Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Monday, May 05, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Pangolin Diamonds Corp | TSXV | PAN | 0.16 | 33.33 | 0.53 | 0.10 | 151,200 | 10.5 |
| NioCorp Developments Ltd | TSXV | NB | 0.78 | 20.00 | 0.79 | 0.10 | 2,227,216 | 93.9 |
| EPM Mining Ventures Inc | TSXV | EPK | 0.33 | 13.79 | 0.40 | 0.10 | 162,088 | 25.7 |
| Harte Gold Corp | TSX | HRT | 0.13 | 13.04 | 0.13 | 0.05 | 549,359 | 28.1 |
| Encanto Potash Corp | TSXV | EPO | 0.15 | 11.54 | 0.32 | 0.10 | 622,180 | 44.9 |
| Brazil Resources Inc | TSXV | BRI | 0.95 | 10.47 | 1.44 | 0.43 | 318,431 | 68.8 |
| Wildcat Silver Corp | TSX | WS | 0.57 | 9.62 | 0.69 | 0.28 | 124,647 | 81.8 |
| Commerce Resources Corp | TSXV | CCE | 0.19 | 8.82 | 0.26 | 0.06 | 152,000 | 30.9 |
| Mega Precious Metals Inc | TSXV | MGP | 0.13 | 8.33 | 0.27 | 0.09 | 343,043 | 16.7 |
| Garibaldi Resources Corp | TSXV | GGI | 0.20 | 8.11 | 0.24 | 0.04 | 143,400 | 11.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Longreach Oil & Gas Ltd | TSXV | LOI | 0.34 | 36.00 | 0.80 | 0.17 | 394,742 | 27.6 |
| Africa Hydrocarbons Inc | TSXV | NFK | 0.16 | 6.90 | 0.30 | 0.03 | 554,266 | 17.7 |
| Raise Production Inc | TSXV | RPC | 2.49 | 6.41 | 3.50 | 0.39 | 254,870 | 212.9 |
| Synodon Inc | TSXV | SYD | 0.30 | 5.36 | 0.48 | 0.13 | 126,950 | 24.3 |
| Crown Point Energy Inc | TSXV | CWV | 0.84 | 5.00 | 0.93 | 0.14 | 131,509 | 87.8 |
| Western Energy Services Corp | TSX | WRG | 11.62 | 4.22 | 11.70 | 6.67 | 1,101,778 | 858.0 |
| Alvopetro Energy Ltd/CA | TSXV | ALV | 1.03 | 4.04 | 1.33 | 0.90 | 218,643 | 87.7 |
| Parex Resources Inc | TSX | PXT | 11.32 | 3.76 | 11.36 | 4.06 | 372,938 | 1,242.7 |
| Alberta Oilsands Inc | TSXV | AOS | 0.16 | 3.23 | 0.18 | 0.03 | 226,637 | 33.9 |
| Falcon Oil & Gas Ltd | TSXV | FO | 0.18 | 2.86 | 0.27 | 0.12 | 1,258,271 | 165.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| PNI Digital Media Inc | TSX | PN | 1.70 | 31.78 | 1.71 | 0.20 | 6,984,485 | 70.5 |
| Natcore Technology Inc | TSXV | NXT | 0.98 | 19.51 | 1.39 | 0.55 | 199,953 | 45.6 |
| QHR Corp | TSXV | QHR | 1.39 | 12.10 | 1.54 | 0.51 | 723,668 | 67.4 |
| Wi-Lan Inc | TSX | WIN | 3.67 | 6.07 | 4.98 | 2.96 | 879,698 | 440.2 |
| Sierra Wireless Inc | TSX | SW | 21.83 | 3.07 | 28.31 | 10.95 | 117,885 | 686.2 |
| COM DEV International Ltd | TSX | CDV | 3.74 | 2.47 | 4.40 | 3.35 | 371,087 | 286.7 |
| Redknee Solutions Inc | TSX | RKN | 4.75 | 0.85 | 7.82 | 2.50 | 148,732 | 517.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Avcorp Industries Inc | TSX | AVP | 0.12 | 21.05 | 0.20 | 0.05 | 144,421 | 32.5 |
| Norbord Inc | TSX | NBD | 30.02 | 3.66 | 36.95 | 25.10 | 517,287 | 1,603.7 |
| Empire Industries Ltd/Canada | TSXV | EIL | 0.19 | 2.78 | 0.21 | 0.04 | 4,918,190 | 47.1 |
| Kelso Technologies Inc | TSXV | KLS | 6.63 | 2.31 | 6.79 | 0.92 | 177,870 | 289.4 |
| Ainsworth Lumber Co Ltd | TSX | ANS | 3.85 | 1.85 | 4.22 | 2.70 | 166,293 | 927.5 |
| Westport Innovations Inc | TSX | WPT | 17.83 | 1.08 | 36.57 | 13.67 | 287,254 | 1,121.2 |
| Avigilon Corp | TSX | AVO | 26.77 | 0.90 | 34.50 | 13.48 | 319,566 | 1,242.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Spectral Diagnostics Inc | TSX | SDI | 0.32 | 14.29 | 0.77 | 0.18 | 125,542 | 43.0 |
| Trimel Pharmaceuticals Corp | TSX | TRL | 0.60 | 7.14 | 1.10 | 0.34 | 386,196 | 97.9 |
| Nordion Inc | TSX | NDN | 13.58 | 6.93 | 13.66 | 7.11 | 145,812 | 840.7 |
| Titan Medical Inc | TSXV | TMD | 1.91 | 6.11 | 2.76 | 0.38 | 555,191 | 189.5 |
| Stellar Biotechnologies Inc | TSXV | KLH | 1.33 | 5.56 | 2.15 | 0.44 | 174,421 | 103.9 |
| Patient Home Monitoring Corp | TSXV | PHM | 0.24 | 4.35 | 0.38 | 0.06 | 197,279 | 32.0 |
| Led Medical Diagnostics Inc | TSXV | LMD | 0.51 | 4.08 | 0.59 | 0.18 | 198,258 | 37.6 |
| Theralase Technologies Inc | TSXV | TLT | 0.27 | 3.85 | 0.56 | 0.17 | 162,800 | 18.0 |
| Centric Health Corp | TSX | CHH | 0.28 | 3.77 | 0.63 | 0.25 | 579,850 | 42.1 |
| Concordia Healthcare Corp | TSX | CXR | 28.42 | 2.19 | 29.28 | 6.25 | 114,970 | 678.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Tuckamore Capital Management Inc | TSX | TX | 0.74 | 19.35 | 0.75 | 0.10 | 2,130,168 | 59.3 |
| Aberdeen International Inc | TSX | AAB | 0.14 | 7.69 | 0.24 | 0.11 | 134,900 | 12.2 |
| Partners Real Estate Investment Trust | TSX | PAR-U | 4.25 | 4.94 | 7.88 | 3.94 | 233,819 | 115.8 |
| Alaris Royalty Corp | TSX | AD | 28.13 | 4.85 | 37.69 | 23.79 | 274,850 | 808.0 |
| High North Resources Ltd | TSXV | HN | 0.52 | 1.96 | 0.74 | 0.28 | 100,000 | 26.8 |
| AGF Management Ltd | TSX | AGF/B | 12.81 | 1.51 | 14.78 | 10.34 | 336,516 | 1,100.4 |
| Pinetree Capital Ltd | TSX | PNP | 0.44 | 1.16 | 0.66 | 0.25 | 341,455 | 66.5 |
| Tricon Capital Group Inc | TSX | TCN | 7.74 | 1.04 | 8.54 | 5.65 | 317,841 | 700.6 |
| Chartwell Retirement Residences | TSX | CSH-U | 10.53 | 0.96 | 11.71 | 8.95 | 155,881 | 1,834.0 |
| Input Capital Corp | TSXV | INP | 2.21 | 0.45 | 2.73 | 1.55 | 316,100 | 135.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Uranerz Energy Corp | NYSE | URZ | 1.59 | 6.71 | 1.97 | 0.80 | 194,407 | 137.0 |
| Aceto Corp | NASDAQ | ACET | 23.48 | 5.01 | 25.25 | 10.01 | 411,881 | 666.4 |
| Mercer International Inc | NASDAQ | MERC | 9.27 | 3.34 | 10.55 | 6.02 | 436,242 | 592.4 |
| Stillwater Mining Co | NYSE | SWC | 15.90 | 2.98 | 16.65 | 9.78 | 1,743,679 | 1,904.8 |
| Allied Nevada Gold Corp | NYSE | ANV | 3.47 | 2.97 | 10.10 | 3.01 | 2,507,850 | 361.7 |
| American Vanguard Corp | NYSE | AVD | 15.84 | 2.39 | 32.34 | 14.46 | 960,486 | 455.4 |
| Hi-Crush Partners LP | NYSE | HCLP | 41.83 | 2.17 | 43.97 | 17.94 | 602,639 | 1,364.3 |
| OCI Resources LP | NYSE | OCIR | 22.38 | 1.82 | 23.29 | 17.76 | 125,782 | 437.6 |
| SunCoke Energy Inc | NYSE | SXC | 20.59 | 1.03 | 23.90 | 13.58 | 352,523 | 1,436.7 |
| McEwen Mining Inc | NYSE | MUX | 2.38 | 0.42 | 3.74 | 1.63 | 1,534,540 | 705.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Hyperdynamics Corp | NYSE | HDY | 4.46 | 199.33 | 7.00 | 1.13 | 26,352,999 | 93.9 |
| Houston American Energy Corp | NYSE | HUSA | 0.46 | 9.05 | 0.75 | 0.18 | 206,904 | 23.9 |
| Enservco Corp | NYSE | ENSV | 2.23 | 7.21 | 2.75 | 0.86 | 318,864 | 81.1 |
| Tesco Corp | NASDAQ | TESO | 20.60 | 6.13 | 21.55 | 11.62 | 454,122 | 824.9 |
| Gevo Inc | NASDAQ | GEVO | 1.11 | 5.71 | 2.32 | 0.73 | 651,404 | 76.1 |
| ZaZa Energy Corp | NASDAQ | ZAZA | 0.45 | 4.31 | 1.55 | 0.41 | 334,698 | 47.9 |
| Bill Barrett Corp | NYSE | BBG | 24.76 | 4.03 | 30.69 | 19.99 | 1,959,900 | 1,230.5 |
| FutureFuel Corp | NYSE | FF | 21.44 | 3.33 | 22.25 | 12.46 | 336,709 | 929.3 |
| Vantage Drilling Co | NYSE | VTG | 1.71 | 3.01 | 2.06 | 1.59 | 7,459,156 | 522.0 |
| Enbridge Energy Management LLC | NYSE | EEQ | 30.19 | 2.65 | 30.53 | 25.69 | 471,623 | 1,961.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Pingify International Inc | OTC BB | PGFY | 1.37 | 52.22 | 1.74 | 0.20 | 22,303,429 | 68.6 |
| Wave Systems Corp | NASDAQ | WAVX | 1.40 | 17.65 | 2.00 | 0.69 | 1,319,594 | 56.7 |
| China Mobile Games & Entertainment Group Ltd | NASDAQ | CMGE | 20.38 | 16.32 | 40.31 | 10.05 | 590,835 | 641.2 |
| Mitek Systems Inc | NASDAQ | MITK | 3.48 | 13.36 | 7.71 | 2.96 | 772,870 | 105.9 |
| eMagin Corp | NYSE | EMAN | 2.67 | 10.33 | 4.00 | 2.20 | 404,988 | 64.1 |
| MeetMe Inc | NYSE | MEET | 3.08 | 8.83 | 4.39 | 1.07 | 888,503 | 118.5 |
| Mattson Technology Inc | NASDAQ | MTSN | 1.99 | 6.99 | 3.22 | 1.55 | 1,826,027 | 146.1 |
| Parkervision Inc | NASDAQ | PRKR | 5.39 | 6.10 | 7.78 | 2.16 | 1,978,399 | 520.2 |
| Carbonite Inc | NASDAQ | CARB | 10.49 | 5.32 | 16.50 | 8.26 | 205,002 | 280.0 |
| VASCO Data Security International Inc | NASDAQ | VDSI | 12.07 | 4.32 | 12.33 | 6.47 | 363,413 | 478.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker |
Last Price |
1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Arotech Corp | NASDAQ | ARTX | 3.73 | 10.68 | 6.61 | 1.00 | 4,596,760 | 75.2 |
| Lydall Inc | NYSE | LDL | 26.03 | 10.02 | 26.87 | 13.82 | 182,664 | 442.9 |
| AAON Inc | NASDAQ | AAON | 31.57 | 9.24 | 34.27 | 18.63 | 269,018 | 1,156.1 |
| IntriCon Corp | NASDAQ | IIN | 7.26 | 8.54 | 7.45 | 2.75 | 246,389 | 41.6 |
| China Ming Yang Wind Power Group Ltd | NYSE | MY | 2.44 | 6.55 | 4.34 | 1.22 | 831,467 | 297.3 |
| ExOne Co/The | NASDAQ | XONE | 36.32 | 4.94 | 78.80 | 24.34 | 375,851 | 523.9 |
| API Technologies Corp | NASDAQ | ATNY | 2.40 | 4.35 | 3.86 | 2.20 | 124,712 | 132.9 |
| Liquidmetal Technologies Inc | OTC BB | LQMT | 0.21 | 4.28 | 0.41 | 0.05 | 2,361,378 | 82.6 |
| Camtek Ltd/Israel | NASDAQ | CAMT | 3.42 | 4.27 | 6.43 | 1.49 | 121,879 | 101.6 |
| Adept Technology Inc | NASDAQ | ADEP | 12.01 | 4.07 | 21.90 | 3.09 | 373,786 | 133.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Medical Action Industries Inc | NASDAQ | MDCI | 7.07 | 11.87 | 10.07 | 5.04 | 300,333 | 115.9 |
| Fibrocell Science Inc | NYSE | FCSC | 3.50 | 10.76 | 7.20 | 3.15 | 142,851 | 142.9 |
| Karyopharm Therapeutics Inc | NASDAQ | KPTI | 29.14 | 9.34 | 47.87 | 15.50 | 129,851 | 867.3 |
| Synthetic Biologics Inc | NYSE | SYN | 1.42 | 9.23 | 3.64 | 0.95 | 1,635,115 | 82.8 |
| pSivida Corp | NASDAQ | PSDV | 3.95 | 8.22 | 5.60 | 2.28 | 204,285 | 108.1 |
| Galena Biopharma Inc | NASDAQ | GALE | 2.64 | 8.20 | 7.77 | 1.65 | 5,133,059 | 311.6 |
| XOMA Corp | NASDAQ | XOMA | 4.65 | 8.14 | 9.57 | 3.02 | 2,652,691 | 497.0 |
| Prosensa Holding NV | NASDAQ | RNA | 7.21 | 7.93 | 34.55 | 3.43 | 281,230 | 252.4 |
| Cerus Corp | NASDAQ | CERS | 4.13 | 7.55 | 8.00 | 3.74 | 1,041,393 | 299.2 |
| Sunshine Heart Inc | NASDAQ | SSH | 6.39 | 7.39 | 13.80 | 4.78 | 297,890 | 107.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| First Mountain Bank | OTC BB | FMBP | 8.22 | 20.18 | 8.22 | 3.75 | 114,634 | 12.9 |
| RCS Capital Corp | NYSE | RCAP | 35.87 | 6.82 | 39.98 | 14.86 | 159,494 | 1,015.9 |
| Greenhill & Co Inc | NYSE | GHL | 52.92 | 4.26 | 60.98 | 43.21 | 709,505 | 1,496.0 |
| Ladenburg Thalmann Financial Services Inc | NYSE | LTS | 2.76 | 4.15 | 3.54 | 1.36 | 512,420 | 500.6 |
| Universal Insurance Holdings Inc | NYSE | UVE | 15.20 | 4.04 | 15.34 | 6.12 | 587,566 | 538.6 |
| Riverview Bancorp Inc | NASDAQ | RVSB | 3.76 | 3.58 | 3.85 | 2.25 | 119,143 | 84.5 |
| KCG Holdings Inc | NYSE | KCG | 11.10 | 2.49 | 13.29 | 8.11 | 603,314 | 1,269.6 |
| HCI Group Inc | NYSE | HCI | 39.61 | 2.48 | 53.61 | 28.73 | 230,561 | 448.8 |
| Caesars Acquisition Co | NASDAQ | CACQ | 13.24 | 2.32 | 16.98 | 10.34 | 206,794 | 1,797.6 |
| Noah Holdings Ltd | NYSE | NOAH | 13.83 | 2.07 | 25.51 | 7.84 | 126,408 | 764.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg


