
| Chinook Energy Inc | TSX | CKE | 1.95 | 3.72 | 2.15 | 0.80 | 377,876 | 417.7 |
| Pinecrest Energy Inc | TSXV | PRY | 0.15 | 3.57 | 0.88 | 0.13 | 217,821 | 31.5 |
| Synodon Inc | TSXV | SYD | 0.31 | 3.33 | 0.48 | 0.13 | 713,100 | 25.6 |
| Contact Exploration Inc | TSXV | CEX | 0.36 | 2.86 | 0.43 | 0.18 | 297,025 | 92.1 |
| Spyglass Resources Corp | TSX | SGL | 1.75 | 2.34 | 2.26 | 1.53 | 260,707 | 224.1 |
| Dejour Energy Inc | TSX | DEJ | 0.23 | 2.22 | 0.34 | 0.10 | 125,344 | 37.0 |
| Ballard Power Systems Inc | TSX | BLD | 3.34 | 1.83 | 9.32 | 1.09 | 583,795 | 439.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Intermap Technologies Corp | TSX | IMP | 0.26 | 8.51 | 0.55 | 0.22 | 193,991 | 23.4 |
| Vecima Networks Inc | TSX | VCM | 6.50 | 8.33 | 6.62 | 3.56 | 110,929 | 145.1 |
| QHR Corp | TSXV | QHR | 1.33 | 4.72 | 1.54 | 0.52 | 483,180 | 64.5 |
| POET Technologies Inc | TSXV | PTK | 1.54 | 4.05 | 2.87 | 0.32 | 1,805,010 | 244.2 |
| UrtheCast Corp | TSX | UR | 1.31 | 2.34 | 2.90 | 1.22 | 108,195 | 84.2 |
| PNI Digital Media Inc | TSX | PN | 1.69 | 0.60 | 1.72 | 0.20 | 968,000 | 70.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Electrovaya Inc | TSX | EFL | 1.16 | 26.09 | 1.47 | 0.50 | 299,697 | 83.0 |
| Photon Control Inc | TSXV | PHO | 0.40 | 9.59 | 0.44 | 0.11 | 1,407,622 | 40.5 |
| CO2 Solutions Inc | TSXV | CST | 0.19 | 5.71 | 0.21 | 0.08 | 306,252 | 14.7 |
| Wavefront Technology Solutions Inc | TSXV | WEE | 0.23 | 4.65 | 0.38 | 0.19 | 149,200 | 18.7 |
| Alarmforce Industries Inc | TSX | AF | 10.55 | 0.38 | 10.98 | 8.20 | 102,850 | 125.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Trimel Pharmaceuticals Corp | TSX | TRL | 0.55 | 10.00 | 0.97 | 0.34 | 344,698 | 89.7 |
| Patient Home Monitoring Corp | TSXV | PHM | 0.24 | 4.35 | 0.38 | 0.07 | 936,166 | 32.0 |
| Cynapsus Therapeutics Inc | TSXV | CTH | 0.55 | 3.77 | 1.51 | 0.27 | 164,106 | 43.2 |
| Stellar Biotechnologies Inc | TSXV | KLH | 1.18 | 2.61 | 2.15 | 0.48 | 115,331 | 92.2 |
| Zecotek Photonics Inc | TSXV | ZMS | 0.79 | 2.60 | 0.97 | 0.34 | 226,950 | 77.4 |
| Concordia Healthcare Corp | TSX | CXR | 30.50 | 2.01 | 30.97 | 6.25 | 134,626 | 727.8 |
| Adherex Technologies Inc | TSX | AHX | 1.30 | 0.78 | 1.75 | 0.21 | 115,511 | 38.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| LX Ventures Inc | TSXV | LXV | 0.14 | 12.50 | 0.96 | 0.10 | 2,690,430 | 10.9 |
| Pinetree Capital Ltd | TSX | PNP | 0.45 | 2.27 | 0.66 | 0.25 | 231,410 | 68.8 |
| Copper Fox Metals Inc | TSXV | CUU | 0.23 | 2.22 | 0.84 | 0.22 | 228,677 | 93.1 |
| Chartwell Retirement Residences | TSX | CSH-U | 10.75 | 0.94 | 11.64 | 8.95 | 109,077 | 1,872.3 |
| Killam Properties Inc | TSX | KMP | 10.43 | 0.77 | 12.46 | 9.91 | 163,215 | 570.6 |
| Milestone Apartments Real Estate Investment Trust | TSX | MST-U | 10.46 | 0.48 | 10.80 | 9.13 | 116,570 | 455.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Uranerz Energy Corp | NYSE | URZ | 1.36 | 2.26 | 1.97 | 0.80 | 226,931 | 117.3 |
| General Moly Inc | NYSE | GMO | 1.00 | 2.04 | 2.26 | 0.82 | 173,771 | 91.9 |
| American Vanguard Corp | NYSE | AVD | 15.25 | 1.87 | 32.34 | 14.46 | 362,733 | 438.4 |
| SunCoke Energy Inc | NYSE | SXC | 20.28 | 1.50 | 23.90 | 13.58 | 645,950 | 1,415.1 |
| Gold Resource Corp | NYSE | GORO | 4.37 | 1.39 | 10.20 | 3.52 | 795,403 | 236.8 |
| L&L Energy Inc | NASDAQ | LLEN | 0.40 | 1.18 | 4.37 | 0.21 | 195,557 | 17.2 |
| Cloud Peak Energy Inc | NYSE | CLD | 19.07 | 0.85 | 22.43 | 14.25 | 1,059,985 | 1,161.9 |
| Clearwater Paper Corp | NYSE | CLW | 63.82 | 0.27 | 68.30 | 45.13 | 150,153 | 1,303.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Recon Technology Ltd | NASDAQ | RCON | 4.25 | 16.44 | 8.00 | 1.62 | 909,548 | 19.6 |
| ZaZa Energy Corp | NASDAQ | ZAZA | 0.67 | 11.66 | 1.55 | 0.41 | 384,250 | 71.8 |
| Miller Energy Resources Inc | NYSE | MILL | 5.03 | 6.12 | 8.97 | 3.85 | 822,211 | 228.1 |
| Plug Power Inc | NASDAQ | PLUG | 4.03 | 5.50 | 11.72 | 0.22 | 27,464,539 | 673.5 |
| Bonanza Creek Energy Inc | NYSE | BCEI | 44.83 | 5.26 | 57.47 | 33.20 | 1,814,377 | 1,810.7 |
| Houston American Energy Corp | NYSE | HUSA | 0.47 | 4.44 | 0.75 | 0.20 | 111,980 | 24.5 |
| Propell Technologies Group Inc | OTC BB | PROP | 0.24 | 4.35 | 1.12 | 0.14 | 260,101 | 52.8 |
| Enservco Corp | NYSE | ENSV | 2.18 | 3.81 | 2.75 | 0.86 | 161,301 | 79.7 |
| Magellan Petroleum Corp | NASDAQ | MPET | 2.11 | 2.93 | 2.52 | 0.98 | 636,683 | 95.7 |
| Solazyme Inc | NASDAQ | SZYM | 9.27 | 2.77 | 15.00 | 8.00 | 901,296 | 704.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Guidance Software Inc | NASDAQ | GUID | 9.88 | 15.56 | 11.54 | 7.00 | 400,831 | 285.2 |
| Nimble Storage Inc | NYSE | NMBL | 24.90 | 9.11 | 58.00 | 19.17 | 843,923 | 1,779.9 |
| Zix Corp | NASDAQ | ZIXI | 3.39 | 9.00 | 5.03 | 3.10 | 1,443,025 | 200.9 |
| Textura Corp | NYSE | TXTR | 18.94 | 8.23 | 47.25 | 13.80 | 1,055,168 | 471.3 |
| MicroStrategy Inc | NASDAQ | MSTR | 129.27 | 5.92 | 135.83 | 82.73 | 215,786 | 1,460.8 |
| Emcore Corp | NASDAQ | EMKR | 3.76 | 5.03 | 5.62 | 3.34 | 111,669 | 115.2 |
| Extreme Networks Inc | NASDAQ | EXTR | 4.03 | 4.95 | 8.14 | 3.36 | 2,881,521 | 388.9 |
| CalAmp Corp | NASDAQ | CAMP | 17.42 | 4.88 | 34.85 | 12.01 | 1,538,897 | 626.0 |
| Zhone Technologies Inc | NASDAQ | ZHNE | 2.62 | 4.80 | 6.62 | 0.77 | 305,087 | 84.7 |
| Trulia Inc | NYSE | TRLA | 32.29 | 4.74 | 52.71 | 26.35 | 1,679,929 | 1,192.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Arotech Corp | NASDAQ | ARTX | 4.31 | 7.48 | 6.61 | 1.00 | 1,874,466 | 90.4 |
| Saleen Automotive Inc | OTC BB | SLNN | 0.17 | 5.56 | 1.11 | 0.12 | 104,400 | 21.9 |
| Applied Optoelectronics Inc | NASDAQ | AAOI | 18.15 | 5.40 | 28.01 | 9.07 | 303,282 | 268.3 |
| Intellicheck Mobilisa Inc | NYSE | IDN | 0.67 | 5.31 | 1.79 | 0.25 | 330,533 | 26.6 |
| Universal Display Corp | NASDAQ | OLED | 25.52 | 3.99 | 39.74 | 22.69 | 855,268 | 1,186.5 |
| Liquidmetal Technologies Inc | OTC BB | LQMT | 0.19 | 3.93 | 0.41 | 0.05 | 2,185,572 | 80.4 |
| Identive Group Inc | NASDAQ | INVE | 0.76 | 3.68 | 1.30 | 0.49 | 354,591 | 59.9 |
| DXP Enterprises Inc | NASDAQ | DXPE | 66.68 | 3.25 | 116.88 | 57.00 | 562,508 | 969.8 |
| Fuel Tech Inc | NASDAQ | FTEK | 5.46 | 3.02 | 9.63 | 3.55 | 266,275 | 124.5 |
| Research Frontiers Inc | NASDAQ | REFR | 5.30 | 2.91 | 7.64 | 3.31 | 104,477 | 126.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Gentiva Health Services Inc | NASDAQ | GTIV | 13.83 | 61.94 | 14.50 | 7.35 | 6,643,119 | 509.5 |
| Synthetic Biologics Inc | NYSE | SYN | 1.46 | 25.86 | 3.64 | 0.95 | 3,240,644 | 85.3 |
| Rexahn Pharmaceuticals Inc | NYSE | RNN | 1.03 | 19.21 | 1.85 | 0.31 | 15,612,375 | 183.3 |
| Pernix Therapeutics Holdings | NASDAQ | PTX | 6.43 | 15.03 | 6.66 | 1.68 | 6,025,287 | 242.9 |
| TG Therapeutics Inc | NASDAQ | TGTX | 5.08 | 12.64 | 8.02 | 2.97 | 221,275 | 191.1 |
| Momenta Pharmaceuticals Inc | NASDAQ | MNTA | 11.93 | 10.98 | 19.90 | 9.85 | 1,627,808 | 629.2 |
| Kindred Healthcare Inc | NYSE | KND | 24.32 | 10.95 | 26.72 | 12.02 | 1,773,095 | 1,332.5 |
| Anthera Pharmaceuticals Inc | NASDAQ | ANTH | 3.00 | 10.29 | 4.96 | 2.54 | 917,437 | 62.7 |
| Ohr Pharmaceutical Inc | NASDAQ | OHRP | 8.90 | 9.74 | 20.00 | 4.65 | 278,101 | 210.2 |
| StemCells Inc | NASDAQ | STEM | 1.36 | 9.68 | 1.95 | 1.15 | 1,884,488 | 75.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| United Community Financial Corp | NASDAQ | UCFC | 3.33 | 4.39 | 5.00 | 3.17 | 1,273,119 | 168.5 |
| Universal Insurance Holdings Inc | NYSE | UVE | 12.39 | 3.94 | 15.42 | 6.29 | 762,722 | 439.0 |
| Federated National Holding Co | NASDAQ | FNHC | 22.28 | 3.48 | 22.57 | 8.27 | 123,011 | 252.3 |
| Stonegate Mortgage Corp | NYSE | SGM | 12.64 | 3.10 | 18.94 | 11.81 | 184,132 | 325.7 |
| Beneficial Mutual Bancorp Inc | NASDAQ | BNCL | 13.23 | 2.72 | 14.35 | 8.36 | 106,827 | 1,008.6 |
| Oritani Financial Corp | NASDAQ | ORIT | 14.48 | 2.19 | 16.84 | 14.03 | 362,508 | 662.5 |
| RE/MAX Holdings Inc | NYSE | RMAX | 26.46 | 1.97 | 33.54 | 22.00 | 273,705 | 307.1 |
| Northwest Bancshares Inc | NASDAQ | NWBI | 13.20 | 1.85 | 14.05 | 11.33 | 1,031,786 | 1,249.4 |
| Meadowbrook Insurance Group Inc | NYSE | MIG | 6.45 | 1.57 | 8.90 | 5.24 | 293,133 | 323.1 |
| CYS Investments Inc | NYSE | CYS | 8.86 | 1.49 | 11.91 | 6.74 | 2,373,063 | 1,435.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg


