Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Wednesday, April 16, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Titanium Corp Inc | TSXV | TIC | 1.58 | 22.48 | 1.58 | 0.38 | 810,869 | 101.8 |
| RTG Mining Inc | TSX | RTG | 0.11 | 22.22 | 0.15 | 0.05 | 374,722 | 35.9 |
| Mawson West Ltd | TSX | MWE | 0.50 | 16.28 | 0.72 | 0.35 | 1,505,000 | 85.5 |
| Black Iron Inc | TSX | BKI | 0.15 | 15.38 | 0.26 | 0.12 | 275,900 | 23.9 |
| NioCorp Developments Ltd | TSXV | NB | 0.38 | 15.38 | 0.38 | 0.10 | 624,537 | 44.7 |
| Dalradian Resources Inc | TSX | DNA | 0.85 | 14.86 | 0.94 | 0.48 | 1,197,800 | 93.0 |
| Royal Nickel Corp | TSX | RNX | 0.74 | 13.85 | 0.74 | 0.25 | 418,251 | 69.7 |
| Torex Gold Resources Inc | TSX | TXG | 1.13 | 13.00 | 1.99 | 0.85 | 3,005,345 | 820.8 |
| EPM Mining Ventures Inc | TSXV | EPK | 0.37 | 12.12 | 0.40 | 0.10 | 313,147 | 35.8 |
| Spur Ventures Inc | TSXV | SVU | 0.36 | 10.77 | 0.40 | 0.33 | 104,800 | 21.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Connacher Oil and Gas Ltd | TSX | CLL | 0.32 | 16.36 | 0.34 | 0.06 | 4,249,966 | 144.6 |
| CDN Oilfield Solutions Corp | TSXV | OTS | 0.34 | 11.67 | 0.35 | 0.13 | 443,063 | 30.6 |
| Dejour Energy Inc | TSX | DEJ | 0.32 | 10.34 | 0.34 | 0.10 | 280,390 | 49.9 |
| Raise Production Inc | TSXV | RPC | 3.31 | 10.33 | 3.45 | 0.26 | 316,282 | 282.8 |
| Yangarra Resources Ltd | TSXV | YGR | 1.02 | 9.68 | 1.05 | 0.27 | 7,561,278 | 150.9 |
| Blackbird Energy Inc | TSXV | BBI | 0.13 | 8.70 | 0.14 | 0.05 | 243,567 | 19.7 |
| Argent Energy Trust | TSX | AET-U | 3.00 | 8.30 | 10.75 | 2.59 | 758,426 | 184.5 |
| Canacol Energy Ltd | TSX | CNE | 7.72 | 7.82 | 7.73 | 2.31 | 1,870,551 | 692.5 |
| NXT Energy Solutions Inc | TSXV | SFD | 1.23 | 6.03 | 2.05 | 0.56 | 120,405 | 54.5 |
| Ivanhoe Energy Inc | TSX | IE | 0.62 | 5.08 | 1.74 | 0.37 | 303,785 | 71.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Intrinsyc Software International Inc | TSX | ICS | 0.15 | 20.00 | 0.18 | 0.05 | 505,750 | 24.6 |
| POET Technologies Inc | TSXV | PTK | 2.77 | 10.80 | 2.87 | 0.32 | 3,004,255 | 410.9 |
| UrtheCast Corp | TSX | UR | 1.80 | 6.51 | 2.90 | 1.22 | 625,539 | 115.6 |
| Sphere 3D Corp | TSXV | ANY | 7.29 | 4.89 | 8.85 | 0.41 | 123,325 | 167.8 |
| Redknee Solutions Inc | TSX | RKN | 5.30 | 4.54 | 7.82 | 2.50 | 323,754 | 576.5 |
| Sandvine Corp | TSX | SVC | 3.62 | 3.13 | 3.72 | 1.60 | 459,278 | 542.0 |
| Spectra7 Microsystems Inc | TSXV | SEV | 0.39 | 2.63 | 0.88 | 0.26 | 490,700 | 20.8 |
| Wi-Lan Inc | TSX | WIN | 3.26 | 2.52 | 4.98 | 2.96 | 294,849 | 390.9 |
| Descartes Systems Group Inc/The | TSX | DSG | 15.13 | 1.07 | 17.02 | 9.65 | 118,999 | 963.2 |
| Absolute Software Corp | TSX | ABT | 6.99 | 0.29 | 8.10 | 5.81 | 121,545 | 303.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| RDX Technologies Corp | TSXV | RDX | 0.45 | 7.23 | 0.64 | 0.13 | 475,361 | 77.2 |
| Grand West Transportation Group Inc | TSXV | BUS | 0.49 | 6.52 | 0.65 | 0.46 | 103,200 | 19.4 |
| Martinrea International Inc | TSX | MRE | 11.03 | 4.45 | 12.75 | 6.91 | 441,580 | 931.8 |
| Photon Control Inc | TSXV | PHO | 0.38 | 2.70 | 0.41 | 0.09 | 156,528 | 38.7 |
| Ergoresearch Ltd | TSXV | ERG | 0.95 | 2.15 | 1.29 | 0.55 | 141,660 | 66.9 |
| Avigilon Corp | TSX | AVO | 27.27 | 1.75 | 34.50 | 11.01 | 379,857 | 1,265.4 |
| Intertape Polymer Group Inc | TSX | ITP | 11.90 | 0.42 | 15.62 | 10.74 | 153,492 | 723.2 |
| Chemtrade Logistics Income Fund | TSX | CHE-U | 20.87 | 0.19 | 22.06 | 15.63 | 118,977 | 1,251.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| BELLUS Health Inc | TSX | BLU | 0.80 | 12.68 | 0.99 | 0.24 | 150,548 | 37.9 |
| Tekmira Pharmaceuticals Corp | TSX | TKM | 15.51 | 11.10 | 34.66 | 4.58 | 395,011 | 338.3 |
| Prometic Life Sciences Inc | TSX | PLI | 1.21 | 7.08 | 1.65 | 0.27 | 1,352,272 | 637.5 |
| Helix BioPharma Corp | TSX | HBP | 1.49 | 6.43 | 1.77 | 0.50 | 173,170 | 107.1 |
| ICO Therapeutics Inc | TSXV | ICO | 0.38 | 5.56 | 0.59 | 0.26 | 315,304 | 30.0 |
| Sernova Corp | TSXV | SVA | 0.29 | 5.45 | 0.32 | 0.09 | 184,400 | 37.7 |
| Cynapsus Therapeutics Inc | TSXV | CTH | 0.60 | 5.26 | 1.51 | 0.27 | 744,342 | 24.1 |
| Stem Cell Therapeutics Corp | TSXV | SSS | 0.35 | 4.55 | 0.74 | 0.14 | 103,450 | 69.8 |
| Extendicare Inc/US | TSX | EXE | 6.75 | 0.90 | 8.79 | 5.12 | 101,525 | 612.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Pinetree Capital Ltd | TSX | PNP | 0.48 | 6.67 | 0.66 | 0.25 | 133,255 | 73.0 |
| LX Ventures Inc | TSXV | LXV | 0.19 | 5.71 | 0.96 | 0.14 | 383,300 | 14.9 |
| American Hotel Income Properties REIT LP | TSX | HOT-U | 10.35 | 3.50 | 12.10 | 9.78 | 125,092 | 149.4 |
| AGF Management Ltd | TSX | AGF/B | 12.58 | 1.94 | 14.78 | 10.34 | 124,350 | 1,080.7 |
| Sprott Inc | TSX | SII | 3.27 | 1.87 | 3.85 | 2.21 | 105,514 | 811.3 |
| Dundee International Real Estate Investment Trust | TSX | DI-U | 9.41 | 1.84 | 11.09 | 7.97 | 177,791 | 1,025.8 |
| Canaccord Genuity Group Inc | TSX | CF | 8.07 | 1.77 | 8.55 | 5.05 | 130,892 | 817.8 |
| NorthWest Healthcare Properties Real Estate Investment Trust | TSX | NWH-U | 10.04 | 0.40 | 13.30 | 9.52 | 104,528 | 389.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Aceto Corp | NASDAQ | ACET | 21.27 | 5.40 | 25.25 | 10.00 | 332,034 | 603.6 |
| Ferro Corp | NYSE | FOE | 13.19 | 4.27 | 14.97 | 6.19 | 654,125 | 1,146.0 |
| Kraton Performance Polymers Inc | NYSE | KRA | 27.55 | 3.61 | 28.87 | 18.33 | 304,222 | 902.9 |
| Century Aluminum Co | NASDAQ | CENX | 13.85 | 3.44 | 13.88 | 6.26 | 728,974 | 1,228.7 |
| Rentech Inc | NASDAQ | RTK | 2.18 | 2.83 | 2.49 | 1.55 | 3,539,449 | 496.0 |
| Noranda Aluminum Holding Corp | NYSE | NOR | 4.26 | 2.65 | 5.08 | 2.21 | 360,809 | 291.8 |
| Uranerz Energy Corp | NYSE | URZ | 1.56 | 2.63 | 1.97 | 0.80 | 296,864 | 134.1 |
| Hi-Crush Partners LP | NYSE | HCLP | 38.90 | 2.40 | 43.97 | 17.44 | 277,090 | 1,268.7 |
| Taminco Corp | NYSE | TAM | 20.14 | 2.34 | 23.30 | 13.75 | 127,637 | 1,337.5 |
| Arch Coal Inc | NYSE | ACI | 4.97 | 1.84 | 5.82 | 3.47 | 4,796,053 | 1,055.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Lightbridge Corp | NASDAQ | LTBR | 2.38 | 20.20 | 3.79 | 1.32 | 279,790 | 35.9 |
| FX Energy Inc | NASDAQ | FXEN | 4.17 | 8.03 | 6.18 | 2.48 | 2,565,797 | 224.8 |
| China Sunergy Co Ltd | NASDAQ | CSUN | 4.17 | 7.75 | 10.19 | 1.29 | 163,010 | 61.9 |
| Penn Virginia Corp | NYSE | PVA | 16.79 | 7.15 | 18.04 | 3.64 | 2,752,186 | 1,100.5 |
| ReneSola Ltd | NYSE | SOL | 2.90 | 7.01 | 6.00 | 1.31 | 1,817,679 | 294.8 |
| Syntroleum Corp | NASDAQ | SYNM | 3.97 | 7.01 | 7.75 | 2.39 | 214,993 | 39.5 |
| BioFuel Energy Corp | NASDAQ | BIOF | 6.06 | 6.69 | 7.80 | 1.13 | 648,755 | 38.6 |
| JinkoSolar Holding Co Ltd | NYSE | JKS | 27.35 | 6.21 | 37.98 | 4.80 | 1,839,167 | 841.4 |
| Amyris Inc | NASDAQ | AMRS | 3.35 | 5.68 | 6.11 | 2.17 | 319,215 | 260.1 |
| Miller Energy Resources Inc | NYSE | MILL | 5.44 | 5.63 | 8.97 | 3.50 | 468,148 | 246.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| voxeljet AG | NYSE | VJET | 16.17 | 9.26 | 70.00 | 13.00 | 1,360,703 | 300.8 |
| China Mobile Games & Entertainment Group Ltd | NASDAQ | CMGE | 18.51 | 8.88 | 40.31 | 8.30 | 424,660 | 582.3 |
| Netlist Inc | NASDAQ | NLST | 1.68 | 8.39 | 2.41 | 0.51 | 217,822 | 69.6 |
| Neonode Inc | NASDAQ | NEON | 5.24 | 8.26 | 8.84 | 4.49 | 1,354,405 | 198.8 |
| 21Vianet Group Inc | NASDAQ | VNET | 26.10 | 7.27 | 32.19 | 8.52 | 1,235,926 | 1,732.3 |
| eGain Corp | NASDAQ | EGAN | 6.44 | 7.15 | 15.75 | 5.89 | 188,345 | 163.6 |
| Violin Memory Inc | NYSE | VMEM | 3.72 | 6.59 | 7.98 | 2.50 | 548,976 | 316.8 |
| Demandware Inc | NYSE | DWRE | 55.12 | 6.41 | 82.23 | 24.64 | 486,110 | 1,972.3 |
| Silver Spring Networks Inc | NYSE | SSNI | 15.25 | 6.35 | 33.82 | 14.10 | 243,445 | 728.2 |
| Dot Hill Systems Corp | NASDAQ | HILL | 4.03 | 6.33 | 6.06 | 1.40 | 426,876 | 241.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Clean Diesel Technologies Inc | NASDAQ | CDTI | 2.57 | 11.26 | 7.39 | 1.10 | 800,218 | 26.1 |
| ExOne Co/The | NASDAQ | XONE | 28.40 | 11.02 | 78.80 | 24.34 | 523,708 | 409.7 |
| Control4 Corp | NASDAQ | CTRL | 18.59 | 10.46 | 32.50 | 13.77 | 489,867 | 425.7 |
| PowerSecure International Inc | NYSE | POWR | 21.44 | 8.78 | 27.44 | 11.69 | 326,022 | 470.6 |
| China Recycling Energy Corp | NASDAQ | CREG | 3.18 | 7.80 | 6.05 | 0.88 | 249,927 | 193.7 |
| Canadian Solar Inc | NASDAQ | CSIQ | 26.97 | 7.15 | 44.50 | 3.64 | 4,442,302 | 1,446.5 |
| Broadwind Energy Inc | NASDAQ | BWEN | 12.16 | 7.04 | 14.00 | 3.95 | 188,113 | 178.7 |
| Adept Technology Inc | NASDAQ | ADEP | 15.25 | 6.79 | 21.90 | 3.01 | 240,667 | 169.3 |
| China XD Plastics Co Ltd | NASDAQ | CXDC | 6.77 | 15.92 | 6.85 | 3.80 | 757,626 | 324.1 |
| Applied Optoelectronics Inc | NASDAQ | AAOI | 22.70 | 5.53 | 28.01 | 9.07 | 121,237 | 322.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Zalicus Inc | NASDAQ | ZLCS | 1.35 | 31.07 | 8.28 | 0.88 | 13,618,861 | 35.2 |
| Zogenix Inc | NASDAQ | ZGNX | 2.82 | 20.51 | 5.19 | 1.25 | 6,894,280 | 393.5 |
| Medizone International Inc | OTC BB | MZEI | 0.27 | 19.35 | 0.29 | 0.05 | 2,026,548 | 88.7 |
| Apricus Biosciences Inc | NASDAQ | APRI | 2.39 | 18.91 | 3.49 | 1.66 | 1,218,031 | 90.5 |
| ANI Pharmaceuticals Inc | NASDAQ | ANIP | 24.79 | 14.66 | 38.74 | 4.80 | 338,764 | 279.4 |
| Tetraphase Pharmaceuticals Inc | NASDAQ | TTPH | 9.75 | 14.44 | 17.74 | 7.02 | 580,546 | 251.5 |
| Vasomedical Inc | OTC BB | VASO | 0.34 | 13.33 | 0.50 | 0.10 | 318,428 | 53.1 |
| Hooper Holmes Inc | NYSE | HH | 0.65 | 11.21 | 0.74 | 0.31 | 313,478 | 45.4 |
| ImmunoGen Inc | NASDAQ | IMGN | 14.21 | 11.02 | 20.25 | 11.78 | 2,854,290 | 1,217.4 |
| Idera Pharmaceuticals Inc | NASDAQ | IDRA | 2.94 | 10.52 | 6.87 | 0.50 | 2,980,989 | 242.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Interactive Brokers Group Inc | NASDAQ | IBKR | 24.08 | 11.69 | 25.03 | 13.72 | 2,030,620 | 1,316.1 |
| E-House China Holdings Ltd | NYSE | EJ | 10.99 | 9.24 | 17.28 | 3.94 | 3,234,609 | 1,483.1 |
| First Security Group Inc/TN | NASDAQ | FSGI | 2.05 | 7.33 | 7.45 | 1.80 | 251,234 | 136.6 |
| Caesars Acquisition Co | NASDAQ | CACQ | 12.94 | 6.94 | 16.98 | 10.34 | 265,679 | 1,756.9 |
| Ladenburg Thalmann Financial Services Inc | NYSE | LTS | 2.76 | 4.94 | 3.54 | 1.36 | 185,636 | 500.6 |
| Full Circle Capital Corp | NASDAQ | FULL | 7.83 | 4.40 | 9.59 | 6.67 | 131,285 | 74.1 |
| WisdomTree Investments Inc | NASDAQ | WETF | 11.75 | 3.98 | 18.50 | 10.10 | 2,500,436 | 1,559.2 |
| Greenhill & Co Inc | NYSE | GHL | 49.61 | 3.25 | 60.98 | 43.21 | 479,936 | 1,402.4 |
| National Holdings Corp | OTC BB | NHLD | 0.52 | 3.21 | 0.60 | 0.18 | 476,134 | 63.5 |
| Altisource Residential Corp | NYSE | RESI | 28.82 | 3.04 | 34.95 | 15.36 | 436,945 | 1,646.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg


