Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Monday, April 21, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Flinders Resources Ltd | TSXV | FDR | 0.76 | 22.58 | 0.82 | 0.32 | 888,868 | 35.1 |
| CB Gold Inc | TSXV | CBJ | 0.13 | 18.18 | 0.43 | 0.08 | 3,693,500 | 20.7 |
| MBAC Fertilizer Corp | TSX | MBC | 0.56 | 16.67 | 2.48 | 0.45 | 357,497 | 85.1 |
| Freegold Ventures Ltd | TSX | FVL | 0.24 | 14.29 | 0.54 | 0.17 | 107,100 | 18.1 |
| Graphite One Resources Inc | TSXV | GPH | 0.19 | 11.76 | 0.27 | 0.08 | 303,408 | 23.5 |
| Titanium Corp Inc | TSXV | TIC | 1.92 | 11.63 | 1.92 | 0.38 | 491,435 | 123.7 |
| NioCorp Developments Ltd | TSXV | NB | 0.41 | 10.81 | 0.42 | 0.10 | 437,131 | 48.9 |
| Newport Exploration Ltd | TSXV | NWX | 0.53 | 10.42 | 0.54 | 0.04 | 881,640 | 42.6 |
| Amex Exploration Inc | TSXV | AMX | 0.17 | 10.00 | 0.22 | 0.07 | 103,000 | 10.5 |
| Western Lithium USA Corp | TSX | WLC | 0.69 | 9.52 | 0.95 | 0.12 | 175,825 | 70.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Altima Resources Ltd | TSXV | ARH | 0.11 | 37.50 | 0.16 | 0.04 | 348,500 | 34.7 |
| Arcan Resources Ltd | TSXV | ARN | 0.36 | 20.34 | 0.91 | 0.24 | 401,960 | 34.7 |
| Edge Resources Inc | TSXV | EDE | 0.15 | 16.00 | 0.23 | 0.07 | 193,110 | 23.8 |
| Petromanas Energy Inc | TSXV | PMI | 0.28 | 14.58 | 0.28 | 0.08 | 4,421,356 | 190.8 |
| Suroco Energy Inc | TSXV | SRN | 0.38 | 13.64 | 0.50 | 0.22 | 315,125 | 50.4 |
| Eco Atlantic Oil & Gas Inc | TSXV | EOG | 0.26 | 13.04 | 0.54 | 0.20 | 113,500 | 17.9 |
| Yangarra Resources Ltd | TSXV | YGR | 1.20 | 9.09 | 1.25 | 0.28 | 2,648,833 | 177.5 |
| Ballard Power Systems Inc | TSX | BLD | 4.43 | 7.00 | 9.32 | 0.87 | 1,619,304 | 484.5 |
| Anderson Energy Ltd | TSX | AXL | 0.23 | 6.98 | 0.28 | 0.11 | 250,300 | 39.7 |
| DualEx Energy International Inc | TSXV | DXE | 0.23 | 6.98 | 0.36 | 0.08 | 140,625 | 25.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Spectra7 Microsystems Inc | TSXV | SEV | 0.54 | 12.50 | 0.88 | 0.26 | 1,242,191 | 28.7 |
| Cortex Business Solutions Inc | TSXV | CBX | 0.13 | 8.70 | 0.25 | 0.08 | 113,100 | 45.2 |
| ViXS Systems Inc | TSX | VXS | 1.65 | 6.45 | 4.19 | 1.40 | 816,100 | 83.3 |
| Sierra Wireless Inc | TSX | SW | 24.94 | 5.10 | 28.31 | 10.31 | 134,698 | 782.1 |
| Sphere 3D Corp | TSXV | ANY | 8.47 | 4.57 | 8.85 | 0.41 | 102,025 | 194.9 |
| Sandvine Corp | TSX | SVC | 3.71 | 3.63 | 3.81 | 1.60 | 981,758 | 555.5 |
| Intrinsyc Software International Inc | TSX | ICS | 0.16 | 3.33 | 0.18 | 0.05 | 935,800 | 25.4 |
| Guestlogix Inc | TSX | GXI | 1.29 | 0.78 | 1.60 | 0.77 | 472,200 | 118.0 |
| Wi-Lan Inc | TSX | WIN | 3.24 | 0.31 | 4.98 | 2.96 | 223,634 | 388.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Flyht Aerospace Solutions Ltd | TSXV | FLY | 0.60 | 11.11 | 0.80 | 0.14 | 780,707 | 97.7 |
| DIRTT Environmental Solutions | TSX | DRT | 3.63 | 5.83 | 3.65 | 2.30 | 148,483 | 250.0 |
| RDX Technologies Corp | TSXV | RDX | 0.43 | 3.61 | 0.64 | 0.13 | 207,192 | 74.6 |
| Ainsworth Lumber Co Ltd | TSX | ANS | 3.70 | 0.54 | 4.22 | 2.70 | 774,268 | 891.4 |
| Aecon Group Inc | TSX | ARE | 18.32 | 0.22 | 18.48 | 10.32 | 144,375 | 1,030.8 |
| Badger Daylighting Ltd | TSX | BAD | 39.40 | 0.20 | 43.65 | 13.64 | 345,563 | 1,459.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Tekmira Pharmaceuticals Corp | TSX | TKM | 16.17 | 13.24 | 34.66 | 4.58 | 114,940 | 352.7 |
| Stem Cell Therapeutics Corp | TSXV | SSS | 0.38 | 10.29 | 0.74 | 0.14 | 236,350 | 75.8 |
| CRH Medical Corp | TSX | CRH | 0.87 | 8.75 | 0.92 | 0.34 | 154,600 | 42.5 |
| Cipher Pharmaceuticals Inc | TSX | DND | 8.18 | 7.21 | 9.59 | 3.56 | 147,014 | 204.3 |
| Cynapsus Therapeutics Inc | TSXV | CTH | 0.59 | 5.36 | 1.51 | 0.27 | 234,497 | 23.7 |
| Patient Home Monitoring Corp | TSXV | PHM | 0.25 | 4.17 | 0.38 | 0.06 | 1,841,375 | 26.6 |
| Led Medical Diagnostics Inc | TSXV | LMD | 0.54 | 3.85 | 0.59 | 0.18 | 1,110,733 | 39.8 |
| Sernova Corp | TSXV | SVA | 0.33 | 3.13 | 0.34 | 0.09 | 400,145 | 42.8 |
| ICO Therapeutics Inc | TSXV | ICO | 0.40 | 2.56 | 0.59 | 0.26 | 270,895 | 31.6 |
| Centric Health Corp | TSX | CHH | 0.26 | 1.96 | 0.63 | 0.25 | 161,865 | 39.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| TIO Networks Corp | TSXV | TNC | 0.70 | 12.90 | 0.71 | 0.16 | 227,600 | 40.0 |
| Retrocom Real Estate Investment Trust | TSX | RMM-U | 4.83 | 1.05 | 5.65 | 4.44 | 109,993 | 301.3 |
| HealthLease Properties Real Estate Investment Trust | TSX | HLP-U | 10.19 | 0.59 | 11.59 | 9.27 | 321,934 | 261.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Uranerz Energy Corp | NYSE | URZ | 1.74 | 8.07 | 1.97 | 0.80 | 431,288 | 149.6 |
| Uranium Energy Corp | NYSE | UEC | 1.12 | 7.69 | 2.65 | 1.00 | 1,929,951 | 100.6 |
| General Moly Inc | NYSE | GMO | 1.19 | 7.21 | 2.26 | 0.82 | 769,090 | 109.3 |
| McEwen Mining Inc | NYSE | MUX | 2.37 | 4.87 | 3.74 | 1.63 | 2,389,729 | 702.1 |
| Shiloh Industries Inc | NASDAQ | SHLO | 20.04 | 3.94 | 25.34 | 9.42 | 132,612 | 343.4 |
| Cloud Peak Energy Inc | NYSE | CLD | 21.50 | 3.61 | 22.43 | 14.25 | 682,879 | 1,319.2 |
| China Gerui Advanced Materials Group Ltd | NASDAQ | CHOP | 0.93 | 3.32 | 2.25 | 0.89 | 106,216 | 55.4 |
| Gulf Resources Inc | NASDAQ | GURE | 2.15 | 1.90 | 3.20 | 1.00 | 104,727 | 82.9 |
| Hi-Crush Partners LP | NYSE | HCLP | 40.11 | 1.83 | 43.97 | 17.44 | 267,323 | 1,308.2 |
| Ring Energy Inc | NYSE | REI | 18.85 | 1.29 | 19.14 | 6.50 | 115,088 | 444.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Forbes Energy Services Ltd | NASDAQ | FES | 4.33 | 11.03 | 5.31 | 2.93 | 139,459 | 93.6 |
| Magellan Petroleum Corp | NASDAQ | MPET | 1.73 | 8.81 | 1.75 | 0.97 | 592,453 | 78.5 |
| Amyris Inc | NASDAQ | AMRS | 3.54 | 7.27 | 6.11 | 2.17 | 367,363 | 274.9 |
| Abraxas Petroleum Corp | NASDAQ | AXAS | 5.48 | 6.41 | 5.50 | 2.01 | 3,571,257 | 509.3 |
| Synergy Resources Corp | NYSE | SYRG | 11.25 | 5.14 | 11.40 | 6.20 | 1,643,006 | 868.3 |
| REX American Resources Corp | NYSE | REX | 65.51 | 5.00 | 65.83 | 17.46 | 189,260 | 532.0 |
| Lightbridge Corp | NASDAQ | LTBR | 2.37 | 4.41 | 3.79 | 1.32 | 144,036 | 35.7 |
| Green Plains Renewable Energy Inc | NASDAQ | GPRE | 30.20 | 4.32 | 32.60 | 10.56 | 779,269 | 1,129.7 |
| Alon USA Energy Inc | NYSE | ALJ | 16.31 | 3.62 | 18.88 | 8.55 | 508,861 | 1,115.1 |
| JA Solar Holdings Co Ltd | NASDAQ | JASO | 10.51 | 3.55 | 13.14 | 4.12 | 3,076,374 | 454.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Sequans Communications SA | NYSE | SQNS | 2.55 | 13.84 | 3.40 | 1.44 | 230,952 | 150.8 |
| eOn Communications Corp | NASDAQ | EONC | 4.63 | 13.48 | 7.49 | 0.71 | 113,228 | 13.4 |
| Maxwell Technologies Inc | NASDAQ | MXWL | 15.83 | 12.03 | 16.15 | 5.02 | 2,677,146 | 468.9 |
| Vimicro International Corp | NASDAQ | VIMC | 3.45 | 11.29 | 5.18 | 1.10 | 178,234 | 99.2 |
| Alliance Fiber Optic Products Inc | NASDAQ | AFOP | 18.68 | 7.85 | 23.94 | 6.98 | 1,529,161 | 344.2 |
| Aviat Networks Inc | NASDAQ | AVNW | 1.64 | 7.54 | 3.27 | 1.36 | 3,957,207 | 101.9 |
| Trulia Inc | NYSE | TRLA | 34.22 | 7.27 | 52.71 | 26.35 | 1,977,083 | 1,260.1 |
| Oclaro Inc | NASDAQ | OCLR | 3.42 | 6.88 | 3.44 | 0.88 | 1,312,891 | 364.4 |
| Globalscape Inc | NYSE | GSB | 2.55 | 6.69 | 3.90 | 1.35 | 223,409 | 51.1 |
| Super Micro Computer Inc | NASDAQ | SMCI | 18.93 | 6.35 | 23.54 | 9.20 | 677,750 | 827.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Liquidmetal Technologies Inc | OTC BB | LQMT | 0.23 | 15.51 | 0.41 | 0.05 | 4,387,962 | 91.0 |
| China XD Plastics Co Ltd | NASDAQ | CXDC | 7.11 | 10.58 | 7.15 | 3.80 | 483,662 | 340.4 |
| China Ming Yang Wind Power Group Ltd | NYSE | MY | 2.71 | 7.97 | 4.34 | 1.15 | 1,063,889 | 330.2 |
| Clean Diesel Technologies Inc | NASDAQ | CDTI | 2.73 | 6.23 | 7.39 | 1.10 | 368,992 | 27.7 |
| Intellicheck Mobilisa Inc | NYSE | IDN | 0.70 | 5.78 | 1.79 | 0.25 | 533,306 | 25.8 |
| China Recycling Energy Corp | NASDAQ | CREG | 3.38 | 5.63 | 6.05 | 0.88 | 208,603 | 205.9 |
| Control4 Corp | NASDAQ | CTRL | 19.73 | 5.51 | 32.50 | 13.77 | 325,231 | 451.9 |
| Highpower International Inc | NASDAQ | HPJ | 4.98 | 5.29 | 7.73 | 0.93 | 558,502 | 74.6 |
| Fuel Systems Solutions Inc | NASDAQ | FSYS | 11.08 | 5.12 | 21.44 | 9.75 | 146,444 | 222.6 |
| Hollysys Automation Technologies Ltd | NASDAQ | HOLI | 23.48 | 4.45 | 23.78 | 10.89 | 729,129 | 1,351.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Sarepta Therapeutics Inc | NASDAQ | SRPT | 33.98 | 39.26 | 55.61 | 12.12 | 13,114,970 | 1,283.6 |
| Aastrom Biosciences Inc | NASDAQ | ASTM | 4.38 | 24.43 | 17.79 | 3.14 | 2,531,935 | 27.1 |
| ANI Pharmaceuticals Inc | NASDAQ | ANIP | 30.83 | 20.67 | 38.74 | 4.80 | 675,634 | 347.5 |
| IGI Laboratories Inc | NYSE | IG | 4.76 | 15.53 | 6.14 | 1.24 | 474,040 | 223.8 |
| Synthetic Biologics Inc | NYSE | SYN | 2.88 | 14.29 | 3.64 | 0.95 | 1,202,385 | 167.8 |
| Regado Biosciences Inc | NASDAQ | RGDO | 7.15 | 13.49 | 14.10 | 4.27 | 1,048,171 | 238.3 |
| Cytokinetics Inc | NASDAQ | CYTK | 10.80 | 13.45 | 14.28 | 5.99 | 2,587,056 | 389.6 |
| TearLab Corp | NASDAQ | TEAR | 5.25 | 13.39 | 15.18 | 4.59 | 1,007,432 | 176.3 |
| Palatin Technologies Inc | NYSE | PTN | 1.27 | 12.89 | 1.50 | 0.51 | 616,881 | 49.8 |
| OXiGENE Inc | NASDAQ | OXGN | 3.12 | 11.43 | 5.40 | 1.96 | 1,549,845 | 47.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Republic First Bancorp Inc | NASDAQ | FRBK | 4.17 | 9.74 | 4.59 | 2.69 | 105,570 | 108.3 |
| Fortegra Financial Corp | NYSE | FRF | 6.87 | 6.02 | 8.70 | 6.17 | 157,653 | 137.6 |
| Gain Capital Holdings Inc | NYSE | GCAP | 10.33 | 3.30 | 14.62 | 4.43 | 194,354 | 410.7 |
| Federated National Holding Co | NASDAQ | FNHC | 20.50 | 3.17 | 20.88 | 7.06 | 188,123 | 230.9 |
| World Acceptance Corp | NASDAQ | WRLD | 80.46 | 2.78 | 107.98 | 71.58 | 132,029 | 879.9 |
| Ladenburg Thalmann Financial Services Inc | NYSE | LTS | 2.85 | 2.15 | 3.54 | 1.36 | 178,873 | 516.9 |
| HCI Group Inc | NYSE | HCI | 36.85 | 2.02 | 53.61 | 24.61 | 188,266 | 410.7 |
| National Holdings Corp | OTC BB | NHLD | 0.53 | 1.92 | 0.60 | 0.18 | 911,613 | 65.3 |
| HFF Inc | NYSE | HF | 32.96 | 1.82 | 36.06 | 15.82 | 141,895 | 1,227.8 |
| Cowen Group Inc | NASDAQ | COWN | 4.09 | 1.74 | 4.83 | 2.46 | 887,915 | 470.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg


